Lead Opinion
Partial Concurrence and Partial Dissent by Judge MURGUIA
Dissent by Judge NOONAN
OPINION
This appeal stems from the death of Daniel Pauluk, an employee of the Clark County Health District (“CCHD”) in Nevada. Pauluk’s widow and daughters sued the CCHD and two of its employees, Edward Wojeik and Glenn Savage, alleging that their exposure of Pauluk to a workplace environment infested with toxic mold caused his death, in violation of the Due Process Clause of the Fourteenth Amendment. The district court denied summary judgment to Wojeik and Savage (collectively, “individual Defendants”). They bring an interlocutory appeal, contending that they are entitled to qualified immunity.
This case lies at the intersection of two lines of authority — on the one hand, the state-created danger doctrine under which constitutional due process claims may be brought; on the other, the Supreme Court’s decision in Collins v. City of Harker Heights,
I. Background
A. Facts
Because this is an appeal from the denial of the individual Defendants’ motion for summary judgment, we view the facts in the light most favorable to Plaintiffs. Kennedy v. City of Ridgefield,
Daniel Pauluk worked for the CCHD in Nevada as an Environmental Health Specialist from. 1998 until illness forced him to take leave in 2005. During his tenure at the CCHD, Pauluk was transferred a number of times. He was initially assigned to the CCHD’s “Shadow Lane” facility. He later worked at two satellite offices before being transferred back to Shadow Lane in February 2003. Pauluk did not want to return to Shadow Lane due to concerns about the presence of mold. Shadow Lane, along with several other Clark County buddings, suffered from chronic roof and water leakage problems that resulted in the proliferation of toxic mold inside the facilities. Pauluk was transferred back to Shadow Lane, over his objection, because his supervisor had been reassigned to that facility.
Between 2003 and 2005, while he was working at Shadow Lane, Pauluk complained repeatedly about mold. For example, he requested testing of a ceiling panel above his desk “[d]ue to the history of mold” in the building, and he reported “mold spores” found near his desk. Pauluk repeatedly requested, both orally and in writing, that he be transferred from Shadow Lane because mold exposure was adversely affecting his health.
Defendants Edmund Wojcik and Glenn Savage worked at Shadow Lane during the time at issue. Both were Pauluk’s superiors in his chain-of-command. Pauluk reported to his immediate supervisor, Paul Klouse, who reported to Wojcik, who reported to Savage. When Pauluk made a transfer request or a report about mold, it was ordinarily made to Klouse and was then “channelled]” up to Wojcik and Savage. On one occasion, Pauluk personally asked Wojcik for a transfer, but Wojcik told Pauluk that he needed to follow the proper “channel” when making a transfer request. Although the parties dispute the manner in which Wojcik and Savage responded to Pauluk’s complaints about mold, they agree that all of Pauluk’s transfer requests were denied.
Plaintiffs maintain that Pauluk’s exposure to mold at Shadow Lane led to Pau-luk’s illness and eventual death. Pauluk was exposed to mold starting as early as 1998, but he did not start having health problems until he was transferred back to Shadow Lane in 2003. Shortly after this transfer, Pauluk began to experience a number of adverse health effects, including “mental confusion & slow thinking,” “chronic exhaustion,” “headaches,” “chronic diarrhea,” “airway obstruction in [his] lungs,” breathing problems, “chills,” a “stiff neck,” “cramps in back and abdomen,” vomiting, kidney cysts, and dehy- ’ dration. Deposition testimony from several doctors corroborated that Pauluk was ill and that the illness was caused by mold. One doctor testified that he treated Pauluk for a variety of ailments that the doctor concluded were the result of “toxic mold exposure.” Another doctor treated Pauluk
Pauluk’s poor health eventually forced him to leave his job. In October 2005, Pauluk took leave under the Family and Medical Leave Act based on his doctor’s Labor- Department certification stating that he was suffering from “[t]oxic mold exposure with airflow obstruction.” Pau-luk’s illness progressively worsened during the next two years. He died on July 17, 2007. Pauluk’s death certificate originally stated that his cause of death was “end stage debility” and “chronic obstructive pulmonary disease.” The' certificate was amended a month later to state that the cause of death was “mixed mold mycotoxi-cosis.”
