*1 PARTNERSHIP, INC., TRADITION WESTERN registered corporation of Montana, in the State INC., a Montana PAINTING, CHAMPION corporation, MONTANA SHOOTING SPORTS corporation, ASSOCIATION, INC., Appellees and Plaintiffs, Cross-Appellants, v. Montana, GENERAL of the State
ATTORNEY
THE COMMISSION
COMMISSIONER OF
PRACTICES,
FOR POLITICAL
Appellants.
Defendants
DA 11-0081.
No.
Argued
September
Submitted
30, 2011.
Decided December
For Appellees: Margot Barg E. (argued); Firm, P.C., Wittich Law Bozeman.
For Amici Curiae: Amy Poehling Eddy; Bottomly, Eddy & (for Sandler, Kalispell former Montana Court Justices Hunt, Sr., William E. W. William Leaphart, James M. Regnier, Terry N. Trieweiler and Warner); John Anderson, Lawrence A. Attorney (for Law, at MTLA, Great Falls Voters, Montana Conservation Montanans for Corporate Accountability, League and Montana Voters); Rural Elizabeth L. Griffing, Attorney Law; Kraft, at Erin Student, (for Clinic University Montana, Missoula ACLU of Foundation); Montana Motl; Sherwood, Jonathan Morrison Motl & Helena; Jeffrey Clements, Office, LLC, Concord, D. Clements Law (for Speech Massachusetts Free for People; American Sustainable Council; Novack, Inc., Business Novak and Thriftway; d/b/a Mike’s Business Independent Resource, Inc., and The American Home (for Law, Helena Mackin, Attorney Alliance); Mark League); Karl J. Power Group Peoples Research Public Interest Sandstrom, P.C., Missoula; Karl J. Englund, Karl J. Englund, Liburdi, Janies A. D.C.; T. LLP, Michael Washington, Coie Perkins (for Phoenix, LLP, Arizona Peters, Perkins Coie Ahlers, L. Jerica Management LLC; Asset Trillium Investments Domini Social On Investment; Interfaith Center Newground Social Corporation; Investments, Inc.; The Harrington Responsibility; Corporate Coolidge; Calvert Asset & Sustainability Group Loring, Wolcott Foundation, Reynolds Inc.; Christopher The Company, Management Trust & a Division of Boston Management, Inc.; and Walden Asset Law, Bruner, Attorney at Company); Lee Management Investment (for Law, Alexandria, Virginia Dickerson, Attorney at Butte; Allen Politics). Competitive Center for the Court. Opinion McGRATH delivered
CHIEF JUSTICE Montana and the Commissioner Attorney General of Court’s Order on Cross- from the District appeal Political Practices 18, 2010. We reverse. Summary Judgment filed October Motions for AND FACTUAL BACKGROUND PROCEDURAL (WTP), Champion Painting Partnership Tradition Western *3 (MSSF) sued the Montana Shooting Sports Foundation seeking Practices and the Commissioner of Political Attorney General of 13-35-227(1), MCA, their freedom violated a declaration § United States and Montana Constitutions protected by the of or by corporations on behalf political expenditures prohibiting filed cross-motions public parties for office. opposing candidates supporting materials. summary judgment along with briefs for unconstitutional, granted declared the statute The District Court summary judgment and denied summary judgment plaintiffs for the enjoined enforcement of defendants. The District Court to the State for an Champion motion of and MSSF the statute and denied the summary of the order attorney appeals fees. The State award and MSSF cross- Champion judgment plaintiffs, favor attorney for fees. request from the denial of their appeal OF REVIEW STANDARD summary court’s decision This Court reviews a district under M. R. the district court using the same standards as judgment summary judgment there are cross- motions Civ. P. 56. Where issues, upon only the district court is not called to resolve factual but law, conclusions of draw we review to determine whether those City 93, 15, conclusions are MT of Kalispell, correct. Bud-Kal v. ¶ 350 Mont. 204 P.3d Accordingly, moving party a is entitled to summary judgment there genuine when are no issues of material fact moving party and the is entitled judgment as a matter oflaw. Town Country City Bozeman, 72, 12, 349 & Foods v. MT Mont. ¶ enjoy constitutionality, P.3d 1283. Statutes presumption constitutionality a decision on the of a subject plenary statute is Albert, City Billings 63, 11, 349 400, 203 review. v. 2009 MT Mont. ¶ P.3d 828.
DISCUSSION 13-35-227, MCA, Section originally was enacted as an initiative by the Montana voters in 1912. It provides:
(1) A corporation may not make a contribution or an expenditure in connection political with a candidate or a committee that supports opposes or candidate or a party.
(2) A person, candidate or political may committee not accept (1). or receive a contribution described in subsection (3) This section does not prohibit the establishment or administration of a separate segregated fund to be used for making political expenditures contributions or if the fund consists only voluntary contributions solicited from an individual who shareholder, is a employee or member of the corporation.
(4) A person subject who violates this section is to the civil penalty provisions of 13-37-128. 13-37-128, MCA,
Section provides sanction for a violation of §13- 35-227, MCA, and allows Commissioner of Political Practices to penalty recover a civil up triple the amount of the $500 unlawful A expenditure. corporation may separate segregated establish a fund called a committee or political expenditures PAC to make ‘if the fund consists of voluntary contributions solicited from an shareholder, individual who is a employee, or member corporation. 13-35-227(3), Section MCA.Montana lawrequires that all political communications must include the name and address of the *4 person entity or that paid 13-35-225, for the communication. Section MCA. Inc., Champion Painting, incorporated is under
¶5
the laws of
It
a single proprietor painting
Montana.
is
and drywall business with
is Kenneth
members,
its sole shareholder
and
no
or
employees
Mr.
in this action.
corporation
It is the
business
Champion.
supporting
county
politics,
and state
active
Champion personally
editor, and
letters to the
through blogs,
candidates
opposing
issues
speak
that he wants to
Champion states
speeches.
spend corporation
corporation
his
wants
spokesman
as a
for
candidates. He believes
oppose
or
independently support
funds to
§13-35-227(1),
by
MCA.
prohibited
be
doing so would
support and
voluntary
persons
association of
who
MSSA is a
education,
facilities
shooting
safety, shooting sports,
promote firearm
incorporated
provide
It
in 1990 to
rights.
Amendment
was
and Second
or
employees
It has no
liability
for its officers and directors.
shelter
from member dues and
funding
primarily
comes
shareholders
its
Gary
MSSA is led
its founder
organizations.
from other
donations
of the Association.
Marbut,
politics
is active in Montana
on behalf
who
committee under Montana
operated political
have
He and MSSA
grading
its
and endorsements of
years
publicize
for
ten
law over
and national elections. Marbut believes
political candidates
state
Montana,
and a
political presence
that the MSSA ‘has a
weight
public by
the Montana
virtue
that carries some
reputation
wants
long history of activism Montana.”Nonetheless Marbut
of our
oppose
candidates and
support
to use MSSA member dues
§13-35-227(1), MCA, prohibits
doing
MSSA from
so.
believes
Partnership
entity incorporated
Tradition
is an
Western
to do
in Montana. WTP
registered
Colorado in 2008 and
business
presented
in this case. Evidence
reveals no more than that about itself
that its
by the State in District Court and not refuted WTP is
and entities
persons
is to act as a conduit of funds for
purpose
anonymously
including
spend money
who want to
elections. WTP seeks to make unlimited
influence Montana
anonymous funding
from these
expenditures in Montana elections
fact,
on the
or at least the
operation
premised
sources. WTP’s
a determinative
assumption,
independent expenditures
that its
have
elections in Montana.
influence on the outcome of
summary judgment,
the District
Upon
plaintiffs’
motion
13-35-227(1), MCA, violates the First
Court considered whether §
it
United States Constitution to the extent that
Amendment to the
WTP,
making independent
Champion
MSSA or
restricts
*5
on
of candidates.1 The District Court
corporate expenditures
behalf
F.E.C.,
applied Citizens United v.
130 S. Ct.
multi-front
attack on both contribution
restrictions
and the
transparency that accompanies campaign disclosure requirements.
In
case,
addition to
currently engaged
this
it is
in separate litigation in
the same District
involving
the Montana
campaign
laws on
spending
Gallik,
disclosures. Western
Partnership
Tradition
v.
Cause
(Mont.
Ct.).2
BDV 2010-1120
1stJud. Dist.
In another action
filed
United States
September, 2011, WTP,
District Court in
under its new
name of American
others,
Tradition
and
Partnership,
challenges
the constitutionality of most of the limits and
requirements
disclosure
§13-37-216,
Lair,
al., Gallik,
contained in
al.,
MCA.
et
v.
et
United
States District
Montana,
Court for the District of
Billings Division.
Ironically, perhaps,
argued
WTP
in the District Court and in its oral
corporations
independent
Under Montana
expenditures
law
are allowed to make
(9th
Argenbright,
ballot issues. Montana Chamber Commerce v.
presentation remedy it seeks to invalidate should same disclosure laws that now influence of its any regarding potential corrupting concerns unlimited corporate expenditures. the Citizens erroneously applied The District Court construed constitutionality of Federal
United case. That case considered the regulations prohibited statutes clearly “electioneering” (making a communication that refers to office) days primary identified candidate for Federal within 30 of a days a general election or 60 election. facts, United a case decided its upon was involved
“unique
complex”
rules that affected 71 distinct entities and
included
rules for 33 different
in Federal
separate
types
elections. Since
the Federal Election Commission
adopted
*6
1,278
materials,
1,771
pages
regulations,
pages
explanatory
advisory opinions to
and enforce the Federal
implement
law. The FEC
adopted a
11-factor test in
to the
in a
two-part,
response
holding
single
parties
litigation
Court decision. If
want to avoid
and possible
penalties they must either refrain from
an
political speech or seek
advisory opinion.
this,
found,
All of
allows the FEC
political speech
public
to “select what
is safe for
consumption
United,
applying ambiguous tests.” Citizens
¶12
was
Amendment
United,
protections
corporations.
extend to
130 S. Ct. at
Citizens
additionally
The Court
option
corporation
determined that the
for a
to
spend through
separate
a
PAC was not a sufficient alternative because
burdensome, extensive,
and expensive
regulations
Federal
The
applied.
Federal
law allowed
to form a separate
(sometimes
PAC)
segregated fund
called a
action committee or
long as
or,
the funds were limited to donations from
stockholders
unions,
the case of
regulations
its members. The Court found the
governing
organization
of PACs to be “onerous” restrictions that
might
corporation
not allow a
to
a PAC in
establish
time to make its
United,
views known in a current campaign. Citizens
concluded that “independent expenditures,
including those made by
corporations,
give
do not
rise to corruption
appearance
or the
United,
corruption.”
However,
compelling
justify
restrictions at issue. The
Court considered and rejected arguments
that preventing the
distorting effect
large expenditures;
preventing corruption or the
appearance ofcorruption;
protection
of dissenting shareholders were
sufficient
interests
support
Therefore,
Federal
restrictions.
finding no compelling interest for the Federal restrictions on corporate
political speech through independent expenditures,
the Court found an
impermissible contravention ofthe
United,
First Amendment. Citizens
it
the long-standing rule that restrictions upon speech are not
per
unlawful,
se
but
rather may be
if
upheld
government
demonstrates a sufficiently strong
interest. Citizens
130 S. Ct.
898;
at
Federal Election Comm. v.
Inc.,
Mass. Citizens
Life,
479 U.S.
238, 251-52,
(1986);
107 S. Ct.
Bluman v. Federal Election
(D.
