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West Point-Pepperell, Inc. v. Raymond J. Donovan, Secretary of Labor, U. S. Department of Labor
689 F.2d 950
11th Cir.
1982
Check Treatment

*3 KRAVITCH, Circuit Judge: interlocutory appeal This is an under 28 1292(a)(1) U.S.C. from grant § preliminary injunction by the district court staying the execution of an inspec- tion warrant issued a duly authorized magistrate.1 conducting After an eviden- tiary hearing the district court issued the injunction primarily on the basis that supported by probable warrant was not cause. The court also found that the war- overly agree rant was broad. We appellant the district court erred both conclusions.

I. Appellee, Point-Pepperell, West Inc. (WPP), operates Lindale, a cotton mill at Georgia. regulations, Pursuant to OSHA program requiring WPP instituted a em- ployees respirators working to wear when Gill, Atlanta, Ga., Lawrence E. Charles I. in areas of the mill in which cotton dust Hedden, Feldman, Allen H. Andrea C. Cas- permissible exposure exceeded levels. son, Labor, Washington, D. Dept, U. S. WPP response program, employees C., for defendants-appellants. petition numerous letters to sent and others, complaining about the OSHA and Smith, Costangy, Brooks & Charles A. respirator regula- and OSHA’s cotton dust Edwards, Atlanta, Ga., plaintiff-appel- insisting employees tions and informed lee. cotton hazards of dust should required respirators only to wear on a vol- untary basis. At least one of the letters stated that use of the received OSHA respirators causing physical ailments KRAVITCH, headaches, dizziness, Before nausea, RONEY and Circuit such as and *, Judges, Judge. and PITTMAN Pursuant inter- fainting.2 agency’s District * Pittman, Virgil Judge employee Honorable U. S. District Each below is aware of the dan- Alabama, sitting by ger regards for the Southern District of in cotton dust to a disease designation. byssinosis (brown lung). called employees However we the still feel the issuing voluntary 1. The kept district its order dust mask should be on a preliminary injunction quashed also the war- basis.” Thus, appears it as if rant. the district court employee appended The letter to the warrant has decided the merits of this case and has application stated: provided appellee requested. with the full relief May Nevertheless, only Jimmy because the court issued President Carter preliminary injunction appeal and the comes to The White House interlocutory appeal, as an we Washington, us review the D. C. granting district court’s decision as one EMERGENCY!!! preliminary relief. Mr. President: Dear writing I am about the dust masks that signed by employ- petition over WPP 2. The requiring Point OSHA is us to wear at West ees stated: Mills, Lindale, Pepperell’s Georgia. Lindale “We the textile workers of West Point We them! cannot tolerate Pepperell rights People having feel our have been violated to be taken out on regards oxygen. OSHA in to their recent dust stan- stretchers The and revived with headaches, nausea, requirements. causing dard masks are dizzi- though employees complaint procedures,3 reported

nal verification to the clinic conducted off-site interviews of 57 OSHA symptoms, with these none were medically signed peti- either the employees who had examined; company made no eval- allegedly The interviews or letters. respirators of fit' when uation were disliked wear- employees revealed that issued, although a few employees received ing respirators, that seven interviewees fit; instructions on how to insure a use, had fainted as a result of such and that employee physician and that an whose own complained several respira- determined him unsuited to wear a difficult, breathing pain made caused chest tor department was transferred another dizziness, interfered with their vi- pay. in the mill' but with a severe cut in Moreover, sion. the interviews indicated were completed After interviews were not aware of hav- compliance officers returned from their ing medically been examined to determine walk-around, general company their wear refused physical ability respirators. permit inspec- to continue with its OSHA information, agency Based this following representatives tion. The week grounds decided that there were reasonable parties attempted of both met to review to suspect violations of OSHA’s inspection. company’s respirator pro- standards, July and cotton dust and on training gram was discussed and its film 1980, attempted an conduct Moreover, viewed. WPP identified four- compliance the mill. officers held opening represent- conference with WPP monitoring teen areas of the mill that through the plant atives and walked permissible indicated were above cotton *5 with layout. During orient themselves exposure dust levels and admitted that the time, agency physicians that two conducted required use of was in those interviews of 13 WPP and that the hoped areas. WPP had informa- that learned workers received little or no meeting provided tion at the would be suf- on the instruction adverse health effects of complaints, the employee ficient to evaluate cotton company- dust. A few had seen a obviating inspection. the need for an The hazards, produced film cotton but in dust company permis- continued to refuse OSHA cases, almost all the employees had not had inspect sion to the mill. personal company discussions with officials 28, 1980, July applied to a On OSHA subject. Moreover, on the the interviews federal for an administrative also revealed that most workers received no inspection warrant for of WPP’s Lindale prior being giv- medical evaluation to their facility. upon employee the 70 inter- Based en respirators; many employees expe- that views, specific seven OSHA averred that dizziness, rienced symptoms fainting, of respira- dust and violations of OSHA cotton blackouts, nervousness, “phobia,” shortness breath, or have existed at regulations may tor exist breathing difficulty, pains, chest nausea, vision; and blurriness of that The also stat- al- the Lindale mill.4 ness, A, neck, heat rash on our face and also in 3. See OSHA Instruction CPL 2.12 CCH 11, 743; way glasses Empl. Safety Chap- the of our & Health Guide therefore affects ¶ Manual, ability jobs. Operations get our to run our ter VI of the Field CCH We cannot Safety enough Empl. oxygen through Health &' Guide 4340.1-4340.5. them. We have tried ¶ guidelines proce- operational gets These establish them for a week and it worse instead of investigation complaints dures for concern- better. ing alleged unsafe and unhealthful conditions optional We think it should be whether we workplace, regardless formality of the at the wear them or not. complaints. the Something this; must be done about we losing good help they because cannot following 4. OSHA asserted violations wear these masks. exist or have existed at the mill: Signed: (1) employer The has failed and/or fails to you you something