B. Procedural History
After Pauluk’s death, his wife and daughters filed suit under 42 U.S.C. § 1983 against the CCHD, Wojcik, and Savage. They alleged that CCHD and the individual Defendants’ role in exposing Pauluk to a dangerous, mold-infested work environment caused his death. They brought claims under the Due Process Clause of the Fourteenth Amendment as well as under state law. After years of litigation in state and federal court, Wojcik and Savage moved for summary judgment. They contended that there was insufficient evidence to support Plaintiffs’ claims (1) that Shadow Lane was unconstitutionally unsafe, (2) that the defendants acted with deliberate indifference, and (3) that there was a causal relationship between conditions at Shadow Lane and Pauluk’s death. Wojcik and Savage also argued that they were entitled to qualified immunity.
The district court granted in part and denied in part Wojcik and Savage’s motion for summary judgment. The court granted summary judgment to them on a negligent supervision and training claim but denied summary judgment as to all other claims.
Defendants Wojcik and Savage filed this interlocutory appeal seeking review of the district court’s order denying qualified immunity. On July 2, 2014, a motions panel of this court denied without prejudice Plaintiffs’ motion to dismiss for lack of jurisdiction. See Nat’l Indus., Inc. v. Republic Nat’l Life Ins. Co.,
II. Standard of Review
We review de novo a challenge to our appellate jurisdiction over an interlocutory appeal. Bingue v. Prunchak,
III. Appellate Jurisdiction
Plaintiffs contend that we lack jurisdiction over this interlocutory appeal because the district court based its denial of summary judgment on purely factual grounds. The individual Defendants, on the other hand, contend that we have jurisdiction over the “purely legal” question of whether, “assuming the factually-supported version of events offered by [Plaintiffs] is correct,” the district court erred in denying qualified immunity. We agree with the individual Defendants.
In general, we have jurisdiction to hear appeals only from “final decisions.” 28 U.S.C. § 1291; Johnson v. Jones,
Not every interlocutory appeal from a denial of a motion for summary judgment based on qualified immunity is immediately appealable. The Supreme Court has distinguished between (1) an appeal raising the “purely legal” question of whether the facts alleged by the plaintiff demonstrate a violation of clearly established law, and (2) an appeal contesting the district court’s conclusion that a genuine issue of material fact exists. Johnson,
IV. Qualified Immunity
We apply a two-part analysis in qualified immunity cases. Kennedy,
A. Due Process
Plaintiffs rely on a line of cases holding that exposure by a state actor to a state-created danger violates due process. The
1. State-Created Danger
The “general rule” is that a state actor is not liable under the Due Process Clause “for its omissions.” Munger v. City of Glasgow Police Dep’t,
The exception is based in part on De-Shaney v. Winnebago County Department of Social Services,
Relying on this language, our court and a majority of other circuits have held that a state actor can be held liable when that state actor did “play a part” in the creation of a danger. See Gormley v. Wood-El,
Our circuit first recognized the state-created danger doctrine in Wood v. Ostrander, 87
2. Collins
Wojeik and Savage contend that the Supreme Court’s decision in Collins precludes the application of the state-created danger doctrine in cases like this, where the danger is a physical condition in a government employee’s workplace. In Collins, an employee for a city sanitation department died of asphyxia after he entered a manhole to unclog a sewer line. His widow subsequently .brought a § 1983 action against the city, alleging “that her husband had ‘a constitutional right to be free from unreasonable risks of harm to his body, mind and emotions and a constitutional right to be protected from the City of Harker Heights’ custom and policy of deliberate indifference toward the safety of its employees.’ ” Collins,
The Court held that the widow had not stated a cause of action. Reluctant to recognize new- due process claims that would overlap with tort claims under state law, the Court rejected “petitioner’s claim that the governmental employer’s duty to provide its employees with a safe working environment is a substantive component of the Due Process Clause.” Id. at 126,
3. Reconciling Collins and the State-Created Danger Doctrine in Workplace Safety Cases
The threshold question before us is whether Plaintiffs’ claim under the state-created danger doctrine is foreclosed by Collins. We conclude that it is not.
