Lead Opinion
Affirmed by published opinion. Judge WILKINS wrote the majority opinion, in which Judge TRAXLER joined. Judge KING wrote a dissenting opinion.
OPINION
Dwayne E. Wessel brought this action pursuant to Part A of Title II of the Americans with Disabilities Act (ADA) of 1990, see 42 U.S.C.A. §§ 12131-12134 (West 1995).
I.
In March 1999, Wessel was committed to the custody of the Maryland Division of Corrections. Under Maryland law, all inmates are awarded a certain number of good conduct credits at the outset of their sentences; inmates can earn additional credits by participating in institutional work or education programs, or by participating in special projects. Completing a “boot camp” program is one way to earn special project credits.
Upon his incarceration, Wessel was assigned to a boot camp program, but he was deemed medically unqualified for the program and was transferred to another correctional facility shortly thereafter. He was then offerеd employment as a yard worker but was disqualified when he told prison officials that his feet hurt and that he could not do the work. Subsequently, Wessel was placed on non-work status and transferred to the Jessup Pre Release Unit (Jessup).
Wessel filed this action pro se while incarcerated at Jessup, claiming that the State violated his rights under the ADA by failing to provide him, as a disabled inmate, with opportunities to earn diminution credits on an equal basis with non-disabled inmates.
Wessel appealed pro se, and we appointed counsel and calendared the case for oral argument. The United States intervened pursuant to 28 U.S.C.A. § 2403(a) (West 1994) and filed a brief and presented argument in support of the vаlidity of abrogation.
The Eleventh Amendment prohibits the extension of “[t]he Judicial power of the United States” to “any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.” U.S. Const, amend. XI. Although the text of the Eleventh Amendment does not address suits for damages against an unconsenting state by its own citizens, it is well settled that “an uncon-senting State is immune from suits brought in federal courts by her own citizens as well as by citizens of another State.” Edelman v. Jordan,
Congress may abrogate immunity under certain circumstances. See Seminole Tribe of Fla. v. Florida,
A.
Before conducting the abrogation analysis, we first address the scope of our analysis. The Government, relying on our decision in Brown v. North Carolina Division of Motor Vehicles,
In Brown, a class of disabled individuals challenged a fee charged by North Carolina for the issuance of handicapped parking placards, maintaining that the fee violated a regulation promulgated pursuant to Title II. This court concluded that when “determining whether Eleventh Amendment immunity is abrogated in a case involving a regulation,” a court should “examine the legality [only] of the specific statute and regulation whose asserted violation by state government gave rise to the claim for relief in federal court.” Id. at 705.
The State urges us to hold that Brown was effectively overruled by Board of Trustees v. Garrett,
We further conclude that it would be improper to extend Broim аs the Government would have us do. Title II prohibits discrimination by any “public entity.” 42 U.S.C.A. § 12132. The term “public entity” is defined to include states. See id. § 12131(1)(A). Significantly, nowhere does Title II specifically name prisons or any other arm of the state. Thus,, absent judicial redrafting of the statute, there is no narrower constitutional question to address. Cf. United States v. Albertini,
B.
Having concluded that we must conduct the abrogation analysis as to the whole of Part A of Title II, we now turn to consideration of that issue. The question of whether Congress adequately expressed its intent to abrogate is answered by the text of the statute. The ADA explicitly provides that “[a] State shall not be immune under the eleventh amendment to the Constitution of the United States from an action in Federal or State court ... for a violation of’ the ADA. 42 U.S.C.A. § 12202 (West 1995). This provision unequivocally expresses Congress’ intent to abrogate. See Brown,
C.
We next must decide whether Congress properly exercised its power to abrogate.. This inquiry is begun by ascertaining the basis for Congress’ abrogation. See Seminole Tribe,
Section 5 grants Congress the “power to enforce, by appropriate legisla
No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.
U.S. Const, amend. XIV, §§ 1, 5. In exercising its enforcement power, “Congress is not limited to mere legislative repetition of [the Supreme] Court’s constitutional jurisprudence.” Garrett,
Congress’ § 5 power is not unlimited, however. See Kimel v. Fla. Bd. of Regents,
The determination of whether Congress has exceeded its § 5 authority — • ie., whether it has crossed the line from remedying constitutional wrongs to defining constitutional rights — rests upon the so-called “congruence and proportionality” test. See id. (explaining that in § 5 legislation, “[t]here must be a congruence and proportionality between the injury to be prevented or remedied and the means adopted to that end”). Application of this test proceeds in three steps. See generally Garrett,
1.
