David L. WEGLEITNER, Plaintiff and Appellant, v. Brian Lee SATTLER, Defendant, and Town of Lake City, a public corporation, incorporated under the laws of South Dakota, d/b/a Lake City Municipal Bar, Defendant and Appellee.
No. 20211.
Supreme Court of South Dakota.
Decided Aug. 5, 1998.
1998 SD 88 | 582 N.W.2d 688
GILBERTSON, Justice
Considered on Briefs Feb. 18, 1998. Reassigned May 13, 1998.
Roy A. Wise of Richardson, Groseclose, Wyly, Wise & Sauck, Aberdeen, for defendant and appellee.
GILBERTSON, Justice (on reassignment).
[¶ 1.] David Wegleitner was injured after being struck by an intoxicated motorist. Wegleitner brought suit against the bar which furnished the intoxicating liquors to the motorist. Wegleitner appeals from summary judgment granted in favor of bar. We affirm.
FACTS AND PROCEDURE
[¶ 2.] On the evening of March 9, and into the early morning hours of March 10, 1996, Brian Sattler was a customer at the Lake City Municipal Bar (Bar). He testified by deposition that he arrived some time after 6:00 p.m. and left at closing time at 2:00 a.m. He testified that he drank in excess of twelve beers at the Bar, became intoxicated, and did not remember the last hour he was there. He later learned that his sister offered to drive him home, but he did not independently recall that conversation.1
[¶ 3.] Sattler left the Bar, driving south on South Dakota Highway 25. Meanwhile, Marshall County Deputy Sheriff David Wegleitner was patrolling that highway and had caused a suspected drunk driver to pull onto the shoulder. They were seated in the patrol car, amber lights flashing, when Sattler‘s vehicle violently struck the patrol car from behind, causing severe injuries and damages. Wegleitner sued Sattler and Bar for his injuries.1 Wegleitner alleges that Bar continued to serve alcohol to Sattler despite his obviously intoxicated condition. The trial court granted Bar‘s motion for summary judgment and Wegleitner appeals raising the following issues:
- Whether
SDCL 35-11-1 is an unconstitutional violation of the doctrine of separation of powers by the South Dakota Legislature for establishing the consumption of alcohol as the sole proximate cause for negligence in alcohol related cases. - Whether
SDCL 35-11-1 andSDCL 35-4-78 violate the open courts provision ofSD Const. art. VI, § 20 . - Whether
SDCL 35-11-1 is an unconstitutional violation of the doctrine of substantive due process underSD Const. art. VI, § 2 .
STANDARD OF REVIEW
[¶ 4.] Our review of a challenge to the constitutionality of a statute is de novo. Green v. Siegel, Barnett & Schutz, 1996 SD 146, ¶ 7, 557 N.W.2d 396, 398 (citing Kyllo v. Panzer, 535 N.W.2d 896, 897 (S.D.1995)).
To succeed in a constitutional challenge to a legislative act, the challenger must prove beyond a reasonable doubt that the legislature acted outside of its constitutional authority.
City of Chamberlain v. R.E. Lien, Inc., 521 N.W.2d 130, 131 (S.D.1994). “If a statute can be construed so as not to violate the constitution, that construction must be adopted.” Cary v. City of Rapid City, 1997 SD 18, ¶ 10, 559 N.W.2d 891, 893, (citing Simpson v. Tobin, 367 N.W.2d 757, 766 (S.D. 1985)).2
[¶ 5.] COMMON LAW AND STATUTORY HISTORICAL BACKGROUND
Tavern Owners Not Liable at Common Law
At common law it is not a tort to either sell or give intoxicating liquor to ordinary able-bodied men, and it has been frequently held that in the absence of statute, there can be no cause of action against one furnishing liquor in favor of those injured by the intoxication of the person so furnished. The reason usually given for this rule is that the drinking of the liquor, not the furnishing of it, is the proximate cause of the injury. The rule is based on the obvious fact that one cannot become intoxicated by reason of liquor furnished him if he does not drink it.
45 Am.Jur.2d Intoxicating Liquors § 553 (1969) (collecting cases) (emphasis added). There can be no doubt that this was the rule in this jurisdiction as in Paulson v. Langness, 16 S.D. 471, 474, 93 N.W. 655, 656 (1903), we held, “[a]t common law the wife could not recover [from a saloon owner] for the loss of support occasioned by the death of her husband.” See also Kennedy v. Garrigan, 23 S.D. 265, 121 N.W. 783 (1909). We continued to recognize this common law rule of nonliability for the supplier of alcoholic beverages in Griffin v. Sebek:
At common law, and apart from statute, no redress exists against persons selling, giving, or furnishing intoxicating liquor, or their sureties, for resulting injuries or damage due to the acts of intoxicated persons, whether on the theory that the dispensing of the liquor constitutes a direct wrong or constitutes actionable negligence.
In the same vein, it has been stated that there is no cause of action at common law for selling or giving away intoxicating liquor to one who is strong and able-bodied. The rule is based on the theory that the proximate cause of the injury is the act of the purchaser in drinking the liquor and not the act of the vendor in selling it.
90 S.D. 692, 695, 245 N.W.2d 481, 483 (1976) (quoting 48A C.J.S. Intoxicating Liquors § 428 (1981) (emphasis added)), overruled on other grounds by Walz v. City of Hudson, 327 N.W.2d 120 (S.D.1982). Walz was superseded by
Legislative Involvement in the Allocation of Fault in Alcohol Related Accidents
[¶ 6.] The South Dakota legislature has enacted a statutory scheme regulating the selling of alcohol.
No licensee may sell any alcoholic beverage:
- To any person under the age of twenty-one years; or
- To any person who is obviously intoxicated at the time.
A violation of this section is a Class 1 misdemeanor.
However, no licensee is civilly liable to any injured person or his estate for any injury suffered, including any action for wrongful death, or property damage suffered because of the intoxication of any person due to the sale of any alcoholic beverage in violation of the provisions of this section.
The South Dakota legislature has codified the common law in the area of liability for
The Legislature finds that the consumption of alcoholic beverages, rather than the serving of alcoholic beverages, is the proximate cause of any injury inflicted upon another by an intoxicated person. Therefore, the rule in Walz v. City of Hudson, 327 N.W.2d 120 (S.D.1982) is hereby abrogated.
