WEST VIRGINIA UNIVERSITY HOSPITALS, INC. v. CASEY, GOVERNOR OF PENNSYLVANIA, ET AL.
No. 89-994
Supreme Court of the United States
Argued October 9, 1990—Decided March 19, 1991
499 U.S. 83
Robert T. Adams argued the cause for petitioner. With him on the briefs was Jack M. Stover.
Calvin R. Koons, Senior Deputy Attorney General of Pennsylvania, argued the cause for respondents. With him on the brief were Ernest D. Preate, Jr., Attorney General, Jerome T. Foerster, Deputy Attorney General, and John G. Knorr III, Chief Deputy Attorney General.*
JUSTICE SCALIA delivered the opinion of the Court.
This case presents the question whether fees for services rendered by experts in civil rights litigation may be shifted to the losing party pursuant to
I
Petitioner West Virginia University Hospitals, Inc. (WVUH), operates a hospital in Morgantown, W. Va., near the Pennsylvania border. The hospital is often used by Medicaid recipients living in southwestern Pennsylvania. In January 1986, Pennsylvania‘s Department of Public Welfare notified WVUH of new Medicaid reimbursement schedules for services provided to Pennsylvania residents by the Morgantown hospital. In administrative proceedings, WVUH unsuccessfully objected to the new reimbursement rates on both federal statutory and federal constitutional grounds. After exhausting administrative remedies, WVUH filed suit in Federal District Court under
Counsel for WVUH employed Coopers & Lybrand, a national accounting firm, and three doctors specializing in hospital finance to assist in the preparation of the lawsuit and to testify at trial. WVUH prevailed at trial in May 1988. The District Court subsequently awarded fees pursuant to
Respondents appealed both the judgment on the merits and the fee award. The Court of Appeals for the Third Circuit affirmed as to the former, but reversed as to the expert fees, disallowing them except to the extent that they fell within the $30-per-day fees for witnesses prescribed by
II
“A judge or clerk of any court of the United States may tax as costs the following:
“(1) Fees of the clerk and marshal;
“(2) Fees of the court reporter for all or any part of the stenographic transcript necessarily obtained for use in the case;
“(3) Fees and disbursements for printing and witnesses;
“(4) Fees for exemplification and copies of papers necessarily obtained for use in the case;
“(5) Docket fees under section 1923 of this title;
“(6) Compensation of court appointed experts, compensation of interpreters, and salaries, fees, expenses, and costs of special interpretation services under section 1828 of this title.”
As to the testimonial services of the hospital‘s experts, therefore, Crawford Fitting plainly requires, as a prerequisite to reimbursement, the identification of “explicit statutory authority.” WVUH argues, however, that some of the expert fees it incurred in this case were unrelated to expert testimony, and that as to those fees the
III
The record of statutory usage demonstrates convincingly that attorney‘s fees and expert fees are regarded as separate elements of litigation cost. While some fee-shifting provisions, like
Congress enacted similarly phrased fee-shifting provisions in numerous statutes both before 1976, see, e. g., Endangered Species Act of 1973,
To the same effect is the 1980 EAJA, which provides: “‘fees and other expenses’ [as shifted by
IV
WVUH argues that at least in pre-1976 judicial usage the phrase “attorney‘s fees” included the fees of experts. To support this proposition, it relies upon two historical assertions: first, that pre-1976 courts, when exercising traditional equitable discretion in shifting attorney‘s fees, taxed as an element of such fees the expenses related to expert services; and second, that pre-1976 courts shifting attorney‘s fees pursuant to statutes identical in phrasing to
