| U.S. Circuit Court for the District of Kansas | Nov 27, 1899
(after stating the facts). The act of the legislature creating the court of visitation and defining its jurisdiction and powers, and the act fixing the maximum rates for telegraphic service, and conferring jurisdiction respecting telegraph companies upon the court of visitation,'are parts of the same general body of legislation affecting public-service corporations that was enacted at the special session of the Kansas legislature of 1898. They are, therefore, to be construed together; and, even were this not the case, the latter enactment is, by its terms, dependent upon the act creating the court of visitation. There are certain principles involved in the consideration of the questions arising in this case which have been so clearly and definitely settled that it is unnecessary to review the various decisions of the courts supporting them. They relate to the nature and extent of public control over property affected with a pub-
The exercise by the state of the power to regulate the conduct of a business affected with a public interest, and to fix and determine, as a rule for future observance, the rates and charges for services rendered, is wholly a legislative or administrative function. The legislature may, in the first instance, prescribe such regulations, and fix definitely the tariff of rates and charges; or it may lawfully delegate the exercise of such powers, and frequently does, in matters of detail, io some administrative board or body of its own creation. The es-iablishment of warehouse commissions, boards of railroad commissioners, and the powers usually committed to them, are familiar instances of the delegation of such powers. But by whatever name such boards or bodies may be called, or by what authority they may be established or created, or however they may proceed in the performance of their duties, they are, in respect of the exercise of the powers mentioned, engaged in the exercise of legislative or administrative functions as important in their character as any that are committed to the legislative branch of the government on the subject of property and property rights. In prescribing regulations or rules of action under the police power of the state for the safety and convenience of the public, or in determining a schedule of rates and charges for services to be rendered, they are in no sense performing judicial functions, nor are they in any respect judicial tribunals. The distinction between legislative and judicial functions is a vital one, and it is not subject to alteration or change, either by legislative act or by judicial decree, for such distinction inheres in the constitution itself, and is as much apart of it as though it were definitely defined therein. When the legislature has once acted, either by
In Chicago, M. & St. P. Ry. Co. v. Minnesota, 134 U.S. 418" court="SCOTUS" date_filed="1890-03-24" href="https://app.midpage.ai/document/chicago-milwaukee--st-paul-railway-co-v-minnesota-92743?utm_source=webapp" opinion_id="92743">134 U. S. 418, 10 Sup. Ct. 462, 702, 33 L. Ed. 970" court="SCOTUS" date_filed="1890-03-24" href="https://app.midpage.ai/document/chicago-milwaukee--st-paul-railway-co-v-minnesota-92743?utm_source=webapp" opinion_id="92743">33 L. Ed. 970, the legislative act authorized a railroad and warehouse commission to compel common carriers to adopt such rates and charges as the commission “shall declare to be equal and reasonable.” The supreme court of the state held that the finding of the commission was final and conclusive, and that the law neither contemplated nor allowed an issue to be made, nor an inquiry to be had, as to their equality and reasonableness in fact. The supreme court of the United States held that, if this were the correct interpretation, and the decision of the state court was conclusive upon that point, the law conflicted with the constitution of the United States,
“The courts are not authorized to revise or change the body of rates imposed by a legislai nre or a commission. They do not determine whotlier one rate is preferable 1o another, or what, under all circumstances, would be fair and reasonable as between the carriers and the shippers. They do not engage in any mere administrative work. But still there can be no doubt of tlieir power and duty to inquire whether a body of rates prescribed by a legislature or a commission is unjust and unreasonable, and such as to work a practical destruction to rights of property, and, if found so to be, to restrain its operation.”
In Railway Co. v. Gill, 156 U.S. 649" court="SCOTUS" date_filed="1895-03-04" href="https://app.midpage.ai/document/st-louis--san-francisco-railway-co-v-gill-94130?utm_source=webapp" opinion_id="94130">156 U. S. 649, 15 Sup. Ct. 484, 39 L. Ed. 567" court="SCOTUS" date_filed="1895-03-04" href="https://app.midpage.ai/document/st-louis--san-francisco-railway-co-v-gill-94130?utm_source=webapp" opinion_id="94130">39 L. Ed. 567, it was also said lliaf “it is not the province of courts to enter upon the merely administrative duty of framing a tariff of rates for carriage.”
In referring to the question whether rates established by the legislature prevent a fair and reasonable return for the employment of capita] in a legitimate enterprise, it was said by Foster, J., in Cotting v. Stock-Yards Co. (C. C.) 82 Fed. 845:
“It should not be assumed that courts, in deciding this constitutional question, can undertake to fix rates, but merely to decide whether the rates prescribed by the law are in violation ot the complainants’, constitutional rights.”
Judge Thayer, in the same case, said that “the judiciary have no power to prescribe a schedule of maximum rates.” (C. C.) 82 Fed. 856.
In the Express Cases, 117 U.S. 1" court="SCOTUS" date_filed="1886-03-01" href="https://app.midpage.ai/document/st-louis-iron-mountain--southern-railway-co-v-southern-express-co-91580?utm_source=webapp" opinion_id="91580">117 U. S. 1, 29, 6 Sup. Ct. 628, 29 L. Ed. 791" court="SCOTUS" date_filed="1886-03-01" href="https://app.midpage.ai/document/st-louis-iron-mountain--southern-railway-co-v-southern-express-co-91580?utm_source=webapp" opinion_id="91580">29 L. Ed. 791, 808, the court, in speaking of the action of the trial court in fixing and regulating the terms upon which the railroad company and the express company should do business, said:
“In tins way, as it scorns to us, the court has made an arrangement for the business intercourse of these companies, such as, in its opinion, they ought to have made l'or themselves. ⅞ * * The regulation of matters of this kind is legislative in its character, not judicial. To what extent it must come, if it comes at all, from congress, and to wliat extent it may come from the states, are questions we do not now undertake to decide; but that it must come, when it does come, from some source of legislative power, we do not doubt.”