P.S. If don’t do about this fit, respirator possible viola- assure get my will not vote. safety tion Act and the and health of the regulations promulgated pursuant thereto at low-up requested inspection inspections ed that the differed when a citation is under contest,5 prior inspections from of the mill that there OSHA was no support warrant, because it was based issuance of the standards, regulations and new permit cotton dust rather than OSHA do not parte ex warrants, support old cotton dust and that the WPP standards. would suffer application, provided irreparable of the harm mag- agency OSHA if the al- were istrate with a copy employee petition, inspection. August of the lowed to conduct its On 4, 1980, employee letter the district representative granted 15-day of those agency, temporary restraining received relevant order and the and ordered regulations. magistrate grant- why OSHA The of Labor to show cause warrant, limiting scope preliminary injunction ed the it in should not issue. A “as injunction much of workplace reasonably hearing preliminary as is August held on 19 and necessary” investigate compliance Finding that the warrant was issued in the absence respirator and cotton dust standards. The granted district court specifically designated warrant 10 areas of a preliminary injunction and quashed place mill in which could air warrant. The court also addressed several sampling (vertical elutriators) devices issues, including scope other of the war- the testing of cotton dust levels. rant, overly which it found to be broad.6 day, The next and before the war executed, brought rant was WPP this ac II. court, seeking in federal district A. Reviewing Standard of the Issuance enjoin the the war quash execution of and Preliminary Injunction alleged rant. It warrant were internal contrary OSHA’s begin by observing We operating procedures preclude which fol- grant preliminary injunction denial of a 1910.134(e)(5)(i) follow-up inspection in this 29 CFR 1910.- case constitutes a 1043(D(4)(i); prohibited by Operations Field OSHA’s Manu- (2) employer al, has failed to evaluate indi- V(f). Chapter disagree pro- We because the employee’s physical ability vidual to wear posed inspection investigation involves the *6 respirators prior inspection to their and use working compliance different conditions and 1910.134(b)(10). —29 CFR underlying with different standards than those (3) employer adequately The has failed to Simmons, Inc., the 1977 citation. See 1977-78 medically complaints employee’s evaluate 22, Safety Occup. CCH (Rev. & Health Dec. 387 ¶ 5(a)(1) about (4) of the Act. —Section 1977). Comm’n. employer The has failed to transfer work- any pay, ers to low in dust areas without cut 6. The district also considered whether where said workers were or are unable to Department attorneys Labor are authorized to any type respirator, wear 29 1910.- CFR inspection obtain OSHA warrants and whether 134(b)(10); 1910.1043(f)(2)(v). may parte pursu such warrants be obtained ex (5) employer The has failed to inform work- regulation ant to OSHA 29 C.F.R. 1903.4. § bys- including ers about cotton dust hazards appellant. Both resolved in favor of issues were 1910.1043(i)(l)(d). sinosis —29 CFR (6) Appellee has raised neither of these issues on employer The failed to work- has inform appeal. Although parte it does mention the ex pulmonary ers of their function test results brief, appellee warrant issue in a footnote in its pertinent and other medical data —Section expressly argument waived this as issue at oral 5(a)(1) of the Act. however, noted, (7) a basis relief. It should be employer may The have failed to enforce decision, that since the district the for proper respirator court’s the use of the for certain interpreted mer Fifth Circuit has 29 C.F.R. areas within the mill—29 1910.- CFR 1903.4, 134(b)(l l)(c) 1910.1043(f)(2)(i) as written when the warrant in this § and 29 CFR issued, permitting Table 1. case was as not the Secre tary of Labor to obtain war issued, 5. At the time the warrant was WPP was Co., parte. rants ex Donovan v. Huffines Steel citation, contesting alleging a 1977 OSHA vio- (5th 1981). response 645 In F.2d 288 Cir. 1910.134(a)(1) lations of 29 C.F.R. and 29 § Huffínes, Secretary decisions such as 1910.1000(a)(2) (e) (the C.F.R. § old cotton specifically au amended 29 1903.4 to § C.F.R. standard) engineer- dust ing for failure to introduce parte procurement ex warrants. thorize the exposure controls to reduce to cotton dust. 1903.4(d). See 29 § C.F.R. Appellee argues attempted inspection that the 956 appellee met persuasion its burden of in sound discretion of the district rests discretion, however, is