Commission,
2011)
prove v. Court, Right citing The Wisconsin that interest. tailored to Life (2007), clearly 449, 464, S. Ct. 2663-64 FEC, U.S. speech, placing burden analysis of restrictions on an endorsed compelling a interest. to establish upon government met that burden. United, government at 898. Here the 130 S. Ct. summary District Court for moved the In this case both sides and discovery no in the case parties The conducted judgment. WTP Mr. affidavits, the MSSF and one from one from two brief presented presented The summary judgment. State support Champion transcripts of both consisting deposition extensive record more MSSF, along with seven Mr. Marbut of the Champion Mr. any of did not contest plaintiffs and attached exhibits. affidavits Nonetheless, give adequate Court failed to the District this evidence. determining the State had to the record in whether consideration imposed interest for the restrictions compelling § demonstrated a because, this 13-35-227(1), unlike Citizens MCA.We do so now law, Montana elections and it arises case concerns Montana history. (on MSSF) First, of Marbut behalf depositions very politically demonstrate that both have been active Champion could range of issues that concern them. Neither Montana on hindered or any way material in which Montana law demonstrate Marbut, activity Mr. on behalf of speech. censored their in the MSSF, politics an active fixture in Montana has been process many years. He stated that he believed legislative spend MSSF to obtain and donations from while Montana law allowed activities, to use organizations it did not allow MSSF other such distinction purposes. dues its members for the same No paid law, the Commissioner of appears in Montana affidavit of that it Political Practices affirms his construction of Montana law MSSF, therefore, such restriction on MSSF. failed to places no by the statute. impaired demonstrate that its was Similarly, Champion many political Mr. described his activities regularly speaks, a local and state level. He affirmed that he both on others, His blogs, public and meets with and has run for office. him from prohibits was that he believed that Montana law complaint company, Champion and readers that his telling his audiences that a Painting, supports Champion also his views. Mr. believes by 'Champion Painting, Inc.” would be more candidate endorsement endorsement, if than his and that his business persuasive personal *8 spends money on enjoy benefits.’’However, events he will ‘tax in Champion’s case he is the sole shareholder and derives his livelihood money pays from the he himself from corporation. While expenditure statute forbids the Champion Painting’s to support oppose candidates, funds upon the burden Kenneth Champion, shareholder, as a sole to establish a political committee to advocate for his corporation’s interests and expend funds that he will contribute, decide to are particularly conclude, minimal. We under facts, these Champion’s political speech similarly materially was not impacted by the statute. WTP, noted, as has been explanations terse its of its
organization, funding, activities, and intent. It foreign claims to be a corporation but it is not corporation. a business purpose, according Its to un-rebutted evidence State, submitted to the District Court is to anonymously solicit and spend the funds of other corporations, individuals and entities to influence the outcome ofMontana elections. In promotional presentation donors, directed potential WTP represented:
There’s no limit you give. know, to how much can youAs very Montana has candidates, strict limits on contributions to but there is no limit to you give how much can program. to this You give can you’re whatever comfortable with and make as big an impact you wish.
Finally, we’re required to report the name or the amount any So, contribution that we you receive. if decide to support program, this no politician, bureaucrat, no and no radical you environmentalist will ever helped know make program this possible. only thing plan we on reporting is our success to contributors you like who can see the a program like benefits of just this. You can sit back on night election and see what a you’ve made. difference
Western Tradition Partnership, 2010 Program Election Year Executive added.) Briefing. (Emphasis Organizations like WTP that act anonymous as conduits for
spending by represent others a threat to the “political marketplace.” Life, Inc., Mass. Citizens 264, 107 479 U.S. at S. Ct. at 631. Echoing theme, the State presented evidence that operated WTP has disregard for and without complying law, with Montana unlike MSSF and Champion. Because WTP has not operation, disclosed its it is difficult to might determine how it impacted by 13-35-227(1), be § MCA, given but presented the evidence below we will assume there is impact.
a direct present case between the Second, a material factual distinction regulatory imposed burden is the extent of and Citizens United above, in Citizens United noted the Court challenged law. As of the Federal ambiguity length, complexity emphasized determine what restrictions, ofthe FEC to including power *9 difficulty establishing and public consumption,” is “safe for contrast, In under corporate spending. to direct PAC as an alternative and maintained committee can be formed political Montana law a (See reports. e.g. forms or straight-forward §§13-37- and filing simple MCA.) 13-35-402, deposition in his described -210; Mr. Marbut 201 and and used them its committees political that MSSF has established own process period in over a actively political the Montana participate by the State in the District years. The evidence submitted through political their corporations, similarly demonstrates law, are and have been organized under Montana committees in participants politics. and active Montana presence substantial participate in each many lobbyists political committees who Legislature bear witness. Under session of the here, easily implemented committee is an facts undisputed in corporate spending engaging alternative to direct for and effective in any corporation This alternative is available to political speech. they Montana, Champion, as well as WTP should and to MSSF In of MSSF the comply existing choose to with Montana law. the case effectively the political shows that it has in fact used evidence years showing and there is no that it could not committee form for to do so. continue Third, in this case cannot be understood the Montana law issue
¶22 enacted, during the place the context of the time and it was outside 1889.) (Montana early century. became a state in Those twentieth by rough for years tumultuous were marked contests Butte, center of primarily mining economic domination between by foreign controlled trusts or mining enterprises and industrial long-term had on the corporations. disputes profound impacts These State, regarding judiciary, the location of including entire issues Senators, and the procedure for election of U.S. capitol, the state virtually control of all media outlets in the State. ownership and fight In the over corruption of well-financed abound. Examples Augustus Heinze and the rights entrepreneur mineral between F. Oil, managed then controlled Standard Heinze Company, Anaconda Butte, routinely who decided cases judges to control the two State Toole, Montana, Land, his favor. K. Ross An Uncommon 196-99 (Univ. 1959) bribed, of Okla. Press judges being Butte denied but one of them admitted that him representatives Anaconda had offered $250,000 sign Toole, cash to an affidavit that Heinze had bribed him. Montana, Land, An Uncommon 204. In response legal Heinze, to the conflicts in 1903
Anaconda/Standard closed
all
mining
down
its industrial
(but
operations
many
controlled),
not the
it
newspapers
throwing 4/5
Montana,
of the labor force
Toole,
of Montana out of work.
An
Land,
Uncommon
price
sending
Its
its employees back to work
was that the Governor call a special
Legislature
session ofthe
to enact
a measure that would allow Anaconda to
having
litigate
avoid
judges.
front of the Butte
Legislature
The Governor and
capitulated
and the statute
e.g.
State,
¶26 demonstration of extraordinary boldness, Clark returned to Montana, caused the Governor to and, leave the state on a ruse with assistance ofthe supportive Governor, Lt. won appointment very to the U. S. Senate just seat that had Toole, Montana, been denied him. An Land, Uncommon 192-93. When the Senate threatened investigate time, unseat Clark a second resigned. he Clark eventually won his Senate seat after spending enough political campaigns to seat a Legislature Montana favorable to candidacy. his After the Company Anaconda cleared itself of opposition from others, Heinze and it controlled press 90% of the in the state and a majority legislature. of the Glasscock, C. B. Copper War (Grosset 1935). Kings, & Dunlap, N.Y. By company, 1915the after having acquired all of holdings others, Clark’s as well many “clearly local folks [and] order... economy political
dominated controlled corporation grip in the locked themselves now found Malone Michael their concerns.” Street and insensitive from Wall (Univ. Centuries, Montana, History Two Roeder, and Richard 1976). evident that that time it was Even at Press, Seattle of Wash. state converting the the state “thus controlled industrial furthering and for the instrument into a government favorable to execution of laws and the legislation accomplishment and inimical to large corporations ofthe stockholders the absentee who farming classes wage earning of the economic interests in Montana.” population of the larger percentage constitute far (Lewis Pub. Montana, 429-30 Sanders, History Vol. Helen Fisk 1913). Co. Senate that in the United States testified In 1900 Clark himself in Montana as a voting” so indifferent <'[m]anypeople have become in the expended money that have been ‘large sums of result of Land, naked Montana, 184-85. This Toole, An Uncommon state....” (Governor and very government corporate manipulation populist reforms ultimately resulted Legislature) of the State voted to amend people law. In 1906 the part are still of Montana thereafter, in long initiatives. Not for voter Constitution to allow state including used to enact reforms power initiative was 1906 this new candidates; the direct election elections to choose primary Act, of which Senators; part Practices Corrupt and the United States 13-35-227, MCA, in this case. at issue survives as § contending of Montana was still The State the Anaconda century. example, For even in the mid-20th domination Montana’s ownership ofall but one of controlling Company maintained K. Ross Toole Writing in historian until 1959. major newspapers the state: so noted and described in the state Company Anaconda
Today the influence of the long It has been a very great. unspectacular but legislature mailed fist. But no informed showed the company time since the the basic use to which influence or the fact that denies its person down, taxes quo-feokeep the status it is is to maintain put in Butte or in either company personnel New of the rock the boat. matter, Heinze, for that or even Augustus F. New York remember Dixon, it would be foolish Joseph M. but [U. Senator] S. *11 the Anaconda influence of deny pervasive that the anyone to parcel of the Montana part politics in Montana Company heritage. Montana,
Toole, Land, study A of An Uncommon 244. Montana in the of early corporate 1970s concluded that influence the Anaconda by structure, had Company “replaced corporate been a power directorates, same interlocked law firms and common business among Company, the Anaconda Montana Power Company, interests” Railway System. Burlington Northern the First Bank Malone and Montana, Roeder, Centuries, History History professor a Two 290. of Fritz, Harry Court, presented Dr. his affidavit District corporate that the remain in “dangers affirmed of influence Montana” depends upon economy because resources which its in turn depend upon markets. He a century ago distant affirmed: “Whatwas true today: distant corporate corporate true interests mean that dominated will campaigns work ‘in essential interest of outsiders with very secondary local interests a specific consideration.’” While corporate go Montana, they interests come and are always present. wealth, historically Montana’s mineral for example, exported has been State, and that true today. is still Commonwealth Co. Edison Montana, 191, 196, (1980), v. State 189 Mont. 615 P.2d aff'd, 453 U.S. corporate power S. Ct. that can be exerted with unlimited a vital political spending is still interest to the of Montana. people Furthermore, presented the evidence below the State aptly expenditures money
demonstrated
how even small
can impact
Montana elections. The State submitted affidavits from two respected
politicians
a
experienced
public
Brown,
servants. Bob
Republican, served in
Representative,
the Montana House of
in the
Senate,
as the Montana
an
Secretary
State and as
candidate
unsuccessful
for Governor. He retired
2010 as a Senior
Rocky
Fellow at the Center for the
Mountain West and the Mansfield
Center, at the University
Cooney, Democrat,
of Montana.
Mike
in the Montana
of Representatives,
served
House
in the Montana
Senate,
Secretary State,
as the Montana
and also as an unsuccessful
Montana,
for
candidate
Governor. Both affirmed that
with its small
population, enjoys political campaigns
marked
person-to-person
advertising
They
contact and low cost of
to other
compared
states.
that allowing
independent expenditures
affirmed
unlimited
money
drastically
into the Montana
would
process
change campaigning by shifting
emphasis
raising
funds.
Cooney, for example, ran his first state legislative campaign
“grassroots”
as a
he
$750
effort that
believed could have been derailed
expenditure
an
of even a
opposing
couple
thousand dollars.
*12
susceptible
are more
politics
that Montana
affirmed
Brown
large
of
that
infusions
campaigns,
than Federal
corruption
coverage
just media
expenditure on
independent
corporate
of
amounts
politics
of Montana
type
corruption
of
the same
accomplish
“could
13-35-227,
Cooney
MCA.
of’ §
to the enactment
led
that which
he
campaign when
his most recent
from
experience
his
recounted
really count”in the
they “didn’t
were concerned
found that voters
financial
make a material
they can
unless
political process
sway. This is
therefore hold
interests
contribution,
special
and that
United
by
A. Clark to the
described W.
sentiment
much the same
century ago, quoted above.
over a
committee
States Senate
Bender
the affidavit
Edwin
presented
also
The State
¶32
under
He confirmed that
in State Politics.
