Weaver's Cove Energy, LLC v. Rhode Island Coastal Resources Management CouncilWeaver's Cove Energy, LLC v. Rhode Island Coastal Resources Management Council
OPINION AND ORDER
In this case a developer of liquefied natural gas (“LNG”) facilities and the Rhode Island agency that oversees coastal *262 development and resource protection have squared off in a high stakes confrontation involving the transportation of LNG by tanker ship through Rhode Island waters. Weaver’s Cove Energy LLC (“Weaver’s Cove”) and the Rhode Island Coastal Resources Management Council (“CRMC”) 1 reached an impasse after engaging in a protracted and tense dialogue pursuant to a complicated permitting process. At the core of the dispute is the question of whether CRMC has the ability to indefinitely stall its concurrence with or objection to Weaver’s Cove’s permit application — a process that ordinarily must be completed within six months. By choosing the tactic of indefinite delay (as opposed to objection), CRMC has succeeded in grounding Weaver’s Cove’s proposed project, forcing the company to bring this action for relief. CRMC’s tactic, however, was a gamble. Whatever the short term benefit of this tactic may have been, in the long run, CRMC’s inaction necessarily results in a finding that the agency is legally presumed to have concurred with Weaver’s Cove’s application. For the reasons stated below, then, Weaver’s Cove’s motion for summary judgment is granted, and CRMC’s cross-motion for summary judgment is denied.
I. Factual and Procedural Background
A. The Parties
Weaver’s Cove is a limited liability company organized and incorporated under the laws of Delaware, with its principal place of business in Fall River, Massachusetts. CRMC is an agency of the State of Rhode Island created to preserve and protect the coastal resources of Rhode Island.
See
R.I. Gen. Laws 1956, chapter 23 of Title 46 (entitled “Coastal Resources Management Council”). CRMC’s primary responsibility is “the continuing planning for and management of the resources of the state’s coastal region.” R.I. Gen. Laws § 46 — 23—6(1)(i). Importantly, it is also the state agency responsible for administering the federal Coastal Zone Management Act (“CZMA”),
B. Weaver’s Cove’s Proposed LNG Terminal
This dispute centers on Weaver’s Cove’s proposal to construct and operate a liquefied natural gas (“LNG”) terminal in Fall River, Massachusetts. 2 As envisioned by the proposal, tanker ships carrying LNG would transit Rhode Island and Massachusetts waters, through the federal navigation channel in the Taunton River, on their way to deliver their cargo to the terminal. The terminal would have the capacity to provide 800 million cubic feet per day (“MMcfd”) of natural gas, which is equivalent to an estimated 15% of New England’s peak daytime natural gas requirements in 2010. The natural gas imported to the facility would be injected into the existing U.S. natural gas pipeline grid via two lateral pipelines proposed for construction by Mill River Pipeline, LLC *263 (“Mill River”), an affiliate of Weaver’s Cove.
On December 19, 2003, Weaver’s Cove filed an application with the Federal Energy Regulatory Commission (“FERC”) under section 3 of the Natural Gas Act (“NGA”),
In addition to FERC approval, Weaver’s Cove’s proposal to dredge the federal navigation channel requires the approval of the U.S. Army Corps of Engineers (“USACE”) under Section 10 of the Rivers and Harbors Act.
See
C. Weaver’s Cove’s Consistency Certification
Weaver’s Cove filed its consistency certification with CRMC on July 19, 2004. Later that month, Dan Goulet, a CRMC staff member, telephoned Weaver’s Cove and claimed that CRMC could not review the certification until Weaver’s Cove provided certain information, purportedly required by the CMP, regarding the ultimate destination of the dredge material, and until Weaver’s Cove resubmitted its design drawings for the project stamped by a Rhode Island engineer. In its July 19 submission to CRMC, Weaver’s Cove had claimed that its specific dredge disposal plan was outside the jurisdiction of both CRMC and the Rhode Island Department of Environmental Management (“RI-DEM”):
Notably, Weaver’s Cove intends to utilize dredged material as engineered fill on the LNG terminal site, and therefore has control over the proposed dredged material placement site. The permitting process for handling the dredge material at the Fall River site is well under way with the relevant Massachusetts permitting agencies. Details regarding existing and proposed conditions on the Fall River site are subject to the jurisdiction of the FERC and other federal agencies, as well as the pertinent Massachusetts agencies for review and permitting. No authorization for these Massachusetts activities is required from the RI DEM/ CRMC.
