N.A.A.C.P., WESTERN REGION and
Berkeley-Albany-Richmond-Kensington Chapter,
American Civil Liberties Union of
Northern California,
Plaintiffs-Appellants,
v.
CITY OF RICHMOND, Leo Garfield, Chief of Police; John
Neely, Police Lieutenant; Thomas Corcoran, Mayor; George
Livingston, Nathaniel Bates, Don Greco, A.E. Silva, Don
Wаgerman, Lonnie Washington, Jr.; John Ziesenhenne, Richard
Griffin, as members of the Richmond City Council, et al.,
Defendants- Appellees.
No. 83-2341.
United States Court of Appeals,
Ninth Circuit.
Submitted May 16, 1984.
Decided Sept. 28, 1984.
Amitai Schwartz, American Civil Liberties Union Foundation of Northern California, San Francisco, Cal., for plaintiffs-appellants.
Malcolm Hunter, Richmond, Cal., for defendants-appellees.
Appeal from the United States District Court for the Northern District of California.
Before WRIGHT, HUG and NELSON, Circuit Judges.
NELSON, Circuit Judge:
The National Association for the Advancement of Colored People ("NAACP") and the American Civil Liberties Union ("ACLU") challenge the constitutionality of a municipal ordinance that regulates parades on the city streets of Richmond, California.1 The district court granted summary judgment for the City of Richmond, holding that the case was not justiciable and that, in any event, the ordinance complies with the first amendment. We reverse.
FACTS AND PROCEDURAL HISTORY
On September 28, 1982, Willie Lee Drumgoole, a black man, died in the custody of the Richmond police. Two weeks lаter, the City announced that it would not investigate the incident. To protest Drumgoole's death, the allegedly racist practices of the police department, and the City's failure to take action, the NAACP decided to march through downtown Richmond and hold a rally at the Civic Center.
Section 11.84.010 of the Richmond Municipal Code ("RMC") prohibits parades on city streets without a permit from the Chief of Police, and section 11.84.020 requires the application for a parade permit to be submitted at least 20 days in advance. The NAACP applied for a permit on October 18 for a proposed parade on October 23. The Chief of Police denied the application on the ground that the NAACP had failed to comply with the advance notice requirement. Tо obtain a waiver of this requirement, the NAACP appealed to the City Council. RMC section 11.84.030 gives the Council the discretion to waive the 20-day deadline if it finds "unusual circumstances." Although the Council was scheduled to hold its next meeting that same evening, October 18, the meeting was cancelled because several Council members were out of town.2
On October 20, the NAACP filed suit under 42 U.S.C. Sec. 1983 for declaratory and injunctive relief, challenging the constitutionality of the parade ordinance under the first and fourteenth amendments. The district court refused to issue a temporary restraining order against Richmond, and plaintiffs appealed to this court. The Ninth Circuit motions panel helped the parties work out an interim compromise. The City consented to permit the parade to tаke place on the date desired, and the NAACP agreed to march on the sidewalks rather than on the streets. The rally and march took place on October 23 in accordance with the compromise order. The motions panel then dismissed the interlocutory appeal and remanded the case to the district court. NAACP v. City of Richmond, No. 82-4612.
Upon return of the case to the district court, both sides filed declarations and moved for summary judgment. The court granted the City's motion, holding that the case was not justiciable and that the parade ordinance is, in any event, constitutional. It also denied plaintiff's motion for attorneys' fees under 42 U.S.C. Sec. 1988 for obtaining the right to march on October 23. This appeal on the merits followed.
DISCUSSION
I. THE CASE IS JUSTICIABLE.
The district court ruled that the NAACP lackеd standing to challenge the parade ordinance, and that the case was moot. On appeal, the question whether summary judgment was properly granted is one of law. Boone v. Mechanical Specialities Co.,
A. Standing
The NAACP challenged the advance notice provision and the discretionary waiver provision of the parade ordinance and asserted that the ordinance is invalid on its face. The district court held that the NAACP lacked standing on all three questions. These issues will be addressed seriatim, together with the Article III and prudential considerations employed in determinations of standing.
