Keith M. WEST, Appellant, v. COMMONWEALTH of Kentucky, Appellee.
No. 93-SC-448-DG.
Supreme Court of Kentucky.
Sept. 29, 1994.
Rehearing Denied Dec. 22, 1994.
887 S.W.2d 338
In 1972,
As set forth in
In the instant case, the employer has moved to dismiss the appeal because claimant died on January 1, 1992; no substitution of parties has been made; no application to revive the action in the name of a successor or personal representative of the decedent has been made; and more than one year has passed since claimant‘s death. The motion was accompanied by a copy of claimant‘s death certificate, the authenticity of which is not disputed. Furthermore, counsel for the deceased claimant does not dispute the accuracy of any of the employer‘s assertions.
Accordingly, the employer‘s motion to dismiss the appeal in Hammons v. Tremco (1994) (94-SC-44-WC) is hereby granted. The employer‘s motion for leave to file an untimely reply brief in that case is hereby denied. On the Court‘s own motion, the cross-appeal in Tremco v. Hammons (1994) (94-SC-91-WC) also is dismissed.
All concur.
STUMBO, J., not sitting.
Chris Gorman, Atty. Gen., C. Lloyd Vest, II, Sp. Asst. Atty. Gen., Louisville, for appellee.
STUMBO, Justice.
This appeal arises from an order of the Jefferson Circuit Court which required the police to terminate their interrogation of Appellant, Keith M. West, until he was allowed
The factual sequence leading to this appeal is simple. West had been picked up by the police for questioning in the course of a murder investigation on February 20, 1992. West was advised of his constitutional rights pursuant to Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966), and chose to talk to the police. At the hearing held on February 21, 1992, it was stated for the record by the Assistant Commonwealth Attorney that West had waived his rights under Miranda. Shortly after West was taken into custody, a family member contacted the office of the Jefferson District Public Defender (hereinafter “Public Defender“) requesting that it undertake to represent West regarding the murder investigation. The police refused to allow the Public Defender access to West. The Public Defender prepared an order and approached a circuit judge as he was standing at the escalator on the third floor of the Hall of Justice. The judge conducted an ex parte hearing on the order, which he then signed. The order provided that:
The Court, being sufficiently advised, and having found that family members acting on behalf of Mr. Keith West have requested on his behalf that Mr. West be provided an attorney before any further questioning by Louisville Police Department regarding allegations of his being involved in a homicide(s),
IT IS HEREBY ORDERED, pursuant to
RCr 2.14(2) , that officers of the Louisville Police Department shall cease questioning Mr. West until he is allowed access to an attorney from the Office of the Jefferson District Public Defender. Police officers shall allow Mr. West immediate, private access to an attorney forthwith. This order shall be effective upon signature.
Upon being presented with the order, the police ceased their interrogation and allowed West access to an attorney provided by the Public Defender. West then chose to cease talking to the police.
The Commonwealth‘s Attorney‘s office learned of the order that afternoon. It immediately sought to have the order set aside, which the circuit court declined to do. A hearing on the matter was set for the next day, February 21, 1992. At the hearing, the circuit court stood by its order asserting it had jurisdiction to issue the order, and that
(1) A person in custody shall have the right to make communications as soon as practicable for the purpose of securing the services of an attorney.
(2) Any attorney-at-law entitled to practice in the courts of this Commonwealth shall be permitted, at the request of the person in custody or of some one acting in his behalf, to visit the person in custody.
At issue here is the proper construction of the rule, particularly the phrase “someone acting in his behalf.”
The circuit judge made a finding in his order, and at the hearing requested by the Commonwealth‘s Attorney, that the Public Defender acted at the request of West‘s family in seeking access to the West. This finding is not subject to attack at this time. As a result, we are left with the legal issue of the proper scope of
It has been argued that the circuit court lacked jurisdiction to enter its order. We disagree. While it is true that West had yet to be formally indicted, a circuit court‘s jurisdiction does not, strictly speaking, depend upon the filing of an indictment pursuant to
A justiciable cause or controversy can be said to be a “controversy in which a present and fixed claim of right is asserted against one who has an interest in contesting it....” Black‘s Law Dictionary, 865 (6th ed. 1990).
The next issue concerns the authority of the Public Defender to act in this case. It has been argued that the Public Defender had no authority to act in this instance, because it had not been formally appointed.
A needy person who is being detained by a law enforcement officer, on suspicion of having committed, or who is under formal charge of having committed ... a serious crime, is entitled:
(a) To be represented by an attorney to the same extent as a person having his own counsel is so entitled;
Thus, the statutory scheme which governs the conduct of public defenders contemplates representation prior to a formal charge of criminal wrongdoing and dovetails neatly with the rule which permits “any attorney-at-law entitled to practice in the courts of this Commonwealth” to visit the person in custody.
These provisions signal an unmistakable message that the intent of the legislature is to provide meaningful, rather than nominal, protection of the rights of the indigent. Thus, a public advocate‘s authority vests at the earliest point at which a person is entitled to counsel (i.e., custodial interrogation), but not until a claim, without further proof, is made of need for public assistance by the accused. This Court must interpret
The language of
Finally, the Commonwealth argues that Moran v. Burbine, 475 U.S. 412, 106 S.Ct. 1135, 89 L.Ed.2d 410 (1986), is controlling. In Moran, the United States Supreme Court refused to expand Miranda to require police to inform a suspect of the status of his legal representation. Id., 475 U.S., at 427-28, 106 S.Ct., at 1144-45, 89 L.Ed.2d, at 425. Thus, there was no requirement that Burbine be informed that an attorney retained by his sister concerning a burglary investigation by the local police department had called when officers from another police department sought to question him concerning a murder. Consequently, the confessions by Burbine obtained during the questioning concerning the murder did not have to be suppressed because there was no violation of Burbine‘s right against self-incrimination under the Fifth Amendment to the U.S. Constitution.3 Id. Based upon Moran, which the Commonwealth asserts is practically indistinguishable from the case before this Court, it is argued the police could not be required to interrupt their interrogation of West on February 20, 1992.4
However, Moran is not controlling. Our criminal rule predates that Supreme Court decision by twenty-four (24) years. Further, the Moran court specifically held that:
Nothing we say disables the States from adopting different requirements for the conduct of its employees and officials as a matter of state law. We hold only that the Court of Appeals erred in construing the Fifth Amendment to the Federal Constitution to require the exclusion of respondent‘s three confessions.