Money
on
National Institute
(in
make unlimited contributions
can now
corporations
law
amount)
PACs to
corporate
from their
expenditures
independent
committees,
candidates, directly to ballot measure
support
oppose
or
unlimited
measures, and can make
support
oppose
and to
ballot
make
with
can
contributions
lobbyists. Corporations
expenditures
candidates and to
from their PACs to
limits as all donors
the same
races
also affirmed the low cost
committees. Bender
party
states,4
legislative
other
with all
Montana,
comparison
in
in
million in
a total of around
raising
$7
for office
statewide candidates
the Montana House raised
average candidate for
year
2008. In that
the Montana Senate raised
$7,475
average candidate for
and the
spending
for direct
$13,299.
possible
makes it
This
elections.
affect the outcome of
significantly
spending
in the
affirmed that studies
election
Bender also
campaign
contributions
percentage
United
show that the
States
sharply from 48% states
drops
individual voters
in states without. Evidence
spending to 23%
corporate
restrictions on
years
in recent
District Court showed
presented
has far
on ballot issues
Montana,
independent spending
2010
provided
He
an extensive
from other sources.
spending
exceeded
Law,
University School of
the Brandéis
study by the Hofstra
joint
Money
and the
Institute on
School of Law
National
Center
the NYU
4
that 3 of
polling
that concluded that
shows
in State Politics
decisions
judicial
Americans
affect
campaign
contributions
believe
Politics
Judicial
judges are elected.
New
in states where
miles,
size,
145,000
covering
square
largest
state
over
Montana is the fourth
people.
population
million
less than one
and has a
2000-2009,
ed.,
Elections
Charles Hall
Campaign,
Justice at Stake
2010.
impact speech
Laws that
way
by using
some
must be evaluated
proper
scrutiny.
level of
type
This is determined
of speech
that the law affects and the
type
imposes.
burden that the law
Davis
Comm.,
724, 737,
v. Fed. Election
2759,
U.S.
128 S. Ct.
(2008).
place
Laws that
severe
on fully protected speech
burdens
are
subject
scrutiny,
to strict
Bennett,_
Arizona Free
v.
Enterprise Club
U.S._,
(2011),
131 S. Ct.
2816-17
place only
while laws that
minimal burden or that apply
fully
that is not
protected
scrutiny. Davis,
receive intermediate
autonomy is the State a interests? Does their promote seek to shadowy of WTP backers if the prohibition its murder or invalidate repeal have to state influence, corporate think not. Issues rate declines? We homicide extractive upon agriculture dependence sparse population, corridor, and low transportation location as development, resource to continued vulnerable especially make Montana costs campaign and the democracy to the detriment of control corporate efforts of unique has Clearly Montana government. form of republican of this statute. through preservation protect interests to compelling integrity preserving has a clear interest While full encouraging has an interest process, it also its electoral The unrefuted evidence electorate. of the Montana participation through the affidavit of in the District Court by the State submitted are contributions that individual voter Bender demonstrates Edwin candidates in states where the total raised diminished from 48% of raised of the total place has been 23% corporate spending ban corporate spending. unlimited permit by candidates states Montana, generally citizens a state where is illustrative of point In the case of donations. campaign candidates with modest support donations, the issues, may make unlimited where ballot give who markedly are different from those characteristics of donors gave donors 95% example, In 97 institutional to candidates. while 760 campaigns, initiative money of the total raised ballot Similarly, in remaining for the 5%. donors accounted individual money to ballot gave of the total donated 34 institutional donors 95% irrevocably Moreover, money would unlimited campaigns. races, office which have of local Montana change dynamic *14 low-dollar, by the broad-based historically characterized been the individual present, candidates. At campaigns run Montana House, and District Court races Montana Senate contribution limit for 13-37-216, it is Section $160, $310. and for Court elections is (4). unlimited in the infusion of MCA, adjusted provided as With candidate, targeted opposition of or to a money support corporate against the compete be unable to average the citizen candidate would citizens, candidate, who for over 100 and Montana corporate-sponsored meaningfully made their modest election contributions years have effectively process. shut out of the count would be and protecting interest compelling also has a ¶39 State, the elect judges. people In this system its of elected preserving Supreme Court, the Justices of the Judges Courts, of the District Const, and most judges VII, §8; lower court as well. Mont. art. §3-2- 101, MCA; 3-5-201, and MCA. Judicial nonpartisan. elections are § 13-14-111, Section MCA. When an incumbent running for a seat, judicial can approve reject voters the candidate. Mont. Const, (e). VII, art. §8 The people of the State of continuing Montana have a and in, compelling and right to, interest a constitutional independent, an impartial fair and judiciary. The State has a concomitant preserving appearance judicial propriety independence and so as to maintain the public’s trust and confidence. In present case, the free rights of the corporations are no more important than the due process rights of litigants in Montana courts to a fair and independent judiciary, constitutionally and both are protected. The Bill Rights assign does not priorities as among rights guarantees. it Stuart, Neb. Press Assoc. v. 539, 561, U.S. 96 S. Ct.
(1976). Clearly the impact unlimited donations creates a
dominating impact political on the process and inevitably minimizes impact individual citizens. As to office, candidates for political §13-35-227(1), MCA, designed to further compelling interest of the people of Montana strong voter participation process. in the While have first amendment rights speech, they do not have the vote. The importance of and compelling interest in an independent
judiciary is reflected as a policy matter of in Montana’s Code of Judicial Conduct.
An independent, fair and impartial judiciary is indispensable system our justice. The United legal system States is based upon the principle that an independent, impartial, and competent judiciary, composed of men and women of integrity, interpret will apply governs law that society. our Mont. Conduct, Code of Judicial Preamble. Montana expects judges its to act promote “public confidence in independence, integrity, and impartiality of the judiciary” and to “avoid impropriety and the appearance of impropriety.” Mont. Code of Conduct, Judicial Rule 1.2. it duty Because is the judge of a to make decisions based upon the facts case, of every judge law greatest must “to the extent possible, be free appear to be free from political influence pressure.” Conduct, Mont. Code of Judicial Comment [1]. 4.2, Rule ‘Public confidence in the independence and impartiality
238 are to be judicial perceived if candidates judges is eroded judiciary Conduct, Rule Mont. Code of Judicial influence.” subject 4.2, [3]. Comment of importance Court has affirmed the The United States judiciary. maintaining public respect for the integrity and in
judicial in the course principles of law ‘Courts, system, in our elaborate court to and the of a power prerogative resolving disputes. of rest, end, respect in the accorded upon function perform this judgments depends respect The citizen’s judgments. to its integrity Judicial issuing probity. court’s absolute upon turn is, highest [Emphasis order.” a state interest consequence, of added.] Co., 868,_, Inc., 129 S. Ct. Massey Coal 556 U.S.
Caperton v. A. T.
(2009)
White,
Party Minn. v.
536
2252, 2266-67
Republican
(quoting
of
(2002)).
765,
recognizes
The Court also
U.S.
large independent spending, both terms levels impartiality. Litigants appearing public perception terms of the large funds judge expenditure before a elected after a rights their due were legitimately question process could whether election for Chief Justice of adversely impacted. In the 2008 contested Court, presented by evidence the State the Montana for media expenditure District Court indicated that total $60,000. entity Massey It clear that an like advertising was about dollars, Coal, willing hundreds of thousands of much less spend even millions, judicial effectively election could drown out all on a Montana other voices. The historic Heinze-Anaconda conflict noted above “bought” of a negative corrupting illustrates the effects obvious judiciary. to The Day recently Sandra O’Connor wrote in her introduction
New Politics Judicial Elections that the “crisis of confidence in the impartiality judiciary is real growing.” The Executive Summary in that report same noted a study of the nation’s ten most costly judicial elections shows the extraordinary spending power of “super spender groups,” mostly which are corporate funded. Montana is not immune from such influence and has a compelling interest in *16 precluding corporate expenditures judicial on elections based upon its interest in insuring judicial impartiality and integrity, its interest in preserving public judiciary confidence in the and its interest protecting the process rights due litigants.5 above, As discussed ¶46 the statute no has or minimal impact on MSSF and Champion. Because ofthis minimal impact, the State is not required to demonstrate a compelling interest support 13-35- § 227(1), MCA. It is required only to demonstrate the exacting less sufficiently important interest. For the same reasons discussed above regard with to the compelling interest, state the statute clearly is supported by important governmental Therefore, interests. as to MSSF it Champion, passes constitutional muster as well. Finally, 13-35-227(1), MCA, narrowly § tailored to meet its objectives. only The statute minimally affects entitles like MSSF and Champion. applies WTP, Even if it directly to WTP can still speak through political its own organizations committee/PAC as hundreds of in Montana do on an ongoing basis. Unlike the Federal law PACs United, considered in Citizens under political Montana law committees are easy to easy establish and to use to independent make expenditures political for speech. As the Bender affidavit submitted the State in District Court confirms, corporate PACs can make unlimited independent expenditures on behalf of candidates. The difference then is that under Montana law PAC has to comply with Montana’s disclosure and reporting laws. And earlier, as noted corporations are allowed to contribute to Montana, ballot issues in significant which is a distinction because ballot issues often have a direct impact corporate business activities within Montana but present danger less of corruptive influences that have concerned Montana voters since 1912. The statute addresses contributions regarding candidates for political state office. additionally argued The State has compelling that it protecting has a interest in rights dissenting disagree shareholders who stance of spending. do presented We not reach that issue because it has not been in the factual framework of this case.
CONCLUSION that Montana’s a conclusion Citizens United compel does not corporation expenditures independent prohibiting law Rather, applying unconstitutional. to a candidate related has in Citizens it is clear that Montana enunciated principles rationally-tailored challenged impose compelling and enter the District Court We reverse statutory restrictions. and the Attorney General in favor of the summary judgment WTP, against MSSF Practices of Political Commissioner attorney fees on the issue of cross-appeal Champion. Consequently, is moot. COTTER, MORRIS, WHEAT and RICE concur.
JUSTICES BAKER, dissenting. JUSTICE by Citizens that we are constrained agree I with Justice Nelson MCA, the extent §13-35-227(1), unconstitutional
United
to declare
In
political speech.
corporate expenditures
prohibits independent
it
than
view,
compelling
made no more
a case
my
the State of Montana
90-page dissenting opinion
in the
presented
that painstakingly
in rejected by
majority
emphatically
Justice Stevens and
Citizens United
us to affirm the
United.