Article III of the Constitution limits the exercise of federal judicial power to actual cases and controversies. See, e.g., Flast v. Cohen,
1. Advance notice requirement
The NAACP is an organization whose members have long engaged in demonstrations and other protests against perceived racial discrimination. See, e.g., NAACP v. Claiborne Hardware Co.,
2. Discretionary waiver provision
The challenge to Richmond's discretionary waiver provision, by contrast, is solely anticipatory. The City Council did not exercise its discretion to refuse to waive the notice requirement, but simply failed to convene. Under the Declaratory Judgment Act, 28 U.S.C. Sec. 2201, federal courts may declare the rights and duties of litigants before a law is violated. See 10A Wright, Miller & Cooper, Federal Practice and Procedure Sec. 2757 at 582-83 ("Wright & Miller"). For his anticipatory claim to satisfy the case or controversy requirement, however, the plaintiff is required to show that he is seriously interested in subjecting himself to, and the defendant seriously intent on enforcing, the challenged measure. See, e.g., J.N.S., Inc. v. Indiana,
The NAACP has displayed the requisite interest in subjеcting itself to the discretion vested by the ordinance. It has already attempted to bring one application before the Council, and was spared the exercise of the Council's discretion only by the unexpected absence of a few Council members. See Reeves v. McConn,
In addition to the restrictions on standing imposed by Article III, federal courts also limit for prudential reasons the claims which litigants may bring. In Valley Forge, supra, the Supreme Court identified three prudential considerations: (1) the plaintiff must ordinarily assert his own interests, and cannot base his claim on the rights of third parties, (2) his asserted harm must not be merely a "generalized grievance" shared in similar measure by all or a large class of citizens, and (3) his interest must arguably be within the "zone of interests" regulated by the statute. See
We find all of these concerns satisfied here. First, the NAACP asserts its own interest in conducting spontaneous parades. It does not base its claim solely on the putative free speech rights of a third party. Second, it is self-evident that the NAACP's particular desire to hold public demonstrations against allegedly racist policies is not shared in similar measure by the community at large. Third, the ordinance by its terms regulates parade permits. The NAACP's application of October 18 evinced an interest which falls within this statutory zone. In short, neither Article III requirements nor prudential factors undercut the NAACP's standing to bring this lawsuit.
3. Overbreadth
The NAACP also argues that the Richmond ordinance is invalid on its face. The district court held that the NAACP lacks "standing" to bring a facial attack because the ordinance's alleged overbreadth is not substantial. We disagree with the manner in which the district court framed this issue.
Some facial challenges require courts to ignore the prudential rule that a litigant has standing to vindicate only his own constitutional rights. City Council v. Taxpayers for Vincent, --- U.S. ----,
There is another "quite different" way in which a plaintiff may challenge a statute on its face. Vincent,
The NAACP raises the second type of facial challenge here. It argues both that its own activity is protected by the first amendment and that the Richmond ordinance impermissibly suppresses the speech of all potential marchers. The district court's holding that the NAACP lacks standing to bring such a challenge thus mischaracterized the issue. We have already established that the NAACP has met the threshold standing inquiry. That being so, its claim that the ordinance is facially invalid is essentially an argument about the nature of the remedy we should provide. See Munson,
B. Mootness
The case or controversy requirement of Article III also deprives federal courts of jurisdiction to hear moot cases. See, e.g., DeFunis v. Odegaard,
The Supreme Court has stated, however, that a case is not moot if the underlying dispute between the parties is "capable of repetition, yet evading review." Nebraska Press Assn. v. Stuart,
Both of these elements are present here. The NAACP cannot fully litigate the validity of the Richmond ordinance during the time it wishes to exercise free expression. The alleged injury is fleeting because the capacity of a topical parade to communicate may be diminished the longer it is delayed. Where injunctive relief is requested and denied, the injury endures only until topical speech is no longer topical. Plenary reviеw of the difficult constitutional questions raised is simply not possible within so brief a period. See, e.g., First National Bank of Boston v. Bellotti,
Nor is there any serious doubt that plaintiff can reasonably expect to be subject to the ordinance again. Drumgoole's death, for example, marked the fifth time a black man had been killed in a conflict with Richmond police within the previous three years. The NAACP has an active and continuing interest in the local racial problems which allegedly give rise to such incidents. See Baldwin v. Redwood City,
II. THE 20-DAY ADVANCE NOTICE REQUIREMENT IS UNCONSTITUTIONAL.
The Richmond parade ordinance requires potential paraders to request a permit 20 days before the parade is to occur. The permit will issue at least 13 days before the day of the parade unlеss another parade is scheduled for the same time and place or the requested parade would unduly burden automotive traffic. The NAACP challenges this ordinance as an unconstitutional restraint on speech.
At the outset, we must determine whether the Richmond parade ordinance is a content-neutral law. The ordinance requires all speakers, regardless of the content of their message, to provide 20 days advance notice of a parade. There is no evidence on the record suggesting that this ordinance was enacted or enforced to censor particular viewpoints. Nor is there any claim that the ordinance is intended to suppress specific ideas that the government finds distasteful. We conclude that the law is fаcially content-neutral. See Vincent,
In Vincent, the Supreme Court outlined the framework for reviewing a content-neutral ordinance that regulates an activity involving both speech and non-speech elements:
[A] government regulation is sufficiently justified if it is within the constitutional power of the Government; if it furthers an important or substantial governmental interest; if the governmental interest is unrelated to the suppression of free expression; and if the incidental restriction on alleged First Amendment freedoms is no greater than is essential to the furtherance of that interest.