court. The court’s by establishing agency prob- lacked “It must exercise that dis not unbridled. able cause to obtain warrant.7 OSHA we have termed light cretion in of what that the district court erred in contends extraordinary for the prerequisites ‘the four finding probable urges us to no ” injunction.’ Canal preliminary relief of in find that the court abused its discretion of Florida v. Calla Authority of the State injunction. granting preliminary 567, (5th 1974) (citing way, 489 F.2d 572 Cir. 1123, 1126 Froehlke, (5th Allison 470 F.2d v. Finding of Probable B. The Cause 1) 1972)). prerequisites The four Cir. that movant will substantial likelihood Secretary of Labor is authorized merits; 2) prevail a substantial Occupational Safety and 8 of the Section will irrepara threat that the movant suffer Act], Act of 1970 29 Health U.S.C. [the injunction granted; ble if is not injury 657, safety inspec to conduct health and § 3) injury to the movant the threatened juris workplaces tions of within the Act’s outweighs injunc the threatened harm an 8(a) Secretary clothes the diction. Section 4) opponent; cause the may inspect general power with the to enter and preliminary injunction will not granting the workplaces carry pur in order to out the public disserve interest. Southern Act;8 8(f)(1) specifical section poses of the Inc., v. Myers, Monorail Co. Robbins & 666 ly requires Secretary “spe to conduct a 1982); Authority F.2d 185 Cir. Canal inspection” practicable as soon as when cial Callaway, supra, Florida v. 489 State of Secretary receives a written em ever the injunction A preliminary F.2d at 572. complaint leads the ployee if the movant carries the burden issue reasonably that a violation exists to believe persuasion prerequisites. as to all four Here, provision Neither ex- workplace.9 Id. the district court concluded that first, second, issuance of a warrant were 7. court held that the The district prerequisites present, justifica described above: and fourth but in the absence of such expressly plaintiffs’ it is sufficient to warrant tion for the invasion have been determined in injunction. performing balancing favor in test for an Barlow’s, Inc., Marshall, Point-Pepperell F.Supp. cause of Marshall v. 496 West (N.D.Ga.1980). 436 98 56 U.S. L.Ed.2d 305 (1978). harm, irreparable possibili As to 657(a) ty entry 8(a), provides: of an § administrative violation of Section U.S.C. is, alone, potential the Fourth Amendment (a) carry purposes out the order enough justify granting injunc harm Secretary, presenting chapter, this Ratcliff, Maney F.Supp. tion. owner, opera- appropriate credentials to the (E.D.Wis.1975); Migrant Illinois Council v. tor, agent charge, is authorized— Pilliod, (N.D.Ill.1975). F.Supp. Even (1) delay to enter and at reasona- without specter if the of an search is unreasonable establishment, any factory, plant, ble times *7 noncompensable enough not serious and to site, area, workplace construction or other Center, injunction, warrant see 227 Book Inc. performed where work is or environment by Codd, F.Supp. (S.D.N.Y.1974), v. 381 1111 employee employer; of an and an ample present there is still evidence in the during regu- (2) investigate inspect to and justify case Rule this court’s exercise of its working reasonable lar hours and at other powers. 65 The installation of OSHA’s verti times, limits and in a and within reasonable elutriators, cal which rest stands manner, any place such of em- reasonable ployment necessarily blockage must the cause some conditions, pertinent all in the narrow aisles between machines Lin- devices, structures, machines, apparatus, employer plant, dale and em would burden therein, equipment, and to and materials ployees considerably more than the devices any employer, question privately such already Pepperell, utilized West Point owner, employee. operator, agent or way which are wall-mounted and out of the Furthermore, employee of ployees mill em traffic. 657(f)(1), pro- 8(f)(1), § 29 U.S.C. 9. Section paid piecework ba on a —who vides: their tasks dur sis—would be removed from Any employees representative (f)(1) or hours, monetary ing work concomitant employees of a that a violation who believe bur losses to them and to the mill. These safety that threat- health standard exists or enough prevent the dens would not be