This conclusion is supported by the Collins decision itself. The plaintiff in Collins did not allege a due process claim under the state-created danger doctrine. Rather, she alleged a general due process claim to a safe workplace, alleging broadly “that the Federal Constitution imposes a duty on the city to provide its employees with minimal levels of safety and security in the workplace.” Collins,
Recognizing Plaintiffs’ authority to bring a state-created danger claim in this workplace safety case also accords with the general rule under due process doctrine. The general rule is that a state actor is not hable for his omissions or failure to act.
Support for this conclusion comes from Grubbs I, in which we sustained a plaintiffs state-created danger claim even though it arose in the workplace. In Grubbs I, a case decided six months after Collins, a registered nurse working in an Oregon prison was raped by an inmate. The nurse brought a § 1983 action against her supervisors, and we held that she had stated a due process claim under the state-created danger doctrine. Defendants had assigned the particular inmate to work with the nurse even though they knew that (1) the inmate had a history of violence against women and was likely to assault a woman, (2) the nurse was likely to be alone with the inmate during her rounds, and (3) the nurse had not been informed at her hiring that she would be left alone with violent offenders. Grubbs I,
Other courts agree that Collins does not foreclose application of the state-created danger exception in workplace safety cases. See Hunt v. Sycamore Cmty. Sch. Dist. Bd. of Educ.,
4. Applying the State-Created Danger Exception to the Facts of This Case
To prevail on a state-created danger due process claim, a plaintiff must show more than merely a failure to create or maintain a safe work environment. First, a plaintiff must show that the state engaged in “affirmative conduct” that placed him or her in danger. Patel,
Plaintiffs’ evidence, if true, satisfies both elements of a state-created danger claim. First, Pauluk’s 2003 transfer back to Shadow Lane was “affirmative” conduct. Pauluk clearly did not want to return to Shadow Lane and was transferred “involuntarily.” There is sufficient evidence in the record that either or both Wojcik and Savage were sufficiently involved in the decision to transfer that a reasonable jury could conclude they should bear some responsibility for that transfer. Further, the 2003 transfer back to Shadow Lane placed Pauluk in a “worse position” than before. Only after the transfer did Pauluk begin to suffer from mold-related health problems. The harm that Pauluk suffered was foreseeable, as Pauluk had opposed the transfer specifically on the ground that he feared he would become ill due to toxic mold exposure.
Second, construing the facts in the light most favorable to Plaintiffs, Wojcik and Savage .acted with deliberate indifference in exposing Pauluk to a known and obvious danger. Plaintiffs presented evidence that Wojcik and Savage were both aware of the CCHD’s long and tortured history of pervasive mold problems in multiple buildings, including the Shadow Lane facility. Plaintiffs’ evidence also suggests that Wojcik and Savage were on notice of the potential health problems associated with mold exposure, as Pauluk protested his transfer on mold-related grounds and at least one other employee working at Shadow Lane had previously suffered harmful health effects from mold exposure. Further, Plaintiffs presented evidence that Wojcik and Savage actively tried to conceal the amount of, and danger posed by, the mold. This evidence would support a reasonable.jury’s finding that Wojcik and Savage acted with deliberate indifference toward the danger posed by toxic mold in Shadow Lane to Pauluk’s health.
