Whisenhant v. AllenWhisenhant v. Allen
This is a death penalty case in which petitioner-appellant, Thomas Warren Whi-senhant, appeals the district court’s denial of his
I. BACKGROUND
On a rainy night in October 1976, Whi-senhant abducted 24-year-old Cheryl Lynn Payton at gunpoint from a convenience store in Theodore, Alabama, where she was working alone. 1 Whisenhant drove her to a remote area, raped her in his truck, and then took her into the woods where he shot her in the head, killing her. He later returned twice to the woods and mutilated Payton’s body with his knife. After police officers apprehended him, Whisenhant confessed to the rape, killing, and mutilation of Payton. He also confessed to killing within the past year two other female convenience store clerks and mutilating one of them. 2
At the 1977 trial for Cheryl Payton’s murder, Whisenhant presented numerous witnesses to establish an insanity defense. In particular, a noted psychiatrist, Dr. Claude L. Brown, testified that Whisen-hant had a mental disease and that he had lost the power to distinguish right from wrong when he had killed Payton.
Whisenhant,
A second jury trial was held in 1981. Prior to trial, Whisenhant’s attorneys filed a motion for $3500 to hire two psychiatrists who had evaluated Whisenhant before the 1977 trial, and a more general motion for funds for expert witnesses. The trial court denied the first motion and granted the statutory cap of $500 for the second motion. Whisenhant’s counsel firmly believed the trial court committed reversible error by denying Whisenhant’s motion for funds for the psychiatrists, and decided not to present any evidence of insanity. Whisenhant was again convicted and sentenced to death.
On appeal, Whisenhant raised the perceived error of the trial judge’s denial of his motion for funds, but the Alabama Court of Criminal Appeals found no constitutional violation.
Whisenhant v. State,
In 1987, a third penalty phase proceeding occurred. At this proceeding, Whisen-hant again presented evidence of mental illness but a jury unanimously voted to sentence Whisenhant to death for the third time. The Court of Criminal Appeals affirmed the death sentence, as did the Alabama Supreme Court.
Whisenhant v. State,
Whisenhant then began state habeas corpus proceedings by filing an Alabama Rule of Criminal Procedure Rule 32 petition. During discovery, Whisenhant received two FBI reports made after the murder of Venora Hyatt, which provided speculative profiles about the unidentified killer. Whisenhant also discovered a statement made to police officers by his co-worker Sandra Heverly who described Whisenhant as “weird.” Rl-14, Exh. Vol. 39 at 362-67. Based on these documents, Whisenhant amended his complaint in 1995 to include a violation of
Brady v. Maryland,
Shortly before the Rule 32 hearing in October 1996, Whisenhant discovered a draft order granting Whisenhant’s motion for funds to hire a psychiatrist. Prior to the 1987 trial, prosecutor Chris Galanos had given this proposed order to the trial judge, Circuit Judge Ferrill D. McRae, but not to defense counsel. Judge McRae entered an order the next day similar to the draft order but increased the amount of funds to $2,200. Based on this discovery, Whisenhant added a claim of judicial bias to his state habeas petition and moved to recuse Judge McRae from the Rule 32 proceedings. Judge McRae granted the motion for recusal “out of an abundance of caution and to avoid all appearance of impropriety.” Rl-14, Exh. Vol. 36 at 319. After the Rule 32 hearing, Judge Braxton Kittrell denied the habeas petition in its entirety. The Alabama Court of Criminal Appeals affirmed the denial in an unpublished memorandum. The Alabama Supreme Court denied Whisenhant’s petition for a writ of certiorari.
Having exhausted state court post-conviction remedies, Whisenhant filed a federal habeas petition pursuant to
Whisenhant then filed in this court an application for a COA on two of his denied claims: (1) ineffective assistance of counsel at the 1981 guilt phase trial for failure to present an insanity defense, and (2) prose-cutorial misconduct at the 1981 trial based on the prosecutor’s closing argument that no co-worker had testified Whisenhant was insane. We granted a COA on these two issues.
