Wells v. Curtis

66 F. 318 | 6th Cir. | 1895

SEVERENS, District Judge,

having stated the case as above, delivered the opinion of the court.

The advantage claimed for the Forbes patent is that the cylindrical casing performs the function in the combination of furnishing a bearing for the die-carrying ring, and thereby more rigidly holding the die ring to a right line in its forward movement upon the material on which it operates. It is claimed that this was a weak point in former machines. It is material to observe that the invention claimed is not of the specific device in providing the casing as a bearing for the ring, but is of the combination of certain described elements, of which that is one. This amounts to a disclaimer of anything new in that element, so far as this patent is concerned, whatever might be its value as the ground of an independent application. That feature must therefore be treated as old. The Corn-Planter Patent, 23 Wall. 181, 224; Miller v. Brass Co., 104 U. S. 350; Rowell v. Lindsay, 113 U. S. 97, 5 Sup. Ct. 507.

But, indeed, it is well known that it was a familiar device in machines. It existed in the cylinder of the steam engine, in the cylindrical guide for the crosshead, in the pump, and in the tubular guides for drills moving directly or spirally through them. There had previously existed devices for accomplishing the same results as those contemplated by Forbes, by similar methods. In the Heap machine was a clamp or vise to hold the object to be threaded, a die-carrying ring having a shaft integral with it, the latter carrying a screw' thread which co-operated with a corresponding thread in the casing attached to the frame, to actuate the die in its forward movement when cutting the thread, and an elongated pinion working into cogs on the periphery of the die-carrying ring during every part of the travel of the ring in performing the work of threading. The casing in which the shaft of the ring turned was sufficient, to some extent at least, to hold the die-carrying ring in alignment with the object to be threaded, and resist any lateral thrust or twist of the parts from their alignment during the operation. The Heap machine included all the elements of the Forbes combination, unless it be that the casing in the latter performed a new function.

Much is said in the testimony and in the briefs of the casing as circumferentially journaling the die ring, and thus contributing an additional function to the combination. But it is difficult to find any indication in the claim, as explained by the specifications, of the discovery of anything new or peculiar in that direction, or that the patentee intended the casing to perform any such function. And while it is true that the patentee is not required to point out and describe in express language what he has invented that is new, or the principle of his invention, and that it is sufficient if they can be gathered by implication from what is set forth, yet the implication ought to be clear, so that it may not be left in obscurity and doubt whether the patentee has in reality invented and produced something new. If nothing appears, either by express declaration or reasonably clear implication, to show that the patentee has made some new and valuable discovery, has thrown a light into a place which before was dark, and illuminated what was inert, there is nothing in the patent law to give him any standing. I Rob. Pat. § 79.

In his specifications Forbes says nothing of journaling his die-carrying ring by the casing, which seems singular if he had such an idea in his mind, for confessedly it was the only new thing in his invention, as he now claims it. Such a circumstance was noticed and commented on in Setter Co. v. Keith, 139 U. S. 530, 539, 11 Sup. Ct. 621, where counsel for the plaintiff endeavored by argument to prove that their combination performed a function not set forth in the patent. In Fastener Co. v. Kraetzer, 150 U. S. 111, 14 Sup. Ct. 48, the suit was for the infringement of a patent for the socket member of a ball and socket glove fastener. The patent was for a combination, the elements of which were described. The plaintiff’s counsel contended that there was a peculiar advantage m the means specified by him not mentioned in the patent. As to this it was said (page 116, 150 U. S., and page 48, 14 Sup. Ct.): “If this feature be an advantage, as now claimed, it is strange that no allusion is made to it in the specifications.” Then, after pointing out that the patentee had stated what his purpose was and the advantage in making the structure in that form, the opinion of the court goes on to say: “This would indicate that the advantage now claimed of a tighter compression of the leather was not originally within the contemplation of the patentee, but is an afterthought;” and that feature was laid out of the further consideration of the case. In speaking of the advantages claimed for his improved die stock, he says it “is well adapted to the threading of large pipes such as are used for oil wells, owing to the facility with which the die-carrying ring can be rotated by turning the elongated pinion.” And again he says: “Another advantage is the operation of my improved die stock without griping the pipe in a vise or other retaining device, for the threading of the pipe may be accomplished while it is simply resting oñ any support which may be at hand.” If the idea of furnishing a circumferential journal to the die-carrying ring was not present to his mind, but is an afterthought perceived from subsequent experience or scientific inspection and analysis, it is obvious that there was no invention in thus by accident, as it were, supplying the means of a function not contemplated. The most significant indication that the idea now; attributed to the patentee was present in his mind is the fact that in his specifications he describes the die-carrying ring as having a thread upon its periphery co-operating with a screw thread on the inside of the casing, and the drawings also show the necessary contact between the two members for 1:11at purpose. But in another part of his specifications, suggesting a modification thereof, he entirely dispenses with this feature of his combination, and transfers it to the inside of the ring and the outside of the sleeve projected from the casing; thus showing that the bringing of the ring and casing in contact was useful in one only of the forms suggested, and therefore not an essential feature. Trimmer Co. v. Stevens, 137 U. S. 423, 435, 11 Sup. Ct. 150.

