Weisgram v. Marley Co.Weisgram v. Marley Co.
delivered the opinion of the Court.
This сase concerns the respective authority of federal trial and appellate courts to decide whether, as a matter of law, judgment should be entered in favor of a verdict loser. The pattern we confront is this. Plaintiff in a product liability action gains a jury verdict. Defendant urges, unsuccessfully before the federal district court but successfully on appeal, that expert testimony plaintiff introduced was unreliable, and therefore inadmissible, under the analysis required by
Daubert
v.
Merrell Dow Pharmaceuticals, Inc.,
Our decision is guided by
I
Firefighters arrived at the home of Bonnie Weisgram on December 30, 1993, to discover flames around the front entrance. Upon entering the home, they found Weisgram in an upstairs bathroom, dead of carbon monoxide poisoning. Her son, petitioner Chad Weisgram, individually and on behalf of Bonnie Weisgram’s heirs, brought a diversity action in the United States District Court for the District of North Dakota seeking wrongful death damages. He alleged that a defect in an electric baseboard heаter, manufactured by defendant (now respondent) Marley Company and located inside the door to Bonnie Weisgram’s home, caused both the fire and his mother’s death. 1
The Court of Appeals for the Eighth Circuit held that Marley’s motion for judgment as a matter of law should have been granted.
Courts of Appeals have divided on the question whether
“[T]he party who prevailed on that motion may, as ap-pellee, assert grounds entitling the party to a new trial in the event the appellate court concludes that the trial court erred in denying the motion for judgment. If the appellate court reverses the judgment, nothing in this rule precludes it from determining that the appellee is entitled to a new trial, or from directing the trial court to determine whether a new trial shall be granted.”
Under this Rule, Weisgram urges, when a court of appeals determines that a jury verdict cannot be sustained due to
In a series of pre-1967 decisions, this Court refrained from deciding the question, while emphasizing the importance of giving the party deprived of a verdict the opportunity to invoke the discretion of the trial judge to grant a new trial. See
Cone
v.
West Virginia Pulp & Paper Co.,
Neely
first addressed the compatibility of appellate direction of judgment as a matter of law (then styled “judgment
n.o.v.”)
with the Seventh Amendment’s jury trial guarantee. It was settled, the Court pointed out, that a trial court, pur
Neely represents no volte-face in the Court’s understanding of the respective competences of trial and appellate forums. Immediately after declaring that appellate courts have the power to order the entry of judgment for a verdict loser, the Court cautioned:
“Part of the Court’s concern has been to protect the rights of the party whose jury verdict has been set aside on appeal and who may have vаlid grounds for a new trial, some or all of which should be passed upon by the district court, rather than the court of appeals, because of the trial judge’s first-hand knowledge of witnesses, testimony, and issues — because of his ‘feel’ for the overall case. These are very valid concerns to which the court of appeals should be constantly alert.” 386 U. S., at 325 . 7
Nevertheless, the Court in
Neely
continued, due consideration of the rights of the verdict winner and the closeness of the trial court to the case “do[es] not justify an ironclad rule that the court оf appeals should never order dismissal or judgment for the defendant when the plaintiff’s verdict has been set aside on appeal.”
Id.,
at 326. “Such a rule,” the Court concluded, “would not serve the purpose of
III
The parties before us — and Court of Appeals opinions— diverge regarding Neely’s scope. Weisgram, in line with some appellate decisions, posits a distinction between cases in which judgment as a matter of law is requested based on plaintiffs failure to produce enough evidence to warrant a jury verdict, as in Neely, and eases in which the proof introduced becomes insufficient because the court of appеals determines that certain evidence should not have been admitted, as in the instant ease. 8 Insufficiency caused by deletion of evidence, Weisgram contends, requires an “automatic remand” to the district court for consideration whether a new trial is warranted. Brief for Petitioner 20, 22; Reply Brief 1, 3-6; Tr. of Oral Arg. 6, 18, 23. 9
As
Neely
recognized, appellate rulings on post-trial pleas for judgment as a matter of law call for the exercise of “informed discretion,”
Since
Daubert,
moreover, parties relying on expert evidence have had notice of the exacting standards of reliability such evidence must meet.
After holding Weisgram’s expert testimony inadmissible, the Court of Appeals evaluated the evidence presented at trial, viewing it in the light most favorable to Weisgram, and found the properly admitted evidence insufficient to support the verdict.
* * *
Neely
recognized that there are myriad situations in which the determination whether a new trial is in order is best made by the trial judge.
For the reasons stated, the judgment of the Court of Appeals for the Eighth Circuit is
Affirmed.
Notes
At trial and on appeal, the suit of the Weisgram heirs was consolidated with an action brought against Marley Company by State Farm Fire and Casually Company, insurer of the Weisgram home, to recover benefits State Farm paid for the damage to the Weisgram townhouse and an adjoining townhouse. State Farm was dismissed from the appeal after certio-rari was granted. For purposes of this opinion, we generally refer to the plaintiffs below, and to the petitioners before us, simply as “Weisgram.”
The Tenth Circuit has held it inappropriate for an appellate court to direct the entry of judgment as a matter of law based on the trial court’s erroneous admission of evidenсe, because to do so would be unfair to a party who relied on the trial court’s evidentiary rulings. See
Kinser
v.
Gehl Co.,
We agreed to decide only the issue of the authority of a court of appeals to direct the entry of judgment as a matter of law, and accоrdingly accept as final the decision of the Eighth Circuit holding the testimony of Weis-gram’s experts unreliable, and therefore inadmissible under
“
“(a) Judgment as a Matter of Law.