In his
II. DISCUSSION
A. Claim of Ineffective Assistance of Counsel
Whisenhant contends that he received ineffective assistance of counsel at his 1981 guilt phase trial because his attorneys failed to present any evidence that he was insane. He concedes that this decision was strategic — counsel believed the trial judge’s denial of their motion for funds for psychiatrists was a locked-in error that would be disturbed if they presented evidence of insanity. Whisenhant argues that this strategy was unreasonable, however, in light of the voluminous evidence from the 1977 trial and his prior medical records. Morever, Whisenhant asserts that he was prejudiced by his attorneys’ deficient performance because there was a reasonable probability of a different result had they presented the 1977 trial evidence, coupled with the two FBI reports and Sandra Heverly’s statement that the state should have disclosed.
In order to obtain federal habeas relief under the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), Whi-senhant must show that the state court decision adjudicating his claims (1) was contrary to, or involved an unreasonable application of, clearly established Supreme Court precedents, or (2) unreasonably determined the facts in light of the evidence presented in the state courts.
The state habeas court and the Alabama Court of Criminal Appeals correctly analyzed Whisenhant’s claim under
Strickland v. Washington,
An attorney’s performance is deficient if the acts or omissions of counsel, in light of all the circumstances and facts of the particular case fall “outside the wide range of professionally competent assistance.”
Strickland,
Whisenhant concedes that his trial attorneys made a strategic decision not to present any evidence of insanity but argues that this decision was unreasonable. Whi-senhant argues that because trial counsel
could
have presented evidence of insanity, he
should
have. He asserts that trial counsel could have subpoenaed Dr. Brown, could have called a former police officer to testify about Whisenhant’s behavior as a
Whisenhant’s argument ignores the fact that his attorneys’ decision was made after substantial investigation into plausible lines of defense. Morris Dees, an experienced lawyer who founded the Southern Poverty Law Center, was lead counsel in all three of Whisenhant’s trials. After investigating the case prior to the 1977 trial, he concluded insanity was Whisenhant’s best defense. Dees felt that psychiatric testimony would be the linchpin because Whisenhant’s mental illness would not be readily apparent to his friends and neighbors. Dees had serious doubts that jurors at the 1981 trial would accept an insanity defense, however, because “this was a case in their backyard where women were being killed and left dead all around the county.” Rl-14, Exh. Vol. 38 at 213-14. Unlike the first trial which was held in another county, the 1981 trial was held in the same county the murder had occurred. Dees’s assisting trial counsel, John Carroll, also doubted that a jury would accept an insanity defense based on the jurors’ strong reactions at the 1977 trial to the horrific details of the murder. As a result, Dees felt that a jury surely would not find Whisenhant insane without live psychiatric testimony.
Dees believed it was “fundamentally unfair” and a violation of due process for the state not to provide an indigent with adequate funds for essential experts. Rl-14, Exh. Vol. 38 at 216-17, 219. Dees’s foresight proved correct when the Supreme Court decided in
Ake
that, pursuant to the Fourteenth Amendment’s due process guarantee of fundamental fairness, the state must assure access to a psychiatrist if an indigent defendant’s sanity is likely to be a significant factor in his defense.
Ake,
After the trial court denied his motion for funds for a psychiatrist, Dees decided not to present any evidence of insanity. This is why he did not subpoena Dr. Brown to testify or pay Dr. Brown’s fee out of his own pocket. Dees also considered but rejected the idea of reading into the record the testimony and reports of witnesses from the 1977 trial. Whisen-hant’s sister could no longer testify at the 1981 trial because of emotional problems, and Dees believed that her dramatic, emotional testimony at the 1977 trial would not be evident from merely reading her prior statements. Moreover, Dees felt that reading testimony into the record from the experts or their reports would have been “virtually useless” when the state was presenting live witnesses.