And, inasmuch as in both forms there must be close contact between the sleeve and the part of the ring operating as a shaft in order to answer the specifications, it seems quite as probable, to say the least, that the patentee intended the journaling to be there as that he intended it to be upon the casing. It may be that he had it in mind that the adoption of a cylindrical form would give the frame more strength, as compared with its weight, in order to meet what he says was the object and an advantage of his invention, namely, a machine for threading large pipes, and capable of being used where any support was at hand, apparently contemplating a use out of the shop and where it would he carried about. However, this is conjecture merely, and is not what is claimed for it. But. assuming this function to have been contemplated, it seems difficult to hold that, in view of the prior inventions and constructions in this art, there was any such invention in the provision of this casing as a bearing for the die-carrying ring and its shaft (for that is what thé prolongation of the ring really is) as to be worthy to he put upon the plane of new and valuable discoveries, recognized by the patent law. It is sufficient to compare it with the Heap patent, already mentioned, to show in what Forbes’ improvement consisted. A machine constructed upon that patent possessed every element of the Forbes patent, unless it he ihe casing journaling. Use die-carrying ring.

It is not shown that any difficulty existed in the die-carrying ring and shaft in the Heap machine, owing to the inefficiency of the provision therein for counteracting or resisting the effect of lateral rack or torsion incidental to its work, and from an inspection of the model shown us we see nothing, having regard to the nature of the work it is designed for, which indicates with probability that such inefficiency did in fact exist. But, if any defect of (hat kind existed, it would seem that any skilled mechanic trained in the art of such mechanism ought promptly to have seen the manifest ways foi* providing a remedy; that is, by making the shaft longer, by making it larger, or providing a rest or hearing for the other end of the shaft or of the integral member of which it formed a part, and, if a bearing, that it should be circumferential, in order to meet the indicated requirements. It is elementary in the law upon this subject that this is not invention. He simply-enlarged the shaft, which, of course, enlarged the “casing” or “bearing,” by whatever name called, and lengthened the casing so as to take in the whole, instead of a part, of the shaft member. That which in the patent is called a “die-carrying ring” is that, and more-At one end is the ring, which occupies a part only of its length. The other part is essentially a shaft, and performs the same office as the shaft in the earlier patents. This was merely an enlargement and extension of the means already provided for accomplishing the same functions. ' It matters not that the means might have been so feeble or inadequate-as to only imperfectly perform their duty; the mere extension of those means in size or number, or change of form, would not, in the absence of special circumstances, make the improvement produced thereby patentable. “It is a mere difference in degree; a carrying forward of an old idea; a result perhaps more perfect than had heretofore been attained, but not rising to the dignity of invention,” — to use the language of Mr. Justice Brown, in Wright v. Yuengling, 155 U. S. 47, 15 Sup. Ct. 1.