In Atchison, T. & S. F. R. Co. v. Denver & N. O. R. Co., 110 U. S. 682, 4 Sup. Ct. 192, 28 L. Ed. 297, the court said:
“A court of chancery is not. any more than is a court of law, clothed with legislative power. It may enforce, in its own appropriate way, the specific performance of an existing legal obligation arising out of contract, law, or usage, but it cannot create the obligation.”
In Railway Co. v. Wellman, 143 U.S. 339" court="SCOTUS" date_filed="1892-02-29" href="https://app.midpage.ai/document/chicago--grand-trunk-railway-co-v-wellman-93272?utm_source=webapp" opinion_id="93272">143 U. S. 339, 344, 12 Sup. Ct. 400, 402, 36 L. Ed. 176" court="SCOTUS" date_filed="1892-02-29" href="https://app.midpage.ai/document/chicago--grand-trunk-railway-co-v-wellman-93272?utm_source=webapp" opinion_id="93272">36 L. Ed. 176, 179, the court said that “the legislature has power to
In Interstate Commerce Commission v. Cincinnati, N. O. & T. P. R. Co., 167 U. S. 499, 17 Sup. Ct. 900, 42 L. Ed. 243" court="SCOTUS" date_filed="1897-05-24" href="https://app.midpage.ai/document/interstate-commerce-commission-v-cincinnati-new-orleans--texas-pacific-railway-co-94726?utm_source=webapp" opinion_id="94726">42 L. Ed. 243, Mr. Justice Brewer, in delivering tbe opinion of tbe court, said:
“It is one thing to inquire whether the rates' which have been charged and collected are reasonable, — that is a judicial act; but an entirely different thing to prescribe rates which shall be charged in the future, — that is a legislative act.”
Tbe foregoing will serve to illustrate sufficiently tbe line of de-markation between legislative and judicial functions as respects tbe subject-matter under consideration. Tbe power to regulate and to limit tbe charges of those engaged in occupations clothed with a public interest belongs to the state, and is exercised through tbe legislature, either directly or mediately; but that power is not a power to destroy. Its authority stops at injustice, and under tbe right to prescribe rates of service it cannot require a corporation or individual engaged in a legitimate enterprise to yield to the alternative of abandoning tbe occupation, and tbe lawful employment of property therein, or continuing tbe same without reasonable and just compensation; and, where this is threatened, the jurisdiction of the courts may be invoked.
What, then, is the nature of the powers conferred upon the court of visitation? It is apparent from even a cursory examination of those parts of the act of the legislature which define the primary powers and jurisdiction of that body that they áre largely of a legislative or administrative character, and such as do not pertain to the functions of a court. It is difficult to define the precise difference between those that are legislative and those that.are administrative. It is unnecessary, however, to do so in this case, for it is immaterial whether the powers of that court, so called, aside from those that are judicial, are of the one character or of.the other, or are a blending of both. A court does not (to use the language of the act) “classify freight,” nor “require the construction and maintenance of depots, switches, side tracks, stock yards, cars, and other facilities for the public convenience,” nor “regulate crossings and intersections of railroads,” nor “regulate the operation of trains” over such crossings and intersections, nor “prescribe rules concerning the movements of trains to secure the safety of employés and the public,” nor “require the use of improved appliances and methods to avoid accidents and injuries to persons,” nor “apportion transportation charges among connecting carriers,” nor “regulate charges for part car-load and mixed car-load lots of freight, including live stock,” nor prescribe what rates of transportation of freight and passengers shall be charged. The regulation of such matters is legislative in its character, not judicial. The Express Cases, supra. Of course, courts of chancery, in the exercise of their equity jurisdiction, may, and frequently do, through the medium of receivers, appointed by them, exercise some of such powers in the administration of property which is the subject-mattGr of litigation in such courts, and especially where, in order to preser»-the value of such property while it is in the possession of the court, -
It was argued at the bar on behalf of the defendants that the powers conferred upon the court of visitation are judicial in their char-a/Tor, for the reason that, the law contemplates an investigation and consideration on the part of the court before final action is had; and it is particularly recalled that such contention was made with reference to paragraphs 8 and 9 of section 8 of the act, which authorize the court of visitation to “prescribe rules concerning the movements of trains to secure the safety of employés and the public, and to require the use of improved appliances and methods to avoid accidents and injuries to persons.” Investigation as a precedent to action is not exclusively an attribute of a judicial proceeding. Counsel confounds the usual legislative inquiry which precedes the passage of laws with the judicial consideration of a controversy in a court of justice. It certainly would not he claimed that the'hearing and consideration by committees of legislative bodies of the views and opinions of men having special knowledge of matters to he affected by proposed legis-la lion constitute in any sense the exercise of judicial functions,' or That such committees are judicial tribunals. Nor does it follow that, because the exercise of the powers conferred upon the court of visitation requires the use of judgment and discretion, such powers are judicial in their nature, as that would make every executive act and legislative act requiring judgment and discretion a judicial act. To
“It certainly could not be so in tbe sense in which our constitution uses the term, or it would, of necessity, obliterate the lines by which the framers of that instrument sought to keep separate and distinct the three branches of our government.”
As was said in Re Huron, 58 Kan. 156, 48 Pac. 576, 36 L. R. A. 824:
“Not every one who hears testimony and exercises discretion and judgment in a matter submitted to him is necessarily a judicial officer.”