Though
requires
I
believe
Court,
any
anticipate
consequences
event
District
we must
inventing
today
reversed. Rather
than
holding
should the Court’s
be
*17
to rescue Montana’s
attempt
in
I fear
be a vain
distinctions
what
will
in a manner
Act, I
construe the statute
Corrupt Practices
would
the
constitutionality
of its
and to further
preserve what
remains
legislature’s underlying
prevent corruption.
intent
unequivocally
Tn]o
United
holds
sufficient
Citizens
¶50
of
justifies
political
speech
interest
limits on the
governmental
S. Ct. at 913. Just as
for-profit
corporations.”
or
130
nonprofit
however,
government
impose
it allows the
disclaimer
unequivocally,
because,
on
while such
requirements
political
and disclosure
ability
speak,
they ‘impose
...
no
“may burden the
requirements
activities,’
anyone
prevent
... and ‘do not
ceiling
campaign-related
”
(citations omitted). Plaintiffs’
MCA. That prohibits corporation subsection from making “a contribution or an expenditure connection with a candidate aor political supports committee that or opposes a candidate or a (2) party.” statute, Subsection here, not challenged prohibits a person, candidate, accepting committee from or receiving (3) a corporate contribution. Subsection ofthe same statute allows ‘the establishment or administration of a separate, segregated fund to be making political used for expenditures contributions or if the fund voluntary consists contributions solicited from an individual shareholder, who is a employee, or member of corporation.” 13-35-227(3),MCA, Section when read in the context ofMontana’s campaign scheme, overall finance expresses legislature’s intent to provide citizens and shareholders with information about sources of support funds used in of candidates and ballot issues. Under Citizens clearly may the State require corporate independent *18 expenditures to come consisting only "voluntary from fund §13-35-227(3), contributions” language MCA, as the provides. now (1) Subsection of the preserved by allowing statute still could be made from a expenditures under that subsection be corporate (3), prescribed by fund” as subsection without “separate segregated funds requirement the now-invalid “the applying consisto voluntary contributions.” constitutionally I therefore hold that the Commissioner would independent laws to
may reporting extend Montana’s disclosure made on behalf of candidates or expenditures by corporate entities committees, just as the Commissioner has done for holding, such a expenditures campaigns. on ballot issue Without Legislature general that the Montana will not meet in session given election, in if may to the next Montana voters be left the dark prior § MCA, 13-35-227(1), highest court. is invalidated nation’s 13-35-227(3), MCA, Applying constitutionally-permitted in a § expenditures corporate treasury fashion to from a will further government’s requirements disrupt disclosure and will not integrity. Majority, only the statute’s As part noted §13-35-227, original Corrupt Opinion, Practices Act survives in MCA. The amended 100-year 28. statute has been numerous times its ¶ (3) 404, history. Subsection was added in 1979. 1979 Mont. Laws ch. 2003, statute’s most recent modification was after federal prohibition against corporate courts invalidated the law’s contributions expenditures campaigns. in ballot issue Mont. Chamber Com. (D. 593, Argenbright, Supp. 1998), v. 28 F. 2d 600-01 Mont. aff'd, (9th 2000). 1049, 1052 Although F.3d Cir. neither original Act nor severability clause, most of its amendments have included a applying suggest the statute in the fashion I is consistent with the Finke analysis. Through years, legislative scant, history while
legislature’s palpable prevent intent was to in Montana corruption Opinion, elections. 22-28. Prohibition of corporate contributions has ¶¶ one goal; been means to achieve that disclosure has been another. amendment Romney, sponsor State Senator Miles of the 1975 that first corporate spending introduced the ban on issue campaigns, ballot part “everyone commented in should giving know who is how much” and statements of contributions facilitate would (Mar. knowledge. Comm., Mont. H. Jud. Hearing on SB at 5 1975). iterations, Through legislation its various inducement for the legislature’s has been the prevent corruption desire to elections. authority outright Absent constitutional for an on corporate ban spending, prohibiting application “voluntary contributions” (1) further, expenditures clause to made under subsection will *19 frustrate, accountability prevention corruption. the that fosters of preserve requirement the a Construing separate statute to its for ¶57 from segregated corporate expenditures fund which are made will facilitate under requirements promulgated by disclosure the Montana Unsworth, Commissioner ofPolitical Practices. The Affidavit ofDennis Court, the State submitted before District described the process place present for corporate spending disclosure time ballot independent on issue measures. Unsworth stated a expenditures corporate treasury support from to or a oppose ballot reported measure must be on the of Commissioner Political Practices’ committees,” C-4. Form The C-4 form is for ‘incidental political which political are defined in the Commissioner’s “a rules as committee that is not specifically organized or maintained for the primary purpose of influencing may incidentally elections but a political become by making expenditure committee a support contribution or to or 44.10.327(2)(c). oppose candidate and/or issue.” Admin. R. M. The only other of types political are “principal campaign committees committees,” committees” and ‘independent both which are committees specifically organized to or support oppose various candidates or An independent issues. committee includes Political 44.10.327(2)(b)(i). Action Committee. R. Thus, Admin. M. corporate Commissioner’s rules treat treasury expenditures as expenditures by ‘incidental committees” because the entities do not exist or specific purpose supporting candidates, opposing issues, ballot or both. integrity The and purpose of the law can salvaged by be
permitting the committee” apply Commissioner ‘incidental status separate to a treasury fund a corporation’s from which election- related expenditures are made. This corporate would ensure that contributions are on the footing, given same and are public the same daylight, individuals, as contributions political committees, action §13-37-225, parties. generally, MCA; See Admin. R. M. 44.10.321 -44.10.333. preventing value disclosure in corruption cannot be ‘tB]y revealing
understated. information about to and contributors participants debate, in public discourse and help disclosure laws they ensure voters have the facts need evaluate various messages Wash., competing for their attention.” Human Inc. v. Life of (9th 2010). Brumsickle, F.3d 1005 Cir. ‘IP]rompt disclosure expenditures provide can shareholders citizens with information needed to hold and elected officials United, supporters.” positions for their
accountable recognized importance Circuit has S. Ct. at 916. The Ninth the context of ballot issue in disclosure in Montana’s East Helena v. Ferry Rd. Church Canyon Baptist campaigns. (2009) noting (citing cases Unsworth, 556 F.3d masquerading in “mayprevent ‘the wolf from requirements disclosure ”). of Montana’s ban clothing.’ Regardless of the ultimate fate sheep’s requirements political expenditures, state disclosure corporate ‘in expenditures all entities applied be should supports or a committee that with a candidate connection 13-35-227(1), Section MCA. political party.” a candidate or a opposes unflagging it conclusion, obligation, keeping I is our In believe law, safeguard the rule of to honor the duty the courts’ highest today “Americans accept of our nation’s Court. decisions *20 They the guardian role as law. Supreme] [United States Court’s decisions,... following even the value to the nation of Court understand they may and they disagree with a Court decision even when be when may Stephen Breyer, Our wrong.” Making and the decisions be right (Alfred 2010). A. Democracy Judge’s Knopf Work:A View214 Citizens outright corporate political a ban United makes clear that state’s on 13-35-227(1), First violates the Amendment. Since expenditures § ban, MCA, just I from the Court’s imposes respectfully such dissent I entirety. instead uphold uphold decision to the statute in its would necessary independent corporate to ensure provisions those full reported are and disclosure is made to expenditures properly corporation’s citizens the election-related inform and shareholders of spending. NELSON, dissenting.
JUSTICE from respectfully I dissent the Court’s decision. ¶61
I. INTRODUCTION
clear in
Supreme
The
Court1 could not have been more
Commission,_U.S._,
Court concludes that Montana bar using general treasury funds for political speech-Citizens United notwithstanding-because has unique compelling ‘Montana protect.” Opinion, interests to What “unique” 37. interests render ¶ exempt from Citizens United? One searches the Court’s any. find Opinion vain to The Court states that Montana has “a preserving integrity clear interest in process” its electoral “an interest in encouraging the full participation of Montana Yet, electorate.” Opinion, Montana is hardly unique ¶ this Every regard. state preserving Union interested in integrity of process its electoral and in encouraging the full participation of its electorate. asserts that Montana has interests in “protecting preserving system its of elected judges,” *21 “preserving appearance judicial the of propriety independence and so as to maintain the public’s confidence,” trust and “protecting and the process rights litigants.” due of Opinion, 40, 45. But surely ¶¶ every state judiciary with an elected has these same interests. The Court also compelling cites ‘the interest of people the of Montana in strong participation voter process.” the 41. Opinion, Again, ¶ however, the of people certainly Montana only people are not the in the United States with compelling strong interest in participation. voter The fact by is that none of the interests identified the Court are unique to What the really Montana. Court is is that saying Montana notes, Opinion, As the Court direct are not at contributions issue here. 8.¶ make Montana which qualities history unique unique
has a corporate ofunlimited influence corrupting the susceptible uniquely history involving to Montana’s Indeed, points the Court expenditures. officials, manipulation their bribery public of Kings-their Copper the in the late judges control over local and their government, of state history, on this 22-28. Based early Opinion, 1900s. ¶¶ 1800s and compelling ‘had a voters that Montana concludes Court Furthermore, the 36. 1912.’’Opinion, challenged ¶ statute enact influence dangers corporate of concludes Court fact, In 29-31. Opinion, in Montana. ¶¶ still exist domination continued efforts “especially vulnerable that Montana is asserts democracy republican and the to the detriment control corporate Court, this is According to the 37. Opinion, government.” ¶ form of agriculture upon dependence sparse population, Montana’s owing to transportation as a development, location resource and extractive these 37. Given Opinion, costs. corridor, campaign ¶ and low money corporate that unlimited characteristics, opines the Court political office oflocal Montana ‘irrevocably change dynamic would low-dollar, by the historically been characterized races, have which 38. Opinion, candidates.” ¶ run Montana campaigns broad-based money support of or corporate Moreover, the infusion of unlimited impact “tninimize[ the ] targeted candidate would to a opposition average and leave political process in the citizens” individual 38, Opinion, process.” ¶¶ out of the “effectively shut citizen direct may prohibit flat-out holds that Accordingly, the Court spending by corporations. unique” this ‘Montana is agree I cannot Respectfully, seriously this And I doubt Citizens United. is consistent with rationale this case is in the Court when going prevail rationale is reading fair thing, For one certainly will be. as it almost appealed, reading fair ofthe with a majority opinion, coupled the Citizens United to the inescapably leads dissenting opinions, concurring separate Attorney arguments-and every General’s one conclusion argued, arguments-was those adopting rationales this Court’s Moreover, Court. considered, flatly rejected and then an experienced that Montana propositions accepting even political corruption domination period corporate egregious understandably citizens century, that Montana of the 20th the turn corrupt practices influence and heavy-handed up fed with became remains time, day to this and that Montana at the interests special control, what the efforts of vulnerable to continued especially *22 Attorney recognize Court and the General have this failed is point: corporate constitutionally fundamental a ban on not a speech is permissible remedy problems. abundantly for these should be This clear from the following passage Citizens United:
If elected officials succumb to
from
improper
influences
independent
they
if
their
expenditures;
judgment;
surrender
best
if they put
before
then
expediency
principle,
surely there
give weight
attempts by
cause
concern. We must
[the
legislative
dispel
appearance
branch] to seek to
either the
or
reality
however,
by law,
these influences. The remedies enacted
comply
and,
must
Amendment;
with the First
it is our law and
speech,
less,
our tradition that
the governing
more
rule. An
outright ban on corporate political
during the critical
preelection period
permissible remedy.
is not
added).
at 911 (emphases
S. Ct.
(2
§441b,
The federal law struck down in
Citizens United U.S.C.