To apply another test: Suppose the Heap patent had succeeded that of Forbes, and the question were whether a machine constructed under it infringed the latter. The other elements being present, the controversy would turn upon the inquiry whether the stripping away of the cylindrical bearing from the 'head of the die-ring member of the combination, while retaining it upon the shaft which is part of that member, relieved it from the charge of infringement. We do not doubt that the plaintiff in such a controversy would urge that such a difference was an evasion; that what the defendant had done was merely to weaken and cut down the bearing of the die-carrying member, leaving it efficient enough for light work, but still operating in the combination to perform the same function as the cylindrical bearing in the Forbes patent extended along the whole of that member; and it would seem to us that such a contention would rest on stronger reasons than those which are here urged to support the identity of the other members of the combination, upon the question of infringement, hereafter to be considered. If the charge of infringement could be sustained in the case we have supposed, it shows that the Heap machine was an anticipation of the Forbes patent. Peters v. Manufacturing Co., 129 U. S. 530, 9 Sup. Ct. 389; Knapp v. Morss, 150 U. S. 221, 14 Sup. Ct. 81; Miller v. Manufacturing Co., 151 U. S. 186, 14 Sup. Ct. 310. For these reasons' it seems to us doubtful whether the Forbes die-stock patent can be sustained.

But, if the patent is sustainable, we should think the Wells machine is not an infringement of it. It is obvious that the former would stand on narrow grounds, and involve the specific devices whieh make up the elements of the combination. It is contended that Forbes’ was a primary invention. But it follows from what we have said that we are of opinion that there is no ground for any such contention. The professed object of the patentee was to make an improvement on existing machines employed for the same purpose, and the only advance upon existing machines was, at most, adding an element of doubtful originality. In view of prior inventions in this kind of mechanism, Forbes cannot be deemed “a pioneer in the art,” and therefore cannot invoke the doctrine of equivalents, as the courts apply that doctrine to primary inventions, so as to include all forms of devices which operate to perform the same functions or accomplish the same result. Miller v. Manufacturing Co., 151 U. S. 186, 207, 14 Sup. Ct. 310.

The small pinion of the Forbes patent, elongated to mesh with the teeth on the periphery of the die-carrying ring throughout its travel, is not found in the Wells machine, and it is clear, that neither the worm gear nor the small pinion which has been added to the Wells machine to actuate the stationary ring (having reference to the longitudinal movement of the latter) cari be regarded as its equivalent, within the rule applicable to patents not representing primary inventions. Having described the elongated pinion, and claimed it according to the description as an element in his combination, neither he nor his assignee can now claim that the description is immaterial, and that any kind of pinion is embraced in his claim (Wright v. Yuengling, 155 U. S. 47, 15 Sup. Ct. 1); although, as was said iu respect to a similar contention in that case, it might he different if the patent had been a primary one. This 1 lie appellees substantially admit. But they claim that the small pinion and the grooves in the periphery of the die ring, which provide for movement on the line of its axis in the Wells machine, make up an equivalent for the elongated pinion in the Forbes patent. The facts compel the appellees to take that position. It is obvious, however, that it cannot he maintained. The respective elements do not operate in the two machines in the same way. To admit the equivalency of the single device in the one element in one machine with the compound device found partly in one element and partly in another of the other machine would be to extend the doctrine beyond its recognized limits in this class of inventions. But there is also a marked difference in the construction and operation of the die-carrying rings. In the Wells machine the ring which is actuated in its rotary movement by the teeth of the pinion remains fixed at "one station, and does not advance during the operation. The die-carrying ring is located within it, and slides on the tongues of the outer ring, forward to the work. The tooth gear, as before remarked, does not advance with it. It is true that the die-carrying ring is actuated by the outer one, but so is every part of the machine by the initial force. The most that can be said is that the die carrier and its attachments in the Wells machine are similar in some respects, hut not in all, to that in the Forbes patent. But it is not the ring described in the latter, and operates in a different way.