Counsel say:
“The decision of a question which may arise between different railroad companies as to ho\y much of a certain charge each shall have is as much a judicial function as to decide how much of an estate each of the heirs shall receive.”
That may be true where there is such a controversy pending in a court between the railroad companies themselves, but that is not the sense in which the power is conferred upon the court of visitation. The intent of the act of the legislature was, not to authorize the adjudication of distinct controversies of that character between contending railroad companies, but, instead thereof, the laying down of a rule in behalf of the state and the public, and the securing of the future obedience thereto by the imposition of fine and imprisonment. Is not that process legislation, and is not the result a regulation .or a law?
The fact that the legislature denominated the tribunal a court is not conclusive as to its true character, nor as to the nature of the jurisdiction and powers conferred upon it. That question is not determined by the terminology employed in the act, although the legislative purpose and intent may be evidenced thereby, but it is determined rather by the ascertainment of the essential nature of the jurisdiction and powers themselves. The constitution of the state of' Kansas authorizes the creation of courts inferior to the supreme court by act of the legislature, and, by necessary implication, the defining of the jurisdiction of the courts so created. Article 3, § 1. Nevertheless such jurisdiction must, in all essential particulars, be judicial in its character, and the constitutional authority for other courts than those specifically named in the constitution must be so construed and limited. Under the constitution, the legislature may not create a court for the exercise of its own legislative functions, or for the performance of purely administrative or executive duties; and though a tribunal, as constituted by legislative act, may be denominated a court, may possess a seal, and be clothed with the usual and customary vesture of a judicial tribunal, yet its real character is determined by its jurisdiction and the functions it is empowered to exercise. The legislature may create a court of visitation, but it can only be a court in respect of matters of a judicial nature, and such as are properly incidental thereto. It is clear, however, that it was the intention of the legislature in the enactment of the law to confer certain judicial powers upon the court of visitation in respect of the same matters over which that court was authorized to exercise legislative and administrative functions. It was clearly the legislative
Counsel also contend that there is no provision of the constitution of the state of Kansas inhibiting the commingling of legislative, judicial, and executive powers, and the conferring by the legislature of the functions of one department upon the other. If this were in fact the case, the language of Chief Justice Marshall in Fletcher v. Peck, 6 Cranch, 136, 3 L. Ed. 102" court="SCOTUS" date_filed="1809-03-18" href="https://app.midpage.ai/document/united-states-v-potts-84908?utm_source=webapp" opinion_id="84908">3 L. Ed. 102, would be significant. He said:
‘•It may well bo doubted whether the nature of society and of government does not proscribe some limbs to the. legislative power, and, if any he prescribed, where are they to he found, if the property of an individual, fairly and honestly acquired, may be seized without compensation? To the legislature all legislative power is granted; but the question whether the act of transferring the property of an individual to the public be in the nature of the legislative power is well worthy of serious reflection. It is the peculiar province of the legislature to prescribe general rules for the government of society. The application of those rules to individuals in society would seem to be the duty of other departments. How far the power of giving the law may involve every other power in cases where the constitution is silent, never has been, and perhaps never can be, definitely stated.”
But there is no such omission in the constitution of Kansas. It provides as follows:
Article 1, § 1: “The executive department shall consist of a governor, lieutenant governor, secretary of state, auditor, treasurer, attorney general and superintendeni of public instruction,” etc. Article 2, § 1: “The legislative power of this state shall be vested in a house of representatives and senate.” Article ¡i, | 1: “The .judicial power of this state shall be vested in a supreme court, district courts, probate courts, .-justices of the peace, and such other courts inferior to the supreme court as may be provided by law,” etc.
That, in a broad sense, the powers of one of these departments shall not be conferred upon either of the others, is not only within the
“It may be said that these are truisms that need no repetition here to give them force. But, while the experience of almost a century has shown a wise and commendable forbearance in each of these branches from encroachments upon the others, it is not to be denied that such attempts have been made, and, it is believed, not always without success. The increase in the number of states, in their population and wealth, and in the amount of power, if not in ■its nature to be exercised by the federal government, presents powerful and growing temptations to those to whom that exercise is intrusted to overstep the just boundaries of their own department, and enter upon the domain of one of the others, or to assume powers not intrusted to either of them.”
There is a full accord among elementary writers and publicists who treat of the growth and development of the principles of an enlightened government and the relations between the state and the individual. Dr. Paley says:
“The first maxim of a free state is that the laws be made by one set of men and administered by another; in other words, that the 'legislative and judicial characters be kept separate.” Moral Philosophy, bk. 6, c. 8.
Blacltstone says:
“In this distinct and'separate existence of the judicial power in a peculiar body of men, nominated, indeed, but not removable at pleasure, by the crown, consists one main preservative of the public liberty, which cannot subsist long in any state unless the administration of common justice be in some degree separated both from the legislative and also from the executive power. Were it joined with the legislative, the life, liberty, and property of the subject would be in the hands of arbitrary judges, whose decisions would be then regulated only by their own opinions, and not by any fundamental principles of law, which, though legislators may depart from, yet judges are bound to observe. Were it joined with the executive, this union might soon be an overbalance for the legislative.” 1 Bl.‘ Oomm. 269.
Baron Montesquieu writes:
“When the legislative and executive powers are united In the same person, or the same body of magistrates, there can be no liberty, because apprehensions may arise, lest the same monarch or senate should enact tyrannical laws, to execute them in a tyrannical manner. Again, there is no liberty of the judiciary power if it be not separated from the legislative and executive. Were it joined with the legislative, the life and liberty of the subject would bo exposed to arbitrary control; for the judge would be the legislator. Were it joined to the executive power, the judge might behave with violence and*349 oppression. There would be an end of everything were the same man, or the same body, whether of nobles or of the people, to exercise these three powers,—that of enacting laws, that of executing the public resolutions, and of trying the causes of individuals.” Spirit of Laws, bk. 11, e. 6.