Certainly it is true that prior to 1976 some federal courts shifted expert fees to losing parties pursuant to various equitable doctrines—sometimes in conjunction with attorney‘s fees. But they did not shift them as an element of attorney‘s fees. Typical of the courts’ mode of analysis (though not necessarily of their results) is Fey v. Walston & Co., 493 F. 2d 1036, 1055-1056 (CA7 1974), a case brought under the federal securities laws. Plaintiff won and was awarded various ex-
Even where the courts’ holdings treated attorney‘s fees and expert fees the same (i. e., granted both or denied both),
Of arguably greater significance than the courts’ treatment of attorney‘s fees versus expert fees at common law is their treatment of those expenses under statutes containing fee-shifting provisions similar to
Prior to 1976, the leading fee-shifting statute was the Clayton Act, 38 Stat. 731, as amended,
WVUH contends that its position is supported by Tasby v. Estes, 416 F. Supp. 644, 648 (ND Tex. 1976), and Davis v. County of Los Angeles, 8 FEP Cases 244, 246 (CD Cal. 1974). Even if these cases constituted solid support for the proposition advanced by the hospital, they would hardly be sufficient to overcome the weight of authority cited above. But, in any case, we find neither opinion to be a clear example of con-
V
WVUH suggests that a distinctive meaning of “attorney‘s fees” should be adopted with respect to
Both chronology and the remarks of sponsors of the bill that became
By its plain language and as unanimously construed in the courts,
WVUH further argues that the congressional purpose in enacting
WVUH asserts that we have previously been guided by the “broad remedial purposes” of
WVUH‘s last contention is that, even if Congress plainly did not include expert fees in the fee-shifting provisions of
This argument profoundly mistakes our role. Where a statutory term presented to us for the first time is ambiguous, we construe it to contain that permissible meaning which fits most logically and comfortably into the body of both previously and subsequently enacted law. See 2 J. Sutherland, Statutory Construction § 5201 (3d F. Horack ed. 1943). We do so not because that precise accommodative meaning is what the lawmakers must have had in mind (how could an
“[The statute‘s] language is plain and unambiguous. What the Government asks is not a construction of a statute, but, in effect, an enlargement of it by the court, so that what was omitted, presumably by inadvertence, may be included within its scope. To supply omissions transcends the judicial function.” Iselin v. United States, 270 U. S. 245, 250-251 (1926).7
For the foregoing reasons, we conclude that
The judgment of the Court of Appeals is affirmed.
It is so ordered.
JUSTICE MARSHALL, dissenting.
AS JUSTICE STEVENS demonstrates, the Court uses the implements of literalism to wound, rather than to minister to, congressional intent in this case. That is a dangerous usurpation of congressional power when any statute is involved. It is troubling for special reasons, however, when the statute at issue is clearly designed to give access to the federal courts to persons and groups attempting to vindicate vital civil rights. A District Judge has ably put the point in an analogous context:
“At issue here is much more than the simple question of how much [plaintiff‘s] attorneys should receive as attorney fees. At issue is . . . continued full and vigorous commitment to this Nation‘s lofty, but as yet unfulfilled, agenda to make the promises of this land available to all citizens, without regard to race or sex or other impermissible characteristic. There are at least two ways to undermine this commitment. The first is open and direct: a repeal of this Nation‘s anti-discrimination laws. The second is more indirect and, for this reason, somewhat insidious: to deny victims of discrimination a means for redress by creating an economic market in which attorneys cannot afford to represent them and take their
JUSTICE STEVENS, with whom JUSTICE MARSHALL and JUSTICE BLACKMUN join, dissenting.