957 inspection . . respect an . are satisfied with Secretary the must se- pressly states that conducting particular a search. to a cure a warrant before Camara v. [establishment].’ however, Court, Court, addressing Municipal 387 Supreme U.S. at 538 at S.Ct. [87 Barlow’s, Inc., v. supra, of warrantless nonconsensual Marshall propriety the 1736].” 320-21, 8(a) has held that 436 at 98 at searches under section U.S. S.Ct. 1824-25. that an v. requires Mississippi the Amendment See United States Power & Fourth Co., (5th 1981). Light warrant be obtained 638 F.2d 899 administrative search Cir. showing v. Bar- Either is sufficient to inspections. Marshall insure prior to such 1816, low’s, Inc., 307, inspect to enter and ... 98 56 “the decision 436 U.S. S.Ct. [is (1978). Similarly, product the the of the unreviewed discre- L.Ed.2d 305 Secre- not] n tary procure a warrant before con- tion of the enforcement officer must 541, Seattle, City sec- v. 387 a nonconsensual search under field.” See U.S. ducting Co., 545, 1737, 1740, 647 87 943 8(f)(1). Marshall v. Horn Seed S.Ct. 18 L.Ed.2d See, Barlow’s, Inc., 96, 1981). (1967). e.g., v. v. (10th See Marshall Marshall F.2d 99 Cir. n.16, 1826; Inc., 323, Barlow’s, supra, 436 at 320 & 436 at 98 at supra, U.S. U.S. S.Ct. Textron, Burkart Randall Div. of Inc. v. at 1824 & n.16. Marshall, 1313, 625 F.2d Cir. inspection war To obtain an OSHA 1980).10 rant, not show Secretary need Marshall v. The warrant application cause in the criminal sense. in this 320-21, Barlow’s, Inc., upon “specific at was based supra, 436 U.S. case evidence Instead, Although Secretary existing an violation.” the Su S.Ct. at 1824-25. probable preme Court in Barlow’s made clear administrative need establish upon showing, issue such a it by a standard of warrant could which is tested reasonableness, specify quantum specific evi magistrate or did not requiring presented to search dence that must be establish judge “balance the need inspection. the search the reasonableness of an How the invasion in which against Court, ever, two considerations that underlie Municipal entails.” Camara 1727, 1735, provide guidance 18 L.Ed.2d reasonableness standard 87 S.Ct. U.S. Barlow’s, The first is fashioning test. (1967). Supreme Court less of searches involve probable cause that administrative observed that administrative than criminal privacy an intrusion on inspec of an OSHA justifying issuance Barlow’s, Inc., 1) Marshall v. based either on searches. See tion warrant violation; 320-21, at 1824- 98 S.Ct. existing supra, of an specific evidence U.S. 25; Court, supra, 387 2) legislative Municipal or “a that ‘reasonable Camara 1735-36; Note, 537-39, conducting 87 S.Ct. at or administrative standards for U.S. at provisions harm, inspection in accordance with the physical that an imminent dan- ens ger or exists, may request giv- practicable, to de- of this section as soon as ing Secretary danger notice to the or his authorized exists. If if such violation or termine danger. representative or of such violation there are no rea- determines writing, Any such notice shall be reduced grounds to believe that a violation or sonable particularity shall set forth with reasonable notify employees danger he shall exists notice, grounds for the and shall be writing representative employees in or signed by representative of of such determination. employees, copy provided shall be and a employer agent than at the or his no later interposition be- of a neutral 10. The that, inspection, except time of the re- “provides inspectors employers also tween *8 notice, quest person giving his of the such employers is that the assurances name and the names of individual statute, permissible by under the is authorized appear in referred to therein shall not such Constitution, at a rea- be conducted and will released, copy any published, or on record manner.” in a reasonable time and sonable pursuant (g) of made available to subsection Textron, Inc. v. Mar- Div. of Burkart Randall receipt upon this section. If of such notifica- shall, supra, Marshall v. F.2d at 1325. See 625 tion the determines there are rea- 323, Barlow’s, Inc., supra, 98 S.Ct. 436 U.S. at grounds viola- sonable to believe that such at 1826. exists, danger special tion or he shall make a 958 probable Searches, of cause. The sworn application 77