[¶ 7.] This Court has recognized this legislative policy determination that no civil liability “will attach to a bar for the furnishing of alcoholic beverages to a person who subsequently causes an injury to a third party.” Wildeboer, 1997 SD 33 at ¶ 29, 561 N.W.2d at 671. Therein we cited
Every person is responsible for injury to the person, property, or rights of another caused by his willful acts or caused by his want of ordinary care or skill, subject in the latter cases to the defense of contributory negligence.
Id. 1997 SD 33 at ¶ 13, 561 N.W.2d at 669 (citing In re Certif. of Questions (Knowles v. United States) (Knowles), 1996 SD 10, ¶ 21, 544 N.W.2d 183, 188 (citing Baatz v. Arrow Bar, 426 N.W.2d 298, 304 (S.D.1988) (other citations omitted))).
If the Legislature can validly enact, repeal and amend statutes, we know of no constitutional doctrine that precludes it from interpreting a statute by the enactment of another statute. Our cases are legion where we seek to interpret the intent of the Legislature.
[¶ 8.] As previously noted, this Court in Griffin, supra, answered “no” when asked to decide whether “in the absence of a Civil Damage Act, otherwise referred to as a “Dram Shop Act,” the common law ... authorizes or should be liberalized to afford a remedy” against those who furnish intoxicating liquors. The Griffin court found no common law or statutory right giving rise to such an action and declined to judicially legislate in this area. Id. 245 N.W.2d at 483. “That the creation of rights and remedies in these civil damage acts is a proper exercise of legislative power has been so long settled that no citation of authorities is necessary.” Id. (citing Kennedy, supra).
One thing must be constantly borne in mind when considering these civil damage acts—the right and the remedy created by these statutes are exclusive. No right of action exists save that expressly given by the statute, and the remedy prescribed cannot be enlarged except by further legislative enactment.
Id. (citing Kennedy, 23 S.D. at 268, 121 N.W. at 785). The common law rule that the consumption of alcoholic beverages is the proximate cause of any damages, rather than its furnishing, was again recognized by this Court, and continued to be adhered to. Id.
[¶ 9.] As noted, Griffin was subsequently overruled by Walz on nonconstitutional statutory grounds. However, Walz was abrogated by
ISSUE I
[¶ 10.] WHETHER
[¶ 11.] There is a two-fold purpose for the doctrine of separation of powers. Its
This court has power to determine what such legislation is, what the constitution contains, but not what it should contain. It has the power to determine what statutory laws exist, and whether or not they conflict with the constitution; but it cannot say what laws shall or shall not be enacted. It has the power, and it is its duty, whenever the question arises in the usual course of litigation wherein the substantial rights of any actual litigant are involved, to decide whether any statute has been legally enacted[.]
State v. Thorson, 9 S.D. 149, 154-55, 68 N.W. 202, 203-4 (1896).3
[¶ 12.] Our analysis in Knowles, supra, supports the constitutionality of
[W]e see that the “Constitution does not forbid the creation of new rights, or the abolition of old ones recognized by the common law, to attain a permissible legislative object.”
Duke Power Co. v. Carolina Environmental Study Group, Inc., 438 U.S. 59, 88 n. 32, 98 S.Ct. 2620, 2638 n. 32, 57 L.Ed.2d 595 (1978) (quoting Silver v. Silver, 280 U.S. 117, 122, 50 S.Ct. 57, 74 L.Ed. 221 (1929)). Munn v. Illinois, 94 U.S. 113, 134, 24 L.Ed. 77, 87 (1876) echoes this point:
A person has no property, no vested interest, in any rule of the common law.... Rights of property which have been created by the common law cannot be taken away without due process; but the law itself, as a rule of conduct, may be changed at the will, or even at the whim, of the legislature, unless prevented by constitutional limitations. Indeed, the great office of statutes is to remedy defects in the common law as they are developed, and to adapt it to the changes of time and circumstances.
Id. 1996 SD 10 at ¶ 84, 544 N.W.2d at 203. This is consistent with tavern owner nonliability, as the common law as well as the statutes now before us do not recognize a claim against tavern owners because the act of furnishing alcohol was not the proximate cause of any injuries.4
[¶ 13.] In Simpson v. Kilcher, 749 S.W.2d 386 (Mo.1988), the plaintiff was injured by a drunken driver. Plaintiff brought suit against the bar that had served the drunken driver. Missouri statutes overruled previous cases to the contrary and declared that the furnishing of alcoholic beverages, “[is] not the proximate cause of injuries inflicted upon another by an intoxicated person.”5 The plaintiff challenged the constitutionality of this statute as a violation of separation of powers. In rejecting this argument the Simpson court reasoned:
In this case section 537.053.2 does not “impair judicial analysis” because no analysis is necessary. Under the facts of this case the statute simply bars Simpson‘s cause of action. The reference to proximate cause was designated to restate the reasoning used by the common law courts in rejecting dram shop liability. By explicitly rejecting the reasoning of Carver, Sampson and Nesbitt, the legislature made it clear that dram shop liability would no longer exist in Missouri. The reference to the cases may not have been the best means available for the legislature to express its intent, but in this case there can be no doubt the intent was to prohibit dram shop liability.
[¶ 14.] The separation of powers issue was also analyzed in Reuter v. Korb, 248 Ill.App.3d 142, 186 Ill.Dec. 731, 616 N.E.2d 1363 (1993). In a personal injury action, the plaintiff argued against the allowance of the defendant‘s statutorily authorized affirmative defense of comparative fault. The plaintiff maintained that since comparative fault was initially adopted by a court decision, it was a violation of the doctrine of separation of powers for the Illinois legislature to subsequently modify that doctrine by legislation. In rejecting that challenge the court held that while a legislature may not pass a statute that attempts to change the result of a court decision that is permanent and final between two parties, the legislature “may enact legislation which changes the effect of a prior decision of a reviewing court with respect to cases which have not yet been decided.” Id., 186 Ill.Dec. 731, 616 N.E.2d at 1378.
[¶ 15.] While not specifically addressing this issue in a separation of powers context, numerous other jurisdictions have upheld their respective state legislatures’ policy determinations that tavern owner liability shall be extinguished altogether or severely limited.