Since the enactment of the
In the early 1970‘s, Congress began to focus on the importance of public interest litigation, and since that time, it has enacted numerous fee-shifting statutes. In many of these statutes, which the majority cites at length, see ante, at 88-92, Congress has expressly authorized the recovery of expert witness fees as part of the costs of litigation. The question in this case is whether, notwithstanding the omission of such an express authorization in
I
Under either the broad view of “costs” typically assumed in the fee-shifting context or the broad view of “a reasonable attorney‘s fee” articulated by this Court, expert witness fees are a proper component of an award under
The term “costs” has a different and broader meaning in fee-shifting statutes than it has in the cost statutes that apply to ordinary litigation.3 The cost bill in this case illustrates the point. Leaving aside the question of expert witness fees, the prevailing party sought reimbursement for $45,867 in disbursements, see App. to Pet. for Cert. C-1, which plainly would not have been recoverable costs under
The broad construction typically given to “costs” in the fee-shifting context is highlighted by THE CHIEF JUSTICE‘S contrasting view in Missouri v. Jenkins, 491 U. S. 274 (1989), in which he argued that paralegal and law clerk fees could not even be awarded as “costs” under
“I also disagree with the State‘s suggestion that law clerk and paralegal expenses incurred by a prevailing party, if not recoverable at market rates as ‘attorney‘s fees’ under
§ 1988 , are nonetheless recoverable at actual cost under that statute. The language of§ 1988 expands the traditional definition of ‘costs’ to include ‘a reasonable attorney‘s fee,’ but it cannot fairly be read to authorize the recovery of all other out-of-pocket expenses actually incurred by the prevailing party in the course of litigation. Absent specific statutory authorization for the recovery of such expenses, the prevailing party remains subject to the limitations on cost recovery imposed byFederal Rule of Civil Procedure 54(d) and28 U. S. C. § 1920 , which govern the taxation of costs in federal litigation where a cost-shifting statute is not applicable. Section 1920 gives the district court discretion to tax certain types of costs against the losing party in any federal litigation. The statute specifically enumerates six categories of expenses which may be taxed as costs: fees of the court clerk and marshal; fees of the court reporter; printing fees and witness fees; copying fees; certain docket fees; and fees of court-appointed experts and interpreters. We have held that this list is exclusive. Crawford Fitting Co. v. J. T. Gibbons, Inc., 482 U. S. 437 (1987). Since none of these categories can possibly be construed to include the fees of law clerks and paralegals, I would also hold that reimbursement for these expenses may not be separately awarded at actual cost.” 491 U. S., at 297-298.
Although THE CHIEF JUSTICE argued that charges for the work of paralegals and law clerks were not part of the nar-
“[T]he fee must take into account the work not only of attorneys, but also of secretaries, messengers, librarians, janitors, and others whose labor contributes to the work product for which an attorney bills her client; and it must also take account of other expenses and profit. The parties have suggested no reason why the work of paralegals should not be similarly compensated, nor can we think of any. We thus take as our starting point the self-evident proposition that the ‘reasonable attorney‘s fee’ provided for by statute should compensate the work of paralegals, as well as that of attorneys.” Ibid.
In Jenkins, the Court acknowledged that the use of paralegals instead of attorneys reduced the cost of litigation, and “‘by reducing the spiraling cost of civil rights litigation, further[ed] the policies underlying civil rights statutes.‘” Id., at 288. If attorneys were forced to do the work that paralegals could just as easily perform under the supervision of an attorney, such as locating and interviewing witnesses or compiling statistical and financial data, then “it would not be surprising to see a greater amount of such work performed by attorneys themselves, thus increasing the overall cost of litigation.” Id., at 288, n. 10.
This reasoning applies equally to other forms of specialized litigation support that a trial lawyer needs and that the client customarily pays for, either directly or indirectly. Although reliance on paralegals is a more recent development than the use of traditional expert witnesses, both paralegals and ex-
“The time so spent by the expert is a substitute for lawyer time, just as paralegal time is, for if prohibited (or deterred by the cost) from hiring an expert the lawyer would attempt to educate himself about the expert‘s area of expertise. To forbid the shifting of the expert‘s fee would encourage underspecialization and inefficient trial preparation, just as to forbid shifting the cost of paralegals would encourage lawyers to do paralegals’ work. There is thus no basis for distinguishing Jenkins from the present case so far as time spent by these experts in educating the plaintiffs’ lawyer is concerned....” Friedrich v. Chicago, 888 F. 2d 511, 514 (CA7 1989).