[9,10] We turn first to the scope of the constitutional right at issue. Disabled individuals are not a suspect or quasi-suspect class entitled to special protection under the Equal Protection Clause. See City of Cleburne v. Cleburne Living Ctr., Inc.,
the result of Cleburne is that States are not required by the Fourteenth Amendment to make speciаl accommodations for the disabled, so long as their actions toward such individuals are rational.... If special accommodations for the disabled are to be required, they have to come from positive law and not through the Equal Protection Clause.
Garrett,
2.
Having defined the scope of the constitutional right at stake, we next must determine whether Congress legislated in light of a history or pattern of unconstitutional discrimination. We emphasize that our focus is limited to unconstitutional conduct by the states, not by local governments, since the latter do not benefit from the protections of the Eleventh Amendment. See Garrett,
We note that the Supreme Court has provided very little explicit guidance regarding what materials are relevant in examining the record on which abrogation was based. Additionally, the decisions of the Court are sometimes in tension with each other. Compare, e.g., Garrett,
We begin our examination of the record before Congress with the findings included in the ADA. See 42 U.S.C.A. § 12101(a) (West 1995). Congress made lengthy findings of discrimination against disabled individuals, some of which specifically concerned the failure to- provide access to public services and programs. See id. § 12101(a)(3) (noting that “discrimination against individuals with disabilities persists in such critical areas as ... education, ... voting, and access to public services”); id. § 12101(a)(5) (noting that disabled individuals suffer “the discriminatory effects of ... relegation to lesser services, programs, activities, [and] benefits”). The mere existence of such findings is not sufficient to support abrogation, however. Cf. United States v. Morrison,
Neither can we find an adequate record to support abrogation in the official congressional reports concerning the ADA. The reports do contain several examples of unfavorable treatment of disabled people by public entities. See, e.g., H.R.Rep. No. 101-485(11), at 29, reprinted in 1990 U.S.C.C.A.N. 303, 311 (quoting testimony of disabled woman who was denied аccess to public school at age five because the principal deemed her a “fire hazard” (internal quotation marks omitted)); id. at 40, 1990 U.S.C.C.A.N. at 322 (quoting testimony regarding failure of village to make town hall accessible to the disabled). Even assuming that these anecdotal reports clearly demonstrate unconstitutional discrimination, the discrimination did not occur at the hands of the state.
The Government argues that, despite the paucity of the official record, Congress was nevertheless aware of many examples of unconstitutional discrimination by the states. In fact, a large portion of the Government’s brief is devoted.to detailing some of these examples, extracted from hearings regarding the drafting and enactment of the ADA. Through these examples, the Government presents its best case for abrogation, but it falls short, as
The first group of examples offered by the Government concerns access by disabled people to courtrooms, polling рlaces, and public meetings. It is not clear from the Government’s brief how many, if any, of these instances involved state discrimination.
The Government also cites several examples of discrimination in public education, such as inaccurate assignments of students with physical disabilities to classes for the mentally disabled. But, as the Government acknowledges, the vast majority of public primary and secondary education systems are not arms of the state entitled to the protection of the Eleventh Amendment. The Government also details incidents of discrimination by state universities; while many of these examples demonstrate bad conduct, such conduct is not necessarily unconstitutional. See id. at 370,
The Government also identified acts of discrimination by law enforcement officials. Without exception, all of the examplеs provided by the Government involved local law enforcement officers, not state officials. Additionally, the Government provides a laundry list of examples of failure to provide access to, or discrimination in, “zoning; the operation of zoos, public libraries, public swimming pools and park programs; and child custody proceedings.” Br. for the United States as Intervenor at 30-31 (footnotes omitted). Most of these are areas of local, not state, concern; even assuming that some of the Government’s examples concerned state activities, none of the cited examples involves demonstrably unconstitutional conduct.
We also find it helpful to examine the list of examples of discrimination cited by
We therefore conclude that Congress did nоt have an adequate record of unconstitutional discrimination by states against the disabled to support abrogation.
3.
Even if Congress had had before it an adequate record of unconstitutional state conduct, § 5 legislation is valid only insofar as it imposes a prohibition that is con
In Garrett, the Supreme Court determined that Title I failed this “congruence and proportionality” test in part because the ADA imposes on states a higher duty of justification than does the Equal Protection Clause:
[WJhereas it would be entirely rational (and therefore constitutional) for a state employer to conserve scarce financial resources by hiring employees who are able to use existing facilities, the ADA requires employers to make existing facilities used by employees readily accessible to ... individuals with disabilities. The ADA does except employers from the reasonable accommodation requirement where the employer can demonstrate that the accommodation would impose an undue hardship.... However, even with this exception, the accommodation duty far exceeds what is constitutionally required in that it makes unlawful a range of alternative responses that would be reasonable but would fall short of imposing an undue burden upon the employer. The Act also makes it the employer’s duty to prove that it would suffer such a burden, instead of requiring (as the Constitution does) that the complaining party negate reasonable bases for the employer’s decision.