[¶ 16.] The California legislature has abolished tort liability against the furnisher of alcoholic beverages “except in only one situation, namely, providing alcohol to an obviously intoxicated minor.”6 No other exceptions
generally immunizes an establishment from liability for injuries to third parties resulting from the furnishing of alcohol to its patrons, permitting its patrons to consume alcoholic beverages on the premises, or for failing to prevent or prohibit its patrons from drinking alcoholic beverages and encouraging the use of its premises for drinking.
(citing Leong v. San Francisco Parking, Inc., 235 Cal.App.3d 827, 1 Cal.Rptr.2d 41 (1991)).
[¶ 17.] The California Supreme Court has rejected the claim that the immunizing statute constitutes an unconstitutional denial of equal protection. Cory, 174 Cal.Rptr. 500, 629 P.2d at 12. The Cory court noted that the legislature has expansive authority to “establish and to abolish tort causes of action” in holding that the challenged statutes were rationally related to a legitimate state purpose. Id., 174 Cal.Rptr. 500, 629 P.2d at 12-13.
Except as the Constitution otherwise provides, the Legislature has complete power to determine the rights of individuals. [Citation.] It may create new rights or provide that rights which have previously existed shall no longer arise[.]
Id., 174 Cal.Rptr. 500, 629 P.2d at 13 (citation omitted).
[¶ 18.] A directed verdict in favor of “dram shop” defendants was affirmed in LaRue v. 1817 Lake Inc., 966 S.W.2d 423, 424 (Tenn.Ct.App.1997), appeal denied, (Tenn.1998), after recognizing that the legislature, not the courts, determines public policy. Tennessee has enacted the common law rule that “consumption of any alcoholic beverage or beer rather than the furnishing ... is the proximate cause of injuries inflicted upon another.”
[¶ 19.] The LaRue court rejected plaintiff‘s claim that:
because of public policy against furnishing alcohol to minors, a showing beyond a reasonable doubt that a defendant “furnished” [or gave away rather than specifically “sold“] alcohol to a [minor] should be enough to allow a jury to decide whether the furnishing was the proximate cause of an accident.
This Court can know nothing of public policy except from the constitution and the laws, and the course of administration and decision. It has no legislative powers. It cannot amend or modify any legislative acts. It cannot examine questions as expedient or inexpedient, or as politic or impolitic. Considerations of that sort must, in general, be addressed to the legislature. Questions of policy determined there are concluded here.
Id. (emphasis added) (quoting Watson v. Cleveland Chair Co., 789 S.W.2d 538, 540 (Tenn.1989)).
[¶ 20.] The Georgia legislature has codified the common law proximate cause rule of nonliability with one narrow exception when a person “willfully, knowingly, and unlawfully sells, furnishes, or serves alcoholic beverages to a person who is not of lawful drinking age, knowing that such person will soon be driving a motor vehicle ... when the sale ... is the proximate cause of such injury or damage.”
[¶ 21.] In Kappa Sigma International Fraternity v. Tootle, 221 Ga.App. 890, 473 S.E.2d 213 (1996), a plaintiff‘s common law negligence claim against the provider of alcohol was rejected. The court relied upon the common law proximate cause rule as found in
[¶ 22.] Nevada also adheres to the common law rule that the “act of selling [an] intoxicating beverage [is] too remote to serve as the proximate cause of an injury resulting from the negligent conduct of the purchaser of the drink.” Snyder v. Viani, 110 Nev. 1339, 885 P.2d 610, 612 (1994). The Snyder court made it abundantly clear the legislature, “after appropriate surveys, hearings and investigations,” is the proper forum to regulate civil liability of tavern owners. Id. (citing Hamm v. Carson City Nugget, Inc., 85 Nev. 99, 450 P.2d 358 (1969)).
Our continued adherence to the bright-line common law rule necessitates our conclusion that, as with injuries to third parties, consumption is the proximate cause of alcohol-related injuries to the drinker. Furthermore, we have recognized that permitting third-party negligence claims against commercial alcohol vendors would require us “to answer ... a sundry of ... multifarious questions for the flood of injured litigants that [would] inevitably crowd the Nevada courts.” First-party claims, like third-party claims, would flood our courts with a multitude of questions that are better addressed by the legislature. “Where, as here, the issue involves many competing societal, economic, and policy considerations, the legislative procedures and safeguards are well equipped to the task of fashioning an appropriate change, if any, to the settled rule.” We find it noteworthy that following our decision in Hinegardner v. Marcor Resorts, 108 Nev. 1091, 844 P.2d 800 (1992), the 1993 Nevada legislature chose not to enact legislation that would impose civil liability on tavern keepers for the sale of alcoholic beverages to underage drinkers. This choice not to extend liability supports our decision in Hinegardner and our decision here.
Id., 885 P.2d at 612-13 (emphasis added) (citations omitted).
[¶ 23.] The Colorado legislature responded similarly to a judicial departure of the common law refusal to impose on tavern owners by enacting a statutory scheme similar to South Dakota‘s. Colorado has abolished dram shop liability except in limited circumstances whereupon recovery is limited to $150,000.
[¶ 24.] The Colorado Court of Appeals has upheld this legislative exercise by making it explicitly clear that the civil liability of alcohol vendors is “strictly a creature of statute in Colorado.” Dickman v. Jackalope, Inc., 870 P.2d 1261, 1264 (Colo.Ct.App.1994). The Dickman court found that the legislature clearly expressed its intent that its statutory scheme “be interpreted so that any common law cause of action against a vendor of alcoholic beverages is abolished” except in limited circumstances for the willful and knowing sale of alcohol to a minor or a person who is visibly intoxicated.8
[¶ 25.] The case law in the area of a tavern owner‘s civil liability for the furnishing of intoxicating liquor is remarkably consistent given its somewhat divergent statutory basis. Some states, like South Dakota, have codified the common law rule of absolute immunity. Other states have adopted the common law rule of immunity but have provided limited exceptions. The unifying characteristic of the above survey is that the courts have determined that their respective legislatures, and not the courts, are the proper place to determine the state‘s public policy. Despite how socially desirous the opposite result may be, research indicates no case holding that such statutes violate separation of powers limitations.
[¶ 26.] Wegleitner argues that the Legislature unconstitutionally invaded the exclusive function of the judiciary by precluding the courts from even considering cases and controversies involving alleged negligence of liquor licensees. Rather than violate the constitutional doctrine of separation of powers,
ISSUE II
[¶ 27.] WHETHER
[¶ 28.] Although we have had recent occasion to consider the scope of this constitutional provision, we have not done so
[¶ 29.]