Weaver’s Cove followed Mr. Goulet’s telephone call with two written communications. First, on August 2, 2004, Weaver’s Cove sent a letter to CRMC explaining that the dredge material would be disposed of outside Rhode Island, and claiming that the CMP did not require information about such out-of-state disposal. Second, on August 12, 2004, Weaver’s Cove resubmitted its design drawings to CRMC stamped by a Rhode Island engineer.
On August 26, 2004, CRMC sent a letter to Weaver’s Cove in which it maintained that Weaver’s Cove’s application was incomplete.
7
This time, CRMC cited Weav
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er’s Cove’s failure to provide a RIDEM Water Quality Certification with its application. A RIDEM Water Quality Certification confirms that a proposed activity complies with Rhode Island’s water quality standards promulgated pursuant to Section 401 of the Federal Water Pollution Control Act (“Clean Water Act”),
D. Subsequent Events
In the four years since Weaver’s Cove filed its consistency certification with CRMC, two events have occurred that may impact the ultimate terminal proposal. While neither of these events, contrary to CRMC’s view, affect either the justiciability of the present dispute or its outcome, they deserve mention in order to provide additional context and because CRMC raised them. On March 17, 2005, Weaver’s Cove requested that USACE “formally consider open ocean disposal as a backup option” for disposal of the dredge material. 8 Joint Appendix (“JA”) 19, at 2. However, although CRMC claims that “[i]t has become clear that ... upland disposal is canceled,” Weaver’s Cove disputes that its request to USACE signaled an end to the upland disposal plan.
In August 2005, Congress passed and the President signed the “Safe, Accountable, Flexible, Efficient Transportation Equity Act: A Legacy For Users” (“SAFE-TEA-LU”). SAFETEA-LU provides that:
Notwithstanding any Federal law, regulation, or policy to the contrary, no Federal funds shall be obligated or expended for the demolition of the existing Brightman Street Bridge connecting Fall River and Somerset, Massachusetts, and the existing Brightman Street Bridge shall be maintained for pedestrian and bicycle access, and as an emergency service route.
Pub.L. No. 109-59, § 1948, 119 Stat. 1144, 1514 (2005). In its original proposal, Weaver’s Cove anticipated that the Bright-man Street Bridge, which traverses the projected path of the ships that would deliver LNG to the terminal in Fall River, would be removed to accommodate the passage of the ships. After the enactment of SAFETEA-LU, Weaver’s Cove investigated other arrangements, and submitted an alternative proposal to use smaller LNG tankers that could navigate under the bridge. JA 40, at 1. Because these smaller tankers hold a correspondingly smaller amount of LNG, this alternative will require more ship transits to achieve the envisioned quantity of LNG. Id. Any increase in ship transits is problematic because every passage of an LNG tanker *266 ship carries the potential to disrupt other maritime activities in the immediate vicinity. However, while Weaver’s Cove and CRMC appear to agree that SAFETEA-LU has required Weaver’s Cove to explore alternative shipping arrangements, the parties dispute the number of actual tanker transits that would be required as well as the effect of each transit.
E. Weaver’s Cove’s Category B Assent Application
On July 19, 2004, simultaneously with its consistency certification, Weaver’s Cove submitted to CRMC an application for a Category B Assent. A Category B Assent is a CRMC approval process, separate and distinct from consistency certification, required for certain alterations or activities that are proposed for tidal waters, shoreline features, or areas that are contiguous to shoreline features. See CMP § 100.1. CRMC has neither approved nor rejected Weaver’s Cove’s Category B Assent application.