2002)
as amended
Bipartisan
of the
Reform Act
Campaign
§203
prohibited corporations
expressly advocating
from
or
election
defeat of
broadcasting
electioneering
candidates
and from
days
communications within
of a primary
days
election and 60
aof
general
election. Citizens
I at least in principle, with much of the Court’s discussion and arguments Attorney with the More I point, General. to the decision Citizens Court’s disagree with thoroughly view, and, my better- rather, eloquent agree, I United. result, myself As a I find in the Stevens. dissent Justice reasoned controlling ofa to defend the position having applicability distasteful disagree.3 profoundly with which I precedent *23 said, ultimately my agreement or this is not about That case Attorney General or our satisfaction or with the disagreement agree Whether we with the Citizens United decision. dissatisfaction First Amendment is interpretation Court’s Supreme with the government, of our system In our federal irrelevant. accordance with acknowledge Supreme Court’s here are to obligations is, Constitution for better or for United States interpretation state, on the of this and to worse, binding on this Court and officers ruling. Supreme the law faithful to the Court’s apply Granted, legislative executive branches there are in the and some call-and, fact, have called-for Montana government who would law, government, disregard nose at to federal to thumb its the federal 2). (U.S. Const., VI, art. boldly ignore the Clause cl. Supremacy and to Nullify Laws, State’s Fed Dennison, Mike Bills Test Power to e.g. See (Feb. 13,2011). views, Regardless ofthose Independent Helena Record however, executive, Montana-legislative, all elected officials in and judicial-are and “support, protect sworn defend constitution of Const, Ill, Obviously, art. this the United States.”Mont. means §3. Court’s of the United Supreme interpretations accordance with Thus, highest in the country Constitution. when the court has States law, it clearly on a federal constitutional did in matter of spoken United, the Court-is at highest court Montana-fehis decision a liberty disregard uphold in order state parse that, clearly politically Supreme while at odds with popular, law parcel every This rule of law and and part Court’s decision. is the justice’s “support, and defend the judge’s protect and oath of office my view, In of the United States.” this Court’s decision constitution fails to do so. today rejected the notion that emphatically Court has speech may be political restricted based interests campaign safeguarding the
protecting against political corruption, in the ability compete participate ofindividual citizens to light Partnership’s all the Tradition The task is more distasteful Western 7, 9,19; Appellants questionable Opinion, hypocrisy. See Br. of tactics and blatant ¶¶ 2011). 10-11, (Apr. 22-23 process, preserving judicial integrity and impartiality. It makes no sense may rely whatsoever that a state very on these same interests-despite their rejection by the Supreme grounds Court-as for muzzling corporate speech simply because the history, state’s economics, demographics, way elections are in some “unique.”It that, also makes no hand, sense on one the First Amendment protects corporate expenditures and, at the federal level apparently, throughout that, the rest of the country4 but on the other hand, this First Amendment protection magically evaporates at Montana’s borders because of a adopted years law ago to address very fact-specific Larry Howell, situation. See Once aUpon Time in the West:Citizens Caperton, and the War the Copper Kings, (under Situation”) at (available 6-16 heading ‘The Montana http://mtlr.org). Indeed, if Court countenances this Court’s approach of restricting corporate political speech rights based on population density, the existence of wealth,” "mineral history ‘low-dollar, broad-based campaigns,’’and past experience ‘heavy- handed influence” asserted corporations, then shortly there will be nothing left of Citizens United at the state level. Due to its unpopularity, the Supreme Court’s decision will be “state-lawed”into oblivion. While this good would be a thing in many, the view of my *24 point here is Supreme that the Court clearly intend, did not with the broad, sweeping, and unqualified language used, it to allow the holding of Citizens United to be through circumvented “uniqueness” stratagems. Therefore, and with all due respect to my colleagues, I believe this
Court is simply wrong in its refusal to affirm the District Court. Like not, it or Citizens United is the law of the land as regards corporate political speech. There is no ‘Montana exception.” proof of the Court’s error is found in a comparison ofthe provided rationales in the Opinion Court’s with the by statements Supreme the Court rejecting those rationales. I begin with an analysis of the Citizens United decision. 4 Barnes, See Robert Citizens United Decision Reverberates in Courts across Country, 2011) (‘The Washington 22, (May Post [Supreme January Court’s] freeing corporations decision spend they unions to against whatever like for and wiped candidates wages out banning laws in 24 states spending. Only such Montana still lonely a ban.”); court battle to maintain the Legislatures, Natl. Conf. of State States, Citizens United and the http://www.ncsl.org/default.aspx?tabid=19607 (updated 2011) (noting
Jan. ‘Ti]n that 17 of the 24 states with laws affected the Citizens decision, legislation law,” listing United has been introduced to amend the bills). UNITED CITIZENS
II.
is devoted
decision
Citizens United
significant portion
A even be
Court should
question whether
the threshold
decide.
ultimately
it
does
matters
deciding the constitutional
Kennedy joined
majority-justice
in the
Indeed, the five Justices
Thomas,
Justice
Scalia,
Roberts,
Justice
Justice
Justice
Chief
why they were
explain
attempting
pages
numerous
Alito-eonsumed
(1)
expressly
had
dismissed
Citizens United
a claim that
addressing
(2)
(its
constitutionality),
challenge to the law’s
facial
district court
than
were broader
arguably
grounds
deciding the case
(3)
claim,
overruling prior
United’s
Citizens
necessary to resolve
See Citizens
of stare decisis.
notwithstanding the doctrine
precedents
130 S. Ct.
888-96,
(majority opinion);
United,
Ct. at
911-13
130 S.
to these
Alito, J., concurring).
regard
With
(Roberts, C.J., &
917-25
Ginsburg, Justice
joined by Justice
issues,
Stevens
the dissent-Justice
being
majority
simply
Sotomayor-accused
Breyer, and Justice
us,”
having
case before
limited nature of the
“unhappy with
“changing] the case to
and thus of
prior precedents,
“disdain”for
Citizens
change
the law.”5
opportunity
an
give themselves
majority’s
also criticized the
The dissent
S. Ct. at
grounds,
on facial
to invalidate the statute
determination
“
principle
the fundamental
‘contrary
approach
this
because
striking
secondary
of‘implicitly
effect
’’and has the
judicial restraint’
well,”
the record
but also because
many state laws as
great
down
United, 130
Citizens
Court was “nonexistent.”
before
Bipartisan
had crafted the
Congress
Ct. at 932-33. Whereas
S.
(BCRA) ‘in
to a virtual
response
Act
Reform
Campaign
had
legislation
corruption
previous
of research on
mountain
Congress’ efforts without
avert,” majority
negates
‘how
failed to
have been
counterparts
or its state-law
of evidence on how §203
shred
United, 130
United.” Citizens
entity
than Citizens
affecting any
other
height of recklessness
that ‘it is the
argued
The dissent
S. Ct. at 933.
and its reasoned
deliberation
Congress’ years
bipartisan
to dismiss
basis,
confirming that the statute
without first
judgment on this
as,
be,
a restraint on electoral
function
was intended to
or will
question
Finally, the dissent
United,
251
argued that the
on
case could have been decided
various narrower
936-38,
grounds,
United,
Citizens
130 S. Ct. at
and that the majority
give
decisis,
had
proper
failed
deference to the doctrine of stare
point,
S. Ct.
938-42. On
this latter
the dissent observed that
rights
not
protects
personal
involving property
[sJtare decisis
ability
contract but
shape
also the
of the elected branches to
their laws in an
Today’s
effective
coherent fashion.
decision
away a power
long permitted
takes
that we have
these branches
to exercise. State
on their
legislatures
authority
have relied
regulate corporate
electioneering,
[Austin
confirmed
v. Mich.
Commerce,
(1990)],
Chamber
U.S.
argument that majority need not and should have rendered such a holding, broad constitutional the fact remains that the majority so, striking did Thus, down the federal law as invalid. facially my focus majority hereafter is on specifically what the held regarding corporate independent expenditures I speech. approach step- this in fashion. by-step
A. First Applies Amendment to Political Speech Corporations provides The First ‘Congress Amendment shall make lawno abridging
... of speech.” protection freedom This extends corporations and to the context of speech. dissent, foregoing In addition to the criticisms I note that the Citizens majority’s approach flouting very United has also been criticized for rhetoric espoused against ‘judicial e.g. conservatives have decades so-called activism.” See Chemerinsky, Op., Campaign Erwin Conservatives Embrace Judicial Activism in (Jan. Ruling, 22, 2010); Dibadj,
Finance L.A. Times see also Reza Citizens United as (2010-2011) Corporate and Narrative, 39,40-48 (noting Law 16 Nexus “technical concerns” problems” majority’s III, approach); “constitutional J. Harvie Wilkinson Abortions, (2009) Guns, Unraveling Law, and the Rule 95 Va. L. Rev. 253 Of five-justice (criticizing majority adhering judicial the same for not to a conservative methodology (2008)). Heller, 570, 128 in Dist. v. Columbia 554 U.S. S. Ct. 2783 *26 252 Amendment lose First does not speech Political 900.
S. Ct. at
United,
Citizens
corporation.
source is a
its
simply because
protection
not decisive
identity
speaker
900. The
Ct. at
130 S.
and other
corporations
protected;
speech
determining whether
debate,
discussion,
individuals,
to the
associations,
contribute
like
First Amendment
ideas that the
ofinformation
the dissemination
The
United,
be banned
the relevant First
protecting
framework for
a sufficient
“provides
United,
D. The Governmental-Function
Interest
prohibits
The First Amendment
distinguish
restrictions that
among
speakers, allowing
different
speech by some but not others.
United,
Hence,
Citizens
Court has
upheld
narrow class of
operate
restrictions that
disadvantage
persons,
certain
rulings
but these
were based on
“the proposition that there are certain governmental functions that
*27
operate
cannot
without some
particular
restrictions on
kinds of
speech”-e.g., the
public
education,
function of
school
the penological
objectives of
system,
the corrections
and the capacity of the
government to discharge military
its
responsibilities.
United,
Citizens
E. The Antidistortion
Interest
The Supreme Court in
Austin v.
Commerce,
Mich. Chamber
494
652,
U.S.
110 S.
(1990),
Ct. 1391
found a compelling governmental
interest in preventing “‘the corrosive and distorting effects ofimmense
aggregations of wealth that are accumulated with the help of the
corporate form and that have little or no correlation
public’s
to the
”
support for the corporation’s political ideas.’
United,
Citizens
130
S. Ct. at 903 (quoting Austin,
1397).
660, 110
494 U.S. at
S. Ct. at
regard
concerns in this
are that corporations can “use resources
amassed in the economic marketplace to obtain an unfair advantage
political
the
marketplace,” and that corporate wealth can
political
“dominat[e]... the
process”
“unfairly
influence elections”
when it
deployed
is
in the form of independent expenditures. Austin,
659, 660,
(internal
it is inconsistent with the First United, Amendment. Citizens 130 “ S. Ct. at 904-08. For one thing, ‘the concept government may to enhance society in order of our of some elements speech the
restrict ” First Amendment.’ foreign to the wholly ofothers the relative voice omitted) (alteration Buckley (quoting United, Ct. at 904 130 S. Citizens curiam)). (1976) (per 1, 48-49, Ct. Valeo, 96 S. 424 U.S. v. has an interest the Government Buckley rejected premise the groups ability of individuals the relative equalizing ‘in stating specific Buckley was ofelections.” influence the outcome could campaigns” skyrocketing cost of that “the Amendment’s The First prohibition. governmental sustain ability to speaker’s “financial depend on the do not protections engage public discussion.” omitted). (citations United, S. Ct. at 904
Citizens
“open
with the
rationale interferes
the antidistortion
Additionally,
by permitting
Amendment
by the First
protected
ofideas
marketplace”
millions of associations
speech of
government
ban
are
Most of these
United,
S. Ct. at 906-07.
of citizens. Citizens
fact which belies
large amounts ofwealth-a
without
corporations
small
ground
on the
justified
at issue is
that the statute
argument
of wealth.”
aggregations
immense
“distorting effects of
it
prevents
event,
any
political speech
at 907. In
130 S. Ct.
Citizens
democracy, and this is no less
decision-making in a
indispensable
an
rather than
corporation
comes from a
speech
true because
‘Corporations, like
United,
255 Anticorruption F. The Interest The argues speech may Government that political be
¶83
in order to
or
prevent corruption
appearance.
Buckley
banned
its
sufficiently
found
interest
important
Court
this
to allow limits on
United,
(citing
contributions.
Ct. at
Buckley,
Citizens
130 S.
908
424
638).
25,
at
U.S.
96 S.
at
But
the Buckley
Ct.
when
Court examined a
on independent expenditures,
governmental
ban
it found “that the
in preventing corruption
interest
and the
appearance
corruption is
inadequate
45,
[the
justify
Buckley,
ban].”
for
Citizens
130 S.
(quoting
favors.’
Ct. at 910
Fed.
Comm.,
Election Commn. Natl.
v.
Conservative Political Action
470
(1985)).
480, 497,
Ct.
limits,...
“[C]ontribution
U.S.