Rationalizing Administrative Note, Camara, (1979); employee petition 1291 on an Mich.L.Rev. was based and sev- See, Progeny: letters, Another Look at employee and Their indicating problems eral Under The Inspections Administrative the respirator program at the Lindale Amendment, of Law Fourth 15 Colum.J. mill, fifty-seven as well as off-site and thir- (1979). Accordingly, ad and 61 Soc.Prob. teen employee ap- on-site interviews. The may be ministrative search warrants plication summarized the information showing probable of upon obtained a lesser gained from the interviews and listed seven search for criminal required cause than is specific violations of stan- OSHA warrants, need show which the affiant dards, agency which the believed were in prima not a facie probability, “the and prior existence or existed within the six activity.” United showing, of criminal Accompanying months at the Lindale mill. 82, Melancon, 462 F.2d States copies application the warrant were of 1038, denied, Cir.), cert. 409 U.S. 93 S.Ct. letter, employee petition, employee and 516, (1972). Beck v. 34 L.Ed.2d 487 See regulations. This evi- the relevant OSHA 223, Ohio, 89, 85 13 L.Ed.2d 379 U.S. S.Ct. application dence contained in the warrant (1964). The second consideration is that support was more than sufficient to a rea- probable showing a of administrative cause suspicion of violations of sonable OSHA purpose satisfy must the basic mill, satisfying standards at the Lindale Amendment, safeguard which is “to Fourth probable requirement for the issuance privacy security and individuals of the warrant. arbitrary by government invasions against reviewing magistrate’s In determina- Barlow’s, Inc., supra, officials.” Marshall probable tion of cause the district court did 312, (citing at at 1820 U.S. S.Ct. rely solely presented on the information not Court, Municipal supra, 387 Camara v. U.S. Instead, magistrate. prelimi- at the 1730). the context of at at injunction hearing appel- over nary and searches, re principle administrative this objections, permitted appel- the court lant’s subject quires persons of the war- lee cross-examine affiant unbridled of “executive and ad discretion wit- application rant and to introduce other officers, in particularly ministrative those magis- nesses and evidence not before the field, and whom to as to when to search applica- the warrant trate. On the basis of Id., at search.” at 98 S.Ct. U.S. tion the additional evidence adduced Hence, specific a the evidence of that there hearing, the court concluded administra required violation to establish cause to that WPP probable was no believe cause, than that probable tive while less in of effective was or had been violation violation, of a probability needed to show a regulations. in proposed must at least show that belief spection upon is based a reasonable reaching Appellant contends being com that a violation been or is has conclusion, to follow the district court failed to harass the upon mitted and not a desire reviewing mag- principles for established target requirement This inspection. finding cause. It ar- probable istrate’s specific is met evidence by conducting an gues by that the court erred suspicion support sufficient to a reasonable hearing evidentiary on of a v. Horn violation. Cf. Marshall Seed hearing, failing properly limit Co., (warrant applica supra, 647 F.2d at 102 considering relying on evi- improperly viola grounded specific evidence of magistrate. We presented dence not tions must reveal “some basis for plausible contentions agree appellant’s with each of likely is to be believing that a violation court commit- holding rest our but found”). ground ted reversible error considered and relied Here, improperly un overturning extraneous evidence specific contained sufficient questionably cause. finding finding support magistrate’s evidence of a violation to

959 application by warrant reviewing setting for a The standards aside the magistrate’s finding probable of cause by including misstatements or the omis- crimi the same for both administrative and sions, and then determine whether the re- See, Randall e.g., nal warrants. Burkart application formed nonetheless establishes Marshall, Textron, supra, 625 Div. of Inc. v. Delaware, cause. Franks See v. passing validity F.2d on the of at 1319. In supra, 154, 2675; 438 U.S. at 98 S.Ct. at warrant, reviewing court is a the role of the Martin, United States v. supra, 615 F.2d at magistrate’s probable A cause de limited. deference, great Spi entitled termination is States, 410, 419, nelli v. United 393 U.S. 89 The district court in this ig case 584, 590, (1969), 21 L.Ed.2d 637 and is S.Ct. principles. First, nored these the district conclusive in the absence of arbitrariness. require appellee court did not to make 222, Green, United v. 634 F.2d 225 States requisite preliminary showing before Pike, (5th 1981); Cir. United 523 States conducting evidentiary hearing prob 734, 1975), (5th F.2d 737 n.4 cert. de Cir. Delaware, able supra, cause. In Franks v. nied, 2226, 906, 426 U.S. 96 48 L.Ed.2d S.Ct. Supreme explained Court that in order (1976); Henderson, 830 Bastida v. 487 F.2d to be entitled to an evidentiary hearing 860, (5th Moreover, 1973). judicial 863 Cir. challenger’s attack must be more review of the sufficiency of an affidavit for conclusory than and must supported be the issuance of a warrant strictly must be by more than a mere desire to cross ex brought confined to the information to the allegations amine. must be There de magistrate’s E.g., Aguilar attention. liberate falsehood or of disregard reckless Texas, 108, n.1, 1509, 378 U.S. 109 84 S.Ct. truth, for allegations and those must n.1, 1511 (1964); 12 L.Ed.2d 723 United be accompanied by proof. an offer of Melancon, supra, States v. 462 F.2d at 89- They point should specifically por out 90. Except in those situations discussed tion of the warrant affidavit is below, a reviewing court should not conduct false; they claimed to be should be hearing in which it con accompanied by a statement support siders evidence presented magis ing reasons. Affidavits or sworn or oth trate. erwise reliable statements of witnesses Upon proper showing by furnished, should be or their absence sat party warrant, challenging a court isfactorily explained. Allegations neg compelled evidentiary hearing hold an ligence innocent mistake are insuffi presented truthfulness of the facts cient. to the magistrate. Delaware, Franks v. 438 171, 438 Appellee at 98 at 2684. U.S. S.Ct. 154, 2674, U.S. S.Ct. 57 L.Ed.2d 667 adequate asserts that it made an prelimi- (1978). hearing Such a is for the limited nary showing by alleging opening in its purpose allowing the challenging party 19, August hearing statement at the prove by a preponderance of the evidence that the “perhaps Government has not act- application contains false good ed in representations faith in its statements or material omissions that were Magistrate” by emphasizing through- made deliberately or with reckless disre gard Id.; presentation argu- out its of evidence for the truth. United States v. Martin, ment to the court (5th applica- that the warrant 1980); F.2d Cir. Astroff, misleading tion was so United States v. 578 F.2d 133 1978) (en Cir. banc). judg- could not have made an informed Negligent misrepre sentations or ment. far of that negligent omissions will not This falls short required by application undermine the Franks. In its affidavit. Franks v. Dela ware, supra, injunctive appellee allege at relief did not U.S. 2684; Martin, United supra, specific States v. 615 the warrant contained F.2d at 329. If challenger carries his false statements or omissions made deliber- burden proof, the court must reform the ately disregard or with reckless for the