Id.
at 228-29. He also decided not to call Captain Bryant as a witness because his lay opinion about things that happened when Whisenhant was a child would serve little or no pur
In light of all these circumstances, trial counsel’s decision not to present any evidence of insanity was a sound trial strategy that “falls within the wide range of reasonable professional assistance.”
Strickland,
Because Whisenhant has failed to satisfy the first requirement of
Strickland,
he cannot succeed on a claim of ineffective assistance of counsel and we, therefore, need not address whether counsel’s performance prejudiced the defense.
See Strickland,
B. Brady Claim
A COA was also issued on whether the State’s failure to disclose two FBI profile reports and a statement by Sandra L. Heverly violated Whisenhant’s rights under
Brady.
Both the state habe-as court and the Alabama Court of Criminal Appeals determined that the undisclosed documents were not material, which under
Brady
means that Whisenhant has failed to show a reasonable probability of a different result had the documents been disclosed.
United States v. Bagley,
The FBI reports were generated to assist authorities in finding the unknown killer of Yenora Hyatt, who was murdered about six months before Cheryl Payton. The first report, based on crime scene photographs, speculates that “[i]f perpetrator is truly schizophrenic, initial attack would probably have taken place in or around the store and would have been both sudden and fatal.” Rl-14, Exh. Vol. 39 at 356. The second report references the autopsy results and opines that the probable subject suffers from simple schizophrenia and has usually been in contact with the victim on a number of previous occasions. The third undisclosed document is a statement by Sandra Heverly, a co-worker who dated Whisenhant for a few months in 1974. Heverly stated that Whi-senhant would wiggle his feet when watching television and giggle even though nothing was funny; his eyes would sometimes get “glassy looking”; he would watch her
With respect to the materiality of these three documents at the 1981 guilt phase trial, trial counsel testified that he would not have used them given his strategic decision not to offer any evidence of insanity. Because the disclosure of these documents could not have affected the outcome of Whisenhant’s 1981 trial, the Alabama Court of Criminal Appeals correctly determined that these documents were not material.
Bagley,
Nor were the undisclosed documents material to the 1987 penalty phase trial. Whisenhant’s counsel presented numerous witnesses at the 1987 trial who testified about Whisenhant’s personality and mental state. Dr. Brown explained in detail how Whisenhant’s troubled childhood and domineering mother resulted in a history of violence against women. Dr. Brown diagnosed Whisenhant as a schizoid personality with a mental disease that people around him in daily life would be unlikely to notice given its episodic manifestations. Dr. Brown’s conclusions were corroborated by another expert, Dr. Ta-nay, whose report was read partly into evidence. In summarizing the insanity evidence presented, the district court found that “the defense constructed a detailed mosaic of evidence advancing its position that Whisenhant was under the duress of an extreme mental disturbance, that he was unable to appreciate the criminality of his conduct, and that he otherwise suffered from psychological and emotional problems when he raped and murdered Pay-ton.” Rl-22 at 34.
In light of all the evidence at the 1987 penalty trial, the marginal value added by the two FBI profile reports and Heverly’s statement would not have “put the whole case in such a different light as to undermine confidence in the verdict.”
Kyles,
C. Prosecutorial Misconduct Claim
Whisenhant next challenges the prosecutor’s closing argument at his 1981 guilt phase trial that no co-worker testified Whisenhant was insane. In his closing argument, the prosecutor remarked as follows:
If these three fíne criminal defense lawyers had found any doctor, any friend, any co-worker, anyone that knew the Defendant and they said he was insane, don’t you think you would have heard from them? You haven’t heard a word, and these three lawyers are very very good. Nobody has come in here and said that Tommy ran around eating dirt, did they, running naked and jumping on women at bus stops and that he was insane. No. The reason is simply this, they couldn’t find anybody to say it.
Mr. CARROLL: Objection, Judge that’s not true.