All courts shall be open, and every man for an injury done him in his property, person or reputation, shall have remedy by due course of law, and right and justice, administered without denial or delay.
As this constitutional provision has remained unchanged since its adoption in 1889, our research and analysis is historically based. Kyllo, Knowles and Green, supra.
[¶ 30.] In Knowles, this Court explicitly recognized the constitutional boundaries between the legislature and the judiciary and laid out the required analysis before striking down a statute as violative of the South Dakota Constitution:
In matters of economics and social welfare, courts must defer to our democratically elected representatives unless their enactments patently conflict with some constitutional provision. Ferguson v. Skrupa, 372 U.S. 726, 83 S.Ct. 1028, 10 L.Ed.2d 93 (1963). If
SDCL 21-3-11 is to be found unconstitutional, it can only be struck down based on its legislative history and our prior case law interpreting our constitution.
Id. 1996 SD 10 at ¶ 59, 544 N.W.2d at 195. Neither our prior case law nor legislative history provide an adequate basis to strike down
Where the constitutional validity of a statute depends upon the existence of facts, courts must be cautious about reaching a conclusion respecting them contrary to that reached by the legislature; and if the question of what the facts establish be fairly debatable one, it is not permissible for the judge to set up his opinion in respect of it against the opinion of the lawmaker. Radice v. New York, 264 U.S. 292, 294, 44 S.Ct. 325, 326, 68 L.Ed. 690, 694 (1924).
Knowles, 1996 SD 10 at ¶ 67, 544 N.W.2d at 197.
[¶ 31.] Although the wording varies from state to state, thirty seven states have constitutional provisions similar to South Dakota‘s. Note, Kyllo v. Panzer: The South Dakota Supreme Court Declares Statutes Unconstitutional Which Limited State Employee Liability, 42 S.D.L.Rev. 327 (1997). See also Green, 1996 SD 146, ¶ 10, 557 N.W.2d at 401. The same year our Constitution was enacted, the Supreme Court of Minnesota observed in Allen v. Pioneer Press Co., 40 Minn. 117, 41 N.W. 936, 938 (Minn.1889), that, “it must be remembered that what constitutes ‘an adequate remedy’ or ‘a certain remedy’ is not determined by any inflexible rule found in the constitution, but is subject to variation and modification, as the state of society changes.” In Flanders v. Town of Merrimack, 48 Wis. 567, 4 N.W. 741, 747 (1880), the Wisconsin Supreme Court noted that this provision could not provide relief to all claimants simply by virtue of the nature of the legal system which through the frailties of human nature may not always result in the vindication of a claim.11 See also New York Life Ins. Co. v. State, 192 Wis. 404, 211 N.W. 288, 291 (1926). Relying on this earlier case law, the court in Neuhaus v. Clark County, 14 Wis.2d 222, 111 N.W.2d 180, 184 (1961), declared, “[t]his merely guarantees every suitor his day in a court of competent jurisdiction; it does not guarantee a remedy accompanied by certainty of recovery.” We determined in Green that the prevailing view at the time of the adoption of Art VI, § 20 was that the provision simply prohibited the selling of justice or requiring fees or fines for a judicial officer to act. 1996 SD 146, ¶ 17, 557 N.W.2d at 401 (citing In re Lee, 64 Okla. 310, 168 P. 53 (1917) and Malin v. La Moure County, 27 N.D. 140, 145 N.W. 582, 586 (1914)). Montana interpreted its provision to provide:
the Constitution was written and adopted in the light of the conditions and well-known laws ... as they then existed in Montana, and must be construed accordingly. The salutary declarations of section 6 simply recognize fundamentals of government dear to the American heart; they assert nothing new in the way of constitutional declaration, and clearly were not intended to affect statutory laws then existing.
(Citations omitted). See also Pullen v. Novak, 169 Neb. 211, 99 N.W.2d 16, 21 (1959).
[¶ 32.] In Sigman, the heirs of an intoxicated decedent challenged the constitutionality of a statute very similar to
[¶ 33.] Given the above nature of the understanding of the drafters of the constitutional provisions and its contemporary judicial interpretations, it is clear that these provisions in South Dakota and surrounding states were meant to allow unhindered access to the courthouse by a person who had a valid cause of action based on existing statute or the common law, timely and properly brought, who then would be allowed to present their case to a human fact finder. In other words under those conditions, a litigant was guaranteed its day in court. Our early cases beginning with McClain v. Williams, 10 S.D. 332, 73 N.W. 72 (1897), rev‘d on other grounds, McClain v. Williams, 11 S.D. 60, 75 N.W. 391 (1898), are consistent with this type of interpretation. In Green, we analyzed our case law from McClain in 1897 up to Knowles in 1996 and found no basis for a claim that Art. VI, § 20 could by itself become a sword to create a cause of action or become a shield to prohibit statutorily recognized barriers to recovery such as a statute of limitations.
We are confident that this condition to the legal cognizability of the claim does not violate the constitutional guarantee for that every “injury done” there shall be a “remedy.” The “remedy” constitutionally guaranteed “for an injury done” is qualified by the words “by due course of law.” This means that the remedy constitutionally guaranteed must be one that is legally cognizable. The legislature has the power to define the circumstances under which a remedy is legally cognizable and those under which it is not.
Green, 1996 SD 146 at ¶ 26, 557 N.W.2d at 403 (citing Lamb v. Wedgewood South Corp., 308 N.C. 419, 302 S.E.2d 868, 882 (1983)).
[¶ 34.] As we noted in Green, to construe this provision otherwise could lead to unacceptable results. 1996 SD 146 at ¶ 25, 557 N.W.2d at 403 (citing Knowles, 1996 SD 10 at ¶ 83, 544 N.W.2d at 203). One would freeze the common law rights as they existed in 1889. Id. “The state of tort law would remain frozen in the nineteenth century, im
[¶ 35.] As has been previously established, during our Territorial period preceding the enactment of the Constitution, the common law was well developed on the issue of tavern owner liability. The drafters of the Constitution were very familiar with the subject of alcoholic beverages.13 Although there have been some statutory modifications in the rules concerning liability through the years.