In Jenkins, we interpreted the award of “a reasonable attorney‘s fee” to cover charges for paralegals and law clerks, even though a paralegal or law clerk is not an attorney. Similarly, the federal courts routinely allow an attorney‘s travel expenses or long-distance telephone calls to be awarded, even though they are not literally part of an “attorney‘s fee,” or part of “costs” as defined by
II
The Senate Report on the Civil Rights Attorney‘s Fees Awards Act of 1976 explained that the purpose of the proposed amendment to
According to both Reports, the record of House and Senate subcommittee hearings, consisting of the testimony and written submissions of public officials, scholars, practicing attorneys, and private citizens, and the questions of the legislators, makes clear that both committees were concerned with preserving access to the courts and encouraging public interest litigation.9
The case before us today is precisely the type of public interest litigation that Congress intended to encourage by amending
This Court‘s determination today that petitioner must assume the cost of $104,133 in expert witness fees is at war with the congressional purpose of making the prevailing party whole. As we said in Hensley v. Eckerhart, 461 U. S. 424, 435 (1983), petitioner‘s recovery should be “fully compensatory,” or, as we expressed in Jenkins, petitioner‘s recovery should be “‘comparable to what is traditional with attorneys compensated by a fee-paying client.’ S. Rep. No. 94-1011, p. 6 (1976).” 491 U. S., at 286.
III
In recent years the Court has vacillated between a purely literal approach to the task of statutory interpretation and an approach that seeks guidance from historical context, legislative history, and prior cases identifying the purpose that motivated the legislation. Thus, for example, in Christiansburg Garment Co. v. EEOC, 434 U. S. 412 (1978), we rejected a “mechanical construction,” id., at 418, of the fee-shifting provision in
In the domain of statutory interpretation, Congress is the master. It obviously has the power to correct our mistakes, but we do the country a disservice when we needlessly ignore persuasive evidence of Congress’ actual purpose and require it “to take the time to revisit the matter”18 and to restate its purpose in more precise English whenever its work product suffers from an omission or inadvertent error. As Judge Learned Hand explained, statutes are likely to be imprecise.
“All [legislators] have done is to write down certain words which they mean to apply generally to situations of that kind. To apply these literally may either pervert what was plainly their general meaning, or leave undisposed of what there is every reason to suppose they meant to provide for. Thus it is not enough for the judge just to use a dictionary. If he should do no more, he might come out with a result which every sensible man would recognize to be quite the opposite of what was really intended; which would contradict or leave unfulfilled its plain purpose.” L. Hand, How Far Is a Judge Free in Rendering a Decision?, in The Spirit of Liberty 103, 106 (I. Dilliard ed. 1952).
The Court concludes its opinion with the suggestion that disagreement with its textual analysis could only be based on the dissenters’ preference for a “better” statute, ante, at 101. It overlooks the possibility that a different view may be more faithful to Congress’ command. The fact that Congress has consistently provided for the inclusion of expert witness fees in fee-shifting statutes when it considered the matter is a weak reed on which to rest the conclusion that the omission of
I respectfully dissent.
Notes
“Congress finds that—
“(1) certain aspects of recent decisions and opinions of the Supreme Court have unduly narrowed or cast doubt upon the broad application of title IX of the Education Amendments of 1972 ... ; and
“(2) legislative action is necessary to restore prior consistent and longstanding executive branch interpretation and broad, institution-wide application of those laws as previously administered.”
“The purposes of this Act are to—
“(1) respond to the Supreme Court‘s recent decisions by restoring the civil rights protections that were dramatically limited by those decisions; and
“(2) strengthen existing protections and remedies available under Federal civil rights laws to provide more effective deterrence and adequate compensation for victims of discrimination.” Id., at 1-2.
The fact that the President vetoed the legislation does not undermine the conclusion that Congress viewed the Court‘s decisions as incorrect interpretations of the relevant statutes.“[Some judges‘] notion of their duty is to match the colors of the case at hand against the colors of many sample cases spread out upon their desk. The sample nearest in shade supplies the applicable rule. But, of course, no system of living law can be evolved by such a process, and no judge of a high court, worthy of his office, views the function of his place so narrowly. If that were all there was to our calling, there would be little of intellectual interest about it. The man who had the best card index of the cases would also be the wisest judge. It is when the colors do not match, when the references in the index fail, when there is no decisive precedent, that the serious business of the judge begins.” The Nature of the Judicial Process, at 20-21.