truth; requisite nor did it make the has carried its offer of burden of proving that the proof. Rather the attack was merely con application warrant contains deliberate or clusory. Appellee therefore was not enti omissions, 2) reckless misstatements or re- hearing. tled to a Franks See United application form the warrant accordingly, Jeffers, 221, (5th States v. 621 F.2d Cir. 3) decide whether or not the reformed Scott, 1980); 522, United States F.2d application supports magis- nonetheless (5th Cir.), denied, cert. 434 U.S. 98 trate’s finding probable Here cause.11 (1977). 54 L.Ed.2d 478 In the the district court considered each of the avoiding delay interest of undue in the en applica- violations asserted in the warrant forcement of properly issued war light tion in of all of the evidence intro- rants, see, e.g., Marshall v. Corp., Shellcast duced at the cause hearing, even 1979), F.2d 1369 Cir. the district though showing there was no that the affi- court should gratuitously not have conduct deliberately ant recklessly included mis- hearing. so, ed the The fact that it did statements or material omissions in the however, does not alone constitute reversi application. respect warrant With to most ble error. violations, of the the court found as a mat- ter of fact that WPP was not in violation of failing

In addition to require particular regulation. appellee According proper make the preliminary court, showing, the district court also refused to limit the evidentiary hearing to whether or evidence revealed that West Point [t]he not the application warrant contained mis Peppered has comprehensive instituted a statements or material omissions made in respirator program, including a medical tentionally disregard or with reckless for program employees’ ability to evaluate the truth. permitted Instead the court wear respirators physical and to handle appellee present evidence “as to what psychological complaints stemming given was immediately ... from required wearing respirators. warrant, before bearing subject It apparent was also that the Lindale mill ” of the warrant . . . . The by court erred does not against discriminate employees failing properly to focus the evidentiary who are respirators, unable to wear hearing, again but say we cannot that it thoroughly has tried to educate its admission of extraneous evidence alone dangers workers on the of cotton dust. warrants reversal. Reversible error arises employees’ petition to govern- where the reviewing actually court con ment indicated at familiarity least some

siders and relies evidence not properly byssinosis. the disease of before it in overturning magistrate’s find Point-Pepperell, Marshall, West Inc. v. su- ing of probable cause. We therefore turn pra, words, at 1183-84. In other the court to this issue. assessed the merits of the violations assert-

In reviewing the magistrate’s ed the agency, weighing the evidence finding probable cause, the district court contained did not follow procedure against enunciated in appellee, introduced seem- reiterate, Franks. To reviewing once a ingly requiring appellant to make prima court has hearing, 1) conducted a it should facie showing of a violation in order to determine whether or not the challenger Instead, establish cause.12 Judge Roney, by concurrence, special squarely 11. presented, labels and essential to our scope as dictum our discussion of the standard determination of the of the district admitting hearing. pre-search additional evidence in a proceeding. disagree. warrant We The court Appellee asserts that the district court did evidentiary hearing, below held an and both require appellant prima to demonstrate parties question briefed the stan- violation, facie of a but rather under- admitting dard for additional evidence in that analysis attempted took an to balance “the hearing. Appellee specifically contended that against need to search the invasion which the Franks standard was met. Thus the issue Court, Municipal search entails.” Camara v. evi- evidence that court should have considered were not being in order presented dence required proper respirators, to wear West *11 magistrate’s to determine whether the find- Point-Pepperell could not have been in vio- ing probable arbitrary. of cause was See yet lation of standards not in effect.” West Green, v. supra; United States Bastida Marshall, Point-Pepperell, supra, Inc. v. at Henderson, supra. already As we have ob- 1184. served, contained enough support more than evidence to a matter, general probable As a a finding respect cause with to the hearing appropriate is not forum these violations. for a the applicability determination of of a The district court two other dismissed particular regulation statute or to situa alleged ground violations on the that the tion. a determination is best Such reserved regulations assertedly OSHA violated were for hearings alleged on the merits of an First, inapplicable appellee. to the court However, party violation. where the chal WPP allegation may dismissed the that lenging showing a warrant makes a Franks have failed to inform workers of certain or knowingly recklessly that the affiant as medical in of section test results violation inapplicable serted the violation of an stat Act, 5(a)(1) 654(a)(1). 29 U.S.C. § regulation ute or with the intent to deceive providing The court concluded that workers magistrate, reviewing the the court should with requirement such is not a information alleged strike the violation as a basis for or implementing regula- under the Act Here, appellee the warrant. did not make a Second, tions. the that court determined respect Franks with to either of subject WPP was not at the that time to alleged by the violations struck the district regulation requiring OSHA the court. WPP introduced no evidence show of proper respirators use in work areas with ing that the deliberately alleged affiant