CONCLUSION
[¶ 36.] We do not decide this dispute in an evidentiary vacuum. The facts of this case that a law enforcement officer is injured in the line of duty by an obvious inebriate without sufficient financial recourse borders on unconscionability.14 This court has con
[¶ 37.] MILLER, C.J., and KONENKAMP, J., concur.
[¶ 38.] SABERS and AMUNDSON, JJ., dissent.
SABERS, Justice (dissenting).
[¶ 39.] Marshall County Deputy Sheriff David Wegleitner, acting in the line of duty, was struck from behind by a drunk driver while arresting another drunk driver. He was severely injured and damaged through no fault of his own. He simply was there, doing his job.
[¶ 40.] The injuries and damages suffered by Wegleitner were caused by the drunk driver and by the bar, which allegedly continued to serve him intoxicating liquor despite his obvious intoxicated condition. The culpability of the defendants is a matter of proof at trial.
[¶ 41.] The liquor lobbyists persuaded the Legislature to prevent suits for damages against the liquor provider, no matter his negligence. What a privilege to be declared free or immune from suit without any judicial inquiry!! This legislation has been labeled everything from unwise, unreasonable, unconstitutional to outright stupidity. Is it constitutional?
[¶ 42.] There is no question in this case what the Legislature intended. In no uncertain terms, it said the booze providers go free, no matter their negligence. The seriously injured and damaged law enforcement officer must, figuratively speaking, lie there in his own blood without a remedy.
[¶ 43.] Since there is no question what the Legislature intended, the legal question is—Can it do that? Some might say yes, even if it is unwise. Others say no, it is unconstitutional because the legislation bears no reasonable relationship to the object sought to be achieved. Others say no, it is unconstitutional for other reasons.
[¶ 44.] We should hold that it is unconstitutional because the legislation violates the constitutional doctrine of separation of powers. It invades the exclusive province of the judicial branch; it simply goes too far.
[¶ 45.] There are many other questions in this case which will be answered by addressing the legal question:
Whether this court will perform its constitutional duty and define the line which the Legislature should not and cannot cross.
Whether this court will live up to the South Dakota Supreme Court‘s oath, its reputation, its history, and its legacy of exercising its constitutional mandate to act as a check on unconstitutional legislation as demonstrated in, among other cases, South Dakota Educ. Ass‘n v. Barnett, 1998 SD 84, 582 N.W.2d 386; Cary v. City of Rapid City, 1997 SD 18, 559 N.W.2d 891; In re Certif. of Questions of Law (Knowles v. United States), 1996 SD 10, 544 N.W.2d 183; and Poppen v. Walker, 520 N.W.2d 238 (S.D.1994).
[¶ 46.] I submit that this court should accept the challenge and the duty to point out the line the Legislature should not and cannot cross.
[¶ 47.] If the Legislature is allowed to leave Deputy Wegleitner lying there in his own blood with an inadequate remedy,17 questions concerning the taking of life, liberty, or property are implicated, along with questions concerning the granting of improper privileges or immunities.
[¶ 48.] If this legislation is upheld as constitutional, then the Legislature is free to expand privileges and immunities in any area without any limitation.
[¶ 49.] SDCL 35-11-1 & 35-4-78 VIOLATE THE CONSTITUTIONAL DOCTRINE OF SEPARATION OF POWERS BY ENCROACHING UPON AN EXCLUSIVE JUDICIAL FUNCTION.
[¶ 50.] This appeal involves two statutes.
No licensee may sell any alcoholic beverage:
- To any person under the age of twenty-one years; or
- To any person who is obviously intoxicated at the time.
A violation of this section is a Class 1 misdemeanor.
However, no licensee is civilly liable to any injured person or his estate for any injury suffered, including any action for wrongful death, or property damage suffered because of the intoxication of any person due to the sale of any alcoholic beverage in violation of the provisions of this section.18
The Legislature finds that the consumption of alcoholic beverages, rather than the serving of alcoholic beverages, is the proximate cause of any injury inflicted upon another by an intoxicated person. Therefore, the rule in Walz v. City of Hudson, 327 N.W.2d 120 (S.D.1982) is hereby abrogated.
[¶ 51.] Wegleitner correctly argues that
The powers of the government of the state are divided into three distinct departments, the legislative, executive and judicial; and the powers and duties of each are prescribed by this Constitution.
The Legislature encroached on an exclusive judicial function when it enacted
[¶ 53.] The Legislature exceeds its role when it attempts to undertake any of the powers and duties textually committed to the executive or the judiciary.
Each branch of government has its own unique sphere of authority that cannot be exercised by another branch.
This court has often recognized that the separation of the three branches of government is not absolute and unyielding. The separation of powers clause is not contravened merely because separate spheres of governmental authority may overlap. However, it should be emphasized that the determination of when, and under what circumstances, a violation of the separation of powers doctrine has occurred remains with the judiciary.20 In furtherance of the authority of the judiciary to carry out its constitutional obligations, the legislature is prohibited from enacting laws that unduly infringe upon the inherent powers of judges.
(Citations omitted; emphasis added).
[¶ 54.] The Missouri Legislature limits liquor licensee liability by similar statutes; however, a cause of action will lie against the person licensed to sell intoxicating liquor under certain circumstances.21 The statute was
Simpson‘s claim that the legislature impermissibly interprets the law and dictates the effect to be given evidence must be rejected. To support his claim, Simpson cites State v. Burling, 224 Neb. 725, 400 N.W.2d 872 (1987), which involved a statutory provision dictating that intoxilyzer results, when the test is performed by someone with a department of health permit, are competent evidence in an alcohol-related traffic offense. The court held:
[T]he Legislature may not declare the weight to be given evidence or what evidence shall be conclusive proof of an issue of fact; ... that is to say, determining whether evidence is of probative value is a legal question, and the legislature cannot impair judicial analysis and resolution of such questions.