“(1) If during a trial by jury a party has been fully heard on an issue and there is no legally sufficient evidentiary basis for a reasonable jury to find for that party on that issue, the court may determine the issue against that pаrty and may grant a motion for judgment as a matter of law against that party with respect to a claim or defense that cannot under the controlling law be maintained or defeated without a favorable finding on that issue.
“(2) Motions for judgment as a matter of law may be made at any time before submission of the case to the jury. Such a motion shall specify the judgment sought and the law and the facts on which the moving party is entitled to the judgment.
“(b) Renewing Motion for Judgment after Trial; Alternative Motion for New Trial. If, for any reason, the cоurt does not grant a motion for judgment as a matter of law made at the close of all the evidence, the court is considered to have submitted the action to the jury subject to the court’s later deciding the legal questions raised by the motion. The movant may renew its request for judgment as a matter of law by filing a motion no later than 10 days after entry of judgment — and may alternatively request a new trial or join a motion for a new trial under Rule 59. In ruling on a renewed motion, the court may:
“(1) if a verdict was returned:
“(A) allow the judgment to stand,
“(B) order a new trial, or
“(C) direct entry of judgment as a matter of law; or
“(2) if no verdict was returned:
“(A) order a new trial, or
“(B) direct entry of judgment as a matter of law.
“(c) Granting Renewed Motion for Judgment as a Mattеr of Law; Conditional Rulings; New Trial Motion.
“(1) If the renewed motion for judgment as a matter of law is granted, the court shall also rule on the motion for a new trial, if any, by determining whether it should be granted if the judgment is thereafter vacated orreversed, and shall specify the grounds for granting or denying the motion for the new trial. If the motion for a new trial is thus conditionally granted, the order thereon does not affect the finality of the judgment. In case the motion for a new trial has been conditionally granted and the judgment is reversed on appeal, the new trial shall proceed unless the appellate court has otherwise ordered. In case the motion for a new trial has been conditionally denied, the appellee on appeal may assert error in that denial; and if the judgment is reversed on appeal, subsequent proceedings shall be in accordance with the order of the appellate court.
"(2) Any motion for a new trial under Rule 59 by a party against whom judgment as a matter of law is rendered shall be filed no later than 10 days аfter entry of the judgment.
“(d) Same: Denial of Motion for Judgment as a MatteR op Law. If the motion for judgment as a matter of law is denied, the party who prevailed on that motion may, as appellee, assert grounds entitling the party to a new trial in the event the appellate court concludes that the trial court erred in denying the motion for judgment. If the appellate court reverses the judgment, nothing in this rule precludes it from determining that the appellee is entitled to a new trial, or from directing the trial court to determine whether a new trial shаll be granted.”
According to the Advisory Committee Notes to the 1963
“Subdivision (d) does not attempt a regulation of all aspects of the procedure where the motion for judgment n.o.v. and any accompanying motion for a new trial are denied, since the problems have not been fully canvassed in the decisions and the procedure is in some respects still in a formative stage. It is, however, designed to give guidance on certain important features of the practice.” Advisory Committee’s Notes onFed. Rule Civ. Proc. 50(d) , 28 U. S. C. App., p. 769.
Section 2106 reads:
“The Supreme Court or any other court of appеllate jurisdiction may affirm, modify, vacate, set aside or reverse any judgment, decree, or order of a court lawfully brought before it for review, and may remand the cause and direct the entry of such appropriate judgment, decree, or order, or require such further proceedings to be had as may be just under the circumstances.”
Iacurci
v.
Lummus Co.,
See Tr. of Oral Arg. 6, 8, 17-18, 23, 26-28, 31; Reply Brief 3-6; Brief for Respondents 24-29. Compare,
e. g., Redman,
Weisgram misreads the Court’s decision in
Montgomery Ward & Co.
v.
Duncan,
In the course of its elaboration, the
Montgomery Ward
Court observed that a “motion for judgment cannot be granted unless, as a matter of law, the opponent of the movant Mled to make a case.”
Many rulings on evidence, of course, do not bear dispositively on the adequacy of the proof to support a verdict. For example, the evidence erroneously admitted or excluded may strengthen or weaken one side’s case without being conclusive as to the litigation’s outcome. Or, the evidence may abundantly support a jury’s verdict, but one or another item may have been unduly prejudicial to the verdict loser and excludable on that account. See
Weisgram additionally urges that the Seventh Amendment prohibits a court of appeals from directing judgment as a matter of law on a record different from the one considered by the jury. Brief for Petitioner 20-22; Reply Brief 6-8.
Neely
madе dear that a court of appeals may order entry of judgment as a matter of law on suffidency-of-the-evidence grounds without violating the Seventh Amendment.
We recognize that it is awkward for an appellee, who is wholeheartedly urging the correctness of the verdict, to point out, in the alternative, grounds for a new trial. See Kaplan, Amendments of the Federal Rules of Civil Procedure, 1961-1963 (II), 77 Harv. L. Rev. 801, 819 (1964) (“A verdict winner may suffer forensic embarrassment in arguing for a new trial on his own behalf,
faute de mieux,
while seeking to defend his verdict against all attacks by his opponent.”). A petition for rehearing in the court of appeals, however, involves no conflicting tugs. We are not persuaded by Weisgram’s objection that the 14 days allowed for the filing of a petition for rehearing is insufficient time to formulаte compelling grounds for a new trial. Reply Brief 15-16. This time period is longer than the ten days allowed a verdict winner to move for a new trial after a trial court grants judgment as a matter of law. See
We note that the decision in
Kwmho
is consistent with Eighth Circuit precedent existing at the time of trial in Weisgram’s case. See,
e.g., Peitzmeier
v.
Hennessy Industries, Inc.,
Cf.
Neely
v.
Martin K. Eby Constr. Co.,