Id. at 2129, quoting United States v. O'Brien,
A. There is a Substantial Government Interest in the Parade Ordinance.
In Kovacs v. Cooper,
On similar grounds, we concluded in Rosen that the state has a legitimate interest in parade ordinances. We acknowledged the substantial "governmental interest in regulating parades, when large groups use public streets and disrupt traffic by causing major arteries to be closed and transportation rerouted."
B. The Parade Ordinance is Not the Least Restrictive Means of Serving the Government Interest.
Although there is a substantial government interest in preventing parades from obstructing traffic, the Richmond 20-day advance notice requirement is not the least restrictive means for achieving that end.
Initially, it is indisputable that the Richmond parade ordinance restricts access to a public forum. Public streets are the prototypal example of a public forum. See, e.g., Hague v. CIO,
It is also indisputable that the Richmond parade ordinance substantially inhibits speech. First, all advance notice requirements tend to inhibit speech. Thе simple knowledge that one must inform the government of his desire to speak and must fill out appropriate forms and comply with applicable regulations discourages citizens from speaking freely. See Rosen,
The harms of advance notice requirements are particularly pointed in parade registration schemes: "[T]iming is of the essence in politics .... [W]hen an event occurs, it is often necessary to have one's voice heard promptly, if it is to be considered at all." Shuttlesworth v. City of Birmingham,
There is one other fundamental objection to the Richmond parade ordinance. The law does not discriminate against a particular viewpoint on its face, and there is no evidence of an improper legislative purpose in enacting the law. Within that framework of facial neutrality, however, we must examine restrictions on speech with particular care when their effects fall unevenly on diffеrent viewpoints and groups in society. See L. Tribe, supra, at 683. The Supreme Court has acknowledged the invidious effect of permitting facially neutral laws to discriminate against disfavored viewpoints and speakers. See Martin v. Struthers,
The government, in fact, makes almost no attempt to prove that a 20-day advance notice requirement is the least restrictive means of achieving its interest in regulating traffic. It simply asserts, without citation to authority, that 20 days notice constitutеs a "fair balance" between Richmond's interest in safety and the paraders' interest in speaking. Both empirics and logic, however, are to the contrary.
Empirically, most cities are able to protect their interests in traffic control with advance notice periods of substantially less than 20 days. San Francisco requires only 24 hours advance notice of parades. See City and County of San Francisco, Municipal (Police) Code Sec. 366. Boston has required three-day advance notice. See Progressive Labor Party v. Lloyd,
There is also no basis in logic for cities to demand notice far in advance of parades. Policemen and newsmen are frequently deployed on less than two days notice. Id. at 1526. Data on competing uses of the streets can be researched fairly quickly. "[E]ffective warning to disinterested citizens will likely be at the same time and place twenty-four hours before the demonstration." Id. Richmond cannot legitimately argue that a 20-day advance notice requirement is the least restrictive means of protecting its interest in regulating traffic.
Finally, all available precedent suggests that a 20-day advance notice rеquirement is overbroad. The only advance notice requirements to be upheld by courts have been dramatically shorter than 20 days. See A Quaker Action Group v. Morton,
III. THE WAIVER PROVISION IS UNCONSTITUTIONAL.
The Richmond Municipal Code permits the City Council, at its "discretion," to waive the 20-day notice requirement "if it finds unusual circumstances." RMC Sec. 11.84.030. Unfettered discretion to licensе speech cannot be left to administrative bodies. See Hague v. CIO,
Both parties acknowledge that the language of the Richmond ordinance is constitutionally objectionable on its face, sincе it grants officials unfettered discretion to restrict speech. See Hynes v. Mayor and Council of Borough of Oradell,
Not all statutes are susceptible to saving constructions. Although courts have been hesitant to articulate a general standard, the rule seems to be that laws will be saved if they can be "readily reconstructed to avoid privileged activity." Note, The First Amendment Overbreadth Doctrine, 83 Harv.L.Rev. 844, 918 (1970). The Richmond waiver provision fails this test.
The saving construction proposed by the government would read provisions which, on their face, govern police decisionmaking, into the guidelines for City Council decisionmaking. Thus, "unusual" circumstances would mean only those instances when another parade was scheduled for the same time and place as the requested parade, or when the requested parade would unduly burden vehicular traffic. We refuse to adopt this construction. First, this reading tortures the plain language of the Richmond ordinance. Second, although this construction would give content to the word "unusual," the grant of "discretion" remains unfettered. The Richmond waiver provision is substantially overbroad and not readily susceptible to saving construction. It is therefore unconstitutional.