B. Clearly Established Law
Although we conclude that Plaintiffs presented sufficient evidence to show a due process violation under the state-created dánger doctrine,'qualified immunity shields Wojcik and Savage from a § 1983 damages suit unless Pauluk’s due process right was “clearly established at the time of the violation.” Espinosa v. City & County of San Francisco,
Plaintiffs argue that Pauluk’s constitutional rights were clearly established by our decisions in Wood and Grubbs I. We easily conclude that Wood does not clearly establish the due- process right that Plaintiffs assert. As mentioned above, in Wood we held that a police officer could be liable for a rape that occurred after he abandoned the plaintiff in a high crime area in the middle of the night. The core question in this appeal is whether Collins bars the application of the state-created danger doctrine in cases where the danger is a physical condition in the workplace. Because Wood did not involve a dangerous
Grubbs I presents a closer analogy to this case. However, as recounted above, the danger in Grubbs I was a human actor who posed a known threat. In contrast, Pauluk was not harmed by a human agent, but rather by a physical condition in the building where he worked. This case is factually very similar to Collins, where, as here, the danger was a physical danger in the workplace. For the reasons given above, we conclude that Plaintiffs have stated a claim despite the fact that Pau-luk’s injury was caused by physical conditions in the workplace. But, because the Supreme Court in Collins declined to find a due process violation in a case with very similar facts, we cannot say that Wojcik and Savage were “on notice” that their conduct was unlawful under clearly established law. Hope v. Pelzer,
C. Remaining Monell Claim
The CCHD, a county agency, was not party to this interlocutory appeal and remains a defendant. A county agency is not entitled to qualified immunity and may be held liable for constitutional violations by its employees under Monell v. Department of Social Services,
Conclusion
We hold that the state-created danger doctrine is a viable theory of due process liability under § 1983, even in workplace environments. However, in light of the factual similarity between this case and Collins, we hold that the district court erred in denying qualified immunity to Wojcik and Savage. We reverse and remand for further proceedings consistent with this opinion.
REVERSED and REMANDED.
Concurrence Opinion
concurring in part and dissenting in part:
I fully agree with the opinion’s analysis as to the scope of this court’s jurisdiction to review the district court’s denial of summary judgment on qualified immunity grounds, and with its conclusion that the district court erred in denying qualified immunity to Wojcik and Savage. However, even accepting as true the plaintiffs’ version of events, see Behrens v. Pelletier,
I.
The state-created danger exception is a logical corollary to the well-settled rule that the government has no general duty under the Constitution to protect people from privately-inflicted harm. In DeSha-
But inherent in our characterization of the state-created danger doctrine as an “exception” to the ordinary rule, see Patel v. Kent Sch. Dist.,
As my concurring colleague notes, Collins v. City of Harker Heights,
With these principles in mind, I turn to the issue on which I diverge from the opinion: whether two municipal supervisors violated a federal constitutional obligation after an employee died from a generalized exposure to toxic mold.
II.
As noted above, the state-created danger doctrine requires affirmative action by state officers; the state’s failure to protect an individual from an unsafe environment does not give rise to liability under the state-created danger doctrine. Kennedy v. City of Ridgefield,
A.
First, the universe of evidence from the summary judgment record that a reasonable jury could attribute to Wojcik and Savage is scant. Accepting the plaintiffs’ version of events as true, as we must at this interlocutory stage, Pauluk was a veteran employee of the CCHD who died after being exposed to toxic mold at Shadow Lane, where he was reassigned over his objections in 2003. It is undisputed that Shadow Lane suffered from structural deficiencies in the building that let in rainwater.
During his tenure there, Pauluk repeatedly complained about mold to the intermediate supervisors in his chain of command, which included the defendants Wojcik and Savage, both of whom also worked at Shadow Lane. Specifically, Pau-luk requested to transfer out of Shadow Lane or to move desks within the building. Whenever Pauluk would make such a request, it would be sent to his immediate boss and then “funnel[ed]” up to Wojcik and Savage. On one occasion, Pauluk personally asked Wojcik for a transfer, but Wojcik told Pauluk that he needed to follow the proper “channels]” when making a transfer request. All of Pauluk’s transfer requests were ultimately denied. Savage was told that transferring Pauluk would result in “chaos to the overall business of
The family’s primary contention is that Wojcik and Savage failed to protect Pauluk from exposure to mold by not transferring him away from Shadow Lane. But keeping Pauluk at a facility that was infested with mold is not “affirmative action.” See Kennedy,.