excessive levels of cotton dust. C.F.R. these violations with the intent to deceive 1910.1043(f)(2)(i). regulation was to § magistrate. the Nor can it be said that the 27,1980, have April become effective on but disregard averments constituted reckless officially OSHA announced that the stan- we Although for the truth. do not here particular dard not apply would to a em- decide whether or not the time the war at ployer monitoring until initial of cotton 5(a)(1) required rant em issued section was by employer completed dust levels was inform workers of ployers such as WPP to 27, 1980, September or whichever occurred pulmonary their function test results or court, Appellee, according first. had data, we do pertinent other medical observe yet completed monitoring. its initial bywas no that the resolution of that issue The court therefore concluded that “even As assuming allegation of uncontrovertible that existence means clear.13 argues supra, Appellee allegations 387 U.S. at at 1735. Both that that it S.Ct. may 5(a)(1) by failing appellee and the district court have con- have violated section pertinent fused the role of a court or in issu- medical data inform ing failing adequately medically a warrant and the role of a court in review- evaluate ing employee complaints respirators the issuance of a warrant. As discussed about the above, reviewing already promul- improper court’s is limited role because OSHA had determining light gated specific regulation covering alleged whether of the evidence presented magistrate, magistrate’s 1910.1043(k)(2). Al- violations. 29 C.F.R. § See, finding arbitrary. 1910.1043(k)(2) though cause was 29 C.F.R. did not be- § Green, 27, 1981, e.g., supra, appellee United States v. 634 F.2d at come effective until March 225; Henderson, supra, preempted Bastida v. F.2d asserts that it nevertheless section con-, reviewing 5(a)(1) promulgated. 863. The is not free to as of the date it was 1910.5(f) magistrate, regulation sider evidence not before the ex- 29 C.F.R. states § cept required by employer compliance in those Franks is in circumstances who “[a]n Delaware; any part permitted is it in this shall be deemed to be nor “balance” standard placing great compliance requirement section evidence without deference with the Act, magistrate’s 5(a)(1) on the side of the determination. but to the extent of the methods, States, condition, means, operation, Spineili supra, practice, See v. United 393 U.S. at process at 590. covered the standard.” We do WPP have failed ground to enforce the use of rant on the that it unsupported proper respirators, we note that in the war- by probable but also held that application, appellant rant overly averred that warrant was broad. It determined belief, “upon information appears although it- the warrant did not authorize company has inspection, conducted its own wall-to-wall the warrant was monitoring initial broader exposure cotton dust than reasonable it because autho- pursuant testing rized the of cotton 1910.1043(a)(2) to 29 C.F.R. dust levels in two § areas of the has mill in which were found cotton dust levels in excess of not worn permitted and because it permissible exposure many limits in areas agency access to certain medical records Appellee of the mill.”14 did not any make *12 which required by regula- were not OSHA showing that this averment was a deliber- Appellant argues tions. that the district Rather, ate or reckless misstatement. the court’s determination was erroneous be- record completed reveals that WPP had cause the scope of the warrant bears monitoring prior initial to the issuance of relationship reasonable to the violations al- the warrant. In its sup- memorandum in leged employee complaints. in the port of its motion for a temporary restrain- ing order quash, appellee and to admitted This circuit has never addressed the prop- that West Pepperell Point has al- scope “[s]ince er of an inspection by authorized ready completed monitoring initial its warrant issued on the basis of employee mill, Lindale certain of its employees complaints specific or other evidence of a presently required to use violation. in ac- Those circuits that have con- 1910.1043(f)(vi).” disagreement. cordance with 29 sidered the issue are in C.F.R. § Seventh Contrary proba- Circuit has held that where finding, district court’s the ble cause to conduct an inspection OSHA supports record the is averment that the res- employee established on the basis of an pirator regulation applicable appel- was complaint, inspection the need not be limit- Thus, lee. the cannot be said to scope ed in to the substance of the com- have in issuing erred the warrant on the plaint. Textron, Burkart Randall Div. of alleged basis of violations of either the res- Marshall, supra, Inc. v. 625 F.2d at 1325. pirator regulation 5(a)(1). or section See, 1903.11; e.g., 29 C.F.R. In Inspec- re § In light foregoing, of the we conclude the Co., tion (BNA) 1557, of Marsan 7 OSHC district court erred in finding the warrant (N.D.Ind.1979). contrast, 1559 the Third unsupported by probable cause. Because Circuit has held that where an in- the preliminary injunction premised spection pursuant is conducted to an em- the court’s determination, cause ployee complaint, scope inspec- “the of the we hold that the district court abused its appropriate must bear an relationship issuing discretion in preliminary injunc- alleged to the violations complaint.” tion and accordingly injunction. vacate the Co., Marshall North American Car 626 Scope C. of the Warrant (3d 1980). See, F.2d 320 e.g., Cir. In re The district only prelimi court not Inspection Co., of: Mine Equipment Central narily enjoined the enforcement of the war- (BNA) F.2d OSHC Cir. 5(a)(1) preempted responsive not decide whether section is and work by specific regulation promul- practice programs has necessary that been it is for OSHA to gated yet effective; but is not permitted own, we note that independent be to conduct its appellee in neither the district sampling by court nor this air means of vertical elutriator.” court has carried its burden of that Appellee argues that since it admitted that it clearly this issue has been resolved and that compliance permissible was not in cotton disregard affiant acted in reckless truth levels, exposure agency dust did not need by alleging this violation aas basis for the independent sampling. to conduct its own air warrant. disagree. agency We If the has exists, to believe a violation it is under no 14. The warrant went on to state obligation accept representations of an agency order for the “[i]n to determine the employer workplace. as to the conditions in the particular exposure, levels of cotton dust Inc., Industries, Testing in these areas is therefore reason- 1979); Trinity Marshall (W.D.Okl.1979). (BNA) ably employee complaints related to the OSHC here because not resolve this issue giving We need interviews rise to belief that OSHA’s authorized inspection scope WPP is in compliance respira- with the relationship bears a reasonable the warrant tor and new cotton dust standards delineat- complaints. employee ed in the warrant application. We there- holding fore reverse district court’s . not authorize OSHA The warrant does is overly broad. Lin- inspection of the conduct a wall-to-wall inspec- scope It limits the dale mill. above, For the reasons discussed we va- only by requirement tion not preliminary injunction, cate reinstate be in a reasonable conducted warrant, proceedings and remand for times, but also in manner and at reasonable opinion. not inconsistent with this docu- types terms of the of records and AND REVERSED REMANDED. per- and the may inspected ments that verti- missible areas that be tested RONEY, Judge, specially Circuit concur- cal The district court neverthe- elutriators. ring: broad overly less found the warrant to be First, it read the warrant grounds. on two *13 Judge I concur in all of opin- Kravitch’s inspect medi- permitting as in except ion this case extent require cal records that the Act did not body the entire of law announced in Franks specify The court not keep. WPP to did Delaware, U.S. it was refer- the medical records to which (1978), progeny, its L.Ed.2d 667 and is me- ring. If the court held the warrant to be judicial chanically applied to the considera- permitted overly broad because the warrant prior tion of warrants to an administrative regarding records inspect OSHA to medical It seems to me the considerations search. 5(a)(1), violations of section which the court parte involved in an attack on an ex war- WPP, inapplicable to then improperly found prior rant to an administrative search differ because, already

