Lead Opinion
It is hereby ordered that the order so appealed from be and the same hereby is affirmed without costs.
Memorandum: Plaintiffs commenced this action against defendants, including the pastor of their former church and various ecclesiastical entities and officials, seeking to recover punitive damages as well as compensatory damages for pain and
With regard to the first cause of action, alleging sexual battery, we note that all of the explicit allegations of lack of consent on the part of Wende C. relate to incidents of touching that occurred more than one year prior to commencement of the action. With regard to those incidents of intentional touching, therefore, the court properly dismissed that cause of action as time-barred (see CPLR 215 [3]; Hart v Child’s Nursing Home Co.,
The court further properly granted defendant T. summary judgment dismissing the cause of action for intentional infliction of emotional distress against him. The conduct alleged was not so “extreme and outrageous” as to “go beyond all possible bounds of decency, and to be regarded as atrocious, and utterly intolerable in a civilized community” (Murphy v American Home Prods. Corp.,
The court also properly granted defendant T. summary judgment dismissing the cause of action for clergy malpractice against him. No such cause of action is cognizable in New York, because any attempt to define the duty of care owed by a member of the clergy to a congregant or parishioner would result in excessive entanglement on the part of the court in matters of religion (see Langford v Roman Catholic Diocese of Brooklyn,
We further conclude that the court properly dismissed the complaint against defendant T. insofar as it may be construed to allege a breach of fiduciary duty. At the outset, we note that the closest plaintiffs have come to alleging a breach of fiduciary duty is their allegation that, in carrying on a sexual affair with Wende C., defendant T. breached “the sacred trust between counselor and careseeker in the course of the ministerial relationship.” That purported cause of action might aptly be labeled one for “clergy misconduct” or perhaps “abuse of pastoral position,” inasmuch as pleading a breach of fiduciary duty is, in this context, merely “ ‘an elliptical way of alleging clergy malpractice’ ” (Franco v Church of Jesus Christ of Latter-day Saints,
Even accepting plaintiffs’ characterization, we nevertheless conclude that there is no meaningful analytical distinction between a cause of action for breach of fiduciary duty by a cleric and one for clergy malpractice. Therefore, for the same reasons that a cause of action for clergy malpractice is not cognizable, a cause of action for breach of fiduciary duty by a cleric may not be predicated on the allegations set forth in this case (see Langford,
In our view, plaintiffs’ unpleaded claim for breach of fiduciary duty cannot be resolved in accordance with neutral principles of law, i.e., without any judicial inquiry into religious precepts. In other words, the claim cannot be adjudicated without reference to the status, role, and expected behavior of defendant T. as a pastor,from which his status and all of his credentials as a counselor derive. In that regard, we note that defendant T. was not a therapeutic counselor with any state license or state-recognized credentials, but rather was merely a religious counselor. There is thus no basis for concluding that the pastoral counseling relationship and behavior in question may be regarded as essentially secular in nature. Indeed, according to the explicit allegations of the complaint, the matter of religion, and more particularly the “ministerial relationship,” “is not ‘merely incidental’ to . . . plaintiff[s’] relationship with . . . defendant [T], ‘it is the foundation for it’ ” (Amato v Greenquist, 287 Ill App 3d 921, 932,
We are thus unable in this context to discern any distinction between a claim for clergy malpractice and one for the breach by a cleric-counselor of his fiduciary duty to his congregants/ counselees. In particular, we fail to see how it avoids concerns of “excessive entanglement” to posit that defendant T. was guilty of a breach of a “trust” or “confidence” as opposed to a duty of due care. “Trust” and “confidence” are, like “due care,” merely shorthand for plaintiffs’ legitimate legal expectations, and here all of plaintiffs’ expectations stemmed from plaintiffs’ status as congregants and defendant T.’s status and role as plaintiffs’ pastor-counselor. Indeed, the only trust or confidence alleged here is that defendant T. would not abuse his clerical obligations to and pastoral authority over plaintiffs, which obligations and authority are derived completely from the tenets of the particular religion and church to which plaintiffs and defendant T. belonged. Contrary to the dissent’s position, the religious entanglements are not avoided by analyzing the claim on the basis of the specific fiduciary relationship of trust allegedly existing between the cleric and his congregants in a particular counseling relationship, as opposed to a more generalized standard of care to be adhered to by all clergy in all of their dealings with their congregants. In either case, it could be only the status and role of defendant T. as a pastor-counselor that would render him a fiduciary answerable for the breach of plaintiffs’ trust by engaging in an adulterous relationship with Wende C.
