Thе jury instructions in Wesley Joe Tarpley’s state criminal trial permitted the jury to convict him of a crime with which he was not charged. Because we conclude that the instructions thereby abridged Tarpley’s sixth and fourteenth amendment right to notice of the charges against him, we reverse the district court’s denial of his petition for a writ of habeas corpus.
In December 1975, someone burglarized the Imported Auto Center of Fort Worth, Texas. The burglars took the company checkbook and credit cards belonging to company employees. J.M. Gassiot’s credit card was among those stolеn.
On January 27, 1976, Tarpley and John Wayne Hudson checked into an Abilene, Texas motel. Hudson registered under the name J.M. Gassiot and paid for the room with Gassiot’s credit card. There is some evidence from which a tenuous inference might be drawn that Tarpley was with Hudson when he registered. The arresting offiсers found credit cards, checks, and other documents from the Auto Center in their room. Some of these items were in a locked box owned by Tarpley. The officers found the key to this box on Tarpley’s person.
Tarpley was brought before a magistrate shortly after his arrest. Although he now claims hе requested counsel at this time, there is no record evidence of such a request. On January 6, 1976, a Taylor County, Texas grand jury indicted Tarpley for credit card abuse under Texas Penal Code Ann. § 32.31(b)(1)(A) (Vernon 1974). 1 Two weeks later, counsel was appointed to represent Tarpley.
Although the indictment сharged Tarpley only with credit card abuse under § 32.-
Tarpley’s conviction was affirmed on direct appeal by the Texas Court of Criminal Appeals.
Tarpley v. State,
I.
Tarpley faces an extraordinarily heavy burden. Improper jury instructions in state criminal trials do not generally form the basis for federal habeas relief.
Cupp v. Naughten,
“Before a federal court may grant relief under 28 U.S.C. § 2254 based on alleged error in a state trial court’s unobjected to charge, the error must be so egregious as to rise to the level of a constitutional violation or so prejudicial as to render the trial itself fundamentally unfair.”
Baldwin v. Blackburn,
In applying these principles to the instructions in Tarpley’s case, we pay “careful attention to the words actually spoken to the jury, ... for whether a defendant has
Our review of the entire сharge given in Tarpley’s case convinces us that a reasonable juror could have understood the charge to allow conviction of an offense other than the one for which Tarpley was indicted. The indictment charged him only with violating § 32.31(b)(1)(A). The elements of that offense are: “(1) a рerson; (2) with intent to fraudulently obtain; (3) property or service; (4) presents or uses; (5) credit card; (6) with knowledge that it is not used with effective consent of cardholder.”
Ex parte Williams,
The first paragraph of the court’s instruction quoted in footnote 3, supra, however, informed the jurors that they could convict Tarpley for “reeeiv[ing] services that he [knew had] been obtained by a person who, with intent to obtain service fraudulently, used a credit card with knowledge that it had not been issued to said person...” This part of the judge’s charge tracked the language of § 32.31(b)(3). A reasonable juror could have concluded from this instruсtion that Tarpley was subject to conviction for violating § 32.31(b)(3), although he was never indicted or otherwise charged under that provision.
Although the state admits that the portion of the instruction quoted above misstated the crime charged against Tarpley, it argues that the jury did not convict Tarpley by reason of that misstatement. Instead, the state argues, the jury followed the second paragraph of the jury charge quoted in footnote 3, supra. This part of the judge’s charge closely adhered to the words of § 32.31(b)(1)(A). The jury might have followed this portion of the charge and properly convicted Tarpley for complicity in Hudson’s violation of § 32.31(b)(1)(A).
We cannot confidently conclude, however, that the jury followed this part of the charge as opposed to the erroneous portion. “[A]t best, the State’s argument suggests that there is more than one reasonable interpretation of thе crucial language in the charge.”
Washington v. Watkins,
“No principle of procedural due process is more clearly established than that notice of the
specific charge,
and a chance to be heard in a trial of the issues raised by that charge .. . are among the constitutional rights of every accused.”
Cole v. Arkansas,
Because the jurors might reasonably have concluded from their instructions that Tarpley was subject to conviction for violating either § 32.31(b)(1)(A) or § 32.31(b)(3), when he was charged with only the former offense, we conclude that the charge, read as a whole, “so infected the entire trial that the resulting conviction violate[d] due process.”
Washington
v.
Watkins,
II.
Tarpley also contends that the evidence was insufficient to sustain his conviction for violating § 32.31(b)(1)(A). This claim is without merit. The Texas Court of Criminal Appeals concluded that there was sufficient evidence to convict Tarpley for complicity in Hudson’s violation of the statute.