Id., 400 N.W.2d at 876. In this case section 537.053.2 does not “impair judicial analysis” because no analysis is necessary. Under the facts of this case the statute simply bars Simpson‘s cause of action. The reference to proximate cause was designed to restate the reasoning used by common law courts in rejecting dram shop liability. By explicitly rejecting the reasoning of Carver v. Schafer, 647 S.W.2d 570 (Mo.Ct.App.1983); Sampson v. W.F. Enterprises, Inc., 611 S.W.2d 333 (Mo.Ct. App.1980); and Nesbitt v. Westport Square, Ltd., 624 S.W.2d 519 (Mo.Ct.App. 1981)], the legislature made it clear that dram shop liability would no longer exist in Missouri. The reference to the cases may not have been the best means available for the legislature to express its intent, but in this case there can be no doubt the intent was to prohibit dram shop liability. A similar attack on a dram shop act which specifically abrogated established case law was rejected and the statute upheld in Cory v. Shierloh, 29 Cal.3d 430, 174 Cal. Rptr. 500, 629 P.2d 8 (1981), superseded by statute as stated in Baker v. Sudo, 194 Cal.App.3d 936, 240 Cal.Rptr. 38 (1987). The reasoning of Cory is persuasive.
[¶ 55.] The court effectively sidestepped the separation of powers question by concluding 1) the Missouri Legislature‘s intent was clear; 2) another court found similar statutes constitutional on equal protection grounds; and 3) that their statutes did not “impair judicial analysis” because no analysis is necessary.” Id. The first two statements have no bearing on the question and the third cannot withstand scrutiny.23
Defining and interpreting the law is a judicial function and the legislative branch may not limit or restrict the power granted to the courts by the constitution.
The legislature can create no other court; and can confer judicial power, strictly such—that which “deprives of life, liberty, or property,“—upon no other tribunal.... A judicial power, as such, can be exercised only by the courts. The three great departments of the government are intended to be, and must be, separate and distinct.
(Citation omitted); accord In re Nelson, 83 S.D. 611, 614, 163 N.W.2d 533, 535 (S.D.1968) (“[A]ll the judicial power is expressly conferred upon the courts.“). The function of this court is to interpret the laws as they affect the “life, liberty, or property of the citizens of the State.” Kyllo, 535 N.W.2d at 901 (quoting Baatz v. Arrow Bar, 426 N.W.2d 298, 303 (S.D.1988) (citing Cooley‘s Constitutional Limitations 191 (8th ed.1927))); accord Sander v. Geib, Elston, Frost Prof‘l Ass‘n, 506 N.W.2d 107, 128 (S.D. 1993) (Sabers, J., concurring in result) (“The function of the judiciary is to make factual determinations and interpret the laws of the United States and the State of South Dakota in accordance with the Constitution.“).
[¶ 57.] Here, the Legislature invaded the exclusive function of the judiciary by precluding the courts from even considering cases and controversies involving alleged negligence of liquor licensees. This it cannot do.
To forego investigation into the existence of a fact because a certain officer not having judicial powers or opportunities of investigation has declared it to exist or not to exist, and to accept his statement as conclusive and indisputable, is in effect to refuse to exercise, as regards that specific fact, that function of the investigation and final determination of disputes which is the peculiar attribute of the judiciary as distinguished from the executive and the legislature. That the court may, if it chooses, in dealing with evidence, take such a step seems clear—though whether the legislature may constitutionally oblige it to do so is another question.
...
[I]t is quite a different thing for the judiciary to be forbidden altogether to exercise its power in a certain class of cases. The judicial function under the constitution is to apply the law in controverted cases; to apply the law necessarily involves the de-termination of the facts; to determine the facts necessarily involves the investigation of evidence as a basis for that determination. To forbid investigation is to forbid the exercise of an indestructible judicial function.
4 Wigmore on Evidence §§ 1348, 1353, at 810-11, 848-49 (Chadbourn rev.1972); accord Street v. Farmers’ Elevator Co. of Elkton, 34 S.D. 523, 536, 149 N.W. 429, 433 (1914) (McCoy, J., dissenting):
A statute which declares what shall be taken as conclusive evidence of a fact is one which, of course, precludes investigation into the fact, and itself determines the matter in advance of all judicial inquiry. If such statutes can be upheld, there is then little use for courts, and small room indeed for the exercise of their functions.
(Quoting Missouri, Kan. & Tex. Ry. v. Simonson, 64 Kan. 802, 68 P. 653, 655 (1902)).
[¶ 58.] The effect of these statutes is to make the Legislature the final adjudicator of the rights of the parties. This is clearly unconstitutional:
If ... the practical operation of a statute is to determine adversary suits pending between party and party, by substituting in place of the well-settled rules of law the arbitrary will of the legislature, and thereby controlling the action of the tribunal before which the suits are pending, no one can doubt that it would be an unauthorized act of legislation, because it directly infringes on the peculiar and appropriate functions of the judiciary.
Cooley‘s, supra, 207 n. 2 (citation omitted).
[¶ 59.] The majority opinion attempts to analogize these statutes to those which govern cases concerning sovereign immunity, workers’ compensation, statutes of limitation, and volunteer immunity. ¶ 26. The differences are obvious; in none of those instances does the Legislature attempt to absolutely preclude the courts from conducting an inquiry into the facts. Additionally, not one of those statutes dictates the non-liability of a tortfeasor without an examination of the facts. Under these statutes and the majority opinion‘s conclusion, even the hypothetical licensee described by Wegleitner cannot be sued, notwithstanding the obvious factual and causation issues his behavior raises:
By unequivocally providing that the consumption, rather than the serving of alcohol, is the proximate cause of any injury inflicted by an intoxicated person, the Legislature has precluded a person injured by an intoxicated tortfeasor from bring an action against a liquor licensee that served the tortfeasor though obviously intoxicated. This is true even if the bartender gave the tortfeasor four free shots of whiskey as he was stumbling out of the bar with his car keys in hand.
Appellant‘s Reply Br. at 10 (emphasis in original).
[¶ 60.] It is undisputed that the Legislature may prescribe rules of procedure and evidence, allocate burdens of proof, and even create legal presumptions. However, it may not dictate the outcome of a judicial proceeding as it attempted to do in these statutes. Cf. Chotkowski v. State, 240 Conn. 246, 690 A.2d 368, 375 (1997):
It is the court‘s duty to ensure that legislative action falls within constitutional boundaries; Marbury v. Madison, 5 U.S. (1 Cranch) 137, 177-78, 2 L.Ed. 60 (1803); even if that action involves a waiver of the immunity from suit enjoyed by the state under the common law. Consequently, the legislature cannot by mere fiat or finding, make “public” a truly “private” purpose.... Its findings and statements about what is or is not “public” cannot be binding upon the court.