105 S.
1468
unlike
independent expenditures,
limits on
an accepted
have been
prevent
pro
United,
means to
quid
quo corruption.” Citizens
130 S. Ct.
at
Not only
large
909.
can
direct contributions
given
be
secure a
quid
pro quo,
scope
pernicious
of such
can
practices
never
reliably
United,
be
ascertained. Citizens
diminished United, for potential abuse. Citizens S. Ct. at By 130 908. definition, an independent expenditure political speech presented to the electorate is not coordinated with a candidate. Citizens “ United, at 130 S. Ct. prearrangement ‘The absence of coordination ofan expenditure agent with the candidate or his candidate, undermines the of the expenditure value to the but also danger expenditures given quid pro alleviates will be quo ” improper United, commitments from the candidate.’ Citizens 130 648). at (quoting Buckley, S. Ct. at at U.S. S. Ct. Limits therefore, independent expenditures, chilling “have a effect extending beyond well the Government’s interest in preventing quid pro United, 130 quo corruption.” Citizens S. Ct. at 908. Buckley sufficiently “When identified a important governmental in preventing corruption appearance corruption, or the quid
interest was limited to pro quo corruption.” later, years S. Ct. 909. Two purported leave *29 256 could be corporate independent expenditures that
open possibility Bellotti, Bank v. See Boston corruption. to cause First Natl. shown (1978). However, 765,788 26,98 1407, 1422 n. 26 “we n. S. Ct. 435 U.S. including by those made independent expenditures, that now conclude corruption appearance do rise or the give not to corporations, United, 130 at 909. S. Ct. corruption.” Citizens or to have influence over access speakers may The fact that corrupt. mean these officials are Citizens elected officials does not that United, 130 S. at 910. Ct. representative and influence are not ... avoidable
‘Favoritism to It is nature elected favor representative in the of an politics. and, by necessary corollary, to favor the policies, certain voters support policies. those It is well understood and contributors who reason, only reason, if legitimate a substantial and not the to that for, to, to make one candidate over cast a vote or a contribution respond by those producing another the candidate will Democracy is supporter premised outcomes the favors. political responsiveness.” United, (ellipsis original) (quoting S. Ct. at
Citizens 130 910 Commn., 93, 297, U.S. 124 S. v. Fed. Election Ct. McConnell (2003) J., J., Scalia, J., dissenting)). & (Kennedy, Rehnquist, C. access, furthermore, or appearance influence will cause noted, democracy. independent to lose in our As an electorate faith is, definition, expenditure by presented that is not a candidate. The fact that a electorate coordinated with speaker, willing money try or corporation, any spend other persuade people voters have the ultimate presupposes any suggestion inconsistent influence over elected officials. This is part governance the electorate will refuse to take democratic any made political speech corporation because of additional or United, Ct. at speaker. other Citizens 130 S. 910. sum, quid pro is the financial corruption quo: In hallmark United, at favors. Citizens 130 S. Ct. 910. The
dollars
sufficiently
government
preventing quid
has a
important
United,
it.
130 Ct.
pro quo corruption
appearance
or the
of Citizens
S.
Indeed,
pro quo arrangement
at
be covered
quid
would
United,
Independent
bribery laws.
G. The Shareholder-Protection Interest argues corporate Government that independent expenditures ¶89 dissenting can be limited in the interest protecting shareholders being political to fund compelled corporate speech with which they agree. Amendment, however, do not The First not does allow the government speech restrict based on a shareholder’s disagreement political views of the corporation. Citizens United, is, at furthermore, S. Ct. 911. There little evidence of abuse that procedures cannot be corrected shareholders through corporate democracy. United, Citizens 130 S. 911. Ct. at Foreign
H. Influence ‘We need reach question not whether ¶90 the Government has a compelling in preventing foreign interest or individuals associations from influencing our Nation’s political process.” United, Citizens Ct. at S. 911.
I. Conclusion Based foregoing, on the Supreme ¶91 Court overruled its decision in Austin. ‘We return to the principle established in Buckley and Bellotti that the may suppress Government political speech not on the speaker’s basis of the corporate identity. governmental No sufficient justifies political speech limits on the nonprofit or for-profit corporations.” added). United, Citizens S. (emphasis 130 Ct. at 913 Accordingly, Court held that BCRA restriction on §203’s electioneering communications and 2 U.S.C. prohibition 441b’s § use ofcorporate treasury funds express advocacy for both were invalid. (with United, Citizens 130 S. Ct. at The 913. Court dissenting) Justice Thomas on uphold then went BCRA’sdisclaimer provisions against disclosure an as-applied constitutional challenge. at 130 S. Ct. 913-16.
III. THE PLAINTIFFS’ CLAIMS examining Before this §13-35-227(1), Court’s rationales upholding misconceptions regarding the dispel MCA,7 necessary it is some claims. plaintiffs’ Marbut, Gary the founder of First, the asserts neither (MSSA), Champion, nor Kenneth Association Shooting Sports
Montana Inc., demonstrated Champion Painting, has sole shareholder of or censored in which Montana law has hindered “any way” material course, 17. Of Marbut and activity speech. Opinion, or political ¶ their lawsuit, rights are speech are to this their Champion parties not Hence, Champion, Marbut and as issue whether here. individuals, activity hindered censored their have been or speech totally question irrelevant. The whether speech entities, Champion Painting, incorporated MSSA have rights of infringed. been Second, asserts MSSA has failed to demonstrate the Court impaired by its 227 because law § has been MSSA to its members’ dues on spend no restriction on
places
this,
As
Court cites the
advocacy. Opinion,
support
¶
Commissioner of Political Practices Dennis
affidavit
former
however,
specifically says,
is this: TMSSA]
Unsworth. What Unsworth
spend
its
dues and
has been
continues
be free to
member
*31
status,
treasury regardless
long
from
of its
as
donations
its
filing requirements
complies
as it
with the
described above
meets
added.)
voluntary
(Emphasis
the criteria
a
association.”
for
Baker,
in
program supervisor
of
the Office of the
Mary
affidavit
Practices,
“there
Political
likewise states that
Commissioner of
prohibit
in
laws
nothing
campaign
Montana’s
finance
that would
from
registering
making
[MSSA]
itself as
committee
corporate treasury,
from its
it meets our
independent expenditures
if
added.)
voluntary
criteria
(Emphasis
association.”8
office’s
for
According
affidavit,
criteria
follows:
Unsworth’s
those
are as
incorporates
spend
A
can
voluntary association that
its
§13-35-227, MCA,
occasionally
“§227.”
7 1
refer to
hereafter
‘Section 227” or
exemption
‘Voluntary
Rather,
An
for
associations”is not codified in the statute.
§227(1).
except
2003,
“policy”to
Prior to
it is the Commissioner’s
such associations from
category
corporations
nonprofit
statutorily permitted
narrow
was
to make
a
contributions
general prohibition
issues, notwithstanding
expenditures
to or
connection with ballot
§13-35-227(1),
expenditures.
(4),
corporate contributions and
See
on
(2001).
light
Argenbright,
But in
Mont.
v.
[njothing in the Bylaws, Articles of or the other Incorporation, confirms you information have provided that PRG was not established aby organization. business or a corporation labor Moreover, you any have not provided establishing information that PRG does not directly indirectly or donations accept or anything contributions value business or organizations. labor [Emphasis added.] here, Likewise there is no evidence record-mot Marbut’s (attached affidavit, in MSSA’s Incorporation Articles of to Marbut’s affidavit), in affidavit, affidavit, Unsworth’s or in any in Baker’s other document-establishing that MSSA “does not directly indirectly *32 accept anything donations or from contributions of of value business Hence, organizations.” or labor not qualify MSSA does ‘Voluntary definition, a association” under the Commissioner’s and MSSA is not to general treasury allowed use its funds to make independent expenditures connection with candidate elections. Complaint MSSA states in the First Amended to it wishes “useits light In candidates.” or directly support oppose funds to corporate Court §227(1) doing so. The discussion, bars MSSA foregoing or minimal has no that “the statute therefore, stating wrong, flat 46. Opinion, ¶ on MSSA. impact” Champion impact on likewise misstates Third, the Court improperly to be again seems thing, the Court For one
Painting. issue, rather are not rights, which Champion’s on focused Opinion, are at issue. rights, which Painting’s speech Champion than Painting Champion only reason that the suggests also 18. The Court ¶ (Champion) that its shareholder in this lawsuit is so participating using company endórsemenos]” “candidate to make can be allowed asserts that because Finally, the Court 18. Opinion, ¶ name. a PAC to advocate shareholder, can establish simply as sole Champion, decide funds that he will expend Painting’s interests Champion impact no or minimal 18, “the statute has contribute, Opinion, ¶ wrong on all counts. The Court is 46. Champion,” Opinion, ¶ ... Complaint, First Amended According to the funds to educate corporate Painting spend intends to Champion candidates and Bozeman about citizens of Montana negatively impact or positively that will either and ballot issues intends to businesses, Painting Champion small Montana’s relating issues candidates and oppose or publicly support spent funds will be businesses. Montana’s small advertisements, and to create radio spots TV purchase and fliers .... distribute brochures being “In addition to same effect: affidavit is to the Champion’s individual, Painting Champion I like for active as an would politically a Painting is small Champion . . . Since active. politically to be my than voice when business, more effective its voice will be on small may impact have an or candidates who supporting opposing then, Painting’s claim is Champion apparent, It is businesses.” ability to ability speak, not its shareholder’s corporation’s about the §227(1) concedes, expenditure forbids And as the Court speak. oppose candidates. support funds to Painting’s corporate Champion by a sole corporations held Nothing exempts Opinion, §227 ¶ could Champion Painting theory that As for the Court’s shareholder. this rejected PAC, through Opinion, speak ¶ again and noted below. discussed above approach as IV. COMPARISON in the provided of the rationales comparison I now turn to *33 Court Opinion Supreme rejecting the statements the Court’s with Again, constitutionality the issue is the specific those rationales. 227(1)’s expenditures a prohibition corporate connection with § or a a political supports opposes candidate committee that or candidate laws, a political party. prohibition or disclosure on direct contributions, Corrupt and the as a whole Practices Act have Opinion, 2, been 8. challenged. not ¶¶
A. The Political Committee Alternative 227(1) corporation may Section states that not make “[a] a ¶99 expenditure or contribution an in connection with a candidate or a supports opposes that a or a political political committee or candidate 227(3), however, party.” provides “[t]his Section section does not or prohibit separate, segregated establishment administration of a [known fund or political making PAC] as a committee to be used for or if political expenditures contributions the fund consists voluntary from an contributions solicited individual who is a shareholder, employee, corporation.” Opinion, member See 4.¶ that, Montana, The Court asserts political committees are
“easy establish,”“easy
use,”
to
and an “effective
alternative
direct
corporate spending for
engaging
political speech.” Opinion,
¶¶
Court,
The Supreme
however,
47.
“A
separate
stated:
PAC is a
corporation.
association from the
exemption
So the PAC
from [the
law’s] expenditure
does not
corporations
speak.”
ban
allow
Citizens
(citation omitted).
United, 130 S.
at 897
Moreover, “[e]ven
Ct.
if a PAC
corporation
could somehow allow a
to speak
it does not^.he
—and
option to form PACs does not alleviate the First Amendment
added).
problems.”