Tarpley v. State,
III.
Tarpley’s complaint that counsel was not appointed to represent him prior to his indictment is equally meritless. “[A] person’s Sixth and Fourteenth Amendment right to counsel attaches only at оr after the time adversary judicial proceedings have been initiated against him.”
Kirby v. Illinois,
Nothing in the record indicates that adversary judicial proceedings had been commenced against Tаrpley prior to the return of the indictment against him. It is settled that neither his arrest nor his appearance before the magistrate triggered the right to counsel.
See McGee,
Even if Tarpley could show that he was entitled tо counsel prior to his indictment, he has shown no prejudice arising from his failure to receive appointed counsel at that time. His only complaint is that he did not receive the examining trial provided for by Texas Code Crim.Proc.Ann. art. 16.01 (Vernon 1977). Yet he does not explain how counsel would have obtained an examining trial for him. Under Texas law, a defendant loses his right to an examining trial when he is indicted, for “the return of a true bill by the grand jury satisfies the principal purpose and justification for such a preliminary hearing — that there is probable cause to believe the accused committеd the crime charged.”
Brown v. State,
IV.
Because of the disposition we reach with respect to the jury instructions, we need not reach Tarpley’s alternative claim that the prosecutor made improper remarks in closing argument. We conclude that the district court should have granted Tarpley's writ. Because we find that there was sufficient evidence to sustain Tarpley’s conviction, however, the state is not precluded from retrying him if it chooses to dо so.
For these reasons, the judgment is REVERSED and the case is REMANDED for further proceedings not inconsistent with this opinion.
Notes
. In relevant part, Tex.Penal Code Ann. § 32.31 (Vernon 1974) provides:
(b) A person commits an offense if:
(1) with intent to obtain property or service fraudulently, he presents or uses a credit card with knowledge that:
(A) the card, whether or not еxpired, has not been issued to him and is not used with the effective consent of the cardholder;
(3) he receives property or service that he knows has been obtained in violation of this section.
. The indictment alleged that on or about January 27, 1976, Tarpley:
Knowingly and intentionally with intent to fraudulently оbtain services, to wit; lodging, belonging to Emmett Martin present and use a BankAmericard credit card, belonging to J.M. Gassiot, hereinafter called cardholder, with knowledge that such credit card had not been issued to him, the said Wesley Tarpley and was not used with the effective consent of the card holder....
. The instructions provided in relevant part:
A person commits the offense of credit card abuse if he receives services that he knows has been obtained by a person who, with intent to obtain service fraudulently, used a credit card with knowledge that it had not been issued to said person....
Therefore, if you believe from the evidеnce beyond a reasonable doubt that the Defendant, Wesley Tarpley, did, in Taylor County, Texas, on or about January 27, 1976, receive services, to wit: lodging with intent to obtain the services fraudulently, had used a credit card ... belonging to J.M. Gassiot, with knowledge that such credit card had not been issued to him, the sаid Wesley Tarpley, and was not used with the effective consent of the said J.M. Gassiot, you will find the Defendant guilty.
. Although Tarpley failed to object to the jury charge, the Texas court addressed on the merits his subsequent challenge to the charge. See
Tarpley v. Estelle,
No. 5149-B (Tex.Dist.Ct. Taylor Cty. Oct. 16, 1979). Therefore, Tarpley’s failure to object to the charge does not prevent us from addressing his claim. “We are not barred from reviewing a claim by a state court procedural rule when the state courts themselves have not followed the rule.”
Bell v. Watkins,
. The sixth amendment provides that “In all criminal prosecutions, the accused shall enjoy the right ... to be informed of the nature and cause of the accusation ...” This guarantee is applicable to the states through the due process clause of the fourteenth amendment.
In re Oliver,
. Because the state has never suggested that Tarpley actually knew the state might attempt to proceed against him under § 32.31(b)(3), we need not decide whether the failure to charge that offense in the indictment constituted a per se sixth amendment violation, or whether relief would be required only if Tarpley in fact was unaware that the prosecution might proceed on thаt theory.
Compare Gray v. Raines,
. We note that in federal courts, the fifth amendment’s guarantee of a grand jury indictment prohibits the sort of constructive amendment of the indictment that was worked by Tarpley’s jury instructions. See
Stirone v. United States,
. Tarpley notes that the trial judge instructed the jury that, to convict, they had to “exclude, to a moral certainty, every other reasonable hypotheses except the Defendant’s guilt.” He argues that due process requires the state to follow its rules establishing a burden of proof stricter than required by
Jackson v. Virginia. See Holloway v. McElroy,