Id. at 372,
This reasoning applies with equal force to Title II, which requires states to make programs and services accessible to the disabled unless providing such access would “fundamentally alter the naturе of the service, program, or activity.”
D.
In sum, we conclude that Congress did not validly abrogate the sovereign immunity of the states when it enacted Part A of Title II of the ADA. Although Congress properly and clearly expressed its intent to do so, it acted on the basis of an inadequate record and imposed a remedy that is neither congruent nor proportional to the problem it identified. In reaching this holding, we join the majority of our sister circuit courts. See Garcia v. S.U.N.Y. Health Scis. Ctr.,
III.
For the reasons set forth above, we conсlude that the district court correctly dismissed Wessel’s claim under Part A of Title II of the ADA. Accordingly, we affirm.
AFFIRMED.
Notes
. Wessel named Parris N. Glendening, Governor of the State of Maryland, and numerous other state officials as defendants. We refer to these individuals collectively as "the State."
. Wessel also maintained that the State's conduct violated his rights under the Equal Protection Clause of the Fourteenth Amendment. We affirm the dismissal of this claim without further discussion.
.Although the State did not raise this as a basis for dismissal, in this appeal it supports the holding of the district court. There is no dispute that the Eleventh Amendment issue is properly before us. See Ford Motor Co. v. Dep’t of Treasury,
. The protection of the Eleventh Amendment does not extend to suits seeking injunctive relief from state officials pursuant to Ex Parte Young,
. We do apply the rule in Brown to the extent of limiting our abrogation analysis to Part A of Title II, 42 U.S.C.A. §§ 12131-12134.
. Congress also relied on its authority "to regulate commerce.” Id. However, the Interstate Commerce Clause does not provide Congress the power to abrogate Eleventh Amendment immunity. See Seminole Tribe,
. At least some of the cited occurrences clearly do not involve discrimination by the state, ■ such as one case involving a city manager and another involving access to a city hall.
. The Government also relies on laws passed by states at the height of the eugenics movement in the early 1900s, mandating segregation and, in some cases, involuntary sterilization of certain groups of disabled people. As the Court noted in Gmrett, however, "there is no indication that any State had persisted in requiring such harsh measures as of 1990 when the ADA was adopted." Garrett,
. The dissent asserts that "the Garrett Court specifically found that” the examples in Appendix C "supported abrogation in Titles II and III of the ADA.” Post, at 216. To the contrary, the Supreme Court simply noted that the vast majority of the claimed acts of discrimination listed in Appendix C were irrelevant to the only question before the Court, namely, the validity of abrogation under Title I of the ADA.
. The Government argues that even if Congress failed to identify a sufficient number of examples of state discrimination in violation of the Equal Protection Clause, abrogation is nevertheless valid because § 5 also empowers Congress to enact legislation to enforce the guarantees of the Due Process Clause, and "Congress did not need to identify irrational government action in order to identify and address unconstitutional government action” with respect to due process guarantees. Br. for the United States as Intervenor at 10. Our response to this assertion is two-fold. First, the record before Congress is apparently devoid of examples of state violations of the Due Process Clause — the Government cites, and our research has revealed, none. Second, although the substantive constitutional provisions applied to the states through the Due Process Clause may mandate accommodation of the disabled, see, e.g., LaFaut v. Smith,
. The dissent asserts that because the requirements of Title II are satisfied when a state makes its services, programs, and activities accessible, the burden imposed by Title II on states is less than that imposed by Title I and, therefore, the reasoning of Garrett is not applicable. We disagree. The mere fact that some accommodations may be accomplished at little or no cost to the state — for example, by relocating a class from the second to the first floor of a building without an elevator— does not establish that, as a whole, Title II requires little more of the states than does the Constitution.
. The Government makes much of the fact that the Supreme Court denied certiorаri in Dare mere days after its decision in Garrett. However, the Court denied certiorari in Walker on the same day.