THE COURT: He has a right to argue his inferences.
Rl-14, Exh. Vol. 16 at R618-19. At the same time the prosecutor made this statement, Whisenhant alleges the prosecutor knew the state had deceptively suppressed co-worker Sandra Heverly’s statement that Whisenhant was weird. Whisenhant asserts that the prosecutor biased the jurors against a finding that Whisenhant was mentally ill and deprived him of the opportunity to object to the improper statement, thereby violating his due process rights under
Darden v. Wainwright,
In
Darden,
the Supreme Court recognized that a defendant’s due process right to a fair trial is not infringed by a prosecutor’s remarks that are “undesirable or even universally condemned.”
As in Darden, the prosecutor’s challenged comment here was responsive to the defense’s closing argument and did not misstate the evidence. Whisenhant’s attorney argued that Whisenhant was insane, as evidenced by the brutal facts of the murder, and Whisenhant’s confession that he did not know why he killed the victim and could not control his actions. The prosecutor then responded by pointing out that no co-workers had testified Whisenhant was insane. This comment did not misrepresent Heverly’s statement, which never characterized Whisenhant as insane, only “weird.” Rl-14, Exh. Vol. 39 at 365. Heverly denied that Whisenhant ever threatened her, used any violence against her, or even made any sexual advances toward her. Moreover, Heverly lost contact with Whisenhant in 1975 and his allegedly strange behavior occurred while they were dating in 1974, approximately two years before Cheryl Payton’s murder in 1976. Based on the foregoing, the Alabama Court of Criminal Appeals correctly found that the prosecutor’s argument was correct because the “behavior described by Sandra Heverly clearly fell short of insanity.” Rl-14, Exh. Vol. 42, R44 at 4.
Whisenhant argues that the prosecution’s suppression of Heverly’s statement precluded him from objecting to the improper statement. As noted, however, Whisenhant’s attorney did object to the prosecutor’s comments that the defense could not find anybody to say Whisenhant was insane, but the trial judge overruled the objection as a permissible argument. In light of the overwhelming evidence of Whisenhant’s guilt and defense counsel’s tactical decision not to present any evidence of insanity, the likelihood that the jury’s decision was influenced by the prosecutor’s isolated comment is minimal.
See Darden,
Viewing the trial as a whole, we conclude the prosecutor’s invited response about the lack of insanity testimony by a co-worker did not render Whisenhant’s trial fundamentally unfair.
See United States v. Frazier,
D. Claim of Judicial Bias
In his final claim for habeas relief, Whi-senhant asserts that the trial judge’s bias and his appearance of partiality at the time of the 1987 penalty phase trial violated
In re Murchison,
Prior to the 1987 penalty phase trial, Whisenhant filed a motion for funds for a psychiatrist. Chris Galanos, the Mobile County District Attorney in 1987, gave Judge McRae a draft order granting that motion. Galanos attached a handwritten cover note stating that the order “enumerates facts intended to preclude Ake error during the guilt stage, but I am not sufficiently familiar with the facts to determine the accuracy of the order. Let me know what you want to do.” Rl-14, Exh. Vol. 36 at 314. After making some minor revisions and increasing the amount of the funds from $2000 to $2200, Judge McRae entered an order the next day granting Whisenhant’s motion.
The state habeas court found that this claim was procedurally defaulted and, alternatively, lacked merit because even assuming the trial judge had
ex parte
communications with the prosecutor, the result was that Whisenhant received the money he had requested. The Alabama Court of Criminal Appeals only considered the claim on its merits. It found there was no evidence that the trial judge knew the motion was not served on the defense. There was also no potential error to be covered up because Judge McRae’s denial of the 1981 motion for funds had already been affirmed on appeal before the draft order was submitted.