The opinion nevertheless concludes that Wojcik and Savage’s decision to transfer Pauluk back to the Savage Lane facility in 2003 constitutes the requisite affirmative action. But in opposition to the defendants’ motion for summary judgment, plaintiffs insisted that CCHD exposed Pauluk to mold on two other occasions prior to 2003 — in 1998 and 2000. See Plaintiffs’ Opposition to Defendants’ Motion for Summary Judgment, Pauluk v. Savage, No. 07-CV-1681 at *10 (D. Nev. Oct. 7, 2013), ECF No. 131 (“[T]he record evidence shows CCHD affirmatively placed Dan Pauluk in harms way on no less than three (3) occasions — in 1998, 2000 and 2003— then the Defendants have failed to meet their burden on summary judgment in that the Defendants affirmatively and with deliberate-indifference engaged in conscience-shocking conduct.”). If Pauluk’s risk of illness from mold exposure predated his 2003 reassignment to Shadow Lane, then Wojcik and Savage could not have placed Pauluk in any worse of a position than if he had never been transferred. Therefore, even reading the record in the light most favorable to the plaintiffs, plaintiffs’ claim fails as a matter of law because, after the 2003 transfer, Pauluk was in “no worse position” than before. See Johnson,
B.
I further disagree that moving Pauluk back to Savage Lane amounts to “affirmative action” in the constitutional sense. The previous circumstances in which this court has grappled with the state-created danger doctrine do not remotely resemble the facts of this case. Every instance in which we have permitted a state-created danger theory to proceed has involved an act by a government official that created an obvious, immediate, and “particularized danger” to a specific person known to that official. See Kennedy,
In this circuit, the state-created danger doctrine begins with Wood v. Ostrander, in which the court held that police officers who had stranded a woman in a high crime area at 2:30 in the morning could be liable under § 1983 after the woman was sexually assaulted.
In Kennedy v. City of Ridgefield, we likewise affirmed the denial of qualified immunity to a police officer who had informed the plaintiffs neighbor — an individual with known violent tendencies and against whom the plaintiff had made allegations of child abuse — that he was being investigated for molesting the plaintiffs daughter.
Kennedy relied substantially on our’s holding in Grúbbs I, in which we found that a nurse in a medium-security correctional institution had stated a claim under the Fourteenth Amendment after an inmate with known violent propensities raped and terrorized her. Grubbs I,
The common elements in all of these cases that justified our imposing liability were the acuteness of the danger to the plaintiff, the temporal proximity between the official’s act and the injury, and the clear traceability of the injury to the official’s conduct. The facts here are markedly different: the plaintiffs have alleged that
III.
In addition to showing affirmative conduct, the family must also show that the defendants acted with “deliberate indifference” to Pauluk’s health and safety. We have repeatedly affirmed that the standard for deliberate indifference is demanding; it requires a showing that the “defendant recognizes the unreasonable risk and actually intends to expose the plaintiff to such risks without regard to the consequences to the plaintiff.” Grubbs II,
The opinion concludes that the deliberate indifference requirement is satisfied because Wojcik and Savage were aware that the CCHD had a history of pervasive mold problems throughout multiple buildings, and that Shadow Lane suffered from water damage. There is some evidence that one other employee working in Shadow Lane suffered from the ill-effects of mold exposure before Pauluk was transferred back to the facility.
■I disagree that these facts, alone, demonstrate Wojcik and Savage’s deliberate indifference to any danger Pauluk was exposed to at Shadow Lane. In Penilla, by contrast, the officers knew Penilla was in grave condition and required prompt medical attention, yet they did the opposite of what a reasonable person would expect them to do. In fact, the. officers made the situation worse by calling off medical assistance already en route. Penilla,
IV.
As in all state-created danger cases, the facts before us are undeniably tragic. But the Fourteenth Amendment is not a panacea for all wrongs. The Supreme Court “has always been reluctant to expand the concept of substantive due process,” and the Fourteenth Amendment “does not purport to supplant traditional tort law in laying down rules of conduct to regulate liability for injuries that attend living together in society.” Collins,
Notes
. I note at the outset that the constitutional issue on which I dissent is not dispositive to this appeal, and I would not have reached it at all — -particularly in light of the fact that the liability of the entity who appears the most responsible for the decedent’s injuries — the Clark County Health District ("CCHD”) — remains outstanding. As a municipal entity, the CCHD has no immunily under § 1983 and is not a party to this appeal. See Owen v. City of Independence,
. The plaintiff in Collins had brought suit after her husband, a city employee within the sanitation department, died of asphyxia in a manhole where he was fixing a sewer line.