United,
Citizens
B. examples corruption” cites of“well-financed The Court various Heinze, A. Augustus Company, the Anaconda and W. perpetrated by F. examples Notably, some of these involved 23-28. Opinion, ¶¶ Clark. (i.e., quid corruption dollars bribery pro quo blatant favors), any independent them involved it is clear but (i.e., the electorate that is presented to expenditures *34 candidate) in In exchange political with a favors. not coordinated picture any event, paint to a dismal proceeds the Court then in corporate persisted “domination”and Influence” has Montana. discussion, the Opinion, 29. From this Court concludes follows. ¶ challenged First, “compelling had a interest”to enact the statute voters political [in Montana] ‘the real and was power 1912 because social to own by managers further their business powerful corporate wielded interests,” up “corrupt practices” the fed with the and and voters were controlling interests ‘heavy-handed special influence” asserted Second, the ‘has Opinion, institutions. 36. statute ¶ Montana’s autonomy” a from preserve degree worked to and social promote to their own corporate figures who seek interests. “shadowy” a interest to Opinion, finally, support 37. And there is still sufficient ¶ influence, corporate sparse population, the statute because ‘Tissues dependence agriculture development, and resource upon extractive corridor, and make transportation campaign as a low costs location to especially corporate vulnerable continued efforts 37. Opinion, control.” ¶ unconstitutional, however, government 103 It for the to patently
¶ might on that the otherwise speaker ground speaker silence a government undesired of ‘influence” or “control” exert an amount rationale, any class of politics. speakers Under such a disfavored Supreme if too ‘influential.” The Court thought could be censored be political speech can repudiated the notion unequivocally corporations obtaining from an prevent be restricted “as means to by using advantage political marketplace unfair resources United, 130 marketplace.” in the economic Citizens S. Ct. amassed omitted). (internal holding was founded quotation 904 marks Austin’s by the that “[c]orporate concern Court here: expressed the same
263 unfairly wealth can influence elections when it is in the form deployed Austin, of independent expenditures.” 494 110 U.S. at S. Ct. at United, however, 1398. The Court in Citizens held that overruled, “Austin is so it no provides allowing basis for limit Government corporate independent expenditures.” 130 S. Ct. at 913. ‘Rejected premise The that the Government has an equalizing ability the relative of individuals and groups United, to influence the outcome of elections.” 130 Citizens (internal omitted). Ct. at quotation S. marks ‘Favoritism influence are not ... avoidable in representative politics,” ‘Tr]eliance on a generic favoritism or theory... influence is at odds with standard First analyses Amendment it susceptible limiting because is unbounded and principle.” no United, Citizens 130 S. (ellipses original, Ct. at 910 internal omitted). quotation marks the point, More to the First Amendment prohibits distinguishing “restrictions among speakers, different allowing speech United, some but not others.” Citizens S. Ct. at “ ‘In the realm of protected speech, legislature constitutionally disqualified dictating subjects from about which ” may persons speak speakers may public who address issue.’ United, S. Bellotti, 784-85, 130 Ct. at 902 U.S. at (quoting 1420). 98 S. Ct. at government may not bar contributing “open to the marketplace” ideas. Citizens Ct. S. at 906. “WhenGovernment seeks to use its full power, including law, criminal a person may get command where his or her hear, information or may what distrusted source he or she it uses censorship thought. to control This is unlawful. The First Amendment *35 confirms the United, freedom to think for ourselves.” Citizens 130 Ct. S. at 908. The Court tries to distinguish
¶105 Citizens as upon United “decided its facts” involving only elections, and federal laws federal while this case law, “concerns Montana Montana elections and ... Montana history.” 11,16. Opinion, Yet, law, Bellotti ¶¶ involved a state and the Supreme Court in expressly Citizens United noted that
[Bellotti] on rested the that the principle Government lacks the power to ban did speaking. Bellotti not address constitutionality the of the State’s ban on corporate independent expenditures to support view, however, In candidates. our that restriction would have been unconstitutional under Bellotti’s central principle: the First Amendment does not allow political speech restrictions on a speaker’scorporate identity. based 264 added, break United, paragraph 903 (emphasis S. Ct. at 130
Citizens omitted). influence”rationale, “corruption”rationale the Court’s Like its “control,” history of‘bribery,” Regardless untenable.
is also Court, Opinion, recounted corporate manipulation” “naked challenge statutory prohibition do 23,25,28, plaintiffs here not ¶¶ challenge Rather, they prohibition on contributions. corporate on very clearly And the stated expenditures. corporate including by corporations, those made independent expenditures, “that Citizens appearance corruption.” rise or the give corruption do not to Buckley sufficiently identified a United, 130 S. at 909. “When Ct. or corruption governmental preventing important quid pro quo limited to corruption, interest was appearance United, Ct. at 909. ‘The hallmark of corruption.” 130 S. Citizens pro dollars corruption quid quo: political is the financial for favors.” omitted), (internal United, quotation S. Ct. at 910 marks Citizens to, do the appearance not lead create ‘independent expenditures of, fact, In is scant evidence that pro quo corruption. there quid access, Ingratiation and expenditures ingratiate. even independent United, event, S. Ct. at any corruption.” are not Citizens (citation omitted). 227(l)’s As for Court’s fear that invalidation of § expenditures by corporations will return
prohibition independent domination, pre-1912 days corruption corporate to its Court answered this concern follows: improper If elected influences from officials succumb judgment; if their independent expenditures; they surrender best they surely there expediency principle, and if before then put weight by [the give attempts cause concern. We must dispel appearance reality or the legislature] to seek either however, law, of these influences. remedies enacted must and, Amendment; it comply with the First is our law our less, speech, governing tradition more rule. An political ... outright corporate permissible ban on is not remedy. added). Ct. at (emphases 130 S.
C. Citizen Protection
allowing
independent
The Court observes that
unlimited
money
process
into the Montana
expenditures
change campaigning by shifting
emphasis
“drastically
would
spending by corporations
raising funds.”Opinion,
Direct
¶
*36
the
“significantly
Opinion,
could also
affect
outcome of elections.”
32.
¶
explains
population
enjoys
The Court
that Montana has a small
political campaigns
person-to-person
marked
contact and a low cost
advertising
Thus,
of
to other
30.
the
compared
Opinion,
states.
¶
money
of
of or
corporate
support
opposition
infusion
unlimited
to
targeted
average
candidate
leave the
citizen candidate
would
“unable
compete against
to
the
candidate.”
38.
corporate-sponsored
Opinion, ¶
Furthermore,
really
voters feel
do not
they
“count”in
political process
they
the
unless
can
a material
financial
make
contribution;
concerned, therefore,
they
that special
are
interests
sway. Opinion,
percentage
campaign
hold
31. The
of
contributions
¶
from individual
much
voters is
less
states
do not have
spending.
restrictions on
At
the
corporate
Opinion,
present,
33.
¶
House, Senate,
individual contribution limit for Montana
and District
is
Court races
and for
Opinion,
$160
$310.
elections
Thus,
38.
with the
money
infusion
unlimited
corporate
support
¶
opposition
candidate,
of or
targeted
citizens,
to a
‘Montana
who for
years
over 100
have made their modest election contributions
meaningfully count[,]
effectively
would be
out of
process.”
shut
38.
Opinion,
‘Clearly
impact
¶
unlimited
donations
a dominating
creates
on the
impact
political process
inevitably
minimizes the impact of individual
Opinion,
citizens.”
41. The State
¶
encouraging
‘has an interest in
participation
the full
of the Montana
Opinion, 38;
electorate.”
Opinion,
accord
¶
¶
While I
protect
understand the Court’s
to
desire
ability
compete,
ability
citizen candidates
to
and the
citizens
meaningfully participate
and be heard in the
process, this
“
rationale has been rejected.
government may
‘[T]he
concept
restrict the
society
of some elements of our
in order to enhance
”
wholly
the relative voice ofothers is
foreign to the First Amendment.’
(brackets
Austin to defend the rationale antidistortion as a means prevent corporations obtaining “an unfair advantage in the political marketplace” using “resources amassed in the economicmarketplace.”But Buckley rejected premise that the Government has an interest ‘in equalizing ability relative individuals and groups influence the outcome of elections.” Buckley specific stating was skyrocketing cost governmental campaigns could not sustain protections depend do not Amendment’s First
prohibition. ability public discussion. engage financial speaker’s *37 (citations United, 904 and some internal 130 S. Ct. at Citizens omitted). speech that cannot be ‘The rule quotation marks necessary consequence a speaker’s a wealth is limited based suppression the generally prohibits the First Amendment premise that United, identity.” Citizens speaker’s the speech of based on theory is invalid under citizen-protection Ct. at 905. Court’s 130 S. United. Citizens Judges Elected
D.
“protecting
interests in
The Court next discusses Montana’s
¶111
judges,” providing
its
of elected
“an
system
preserving
and
the
judiciary,”
“preserving
fair and
and
impartial
independent,
independence.”Opinion,
39-40.
judicial propriety
¶¶
of
and
appearance
judicial
particularly
be
fears
‘Montana
elections would
The Court
large
both in terms of
independent spending,
levels of
vulnerable
perception impartiality.’’Opinion,
in terms of
public
fairness and
Day
recent
The Court cites Sandra
O’Connor’s
observation
44.
¶
impartiality
judiciary
in the
ofthe
real and
the “‘crisis of confidence
5,9
not
Opinion,
Noting
45.
Montana is
immune from
growing.’
¶
corporate-funded “super
groups,”
Court
spender
influence
precluding
a
compelling
concludes that Montana “has
interest
judicial
upon its interest in
expenditures on
elections based
impartiality
integrity,
preserving
and
its interest
insuring judicial
its
public
judiciary
protecting
confidence
the due
litigants.”
45.
process rights
Opinion,
¶
concerns,9
I share
the Court’s
101do not
While
some of
believe
single
Court will allow a state
out
as a
in judicial elections. First of
group
prohibit
speaking
them from
all,
already,
prohibits
as noted
the First Amendment
“restrictions
among
allowing
distinguishing
speakers,
different
some but
United,
point,
130 S. Ct. at
More to the
“the
not others.” Citizens
898.
9
in the
It is somewhat ironic that the Court would cite Justice O’Connor
context
system
discussing
protecting
preserving
its
of elected
Montana’s ‘interest
selecting
openly
judges.
judges,” given
has
critical of
form of
See
that she
been
this
2528,
765, 788-92,
Republican Party
White,
Minn.
U.S.
122 S. Ct.
v.
536
2542-44
(2002) (O’Connor, J., concurring).
Nelson,
Interpreting
Keeping
C.
Faith with
Vision:
Constitution
See James
(2010).
Generations,
L. Rev.
Future
71 Mont.
This and
political speech
First Amendment does not allow
restrictions based on
identity.”
United,
speaker’s corporate
S. Ct.
Co.,
868, 129
Secondly, Caperton
Massey
v.A.T.
Coal
556 U.S.
(2009),
S. Ct. 2252
which the Court cites at
is of no assistance.
¶
Caperton
judge
required
held that a
was
to recuse himself “when a
person
personal
particular
significant
with a
stake in a
case had a
disproportionate
placing
judge
by raising
influence in
on the case
directing
judge’s
campaign
funds or
election
when the case was
pending or imminent.”
[t]he
of the States select their
popular
*38
elections. At a time
judicial
when concerns about the conduct of
elections
reached a
pitch,
today
have
fever
the Court
unleashes
the floodgates
corporate
of
and union general treasury spending
in these races. Perhaps “Caperton motions” will catch some of the
that,
worst abuses. This will be small comfort to those States
after
today, may
longer
ability
place
no
have the
modest
on
limits
corporate electioneering
they
even if
believe such limits to be
maintaining
critical to
the integrity
judicial systems.
of their
(citations omitted).
United,
White,
In
of predisposition regarding
legal
the relevant
issues in a case” is a
compelling
White,
777-78, 122
state interest.
536 U.S. at
S. Ct. at 2536.
Likewise,
the Supreme
possible
Court concluded that a third
*39
an
meaning-‘openmindedness”-was
implausible
basis
the
White,
778-81,
announce clause.