See Whisenhant v. State,
Whisenhant challenges the finding by the Court of Criminal Appeals that Judge McRae did not know the motion was not served on the defense. He claims this finding is based on an unreasonable determination of the facts in light of the evidence presented at the Rule 32 proceeding. Factual findings by a state court are presumed correct unless the appellant rebuts the presumption by clear and convincing evidence.
See
Even if Judge McRae had known that the defense did not receive a copy of the draft order, Whisenhant has failed to establish a constitutional violation. To the extent that Whisenhant argues that Judge McRae’s “appearance of partiality” violates his due process rights, we have held that “there is no Supreme Court decision clearly establishing that an appearance of bias or partiality, where there is no actual bias, violates the Due Process Clause or any other constitutional provision.”
Id.
at 1153;
see also Davis v. Jones,
With respect to Whisenhant’s claim of actual bias, he fares no better. It is long established that “[a] fair trial in a fair tribunal is a basic requirement of due process.”
In re Murchison,
None of the cases cited by Whisenhant are analogous to his own.
In re Murchison
involved a judge acting under state law as a one-man grand jury who later charged the witnesses with contempt based on their grand jury testimony, then tried and convicted them.
Three other cases cited by Whisenhant also involved criminal contempt proceedings in which the Court held that a judge other than the one reviled by a contemnor should decide the contempt issue. In
Offutt v. United States,
It is clear that the judicial bias cases cited by Whisenhant involve totally different facts from his own case. There is no evidence that Judge McRae was involved in a “running controversy” with Whisen-hant or Whisenhant’s attorneys. Neither side made personal attacks against the other, and Judge McRae never displayed an inappropriate or hostile attitude toward the defense. Moreover, the order granting Whisenhant’s motion for funds benefit-ted the defense. The cover letter by Chris Galanos does not establish that Judge McRae was in cahoots with the prosecution, nor that he signed the order granting the motion for funds in order to protect against a potential Ake error in the 1981 trial. As the district court adroitly concluded,
Under the circumstances, Whisenhant’s accusations of a judicial/prosecutorial conspiracy in a smoke-filled backroom are not credible where the “conspiracy” ’s object was an unremarkable order that gave the defense exactly what they wanted and made accurate observations about evidence available to the defense in earlier proceedings. Had a “conspiracy” truly been hatched, the [cjourt suspects it would not have been used as a vehicle to grant a defense motion and make uncontroversial observations about evidence available in 1981. If Judge McRae and Galanos had ex parte dealings regarding the psychiatrist order, such interactions, without more, are in no way symptomatic of the kind of prejudice, hostility and antagonism required to support a finding of judicial bias.
Rl-22 at 58 n. 71. Based on a thorough review of the record, we conclude that the Alabama courts’ denial of Whisenhant’s judicial bias claim was neither contrary to, nor involved an unreasonable application of, clearly established federal law as determined by the Supreme Court. We therefore deny relief on this claim.
III. CONCLUSION
Whisenhant filed this appeal seeking federal habeas relief from his second conviction and third death sentence for the 1977 murder of Cheryl Payton. We hold that Whisenhant received effective assistance of counsel at his 1981 trial because trial counsel made a reasonable, strategic decision not to present evidence of insanity. In addition, the FBI profile reports and a co-worker’s statement were not material to either the 1981 guilt phase trial, where no evidence of insanity was presented, or to the 1987 penalty phase trial, where abundant evidence of mental illness was presented. The prosecutor’s closing argument that no co-worker had testified that Whisenhant was insane did not misstate the evidence and properly responded to the defense’s closing argument. Finally, the trial judge did not evince bias or partiality against Whisenhant when it signed an order prior to the 1987 trial granting Whisenhant’s motion for funds for a psychiatrist. As Whisenhant is not
AFFIRMED.
Notes
. A detailed statement of facts set forth in
Whisenhant v. State,
. Whisenhant pled guilty in 1981 to the first-degree murders of Venora Hyatt and Patricia Hitt and received a sentence of life without parole for each offense.