It is true that this is ancient doctrine, but it serves no ill purpose to renew familiarity therewith, especially in times when it is claimed that the complexity of commercial affairs affords sufficient cause to either undermine or openly destroy those safeguards that are deemed so essential to the permanency of a free government.
In the distribution of the powers of government between the-three departments the federal constitution is as general in its provisions as that of the state of Kansas. There is the same absence of any positive and specific prohibition against the conferring of the powers of the one upon the other. In Kilbourn v. Thompson, supra, it was said:
‘Tt Is believed to be one of the chief merits of the American system of written constitutional law that all the powers intrusted to government, whether state or national, are divided into the three grand departments, the executive, the legislative, and the judicial; that the functions appropriate to each of these -branches of government shall be vested in a separate body of public servants, and that the perfection of the system requires that the lines which separate and divide these departments shall be broadly and clearly defined. It is also essential to the successful working of this system that the persons intrusted with power in any one of these branches shall not be permitted to encroach upon the powers confided to the others, hut that each shall, by the law of its creation, he limited to the exercise of the powers appropriated to its own department, and no other. ⅜ s ⅜ In the main, however, that instrument, the model on which are constructed the fundamental laws of the states, has blocked out with singular precision, and in bold lines, in its three primary articles, the allotment of power to the executive, the legislative, and the judicial departments of government. It also remains true, as a general rule, that the powers confided by the constitution to one of these departments cannot be exercised by another. ⅜ ⅜ ⅞ The constitution declares that the judicial power of the United States shall be vested in one supreme court, and in such inferior courts as the congress may, from time to time, ordain and establish. If what we have said of the division of the powers of the government among the three departments be sound, tbis is equivalent to a declaration that no judicial power is vested in the congress, or either branch of it, save in the cases specifically enumerated to which we have referred.”
In Dash v. Van Kleeck, 7 Johns. 477" court="N.Y. Sup. Ct." date_filed="1811-02-15" href="https://app.midpage.ai/document/dash-v-van-kleeck-5472779?utm_source=webapp" opinion_id="5472779">7 Johns. 477, one of the questions involved was whether a legislative act could he retrospective in its operation, and amount to a legislative interpreta tion of a pre-existing law, thus in effect combining the exercise of legislative and judicial functions in the passing of the act. Kent, C. J., said:
• “It is equally inadmissible to consider the act as declaring how the former statutes were to be construed as to cases already existing. If this interpretation was to be considered as giving the former acts a new meaning, it then becomes a new rule, and is to have the same effect as any other newly-created statute. But, if it be considered as an exposition of the former acts for the information and government of the courts in the decision of causes before them, it would then be taking cognizance of a judicial question. This could not possibly have been the meaning of the act, for the power that makes is not the power to construe a law. It is a well-settled axiom that the union of these two powers is tyranny. Theorists and practical statesmen concur in this opinion. * ⅛ * And, if it he not found in our own constitution in terms, It exists there, in substance, in the organization and distribution of the powers of the. departments, and in the declaration that the' ‘supreme legislative power’ shall be vested in the senate and assembly. No maxim has been more universally*350 received and cherished as a vital principle of freedom. And without having ■recourse to the authority of elementary writers, or to the popular conventions of Europe, we have a most commanding authority in the sense of the American people that the right to interpret law does and ought to belong exclusively to the courts of justice.”'
The decisions of the supreme court of Kansas upon the interpretation of the fundamental law of the state in regard to this question and the application thereof to legislative enactments are to tíre same effect, and in such matters they are binding upon this court.
In re Huron, 58 Kan. 152" court="Kan." date_filed="1897-04-10" href="https://app.midpage.ai/document/in-re-huron-7890625?utm_source=webapp" opinion_id="7890625">58 Kan. 152, 48 Pac. 574, 36 L. R. A. 822. This case involved the constitutionality of an act of the legislature conferring upon notaries public the power to commit witnesses for contempt. It was held that, although the taking of testimony is incidental to a judicial proceeding, that duty, as well as the other ordinary duties of such officer, were not judicial in their character, and that the legislature could not lawfully confer upon him the judicial power to attack and punish as for a contempt. The court said that:
“Up to the time of the refusal of the witness, at least, the notary is only an executive officer, and is exercising executive power. There is no such thing as a punishable contempt of executive authority. While an executive ’officer might be constituted a court, judicial power cannot be conferred on him as merely ancillary to the exercise of purely executive power.”