There is an obvious tension between the article of Minnesota’s popularly approved provides Constitution which that judges shall elected, be and the Minnesota Court’s announce clause places subjects which most of interest to the voters off limits.... disparity ABA, perhaps unsurprising, since the which clause, originated long the announce has an opponent been (it judicial opposition may elections. That certainly be well taken had the support Government), of the Founders of the Federal but permit First Amendment does not it to goal by achieve its leaving the principle of elections in place preventing while discussing candidates from what the elections are about. The greater power dispense with altogether elections does not include power the lesser to conduct elections under conditions of state-imposed ignorance. voter the State tap chooses to If energy and the legitimizing power process, democratic it must accord participants process ... the First rights Amendment that attach to their roles. (second
White,
787-88,
White, 536 U.S. at (O’Connor, J., S. Ct. at 2544 concurring). Perhaps telling most are the Kennedy-who, remarks ofJustice noted, authored the majority opinion in Citizens United. Justice Kennedy agreed “judicial integrity is ... a state highest White, 793, 122 order.” J., 536 U.S. at S. (Kennedy, Ct. at 2544 concurring). He also acknowledged may that a state choose to have an judiciary, may elected strive to define those characteristics exemplify judicial excellence, may enshrine its definitions in a code of judicial conduct, may adopt recusal standards rigorous more than due *40 judges who violate these standards. may and censure
process requires,
794,
White,
E.
sum,
essentially this: The
happened
In
what has
here is
(and White) rejected
Supreme Court in Citizens United
several
interests;
along,
and this Court has now come
governmental
asserted
off,
can,
them
garbage
retrieved those interests from the
dusted
them,
them as
slapped
up
a ‘Made in Montana” sticker on
and held
state statute. The
grounds
sustaining
patently
for
unconstitutional
here is its
premise underlying
approach
erroneous
the Court’s entire
rejected
governmental
the asserted
belief that
11, 16.
applied
Opinion,
interests
to federal elections.
¶¶
did the
Court state that there was
Nowhere
its decision
federal
the PAC-as-
something unique
precluded
about
elections
rationale,
theory,
antidistortion
an-alternative
justifications
restricting independent
interest as
anticorruption
*41
all
expenditures by corporations.
Supreme
simply rejected
Court
arguments outright,
unqualified language.
of these
broad and
Not
that,
Supreme
expressly
the
Court
noted that “Bellotti did not
constitutionality
address the
of the State’s
ban
view,however,
independent expenditures
support
candidates. In our
that restriction would have been unconstitutional under Bellotti’s
principle:
central
that the First Amendment does not allow
identity.”
restrictions based on a
speaker’s corporate
added)
United,
Bellotti,
V. CONCLUSION demonstrated, As the Supreme ¶121 Court’s decision Citizens United is clear regard with to the First Amendment’s protection 13-35-227(1),MCA, corporate political speech. Section impermissibly speech by prohibiting corporations restricts such “an making expenditure in connection with a candidate or a political committee supports that or opposes political party.” candidate or a The statute is, therefore, facially unconstitutional under Citizens United. said, above, That and as noted I agree, principle, at least in arguments with the and expressed by Attorney concerns General frustrated, and the amici supporting deeply curiae the State. I am as many Americans, are with reach of Citizens United. The First Amendment has position now been elevated to a vaunted and isolated so as to extravagant rights political speech endow and, rights, with those and exaggerated power influence voters elections. suggests Professor ‘tt]he Howell that disconnect between corruption” statements about Caperton’s]
['Citizens United’s
Corrupt
its
Practices Act
provides
opportunity
preserve
Montana an
Larry Howell,
Time
judicial
Upon
elections. See
Once
applied
United,
Copper
War
Caperton,
in the West: Citizens
and the
(available
my
I
Kings,
http://mtlr.org).
part,
at 26
For
own
doubt
grant corporations
will be successful. In its zeal to
approach
summarily
Court
rights
political speech,
unlimited
decision in
with the statement
Caperton
Caperton
dismissed its
contrary”
holding
‘is not to the
its
“was limited to the rule that
because
recused,
judge
litigant’s political speech
must be
not that the
could
added).
(emphasis
be banned.” Citizens
am concerned-as were Justices Ginsburg, (see Sotomayor; my colleagues as are former Amicus Brief of Former Hunt, Leaphart, Justices William William Regnier, Terry (Apr. 27, 2011)); James Trieweiler and John Warner today’s and as the Court in Opinion-that judicial elections will little than corporate bidding become better wars that elections for partisan already suggested, therefore, offices have become. I have may-and probably Montana’s voters should-amend the Montana *42 Constitution implement system selecting a merit judges. See Nelson, Introduction, 1, James C. (2011); 72 Mont. L. Rev. 5-6 W. cf. (2011) Recusal, Leaphart, Right William First 72 Mont. L. Rev. 287 (suggesting that adopt Montana an enforceable mechanism for exists). removing justices potential when bias 'While, Court, 125 as a I member of this am bound to follow ¶ Citizens 12 (¶¶ 116-118, supra), As reflected in the discussion of White and as I have previously (Nelson, 310), system electing judges noted 71 L. Mont. Rev. at and justices presently support appointed judiciary. finds little or esteem from the federal 13Perhaps, ironically, pass way judge it will come to that the best to insure that a justice involving particular corporation corporation does not sit on a case is for the vigorous expensive campaign supporting judge’s to run a election. United, agree I do not have to with the Court’s decision.14 And, clear, starters, absolutely agree to be I do not with it. For corporations disadvantaged notion that are in the realm Indeed, unbelievable. it has astounded most Americans. The truth is power Congress wield inordinate state legislatures. government It is hard to tell where ends and corporate America begins; my the transition is seamless and In overlapping. view, Citizens United has “open turned the First Amendment’s marketplace” of ideas into an auction house for Friedmanian15 corporatists. synonymous Freedom of is now with freedom to spend. Speech equals money; money equals democracy. decidedly This founders, was not the view constitutional who favored the preeminence big ofindividual interests over those of business. Citizens United, 130 (dissenting S. Ct. at 949-50 opinion). Second, I disagree premise with the that unlimited corporate
political speech is essential to “enlightened self-government” and aids the electorate in making “informed choices.” Citizens 130S. Ct. “[rjhetoric 898,907.1 agree ought not reality.” obscure United, 130 S. Ct. at I agree 907. But cannot that the Citizens United majority’s “reality.”For thing, views reflect one generally voters do not desire, time, have the much sophistication, less the or ability, to sift through upon ads, hours hours jumbo, of attack mumbo (of sound bites in order to winnow truth which there often seems to be little) (of
very from fiction and unfortunately half-truths which there seems to be an supply).16 endless The Supreme Court believes III, Guns, Abortions, Unraveling J. Harvie Wilkinson and the Rule Cf. Of (2009) (‘It Law, duty 95 Va. L. judges Rev. 255-56 is the solemn on the inferior follow, spirit, federal courts to may both in letter and in rules and decisions with which we agree. it, respect Our oath demands and our for the Court as an requires institution and for the able and dedicated individuals who serve on it no less. respectful expression But esteem can likewise be manifest of difference-that too craft.’). judicial is the essence of the guru, popularizer, propagandist Milton Friedman: for unrestrained Klein, free-market economics. See Naomi Shock Doctrine: The Rise Disaster 2007). Capitalism (Henry Holt & Co. example, Angeles recently GPS, reported For the Los Times that Crossroads group Rove, slamming conservative co-founded Karl released an ad Montana Senator supporting Agency regulation Jon Tester for However, an Environmental Protection on farm dust. pulled one Montana cable show the ad “because the network determined that false; regulation actually proposed, it was was never and the vote cited in the ad procedural Hamburger Mason, was a measure.”Tom & Melanie Chamber Commerce (Nov. 2011). Getting Early Ads, Start with Attack L.A. Times *43 Yet, speech. is more an endless misleading speech or solution for false more fodder providing and counteraccusations barrage of accusations overwhelm, confuse, voters. and disenchant fact serves to than Furthermore, reality suggest to that millions of dollars it defies ads-put purpose Internet out entities whose television and slick people buy is to what’s place, persuade in the first expertise, and and weight as the fliers of citizen candidates being sold-earry the same It utter nonsense Mary of John and Public. is the letters to the editor enough place ordinary spend citizens or candidates can to think that wisdom, and keep pace and views before the voters experience, their capability corporations of virtually spending the unlimited with spending ability, bigger the electorate. In corporate views before place ads, better; advertising and attack really campaign is and with end, and the become public counts. In the candidates will quantity in elections. bystanders mere Third, being respect to the interests of shareholders not with
¶
they disagree,
compelled
corporate political speech
to fund
with which
“corporate democracy” actually
that
participation
I do
believe
course,
objecting
of
shareholder
is
anything-nnless,
accounts for
outstanding
stock.
controlling percentage
an insider or owns
and
agree
“corporate democracy”
big
I cannot
will cause
business
responsibly
to exercise
their new unlimited
multinational
influence,
won’t,
money,
It
and
power
speak
spend.
because
Any
contrary
simply
triumph
access are at stake.
notion to the
is
hope
experience.
over
Fourth,
money in
absolutely
agree
I
do not
advocating the election
of‘independent expenditures” expressly
form
give
corruption
appearance
cannot
rise to
or the
or defeat
candidates
cursory
corruption.
Of course it can. Even the most
review of
elections,
federal,
partisan campaigns
decades of
whether state or
only sufficiently
demonstrates
this. Citizens United held that
important governmental
preventing corruption
quid pro quo
is one that
is limited to
appearance
corruption
smoke and mirrors. See Citizens
corruption.
simply
This
(dissenting opinion).
politics,
S. Ct. at 961
In the real world of
direct
to candidates
“quid pro quo”
both
contributions
And, independent expenditures
loyalty.
practical
on their behalf is
effect,
money corrupts,
enough
teaches that
of it
experience
absolutely.
e.g. Caperton,
See
556 U.S.
¶131 Montana’s experience corruption “unique” Attorney with is as as the General and posit. this Court Each state has corruption its own horror stories and has battled and election corruption at one time or another. Even a casual examination of the daily newspaper evening or the news proves battling political that corruption ongoing; painting like Bridge, you end, you Golden Gate when reach one start over at the other. It should be noted that Corrupt Montana’s Practices Act was adopted in 1912 at a time when country’s focus was on preventing political corruption, not on protecting corporate influence. Due to intervening changes in the composition and philosophy Supreme Court, that focus has flip-flopped. Teachout, now See Zephyr Historical Roots Citizens United v. FEC: How Anarchists and Academics Accidentally Corporate Created Speech Rights, 5 Harv. L. (2011). Policy & Rev. 163 Corrupt Montana’s Practices Act has become an unconstitutional-artifact, historical-and and it will have to be legislatively revised to changed accommodate a time and a changed A Supreme Court. number of our sister states have modified their laws (see in the wake of Citizens United 72 n. I supra), expect that ¶ Legislature will, should, Montana’s 2013 be tasked doing with same. Lastly, I compelled say am something about corporate
“personhood.”
recognize
While I
firmly
that this doctrine is
entrenched
law,
Bellotti,
in the
see
Dissent. spoken. that the Court has majority, the fact remains United Amendment vis-á-vis protections of the First interpreted It has not, Agree decision or Montana’s corporate political speech. with its and enforce the accept and elected officers are bound to judiciary way the same this Court demands ruling-in Court’s rulings, like them or not. obedience to its reasons, analysis I the Court’s in the For these dissent from *45 parse I the Court’s disagree instant case. decision to, message” the next “test United in a fashion so as to “send be view, before, my approach Court. In this Supreme case” swimming is in the same First Amendment disingenuous. Montana state, dictated that its every other and the Court has pool deep corporate political when it comes to expansive waters are land, duty- speech. Citizens United is the law of the this Court is Court, appealed it. this case is to the bound to follow When (see be, summary expect Sup. as I it will reversal on the merits U.S. 16) me in the surprise Ct. R. would not least. my Judge In District Court Sherlock’s well-reasoned opinion, be courageous-though politically unpopular-decision should agree I cannot with this Court’s determination not to do so.
affirmed. Therefore, I respectfully regretfully dissent.