In dictum in a pre-Gairett decision, the First Circuit stated that, when faced with the question, it "almost certainly" would uphold the abrogation of immunity in Title II. Torres v. P.R. Tourism Co.,
Dissenting Opinion
dissenting:
Because I believe that Congress successfully abrogated state sovereign immunity when it enacted Title II of the ADA, I must dissent. My primary disagreement with my friends in the majority relates both to their refusal to give proper credit to specific record evidence of discrimination by state entities in public programs, and to their denial to Congress of the deference due when our elected representatives make general findings of fact in support of legislation. Furthermore, the majority mistakenly asserts that, because Title II reaches certain constitutional conduct, the ADA’s abrogation of immunity must be unsuccessful. Though the majority gives lip service to the notion that § 5 of the Fourteenth Amendment does not require that Congress tailor its legislative remedies with surgical precision, the effect of its decision is to demand just that. I will elaborate briefly on each of these points of disagreement.
The Supreme Court held last year, in Board of Trustees of the University of Alabama v. Garrett,
A.
1.
The Garrett Court found that Congress had failed to identify a sufficient “pattern” of unconstitutional discrimination to support its § 5 abrogation of state sovereign immunity in Title I of the ADA. See, e.g., Garrett,
The congressional record supporting abrogation under Title II of the ADA contains abundant evidence of specific acts of unconstitutional state discrimination against the disabled in the operation of public programs. As Justice Breyer observed in his Garrett dissent, “[t]here are roughly 300 examples of discrimination by state governments themselves in the legislative record [of the ADA].” Garrett,
Instances in which states denied to the disabled certain fundamental rights are recounted throughout the legislative record underlying Title II. Held to the appropriate, higher levels of scrutiny, such discrimination is clearly unconstitutional. For instance, Congress heard that a blind voter with cerebral palsy was arbitrarily refused the right to register to vote in state elections. Staff of the House Comm, on Educ. and Labor, 101st Cong., 2d Sess., 2 Legis. Hist, of Pub.L. No. 101-336: The Americans with Disabilities Act 1220, 100th Cong., 2d Sess. (Comm. Print 1990) [hereinafter “Leg. Hist.”]. It heard that a blind woman was refused instructions on how to use her state’s voting machines. Task Force on the Rights and Empowerment of Americans with Disabilities, Alabama Submissions 16.
2.
In addition to amassing specific evidence in support of the Title II abrogation, Congress made an express general finding that the states had engaged in a pattern of unconstitutional discrimination in the operation of public services. In rejecting Congress’s Title I' abrogation, the Garrett Court relied heavily on the fact that Congress’s record failed to conclude that state employment practices demonstrated a pattern of discrimination against the disabled. Relying on Senate and House committee reports as indicative of Congress’s judgment regarding general patterns of discrimination, Chief Justice Rehnquist explained that “had Congress
Thus, while Congress made no mention at all of the public sector in its finding of persistent employment discrimination, it expressly concluded that there existed a pattern of discrimination in public services for Congress to remedy through § 5 abrogation of state sovereign immunity. Given that the Ganrett majority characterized Congress’s failure to make a general finding of public sector employment discrimination as “strong evidence” of “that body’s judgmеnt that no pattern of unconstitutional state action had been documented,” Garrett,
B.
Both Congress’s specific findings and its general conclusion of rampant discrimination in public services should satisfy this Court that our elected representatives did indeed identify a pattern of unconstitutional state action that justified abrogation of state sovereign immunity with respect to Title II of the ADA. Instead, the majority transforms what is properly a factual question within Congress’s purview into a legal question for this Court’s determination. And beyond merely trespassing on Congress’s proper fact-finding role, the majority establishes and applies a standard of review that even a detailed legislative record could not possibly satisfy. It is, in my view, inappropriate for the unelected judiciary to so interfere with a coequal branch of government.
The Supreme Court has recognized that “Congress may paint with a much broader brush than mаy this Court, which must confine itself to the judicial function of deciding individual cases and controversies upon individual records.” Oregon v. Mitchell,
In the § 5 context, the Supreme Court has specifically admonished that “[i]t [i]s for Congress ... to assess and weigh the various conflicting considerations — the risk or pervasiveness of the discrimination in governmental services, ... the adequacy or availability of alternative remedies, and the nature and significance of the state interests that would be affected.... It is not for us to review the congressional resolution of these factors.” Katzenbach v. Morgan,
Our deference to Congress’s assessment of the problems facing this nation is particularly appropriate when the problems are those of a “large and diversified group,” such as the disabled. See Cleburne,
II.
The majority also maintains, in support of its conclusion that Congress did not validly abrogate immunity under Title II, that “[e]ven if Congress had had before it an adequate record of unconstitutional state conduct,” the Title II abrogation would be improper because it “impose[s] a remedy that is neither congruent nor proportional to the problem [Congress] identified.” Ante at 213, 215 (citing City of Boerne,
A.