(Other citation omitted). Likewise, our Legislature‘s “findings and statements about what is or is not [the ‘proximate cause of any injury’ or who is ‘civilly liable‘] cannot be binding upon the court.”
[¶ 61.] Professor Wigmore explains the distinction by comparing statutes which 1) establish substantive rules of law with 2) those which purport to make evidence or testimony conclusive by precluding further judicial inquiry. One example of the first category may be found in the deed recording statutes.25 As for the second category, examples
[¶ 62.] As noted, the Legislature has the power to prescribe purely procedural rules governing the law of evidence. For example, this court ruled that a statute which provided that a prima facie case of contempt could be made upon affidavits was constitutional. State v. Mitchell, 3 S.D. 223, 228, 52 N.W. 1052, 1053 (1892), appeal dismissed, 163 U.S. 696, 16 S.Ct. 1204, 41 L.Ed. 306 (1896). The appellant argued the statute was unconstitutional because it precluded judicial inquiry by making the affidavits conclusive evidence. In rejecting his argument, the court stated:
This provision does not assume to interfere with or control the judgment of the court as to the effect of the allegations and denials of the affidavits and counter affidavits. It simply leaves it with the court as a question to be judicially determined.... It is still left to the court to say whether, under all the facts and circumstances bearing upon the candor and probable truthfulness of both the assertion of the facts and their denial by the defendant, such prima facie case is overcome.
[¶ 63.] The Legislature may also enact evidentiary presumptions, so long as they are rebuttable. See
[¶ 64.] Here, the Legislature went well beyond prescribing a procedural rule or establishing a rebuttable presumption. Instead, it invaded the exclusive function of the judiciary by purporting to adjudicate the parties’ rights in all future contested cases. Because Wegleitner showed that the statutes clearly invade and encroach upon an exclusive judicial function, he met his burden to show “beyond a reasonable doubt that the legislature acted outside of its constitutional authority.” City of Chamberlain v. R.E. Lien, Inc., 521 N.W.2d 130, 131 (S.D.1994). Therefore, we should hold that
[¶ 65.] Although it is not our duty to advise the Legislature on the manner of drafting legislation to pass constitutional muster, it is clear that the test could be met if the causation question were stated as a rebuttable presumption rather than an irrefutable fact. It is this court‘s duty to interpret the law and to protect the rights of individuals against unconstitutional legislation. If a statute is unconstitutional, this court is obligated to declare it invalid. This duty cannot be avoided or neglected, no matter what the intent of the Legislature in passing the legislation.
[¶ 66.] The order granting summary judgment should be reversed and the case re-manded for trial, at which a jury should determine whether Bar furnished alcohol to an intoxicated Sattler, and if so, whether it was a proximate cause of the injuries inflicted on Wegleitner by Sattler.26
[¶ 67.] AMUNDSON, J., joins this dissent.
Notes
Before testing the classifications herein presented we caution that our constitutional inquiry does not seek to determine whether the 1978 amendments were or are wise, sound, necessary, or in the public interest. There are ample reasons for concluding otherwise. We simply ask whether the legislation adopted, for what-ever purposes disclosed or undisclosed, is reasonably supportable. Each day the devastating effects of the drinking driver rage unabated with all of their tragic social and economic consequences. We do not speculate on the influences that might have prompted the Legislature to answer this acute and growing problem by narrowly restricting rather than enlarging civil liability. In the final analysis the Legislature must answer to an informed, and perhaps ultimately aroused, public opinion for its action. We do not substitute our judgment for its own. (emphasis original).
This act was in effect while the 1889 constitutional convention drafted Article II of what would become the South Dakota Constitution. See South Dakota Constitutional Convention Debates Vol. 2. A review of the constitutional debates shows no criticism of this act. Upon statehood this act became a state statute. 1890 S.D.Sess.L. ch. 105. “Although many members of the Constitutional convention were to become Legislators in the new State of South Dakota, the early State Legislatures felt no constitutional compulsion to strike down or even modify” this statute. Green, 1996 SD 146 at ¶ 8, 557 N.W.2d at 402. It seems inconceivable that if this territorial statute were in violation of the separation of powers clause, it would survive the drafting of the constitution and become a state statute.
- Since the repeal of the Missouri Dram Shop Act in 1934 (Laws of 1933-34, extra session, page 77), it has been and continues to be the policy of this state to follow the common law of England, as declared in
section 1.010, RSMo , to prohibit dram shop liability and to follow the common law rule that furnishing alcoholic beverages is not the proximate cause of injuries inflicted by intoxicated persons. - The legislature hereby declares that this section shall be interpreted so that the holdings in cases such as Carver v. Schafer, 647 S.W.2d 570 (Mo.Ct.App.1983); Nesbitt v. Westport Square, Ltd., 624 S.W.2d 519 (Mo.Ct.App.1981); and Sampson v. W.F. Enterprises, Inc., 611 S.W.2d 333 (Mo. Ct.App.1980) be abrogated in favor of prior judicial interpretation finding the consumption of alcoholic beverages, rather than the furnishing of alcoholic beverages, to be the proximate cause of injuries inflicted upon another by an intoxicated person.
- Notwithstanding subsections 1 and 2 of this section, a cause of action may be brought by or on behalf of any person who has suffered personal injury or death against any person licensed to sell intoxicating liquor by the drink for consumption on the premises who, pursuant to
section 311.310, RSMo , has been convicted, or has received a suspended imposition of the sentence arising from the conviction, of the sale of intoxicating liquor to a person under the age of twenty-one years or an obviously intoxicated person if the sale of such intoxicating liquor is the proximate cause of the personal injury or death sustained by such person. (Emphasis added).
...
(c) The Legislature hereby declares that this section shall be interpreted so that the holdings in cases such as Vesely v. Sager (5 Cal.3d 153 [95 Cal.Rptr. 623, 486 P.2d 151]), Bernhard v. Harrah‘s Club (16 Cal.3d 313 [128 Cal.Rptr. 215, 546 P.2d 719]) and Coulter v. Superior Court ([21 Cal.3d 144, 145 Cal.Rptr. 534, 577 P.2d 669]) be abrogated in favor of prior judicial interpretation finding the consumption of alcoholic beverages rather than the serving of alcoholic beverages as the proximate cause of injuries inflicted upon another by an intoxicated person.