IV. IN EACH RESPECT, THE RICHMOND ORDINANCE IS UNCONSTITUTIONAL ON ITS FACE.
The City of Richmond inaccurately argued that the NAACP lacks standing to challenge the parade ordinance on its face. See Section I(A)(3), supra. That argument is prоperly addressed here, as we devise a remedy to protect the rights of potential marchers whose speech would otherwise be chilled.
We will strike down a statute on its face if the law is substantially overbroad. This requirement keeps us from "striking down a statute on its face simply because of the possibility that it might be applied in an unconstitutional manner." Munson,
We find precisely that danger in the Richmond parade ordinance. "Here there is no core оf easily identifiable and constitutionally proscribable conduct that the statute prohibits." Munson,
V. PLAINTIFFS ARE ENTITLED TO ATTORNEYS' FEES.
Awards of attorneys' fees to "the prevailing party" in civil rights cases are authorized by 42 U.S.C. Sec. 1988. Plaintiffs may be considered prevailing parties if they succeed "on any significant issue in [the] litigation which achieves some of the benefit the parties sought in bringing suit." Hensley v. Eckerhart,
CONCLUSION
The NAACP and ACLU have standing to challenge the Richmond parade ordinancе, and this case is not moot. The Richmond ordinance violates the first amendment in two fundamental ways: it improperly restricts speech, and it improperly grants unlimited discretion to a censor. We hold the ordinance unconstitutional on its face, and remand for a determination of attorneys' fees.
REVERSED and REMANDED.
Notes
Richmond Municipal Code Chapter 11.84 provides in relevant part:
84.010 Permit required. No person shall conduct a parade in or upon the public streets within the city of Richmond or participate in any such parade unless and until a permit to conduct such parade has been obtained from the chief of police of the city
84.020 Permit--Application--Granting or denial. Any person desirous of conducting a parade shall apply to the chief for a permit at least twenty days in advance of the proposed parade
If there is no prior application for a parade at said time and place and a parade at the requested time and place will not cause an undue burden upon the movement of vehicular traffic and will not conflict with any project of the department of public works or department of recreation and parks, the chief shall issue a permit granting the application. In the event that there is a prior application for a parade to be held at said time and place or a parade at the requested time and place will cause an undue burden upon the movement of vehicular traffic or upon any project оf the department of public works or department of recreation and parks, the chief may deny the permit therefor. The applicant for the parade permit shall be notified in writing of the action of the chief in granting or denying the permit at least thirteen days prior to the date of the proposed parade. In the event the application is denied, the written notice of such denial shall set forth the reasons therefor.
84.030 Permit--Denial--Appeal--Waiver of filing time requirement. Upon a denial by the chief of an application made in pursuance of Section 11.84.020 of this chapter, the applicant may appeal from the determination of the chief within two days thereafter to the city council by filing his application with the clerk who shall set the appeal for hearing by the council at its next meeting. Upon such appeal, the council may reverse, affirm or modify in any regard the determination of the chief. To carry out the judgment of the council upon appeal, the chief shall be directed to act in conformity with the judgment of the council
In the event an application is not filed within the required time, as specified in Section 11.84.020 of this chapter, the applicant may request a waiver of such requirement by the city council at its next regular meeting, or at a special meeting which may be called prior thereto by the city council to consider such matter, and the city council, if it finds unusual circumstances and in the exercise of its sound discretion, may waive such requirement.
The next Council meeting was scheduled to take place on October 25, two days after the proposed march
The reasons for avoiding judicial action in such cases are also embraced by the doctrine of ripeness. See Entertainment Concepts, Inc. v. Maciejewski,
This finding ultimately led the district court to conclude that the case was moot. The court decided that the Council's failure to provide a timely appeal was unlikely to recur. We believe, however, that the case would not be moot even if the Council had heard the appeal. See Section I(B) infra
One commentator has suggested that mootness represents a time dimension of standing: it requires that the interests originally sufficient to confer standing persist throughout the suit. See Monaghan, Constitutional Adjudication: The Who and When, 82 Yale L.J. 1363, 1384 (1973)
A case does not become moot even if a defendant voluntarily discontinues the allegedly illegal activity. See Iron Arrow Honor Soсiety v. Heckler, --- U.S. ----,
In Vincent, supra, supporters of a political candidate and the candidate's sign supplier challenged the constitutionality of an ordinance prohibiting the posting of signs on public property. The court of appeals considered whether the case might be moot because there was no indication that Vincent himself would again seek public office. See
The City of Richmond cites Heffron v. Int'l Society for Krishna Consciousness,
The NAACP also argues that the Richmond parade ordinance is unconstitutional because it lacks the procedural safeguards required by Freedman v. Maryland,