In re Sims, 54 Kan. 1" court="Kan." date_filed="1894-07-15" href="https://app.midpage.ai/document/in-re-sims-7889730?utm_source=webapp" opinion_id="7889730">54 Kan. 1, 37 Pac. 135, 25 L. R. A. 110. There is a decided analogy between this case and the case at bar. The legislature of the state of Kansas enacted a law in aid of the enforcement of the prohibitory liquor law, making it the duty of the county attorney, when informed of any violation of the prohibitory law, to subpoena witnesses to appear before him, to swear* such witnesses, examine them, and reduce their testimony to writing; and authorizing him to punish any witness for contempt in disobeying his process or in refusing to answer questions. If the examination disclosed that an offense had been, committed, the county attorney was required to proceed with the prosecution of the offender. The law was attacked as being unconstitutional in that it was an attempt to confer judicial power upon an executive officer in respect of matters pertaining to his executive functions. The opinion of the court was delivered by Justice Allen. Separate concurring opinions were delivered by the other justices. In the opinion of the court it is said:
“The single question presented for our consideration is whether that portion of the statute which authorizes the county attorney to punish as for contempt is in violation of the constitution of this state. Nothing is more firmly fixed in the governmental systems of all English-speaking countries than the division of powers between the three great departments of government, the executive, legislative, and judicial. The question before us is whether the legislature has power to confer on an executive officer charged with the duty of searching out violations of the law, inquiring into facts, instituting and carrying on prosecutions for violations of the criminal laws of the state, the power, at the same time, and as ancillary to the performance of his duties as a prosecuting officer, to commit persons to jail as for a contempt of his authority. * * * It is sought to distinguish the case before us from those cited because of provisions in the constitutions of Wisconsin and Indiana with reference to the separation of executive and judicial powers. We think, however, that in our constitution these powers are as clearly separated as though the framers of the constitution had said so in terms. It needs but a suggestion to show that the combination of executive and judicial powers may become tyranny at once.*351 The advancement in the science of government made in modern times is due to the separation of the three great co-ordinate departments. If the legislature may confer on the county attorney one of the highest and most distinctive attributes of judicial power — that of punishing for contempt — to aid him in ascertaining from witnesses the facts with reference to violations of law, might the legislature not also confer on any attorney the power to examine witnesses in civil cases in the same manner, and to commit them for contempt if they refuse to answer his questions? Might it not also give to any executive officer from the governor down the power to subpoena witnesses to inform his judgment, and to aid him in any executive decision or determination? And, if the rule is established, can it be doubted that the division between executive and judicial offices will be completely broken down, and all constitutional barriers removed from those forms of oppression which have always attended this combination? * * ⅞ This is a commingling and confusing of executive and judicial functions in a manner incompatible with the constitution, obnoxious to its whole spirit and to the spirit of free institutions, and the act to that extent is void.”
Johnson, J., after referring to the extent to which there may be an admixture of the functions of the three great governmental departments, says:
‘‘No ease has been sustained, however, whore the new duties conferred upon an officer were incompatible with those already imposed by such office. ⅜ * ⅜ It is not within the power of the legislature to make a judge an arbiter in his own cause; and to give an attorney for one of two adverse parties the power to determine the controversy is wholly inconsistent with our system of jurisprudence.”
The Auditor v. Railroad Co., 6 Kan. 500" court="Kan." date_filed="1870-07-15" href="https://app.midpage.ai/document/auditor-of-state-v-atchison-topeka--santa-fe-railroad-7882557?utm_source=webapp" opinion_id="7882557">6 Kan. 500. In this case the act of the legislature under consideration provided that the county clerks of the various counties in which any railroad company had its tracks should constitute a board of assessors for the purpose of assessing the property of the company for purposes of taxation. It also provided for an appeal to the supreme court of the state from the assessment returned to the state auditor. It was contended by the railroad company that the raising of money for the support of the government, and, to that end, taxation, including the preliminary assessment, was purely a legislative power, and that the provision authorizing the appeal was an attempt to confer legislative functions upon a judicial tribunal. The supreme court of Kansas so held, and used the following language with reference to the legislative and judicial departments of the government:
‘‘The two are separate and distinct departments of government, each having its appropriate sphere of action, and each clothed with powers to execute the duties pertaining- to its own functions; and when each confines itself within the sphere of its constitutional power there is less danger of that peril pointed out by an eminent jurist when he says, in reference to this matter: ‘There is an inherent and eternal difficulty in confining power of any kind within its proper limits. This general rule holds eminently true in regard to legislative and judicial bodies.’ ”
In some cases the courts have declined to exercise functions not judicial in their character, which were imposed upon them by legislative act. The judges of the circuit court of the United States for (he district of Pennsylvania held they could not constitutionally perform duties imposed by an act of congress passed. February 28, 1793, regulating, among other things, claims to invalid pensions, for the reason that the decisions of the courts under the act were subjected to con
The legislature cannot enact what the decision shall be in any controversy whereof the jurisdiction of a court has been invoked, nor give validity to a void judgment, nor grant a new trial of an action before a court, nor authorize an appeal by special provision. Its acts, generally speaking, are prospective in their operation, while the jurisdiction of courts is exercised upon past or existing conditions. It is not a proper judicial function to engage in the determination of the validity of contemplated legislative action,, or in advance of a controversy arising thereunder, nor to undertake a collaboration with legislative or administrative -bodies in the formulation of a schedule of reasonable rates to be charged by public service corporations. Excepting in three or four of the states, the constitutions of which spe-
“If the legislature is intrusted with apportioning and providing for the exercise of judicial power, we cannot understand them to be authorized, in the execution of this trust, to do that which has never been recognized, as being within the province of the judicial authority. To empower one party to a controversy to decide it for himself is not within the legislative authority, because it is not the establishment of any rule of action or decision, but it is a placing of the other party, so far as that controversy is concerned, out of the protection of the law, and submitting him to the control of one whose interest it will be to decide arbitrarily and unjustly.” Const. Lim. 413.