Id., 475 U.S. at 428, 106 S.Ct. at 1144, 89 L.Ed.2d at 425.
It is well-established that the United States Supreme Court‘s interpretation of what the federal constitution demands establishes only minimum federal constitutional guarantees, and that “this Court and other state courts are at liberty to interpret state constitutions to provide greater protection of individual rights than are mandated by the United States Constitution.” Crayton v. Commonwealth, Ky., 846 S.W.2d 684 (1993); Oregon v. Hass, 420 U.S. 714, 719, 95 S.Ct. 1215, 1219, 43 L.Ed.2d 570, 575 (1975).
The necessity and rationale for
Further, there is no logical basis for distinguishing between an attorney requested by an accused and an attorney requested, as in this case, by a family member on behalf of the accused, with respect to any legitimate need on the part of law enforcement officials. If the accused does not wish to have representation, it can be refused, no matter who made the contact. We are also unpersuaded that this rule will be abused by “benign third persons.” Whether or not the person attempting to invoke
There are other issues raised by West on appeal that can be disposed summarily in view of our disposition of the case on the merits. First, West argues that the appeal is moot because the circuit court‘s ex parte order has been implemented, and cannot be undone. While there is some truth in what West argues, it does not render the appeal moot. Notably, a case can still be subject to appellate review, even if technically moot, where it is “‘capable of repetition, yet evading review.‘” Philpot v. Patton, Ky., 837 S.W.2d 491, 493 (1992). “The decision whether to apply the exception to the mootness doctrine basically involves two questions: whether (1) the ‘challenged action is too short in duration to be fully litigated prior to its cessation or expiration, and [2] there is a reasonable expectation that same complaining party would be subject to the same action again.‘” Id. (Citation omitted). This case clearly demonstrates that the question of access under
West also argues about whether certain items are properly in the record. We need not reach this issue since West has prevailed on the merits.
Finally, it is also argued that it was improper for the Commonwealth‘s Attorney to represent the Louisville Police Department prior to indictment. This, too, is an issue we need not reach in light of our decision on the merits.
For the reasons set forth above, we reverse the decision of the Court of Appeals.
STEPHENS, C.J., and LAMBERT and LEIBSON, JJ., concur.
WINTERSHEIMER, J., dissents by separate opinion, in which REYNOLDS and SPAIN, JJ., join.
WINTERSHEIMER, Justice, dissenting.
I respectfully dissent. The tensions in this case arise from
The Louisville police took West into custody for questioning in regard to a double murder. He was advised of his constitutional rights in accordance with Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966). He chose to waive his rights and speak directly with police. Although the ex-
The Commonwealth appealed from the order of February 20, and a panel of the Court of Appeals determined that the order was void because Moran, supra, controlled. Initially, it should be noted that the order issued by the Jefferson Circuit Court directing the police to end the questioning of West was void because the court lacked jurisdiction over the matter. At the time the order was executed, there was no criminal or civil action involving West pending in the circuit court. It was not until February 24, that West was indicted.
A criminal action in circuit court is begun by the filing of an indictment,
It was procedurally improper for the circuit judge to have issued the order because the office of the public defender had not yet been appointed by any court to represent West and there was no reported claim by West of indigence as required by
In addition, the order violates the holding of Moran which determined in part that Miranda rights are personal to the accused and that society, as well as the accused, has an interest in preventing benign third parties from invoking such rights.
The next question we must face is whether despite the absence of jurisdiction of the circuit court and the lack of authority to appoint the office of public defender to represent West, the circuit court order was a final and appealable order. There is no conflict between the duties of the Commonwealth‘s Attorney as provided in
This Court has stated that on matters of constitutional law, Kentucky will give great consideration to the rulings and analysis of the U.S. Supreme Court as part of its own
The facts clearly indicate the only conclusion possible. When first taken to the police station for custody, West was advised of his constitutional rights in accordance with Miranda. He waived those rights and chose to talk to police about the incident. At that point, the police were perfectly free to continue to question the individual. It was only later that the public defender appeared with a court order which required the police to cease further questioning. They did so at once.
The orderly course of events would be totally disrupted if such a situation were allowed to continue in Jefferson Circuit Court or in any other circuit court of the Commonwealth. The police would never know when they were to begin or end questioning and who represented the defendant or the person in custody. The procedural shortcomings of this case highlight the fact that the statutes provide for a hearing on indigence and then the appointment of counsel. None of these events can properly be conducted at the top of an escalator in a busy courthouse. The order prepared by the public defenders did not include any reference to indigence or to the appointment of a defender. There is no evidence of any incompetency on the part of West.
Moran was a Federal case with nearly identical facts to this case in which the U.S. Supreme Court specifically rejected a request to extend Miranda so as to require the police to inform a suspect of the efforts of an attorney to reach him during questioning.
From a historic point of view,
Miranda reaches the result which was sought by
I would affirm the decision of the Court of Appeals.
REYNOLDS and SPAIN, JJ., join in this dissent.
Notes
Subsection (1) of