In the case of Wright v. Yuengling, above cited, the patent on which the bill was founded was for an improvement in frames for steam engines, and one of the claims was for the combination of a steam cylinder head, a guiding cylinder for the crosshead, and a semicircular connecting piece between the first two elements. The connecting piece was open at the top like a trough, and afforded access to the stuffing box of the cylinder. The defendant’s device contained the first two elements, hut his connecting piece consisted of a prolongation of the guiding cylinder, oval openings being provided in the sides of the prolongated part. It was contended that this prolongation of the guiding cylinder was an equivalent of the connecting piece of the first patent. But it was held that while the defendant’s construction afforded a facility of access to the working parts, not, however, equal with that of the complainant’s, yet that the latter, having made his connecting piece as described by him an essential element of his combination, was not at liberty to say that a device which dispensed with it was an infringement, even if it accomplished the same purpose in an equally effective manner. And this was so held, notwithstanding that in place of the dispensed connecting" piece there was substituted the prolongation of the guiding-cylinder. In the case of Fastener Co. v. Kraetzer, 150 U. S. 111, 14 Sup. Ct. 48, above cited, one of the combination claims included as an element a socket having an elastic mouth which received the knob of the other part of the fastening, and held it. The defendant’s structure, which it was claimed infringed it, consisted of a socket which performed the same function of receiving and holding the knob; but, instead of having its mouth elastic, had a split ring-located in a circular cavity just within the lips of the socket, which ring, being elastic, received and held the knob, but was itself supported and held in place by the circular cavity built in the mouth of the socket. But it was held that this was a different construction from that of the one first mentioned, operating in a different manner, and so was not an infringement. On such a question, and in similar circumstances, it -was said by Judge Acheson in Johnson Co. v. Steel Works, 50 Fed. 90, 95: “The scope of the claim must, on well-settled principles, be limited to the specific forms of construction shown and described by the patentee.” And since all the elements are treated as old, it matters not in which one of them the variation exists, if the difference is not merely colbrable, which, as we have shown, is not the case here. Indeed, we think there is quite as much difference between the defendant’s machine, in either fonh, and that of Forbes, as there is between the latter and previous constructions, and quite as much of an approach towards what might be called invention.

This is not the case of an integral thing made in parts, and then combined so as to constitute but one integer, operating in the same way as if constructed as a unit. In this connection it is necessary to observe the wide distinction which prevails between inventions of specific devices and inventions of combinations. In the former a much wider range of equivalents is recognized. In the latter the range is limited, and an element is not an equivalent unless it is substantially the same thing as the patentee has described, operating in the same way. 1 Rob. Pat. § 254, and cases there cited. We do not say what the result might be if the patentee makes his description of the elements of his combination broad enough to include in each or any of them any kind of mechanism adapted to produce the same result as a step in the operation. In Caster Co. v. Spiegel, 133 U. S. 360, 368, 10 Sup. Ct. 409, it was said by Mr. Justice Blatchford of the Martin combination patent for furniture casters:

“In view of the state of lie art, as shown by the various patents put in evidence, the words, ‘the roclcer-formed collar hearing, or its mechanical equivalent,’ in the claims of the Martin patent, cannot embrace all modes of affording vertical support between the floor-wheel housing and the furniture plate, whereby lateral oscillation of such housing is permitted; and those words must be restricted to such a bearing, resting on a collar beneath the floor-wheel housing, as is shown in the Martin patent.”

Cut such a question is not before us, and we take the claim as we And it.

The ratchet-wrench patent, Xo. 277,250: The answer denies that Forbes was the original inventor of his alleged improvements in ratchet wrenches, and sets out that they were anticipated by the Oates patent,, Xo. 198,291, of five years’ earlier date. In the course of introducing testimony, the defendant introduced a patent to one Oallagher, Xo. 137,432, dated April 1, 1873, against the complainants’ objection that it was not pleaded by the answer; but, as the Oates patent included substantially the features of the Gallagher patent which are relevant here, it is not material to consider the latter. The state of the art ivas such at the date of Forbes’ invention that, as shown by his expert, Mr. Smith, his claim must be narrowed so as to cover only the feature of a j>awl constructed of such width relatively to the distance between the cogs of the ratchet wheel that it cannot be turned without being first withdrawn from engagement with the wheel. In the Gates patent, there was a reversible pawl beveled on the rear of its edge used for the same purpose, which, like the pawl in the Forbes patent, trailed back over the teeth when the lever was reversed t.o take a new hold, but the expert says it was free to turn without disengagement from the wheel. And he testifies that “the advantage of the Forbes construction is that there can be no accidental reversal of the pawl, and this is not true of Gates’.” And the sum of the matter is that:, if the supposed improvement was required in consequence of the defect suggested, it consists of widening the pawl so that its heel will rest upon the tooth behind it, and, as the tooth is straight across the periphery of the wheel, the pawl would be prevented from turning. This was a mere change in (he form of a part of the combination adopted for !he purpose of correcting its occasionally defective action, — a modification so obvious to a person skilled in that subject; as not to have required anything more than the ingenuity which such a person might be expected to possess. We think it would be a misnomer to call this “invention,” and that the patent therefor cannot be sustained. For the reasons stated, we are of opinion that the decree of the court below should be reversed, and the case remanded, with directions to dismiss the bill.