In view of the foregoing, we conclude that the court further properly granted the motion and cross motions of the remaining defendants for summary judgment dismissing the complaint against them. In the absence of any wrongful or actionable underlying conduct by defendant T, there can be no imposition of vicarious liability against any alleged employer or principal of defendant T. pursuant to the doctrine of respondeat superior (see Karaduman v Newsday, Inc.,
The court further properly dismissed the complaint against the remaining defendants insofar as it may be construed to allege negligent ordination of defendant T. The ordination of clergy is a “quintessentially religious” activity, and imposing liability for conferring that status would excessively entangle the court in religious affairs, in violation of the First Amendment (see Kenneth R.,
All concur except Pigott, Jr., EJ., and Scudder, J, who dissent in part and vote to modify in accordance with the following memorandum.
Dissenting Opinion
We respectfully dissent in part. First, in our view, Supreme Court improperly granted summary judgment to defendant Dr. G. Charles T. (defendant T.) on plaintiffs’ sexual battery cause of action, and, specifically, with regard to those incidents of alleged touching that occurred during counseling between defendant T. and plaintiff Wende C. within one year of commencement of the action. Second, the court improperly granted summary judgment to defendant T. with regard to plaintiffs’ breach of fiduciary duty cause of action. Third, the court improperly granted those parts of the motion of defendants Western New York Conference of the United Methodist Church (Conference) and David Lubba and the cross motion of defendant Bishop Hae-Jong Kim for summary judgment dismissing plaintiffs’ claims of negligent supervision and retention against them.
It is beyond cavil that a court must not assess credibility on a motion for summary judgment (see Ferrante v American Lung Assn.,
Defendant T. did not oppose plaintiffs’ motion against him. Rather, the court sua sponte granted summary judgment to him on the sexual battery cause of action. We submit that was error. While we do not dispute the court’s power to review the record and grant summary judgment in the absence of a motion (see CPLR 3212 [b]), in our view, there is no evidence in the record rebutting plaintiffs’ allegations that a counseling relationship existed. Defendant T.’s unsigned, unverified statement to a church committee in response to Wendy C.’s allegations, in which defendant T. alleges that he and Wendy C. were “not engaged in an active or particular counseling relationship at the time of our inappropriate involvement,” is of no evidentiary value because it was not-submitted in admissible form. Even if the statement had been verified, it would have merely given rise to competing versions of the same events, which precludes an award of summary judgment to defendant T. on the sexual battery cause of action.
We disagree with the majority’s conclusion that “there is no meaningful analytical distinction between a claim of breach of fiduciary duty by a cleric and one for clergy malpractice.” In our view, there is a subtle and important difference between a clergy malpractice cause of action and one sounding in breach of fiduciary duty. A cause of action based upon breach of fiduciary duty rests not on the violation of a generalized professional standard, but on the abuse of a particularized relationship of trust (see Mandelblatt v Devon Stores,
“While the ‘exact limits’ of what constitutes a fiduciary relationship are ‘impossible of statement,’ a fiduciary relationship may be found in any case ‘in which influence has been acquired and abused, in which confidence has been reposed and betrayed’ ” (United Feature Syndicate v Miller Features Syndicate,
Further, we disagree with the majority’s emphasis on defendant T.’s lack of official counseling credentials as evidencing the absence of a fiduciary duty. The existence of a fiduciary duty—or defendant T.’s status as a “secular” counselor—does not, in our view, depend on such official credentials (see Penato, 52 AD2d at 942). That is especially true in light of the record evidence that defendant T. touted his experience as a counselor using “secular” counseling tools and techniques.