That the important powers of government differing so widely in their essential characters might lawfully be vested in a single board or tribunal, to be exercised upon the life, liberty, or property of a person, is a startling proposition, and it would suggest the inquiry whether our plan of government has not insensibly drifted far away from its ancient moorings. Chief Justice Shaw said, in Com. v. Essex Co., 13 Gray, 239, 253, "Extreme cases are allowable to test a legal principle.” ' Suppose the legislature should repeal the crimes and punishment act of the state of Kansas, and, the state constitution not inhibiting, should delegate to some board or body, or, for that matter, to a single person, the power to formulate new laws, to con-
It is contended on behalf of defendants that by this suit the complainant is attempting to enjoin a proceeding pending in a state court, contrary to the provisions of section 720 of the Revised Statutes, prohibiting the granting of the writ of injunction by any court of the United States to stay proceedings in any court of a state except where authorized in proceedings in bankruptcy. The error in this contention lies in the fact that it involves an assumption that the court of visitation is a court within the meaning of the section mentioned, whereas whether it is a court or not is one of the vital questions raised for determination in this case. It cannot be said that, because a board or tribunal is denominated a court by the law creating it, all inquiry as to its true character is precluded, and that it must be conclusively assumed to be a court, whether rightly so or not. In Railway Co. v. Dey (C. C.) 35 F. 866" court="None" date_filed="1888-07-27" href="https://app.midpage.ai/document/chicago--n-w-ry-co-v-dey-9305180?utm_source=webapp" opinion_id="9305180">35 Fed. 866, 871, 1 L. R. A. 744, it was contended that Ose suit ivas against the state, and therefore within the inhibition of the eleventh amendment to the constitution. Upon this point Mr. Justice Brewer, then circuit judge, said:
"The defendants claim that they are simply attempting to carry into effect the mandates of the state as expressed in one of its laws; but, if that law bo unconstitutional, it is no law, anti they have no authority for their actions. This proceeding is a judicial inquiry to see whether they have authority for their actions; whether the law upon which they rely is valid and constitutional, or sufficient to justify the actions which they are taking.”
With the qualification that the federal courts “follow the decisions of the highest court of a state in construing the laws of the state, unless they conflict with or impair the efficiency of some principle of the federal constitution or of a federal statute, or a rule of commercial or general law,” the true nature of a tribunal created, as well as the true interpretation and effect of the law of the state creating it, is always open to inquiry in a proper proceeding, and the jurisdiction of a court of the United States may not be denied because of an erroneous or unconstitutional assertion making to the contrary.
In Norton v. Shelby Co., 118 U.S. 425" court="SCOTUS" date_filed="1886-05-10" href="https://app.midpage.ai/document/norton-v-shelby-county-91710?utm_source=webapp" opinion_id="91710">118 U. S. 425, 442, 6 Sup. Ct. 1121, 1125, 30 L. Ed. 178" court="SCOTUS" date_filed="1886-05-10" href="https://app.midpage.ai/document/norton-v-shelby-county-91710?utm_source=webapp" opinion_id="91710">30 L. Ed. 178, 186, it was contended that a legislative act, though unconstitutional, may, in terms, create an office, and nothing further than its apparent existence is necessary to give validity to the acts of its assumed incumbent. The court said:
*356 “That position, although not stated in this broad form, amounts to nothing else. It is difficult to meet it by any argument beyond this statement: an unconstitutional act is not a law. It confers no rights. It imposes no duties. It affords no protection. It creates no office. It is, in legal contemplation, as inoperative as though it had never been passed.”
It is also contended by the defendants that this suit cannot be maintained because it is, in effect, an action against the state of Kansas, and therefore within the provisions of the eleventh amendment to the federal constitution; also that it is an effort to determine the constitutionality of a state enactment by the injunctive process of a federal court. In support of these contentions the ease of Fitts v. McGhee, 172 U.S. 516" court="SCOTUS" date_filed="1899-01-03" href="https://app.midpage.ai/document/fitts-v-mcghee-94976?utm_source=webapp" opinion_id="94976">172 U. S. 516, 19 Sup. Ct. 269, is principally relied on. In that case the suit, which was for an injunction, was originally instituted in the circuit court of the United States for the Northern district of Alabama against the state of Alabama, William 0. Oates as governor, and William G. Fitts as attorney general, of that state, The purpose of the suit was to prevent the enforcement of an act of the general assembly of Alabama prescribing maximum rates of toll to be charged on a certain bridge, which were alleged by complainants to be unreasonable and confiscatory, and to amount to a deprivation of complainants of their property without due process of law, etc. The act also prescribed certain penalties for failure to observe it, and it was alleged that various indictments were found against them, and that other proceedings were threatened. Subsequent to the filing of the original bill of complaint, A. H. Carmichael, the regular local prosecuting officer of the state, was made a party defendant. The complainants dismissed the cause as to the state, and it was afterwards discontinued as to Oates, who ceased to be governor. Trial was had as to the others, and a perpetual injunction was awarded against the attorney general and local prosecuting officer. On appeal to the supreme court it wyas held that the suit was, in effect, one against the state, and was, therefore, not maintainable. The supreme court said:
“What is and what is not a suit against a state has so frequently been the subject of consideration by this court that nothing of importance remains to be suggested on either side of that question. It is only necessary to ascertain, in each case as it arises, whether it falls on one side or the other of the line marked out by our former decisions. We are of the opinion that the present case comes within the principles announced in Re Ayers, 123 U.S. 443" court="SCOTUS" date_filed="1887-12-05" href="https://app.midpage.ai/document/in-re-ayers-92059?utm_source=webapp" opinion_id="92059">123 U. S. 443, 8 Sup. Ct. 164, 31 L. Ed. 216" court="SCOTUS" date_filed="1887-12-05" href="https://app.midpage.ai/document/in-re-ayers-92059?utm_source=webapp" opinion_id="92059">31 L. Ed. 216.”