the court erred as we have attempted sup- involved in the from those determined, alleged those violations served incriminating pression in a criminal case of as a basis for the issuance of the duly evidence with a authorized obtained supra. warrant. text and note 12 See Judge search Kravitch relies al- warrant. Moreover, explicitly limits the wholly post-search sug- most cases in Secretary may examine to records court, pre-search gesting the district by the Act required those to be maintained case, prove can take additional evidence Second, the court conclud- regulations. in a or material omissions false statements overly ed that broad be- warrant they are “made application only if warrant testing of cotton dust permitted cause it disregard for reckless deliberately Lindale mill in levels in two areas of the necessary it is not to do the truth.” Since employees to require which WPP did not its case, the dictum in this I would not issue so not wear The warrant does respirators. courts in these administra- that the district sam- Secretary to conduct air authorize the should be restricted tive search cases mill; it pling throughout the Lindale rather cases. post-search apply standards which areas. testing specific confines to ten later deci- question I leave that would areas, em- eight appellee requires in controver- actually sion when the issue is ployees to wear accordance justice requires sy. mayWe then find that In the other two regulations. with in- and that well a more flexible standard rooms, areas, weaving ap- slashing tentioned, carefully set forth but neverthe- respira- pellee require does the use of not necessarily be less false facts should not tors it that cotton dust because determined court. accepted by the sufficiently high to necessi- levels are is based on denied, I that where a warrant agree It is not how- tate use. violation,” existing of an ever, “specific cotton dust. evidence generate that these areas whether is to determine the district court a reasona-

there is tested required in less than that

bleness standard sense, not focus on

the criminal and should in fact a violation. In this

whether there is

ease, company prove tried to more than should

district court considered

have been in the search warrant considered

proceeding. WILLIAMS, Plaintiff-Appellant,

Richard VALDOSTA,

The CITY OF

Defendant-Appellee.

No. 81-7107. *14 Appeals,

United Court of States

Eleventh Circuit. 21, 1982.

Oct.

Case Details

Case Name: West Point-Pepperell, Inc. v. Raymond J. Donovan, Secretary of Labor, U. S. Department of Labor
Court Name: Court of Appeals for the Eleventh Circuit
Date Published: Oct 21, 1982
Citation: 689 F.2d 950
Docket Number: 80-7898
Court Abbreviation: 11th Cir.
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