The majority fears “excessive entanglement” in religion and uses that fear as a basis to deny recognition of such a breach of fiduciary duty claim in New York State. In this vein, the majority asserts that a “court’s task would be the impermissible one of determining whether the ‘defendant grossly abused his pastoral role’ ” (citations omitted). In our view, the majority’s “all or nothing” approach—a cleric is at all times, and for all purposes, acting on behalf of his or her religion, and therefore there can be no inquiry into his or her actions without “entangling” oneself in religion—is unwarranted. We submit that the majority’s analysis destroys the “neutral principles” doctrine adopted by the Court of Appeals to resolve disputes involving religious organizations (see First Presbyt. Church of Schenectady v United Presbyt. Church in U.S. of Am.,
In our view, the majority’s approach to this case renders the “neutral principles” doctrine meaningless. The majority’s holding forbids all inquiry into matters of fiduciary duty by virtue of the fact that defendant T. is a pastor and impermissibly insulates clerics from all liability in a counseling context. Indeed, the majority’s holding could be misconstrued to encourage secular counselors to posture their counseling in terms of spiritual guidance. As the aforementioned case law makes clear, courts have the power to resolve disputes involving religious persons and organizations to the extent that they can do so without examining religious doctrine or dogma (see Matter of New York State Empl. Relations Bd. v Christ the King Regional High School,
Contrary to the majority’s fear of “venturing] into forbidden ecclesiastical terrain” (internal quotation marks omitted), we submit that our proposed inquiry does not entail excessive probing into church doctrine in this case. First, the record establishes that defendant T. and the defendant ecclesiastical entities have admitted that defendant T. engaged in an inappropriate relationship with Wendy C. in the eyes of the church and its doctrine, and that the behavior of defendant T. was outside the scope of his employment. In our view, those admissions obviate the need for any inquiry into defendants’ religious tenets (see New York State School Bds. Assn. v Sobol,
Thus, we submit that issues of fact exist that preclude summary judgment on plaintiffs’ breach of fiduciary duty cause of action, specifically with respect to whether (1) Wendy C. placed trust and confidence in defendant T. to counsel her to wellness and to avoid any sexual contact, especially in light of her explicitly stated desire to end the counseling relationship because of the possibility of romantic/sexual involvement; (2) David C. placed trust and confidence in defendant T. to help his marriage and avoid further harm to his marriage; and (3) defendant T. undertook the trust and confidence reposed in him by both Wendy C. and David C. and then abused that trust and confidence. In our view, such an inquiry entails nothing more nor less than an examination of the reposed and allegedly abused trust and avoids an inquiry into religious doctrine.
Finally, we would deny those parts of the motion of Conference and Lubba and the cross motion of Hae-Jong Kim for summary judgment dismissing plaintiffs’ claims of negligent supervision and retention against them. In our view, plaintiffs met their burden in opposition by tendering sufficient evidence to raise issues of fact warranting a trial regarding those remaining defendants’ notice or knowledge of defendant T.’s tendencies to sexually abuse congregants and/or the actual conduct at issue here. However, we conclude that the court properly granted the cross motion of defendant Hosanna Junction United Methodist Church (Hosanna Junction) for summary judgment dismissing the complaint against it. Hosanna Junction met its initial burden of establishing its entitlement to judgment as a matter of law, and plaintiffs failed to raise a material issue of fact suf
We therefore would modify the order by vacating the award of summary judgment to defendant T. in part, reinstating plaintiffs’ sexual battery and breach of fiduciary duty causes of action against him, and denying the motion of Conference and Lubba and the cross motion of Hae-Jong Kim in part, reinstating plaintiffs’ claims of negligent supervision and retention against them. Present—Pigott, Jr., PJ., Wisner, Hurlbutt, Scudder and Kehoe, JJ.