. The court never had to evaluate the qualified immunity question in Grubbs, which came to the court on an appeal from a motion to dismiss. Following a trial, however, the jury found that the supervisor who was responsible for creating the danger to the plaintiff had acted only with gross negligence, but-not with the deliberate indifference necessary to sustain liability. Grubbs II,
. The opinion’s assertion that Wojcik and Savage actively tried to conceal the existence.
Dissenting Opinion
dissenting:
Today, the majority holds that the state-created danger doctrine — a theory of constitutional harm whose contours have been “clearly established” by at least nine published opinions of this court over the course of two decades — is no longer sufficiently “clear” in light of a single case which addresses an unrelated legal theory. I respectfully dissent.
I.
In this circuit, the state-created danger doctrine begins with Wood v. Ostrander,
Indeed, in Wood, it was far from certain that the plaintiff would be accosted on her
In Kennedy, an officer was called upon to investigate an allegation made by Jay and Kimberly Kennedy that their thirteen year-old neighbor, Michael Burns, had molested their daughter.
While Burns “had a predilection for violence,” id. at 1064, it was by no means certainly foreseeable that even a violent thirteen year-old could commit such a heinous act. However, in affirming the denial of qualified immunity to the officer, this court clarified that “for a danger to exist, the exact injury inflicted by a third party [need not] have been foreseeable”; rather, liability attaches where the state actor places a plaintiff “in a situation more dangerous than the one she already faced.” Id. at 1064 n.5; see also Munger v. City of Glasgow Police Dep’t,
In the case at bar, the facts as alleged state that defendants had full knowledge of the mold problem at Shadow Lane in 2003 when, over Pauluk’s objections, it transferred him there. Pauluk was therefore willfully exposed to a mold spore infestation, and all its attendant health risks, with every breath he took. It would be a cruel irony to hold that a harm that strikes at the very heart of a state agency’s core competency is not sufficiently “particularized” or “foreseeable” to it for purposes of the state-created danger doctrine. Indeed, the harms suffered in Wood and Kennedy were arguably more attenuated than what Pauluk faced. In those cases, the officers’ conduct only created an increased probability of harm to the plaintiffs; conversely, it was certain that Pauluk would suffer at least some harm due to the inevitable inhalation of mold.
No basis exists to distinguish this case from Wood, Kennedy, or any other published opinion of this court upholding the applicability of the state-created danger doctrine. I would affirm the district court’s denial of summary judgment. I therefore concur with the majority’s conclusion that, viewing the facts in the light most favorable to plaintiffs, they have shown a violation of the Fourteenth Amendment under the state created danger doctrine.
II.
In Collins v. City of Harker Heights, Tex., the plaintiffs deceased spouse, an employee of a municipal sanitation department, died from asphyxiating on noxious fumes after entering a manhole to fix a sewer line.
While Collins and Pauluk both died from •inhaling poisonous air in the workplace, the similarity between their cases ends there. Indeed, Collins does not ever discuss the state-created danger doctrine— the theory upon which Pauluk’s entire case hinges. To hold that Collins defines the contours of a doctrine that it does not even mention would expand its holding far beyond what the Court could have reasonably intended.
The Collins Court emphasized that the plaintiff “does not claim that the city or any of its agents deliberately harmed her husband. In fact, she does not even allege that his supervisor instructed him to go into the sewer when the supervisor knew or should have- known that there was a significant risk that he would be injured.” Id. at 125,
The law governing the state-created danger doctrine is “clearly established” by the controlling precedent discussed above such that “any reasonable official in [defendants’] shoes would have understood that [they were] violating it.” City & Cty. of S.F. v. Sheehan, — U.S. ——,