Title II of the ADA mandates that a state make “reasonable modifications” to its policies and practices to accommodate the disabled. 42 U.S.C. § 12131(2). The majority contends that this requirement lacks the congruence and proportionality required of legislation under § 5 of the Fourteenth Amendment. Ante at 214. It takes as its example the possibility that, under the ADA, a state might “be required to locate or create accessible polling places for all citizens, irrespective of inconvenience and expense.” Ante at 214. While I would dispute the majority’s characterization of what the ADA requires,
As the majority concedes, the “congruencе and proportionality” requirement of § 5 may be satisfied by legislation that reaches plainly constitutional conduct, provided that “there is reason to believe that many of the laws affected by the congressional enactment have a significant likeli
Title II is both responsive to and designed to prevent a congressionally identified pattern of constitutional violations in the operation of public programs. By requiring “reasonable modifications” in policies and practices, Title II charges the states with an affirmative duty to address the sources of discrimination against the disabled in the operation of their public programs. Cf. Green v. County Sch. Bd.,
B.
While the Garrett Court indicated in dicta that the breadth of rights and remedies created under Title I “would raise ... concerns about congruence and proportionality,” Garrett,
1.
Whereas Title I expressly requires modification of existing, inaccessible facilities to accommodate the disabled, see 42 U.S.C. § 12112(b)(5)(A); Garrett,
2.
In finding that Congress did not validly abrogate sovereign immunity in Title I, the Garrett Court emphasized that Title I requires that employers make existing facilities accessible to the disabled, even though “it would be entirely rational (and therefore constitutional) for a state employer to conserve scarce financial resources by hiring employees who are able to use existing facilities.” Garrett,
C.
Even though Title II reaches certain constitutional conduct, it constitutes a rational effort to remedy and deter identified constitutional violations, and it is an effort that is better tailored to address unconstitutional conduct than was Title I. Unless we intend to demand a perfect statutory fit, rather than the “congruence and proportionality” required by the Supreme Court, Title II’s abrogation of state sovereign immunity remains well within Congress’s § 5 authority.
III.
For the foregoing reasons, I see Title II’s abrogation of sovereign immunity as passing constitutional muster. I respectfully dissent.
. The majority insists that "the Supreme Court simply noted that the vast majority of the claimed acts of discrimination listed in Appendix C were irrelevant to the only question before the Court, namely, the validity of abrogation under Title I of the ADA.” Ante at 213 n. 9. This is incorrect. In light of the fact that the Chief Justice stated baldly that the evidence in Appendix C "pertain[s] to alleged discrimination by the States in the ... areas
.See, e.g., Popovich v. Cuyahoga County Ct. of Common Pleas,
. The Task Force's state-by-state submissions, evincing discrimination in all aspects of the lives of the disabled, 2 Leg. Hist. 1324-25, are part of the official legislative history of the ADA, see id. at 1336, 1389.
. The Supreme Court held in Youngberg v. Romeo,
. In its development of the ADA, Congress created a special task force, which conducted public hearings in every state. Those hearings were attended by more than 30,000 people, including thousands who had experienced discrimination first hand. See Task Force on the Rights and Empowerment of Americans with Disabilities, From ADA to Empowerment 16 (Oct. 12, 1990) (hereinafter Task Force Report). The House of Representatives held eleven hearings, the Senate held three, and both houses of Congress engaged in lengthy floor debates. See Timothy M. Cook, The Americans with Disabilities Act: The Move to Integration, 64 Temp. L.Rev. 393, 393-94 (1991) (summarizing the fact-finding process that preceded passage of the ADA). Only upon conclusion of this thorough process did Congress pass the Americans with Disabilities Act of 1990, which the first President Bush then signed into law.
. By positing that the state’s obligation exists "irrespective of inconvenience and expense,” the majority indulges an alarmist statutory interprеtation, indicating that it overestimates the degree to which Title II's requirements reach beyond those imposed by the Constitution. Title II does not require that a state make accommodations irrespective of inconvenience and expense. See Olmstead v. L.C. ex rel. Zimring,
. See S.Rep. No. 116, 101st Cong., 1st Sess., 10-12, 89, 92 (1989); H.R.Rep. No. 485, 101st Cong., 2d Sess., Pt. 2, at 34 (1990).
. The majority responds to this argument by stating that “the mere fact that some accommodations may be accomplished at little or no cost ... does not establish that, as a whole, Title II requires little more of the states than does the Constitution.” Ante at 214 n. 11. Clearly not. What it does establish, though, is that, by both imposing fewer costs and demanding fewer accommodations, Title II raises fewer congruence and proportionality concerns than did Title I. See City of Boerne,