After explaining the scope of the decision in the Ayers Case and of other cases upon which it was based, the court further said:
“But this is not intended in any way to impinge upon the principle which justifies suits against individual defendants, who, under color of the authority of unconstitutional legislation by the state, are guilty of personal trespasses and wrongs; nor to forbid suits against officers in their official capacity, either to arrest or direct their official action by injunction or mandamus, where such suits are authorized by law, and the act to be done or omitted is purely ministerial, in the performance or omission of which the plaintiff: has a legal interest. * * ⅞ It is to be observed that neither the attorney general of Alabama nor the solicitor of the Eleventh judicial circuit of the state appears to have been charged by law with any special duty in connection with the act of February 9, 1895. In support of the contention that the present suit is not one against the state, reference was made by counsel to several cases, among*357 which wore Poindexter v. Greenhow, 114 U.S. 270" court="SCOTUS" date_filed="1885-04-20" href="https://app.midpage.ai/document/poindexter-v-greenhow-91368?utm_source=webapp" opinion_id="91368">114 U. S. 270, 5 Sup. Ct. 903, 962, 29 L. Ed. 185" court="SCOTUS" date_filed="1885-04-20" href="https://app.midpage.ai/document/poindexter-v-greenhow-91368?utm_source=webapp" opinion_id="91368">29 L. Ed. 185; Allen v. Railroad Co., 114 U.S. 311" court="SCOTUS" date_filed="1885-04-20" href="https://app.midpage.ai/document/allen-v-baltimore--ohio-railroad-91371?utm_source=webapp" opinion_id="91371">114 U. S. 311, 5 Sup. Ct. 925, 962, 29 L. Ed. 200" court="SCOTUS" date_filed="1885-04-20" href="https://app.midpage.ai/document/allen-v-baltimore--ohio-railroad-91371?utm_source=webapp" opinion_id="91371">29 L. Ed. 200; Pennoyer v. McConnaughy, 140 U.S. 1" court="SCOTUS" date_filed="1891-04-20" href="https://app.midpage.ai/document/pennoyer-v-mcconnaughy-93057?utm_source=webapp" opinion_id="93057">140 U. S. 1, 11 Sup. Ct. 699, 85 L. Ed. 363" court="SCOTUS" date_filed="1941-01-06" href="https://app.midpage.ai/document/railroad-commn-of-tex-v-humble-oil--refining-co-103429?utm_source=webapp" opinion_id="103429">85 L. Ed. 363; In re Tyler, 149 U. S. 161, 13 S. Ct. 785" court="SCOTUS" date_filed="1893-04-24" href="https://app.midpage.ai/document/in-re-tyler-93608?utm_source=webapp" opinion_id="93608">13 Sup.Ct. 785, 37 L. Ed. 689; Keagan v. Trust Co., 154 U.S. 362" court="SCOTUS" date_filed="1894-05-26" href="https://app.midpage.ai/document/reagan-v-farmers-loan--trust-co-93947?utm_source=webapp" opinion_id="93947">154 U. S. 362, 388, 14 Sup. Ct. 1047, 38 L. Ed. 1014; Scott v. Donald, 165 U.S. 58" court="SCOTUS" date_filed="1897-01-18" href="https://app.midpage.ai/document/scott-v-donald-94587?utm_source=webapp" opinion_id="94587">165 U. S. 58, 17 Sup. Ct. 265, 41 D. Ed. 632; and Smyth v. Ames, 160 U. S. 466, 18 Sup. Ct. 418, 42 E. Ed. 819. Upon examination It will be found that the defendants in each of those cases were officers of the state, specially charged with the execuiion of a state enactment alleged to be unconstitutional, but under the authority of which, it was averred, they were committing, or were about to commit, some specific wrong or trespass, to the injury of the plaintiff’s rights. There Is a wide difference between a suit against individuals holding official positions under a state to prevent them, under .the sanction of an unconstitutional statute, from committing by some positive act a wrong or trespass, and a suit against officers of a state merely to test the constitutionality of a state statute, in the enforcement of which those officers will act only by formal judicial proceedings in the courts of the state. In the present case, as we have said, neither of the state officers named held any special relation to the particular statute alleged to be unconstitutional. They were not expressly directed to see to its enforcement.”
It seems to me to be clear that the doctrine announced in Smyth v. Ames and the preceding cases to the same effect was not modified by the decision in Fitts v. McGhee, and that it is also clear that the case at bar is not a suit against the state of Kansas, within the meaning of the eleventh amendment to the constitution. It will be noticed that in the case at bar the defendants, excepting Maxwell, who is not an officer, are specially charged with the enforcement of the state enactments under consideration, and that they are not otherwise general officers of the state, or charged with the enforcement of all laws generally.
While it is true that ordinarily a suit in equity for an injunction will not lie merely to test the constitutionality of a legislative enactment, it is for the reason that the party has an adequate remedy at law' by setting np the alleged defect or unconstitutionality as a defense to any action or proceeding involving the application of the law in question. But it is also well-settled doctrine that, if the established principles and rules of equity as administered in the federal courts, applied to the facts in any case, entitle a party to sue in such a forum, and to obtain therein the process of injunction, when such a suit is brought the court has the undoubted right, as appurtenant to the exercise of the jurisdiction thus obtained, to determine the constitutionality of a state law, and, if the determination is against the validity of the law, to enjoin the enforcement thereof. This suit is within the doctrine announced by Mr. Justice Miller in Chicago, M. & St. P. Ry. Co. v. Minnesota, 134 U.S. 418" court="SCOTUS" date_filed="1890-03-24" href="https://app.midpage.ai/document/chicago-milwaukee--st-paul-railway-co-v-minnesota-92743?utm_source=webapp" opinion_id="92743">134 U. S. 418, 10 Sup. Ct. 402, 702, 33 L. Ed. 970" court="SCOTUS" date_filed="1890-03-24" href="https://app.midpage.ai/document/chicago-milwaukee--st-paul-railway-co-v-minnesota-92743?utm_source=webapp" opinion_id="92743">33 L. Ed. 970, approved in Railway Co. v. Gill, 156 U.S. 649" court="SCOTUS" date_filed="1895-03-04" href="https://app.midpage.ai/document/st-louis--san-francisco-railway-co-v-gill-94130?utm_source=webapp" opinion_id="94130">156 U. S. 649, 15 Sup. Ct. 484, 39 L. Ed. 567" court="SCOTUS" date_filed="1895-03-04" href="https://app.midpage.ai/document/st-louis--san-francisco-railway-co-v-gill-94130?utm_source=webapp" opinion_id="94130">39 L. Ed. 567, and applied in Smyth v. Ames, 169 U.S. 466" court="SCOTUS" date_filed="1898-03-07" href="https://app.midpage.ai/document/smyth-v-ames-smyth-v-smith-smyth-v-higginson-94833?utm_source=webapp" opinion_id="94833">169 U. S. 466, 18 Sup. Ct. 418, 42 L. Ed. 819.