(a) Every one is responsible, not only for the result of his willful acts, but also for an injury occasioned to another by his want of ordinary care or skill in the management of his property or person, except so far as the latter has, willfully or by want of ordinary care, brought the injury upon himself. The extent of liability in such cases is defined by the Title on Compensatory Relief.
(b) It is the intent of the Legislature to abrogate the holdings in cases such as Vesely v. Sager (5 Cal.3d 153 [95 Cal.Rptr. 623, 486 P.2d 151]), Bernhard v. Harrah‘s Club (16 Cal.3d 313 [128 Cal.Rptr. 215, 546 P.2d 719]), and Coulter v. Superior Court ([21 Cal.3d 144, 145 Cal.Rptr. 534, 577 P.2d 669]) and to reinstate the prior judicial interpretation of this section as it relates to proximate cause for injuries incurred as a result of furnishing alcoholic beverages to an intoxicated person, namely that the furnishing of alcoholic beverages is not the proximate cause of injuries resulting from intoxication, but rather the consumption of alcoholic beverages is the proximate cause of injuries inflicted upon another by an intoxicated person.
No social host who furnishes any alcoholic beverage is civilly liable to any injured person or his estate for any injury suffered, including any action for wrongful death, or property damage suffered because of the intoxication of any person due to the consumption of such alcoholic beverage.
The guarantee of section 9, art. 1, of the state Constitution “that every person is entitled to a certain remedy in the laws” does not mean a remedy that must be accompanied by a certainty of recovery. If it did, the losing party of every lawsuit would be denied rights guaranteed to him by this section of the Constitution. This provision does no more than to guarantee to every suitor his day in a court of competent jurisdiction to which he may present his claim for judicial relief and in which he may either win a victory or suffer a defeat, according to the strength or weakness of the case which he presents.
In addition, the Legislature requires all drivers to purchase liability insurance or prove financial responsibility.
For passengers of automobiles and pedestrians who suffer injury because of the actions of a drunken driver, and not covered by other insurance, there is the further protection of the Criminal Victim‘s Compensation Program. See
The court having jurisdiction over the drunken driver‘s criminal case may also order restitution to the victim as part of the criminal sentence without requiring the victim to proceed in a civil action against the drunken driver.
While these are remedies, they contain limits and conditions which may not guarantee full recovery to all victims in all cases. However, a constitutional rejection of
“The subject of liability for the furnishing of alcohol to tort-feasors has been before this Court on numerous occasions.” Id. at ¶ 22, 561 N.W.2d at 670 (citing Griffin v. Sebek, 90 S.D. 692, 245 N.W.2d 481 (1976); Walz v. City of Hudson, 327 N.W.2d 120 (S.D.1982); and Baatz v. Arrow Bar, 426 N.W.2d 298 (S.D.1988)).
The holding of the majority on Issue 2 in Wildeboer is not controlling here since the Wildeboers did not raise constitutional issues in their appeal. In fact, these statutes have never been challenged on constitutional separation of powers grounds in a South Dakota court. However, as I stated in my dissent on Issue 2:
I dissent on this issue for the reasons expressed in Baatz v. Arrow Bar, 426 N.W.2d 298 (S.D.1988). Baatz was decided on June 15, 1988. Baatz held that bars were subject to civil liability to those wrongfully injured by one served alcoholic beverages while intoxicated. It has been the law for eight and one-half years. Now Justice Gilbertson‘s writing on this issue would abandon or sidestep Baatz and provide immunity to bars until the pertinent statutes are declared unconstitutional again or changed by the Legislature.
I would not postpone the inevitable. In this instance, justice delayed is justice denied. The statutes involved in Baatz have not been corrected or modified. They contain the same defects and deserve the same treatment they received in Baatz.
Wildeboer, 1997 SD 33 at ¶ 35-36, 561 N.W.2d at 672 (Sabers, J., dissenting as to Issue 2) (emphasis in original) (footnote omitted).
...
3. Notwithstanding subsections 1 and 2 of this section, a cause of action may be brought by or on behalf of any person who has suffered personal injury or death against any person licensed to sell intoxicating liquor by the drink for consumption on the premises who, pursuant to
section 311.310, RSMo , has been convicted, or has received a suspended imposition of the sentence arising from the conviction, of the sale of intoxicating liquor to a person under the age of twenty-one years or an obviously intoxicated person if the sale of such intoxicating liquor is the proximate cause of the personal injury or death sustained by such person.
The majority opinion also cites Cory and numerous other cases upholding similar legislation on other constitutional bases. Since we are not addressing those constitutional provisions, these holdings are completely immaterial to this case.
The majority opinion misses the point because this is a case of first impression, not only in South Dakota, but in the United States. The only possible conclusion is that it violates the doctrine of separation of powers because it invades the fact-finding process of the judicial branch. Moreover, because the statutes are inseparable, neither
Wigmore, supra, § 1353, at 847; Accord Street, 34 S.D. at 526-32, 149 N.W. at 429-32 (considering constitutionality of statute which made receipt for grain storage “conclusive evidence” of ownership of grain and concluding that it did not invade the province of the judiciary since it proclaimed a rule of substantive law and not a rule of evidence).[T]o make a rule that as between successive grantees the recorder‘s certificate of the time of filing deeds shall be conclusive, is not to make a rule of evidence, but merely to provide in the law of land transfer that a deed found to be recorded as of a prior date shall take effect against a deed found to be recorded as of a subsequent date, irrespective of the actual time of entry and record. In such cases, and countless others, the use of the term “conclusive evidence” cannot conceal the true nature of the rule as a rule of substantive law making a certain right or obligation depend upon the existence of a certain official writing irrespective of its truth. Such statutes do not in any way infringe the prerogative of the judiciary to satisfy itself by inquiries of fact, because they make no rule of evidence at all.
The Legislature can decree legal presumptions as a proper subject of public policy, but it cannot decree the final factual determination or conclusion of whether civil liability exists when A gives B a gun to shoot C. Whether A is civilly liable to C under the circumstances involves a question of causation which is finally and constitutionally determined by the courts, not the Legislature.
Likewise, whether Bar is civilly liable to Deputy Wegleitner is a question of causation finally and constitutionally determined by the courts, not the Legislature. Any legislation purporting to bypass the judicial branch by dictating the conclusion is unconstitutional.