It is also contended that the rates for telegraphic service are not made absolute by the act, and are not binding upon the court of visitation, and that the telegraph company has no cause for complaint, at least until the court of visitation has acted. In Smyth v. Ames, supra, the act of the legislature prescribed what was termed ' the ■“Nebraska Schedule of Beasonable Maximum Bates,” and it delegated
If it is not within the constitutional province of the legislature to confer upon the court of visitation the power to prescribe a schedule of rates and charges, and also the jurisdiction to determine judicially the validity and reasonableness thereof, and to execute its judgment embodying such determination by sequestration of the property of those upon whom the law operates, what, then, becomes of the statute establishing the court? Is it absolutely void, or may it be sustained in part by the elimination of the features which render it unconstitutional? The universal rule of statutory construction is that a part of an act may, under certain circumstances, be valid without affecting the validity of the remainder, and" any independent provision or body of provisions may be dropped out if that which is left is fully operative as a law, unless it is evident from a consideration of the entire act that the legislature would not have enacted that which is within independently of that beyond its power. The valid part, however, must not only be complete in itself, but also in accord with the legislative purpose. It is clear that
In seeking the purpose and intent of the legislature the inquiry need not be confined to the act itself, but consideration may be given to other statutes, especially those which were passed at the same legislative session, and about the same rime. But a few days after (he passage of the act creating the court of visitation, the legislature repealed the law which had then been in force for many years establishing and defining the duties and powers of the board of railroad commissioners, which was a board exercising purely administrative duties in aid of and supplementary to the legislative prerogative of fixing rates and the general regulation of railroad service. The powers of the board of railroad commissioners had been previously conferred upon the court of visitation. The repealing act, and the act creating the court of visitation, together with the act relating to telegraph companies, were all enacted at the same session, and about the same time. They are to be construed as in pari materia, as composing one body of legislation upon cognate subjects, in order to ascertain the legislative intent There are grounds, therefore, for claiming that the legislature did not intend to wipe out of existence every board possessing the powers of the former board of railroad commissioners; that the judicial powers attempted to be conferred upon the court of visitation might be dropped out, leaving the remainder of the act to stand, and be operative as a law. As to such a claim it may be said that a board which possesses no judicial powers, but whose powers are entirely legislative or administrative, is styled a court, is without significance. Judicial powers may be conferred without designating the recipient a court. Legislative powers may be delegated and administrative powers conferred. and the recipient may be denominated a court. In neither ease does the terminology employed govern, but: courts look behind the form and appearance, and determine the character of the board or tribunal by the substance of its jurisdiction and powers. That the act establishing the court of visitation is either wholly void, or void to the extent that it: attempts to confer judicial ¡lowers upon that body, I have no doubt. It is unnecessary to determine, in this case, whether the court of visitation, though possessing no judicial functions, may still have and exercise the legislative and administrative powers specified in the acts of the legislature.
The conclusions arrived at are substantially as follows:
1. That the proofs adduced in Shis cause show prima facie that the maximum rates for telegraphic service prescribed by chapter 88 of the laws enacted by the legislature of the state of Kansas at the special session of 1898 are less than the cost of performing the service, and are, therefore, unreasonable, and confiscatory; and that the enforcement of such rates, which is threatened, would operate to deprive the telegraph company of its properly without due process of law, and would be a denial of the equal protection of the laws.
3. The distinction between legislative and judicial functions is a vital one, and it is not subject to change or impairment either by legislative, act or by judicial decree, for such distinction inheres in the constitution itself, and is as much a part of it as though it were definitely defined therein. When the legislature has once acted, either by itself or through some subordinate board or agency, and has prescribed a tariff of rates and charges, then whether its action is violative of some constitutional safeguard or limitation is a judicial question, the determination of which involves the exercise of judicial functions. The question is then beyond the province of legislative jurisdiction.
4. That the law creating the court of visitation is in contravention of the constitution of the state of Kansas, which inhibits the conferring of inconsistent legislative and judicial powers upon the same body, to be exercised regarding the same subject-matter.
5. That a proceeding in the court of visitation to determine judicially the validity and reasonableness of a body of rates established by it in the exercise of its legislative functions is not due process of law, within the meaning of the fourteenth amendment to the federal constitution. An active, potential agency of the legislative power of a state cannot be empowered to sit in judgment upon the validity of its own enactments, and to enforce its decrees with reference thereto by the exercise of the extraordinary powers of a court of chancery.
6. The act of the legislature creating the court of visitation and the act extending the powers and jurisdiction thereof to telegraph companies cast upon the officials who are defendants in this suit the special duty of administering and enforcing said laws. Their offices were created solely for such purposes, and such defendants are not general officers of the state, whose duty it is to see to the enforcement of laws generally, and who act only by formal judicial proceedings in the courts of the state. This suit, therefore, is not against the state of Kansas, and hence is not within the prohibition of the eleventh amendment to the constitution of the United (States.
7. .Whenever it is claimed that the purpose and effect of a writ of injunction granted by a court of the United States is to stay pro
The application for a temporary injunction will be granted.