F. Weaver’s Cove’s Lawsuit Against CRMC
In response to CRMC’s lack of objection or concurrence with its consistency certification, and before filing this action, Weaver’s Cove made separate requests to FERC, the Secretary of Commerce (the “Secretary”), and the National Oceanic and Atmospheric Administration (“NOAA”), for a determination that CRMC’s concurrence with Weaver’s Cove’s consistency certification must be presumed. 9 FERC demurred, claiming it lacked jurisdiction. The Secretary refused to hear Weaver’s Cove’s appeal on the basis that CRMC had not actually made any objection from which an appeal could be taken. NOAA gave no response at all.
On June 29, 2007, Weaver’s Cove filed a complaint in this Court seeking, inter alia, a declaration that CRMC’s concurrence with Weaver’s Cove’s consistency certification is conclusively presumed by virtue of the agency’s inaction. On September 10, 2007, Weaver’s Cove filed an amended complaint seeking the original relief as well as a declaration that the Category B Assent process is preempted by the NGA or otherwise unenforceable under the so-called “dormant” Commerce Clause of the U.S. Constitution.
II. Legal Background
Before turning to a discussion of the parties’ respective positions, it is important to sketch the complicated legal framework within which Weaver’s Cove claims must be considered.
A. Natural Gas Act
The primary federal statute applicable to this dispute is the Natural Gas Act,
B. Coastal Zone Management Act
The Coastal Zone Management Act,
Under the CZMA, the federal government provides each participating state a monetary grant to develop a CMP; in exchange, the state must agree to submit its CMP for federal approval.
See
When an applicant seeks a federal license or permit for an activity listed in the state’s approved CMP, the applicant must certify that the activity “complies with the enforceable policies of the state’s [CMP] and that such activity will be conducted in a manner consistent with the program.”
mines whether a particular activity that is proposed for listing in a state’s CMP will be subject to consistency review.
See
A state is not necessarily precluded from reviewing a federal license or permit activity that is not listed in its approved CMP. If it wishes to review an unlisted
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activity, the state must notify the federal agency issuing the license or permit, the applicant, and the Director of NOAA’s Office of Ocean and Coastal Resource Management (“OCRM”) within thirty days after the state receives notice of an application for a federal license or permit.
Once an applicant certifies to the relevant state agency that its proposed activity will be consistent with the state’s CMP, the state agency has six months to concur with or object to the applicant’s certification.
See
If an applicant submits all necessary data and information, then a state’s assertion that the submitted information is “substantively deficient,” or a state’s request for clarification of the information provided, or for information or data requested in addition to that required by
C. Other Federal Statutes
Beyond FERC approval and CZMA consistency review, Weaver’s Cove’s project must receive approvals under various other federal statutes. As already mentioned, section 10 of the Rivers and Harbors Act of 1899,
D. Public Trust Doctrine and CRMC Category B Assent
In addition to the above federal requirements, Weaver’s Cove’s claims also implicate the common law Public Trust Doctrine and its state statutory expression, CRMC’s Category B Assent process. The Public Trust Doctrine is an ancient legal doctrine inherited from English law.
See generally
Joseph D. Kearney & Thomas W. Merrill,
The Origins of the American Public Trust Doctrine: What Really Happened in Illinois Central,
71 U. Chi. L.Rev. 799 (2004) (tracing history of public trust doctrine in United States). It provides, in essence, that certain resources are subject to a perpetual public trust foreclosing private exclusion rights.
See III. Cent. R. Co. v. State of Illinois,
Pursuant to its claimed authority under the Public Trust Doctrine, Rhode Island, through CRMC, requires an applicant for any alterations or activities that are proposed for tidal waters, shoreline features, or areas that are contiguous to shoreline features, to obtain a permit — known as an “Assent” — from CRMC. 12 CMP § 100.1(A). With some exceptions, an Assent will either be a “Category A Assent” or a “Category B Assent.” Category A Assent is typically reserved for those activities that may be approved administratively without a hearing. Id. §§ 110, 110.1. These tend to be of minor impact and may include activities such as construction of residential docks or minor dredging. Id. § 110(B). Category B Assents, on the other hand, are required for complex projects that do not meet the criteria for a Category A Assent, or that receive a substantive objection from an interested party. Id. § 110.1(C).
The Category B Assent process is considerably more stringent than its easier going brother. Applications must be heard by the full CRMC, and the applicant must demonstrate in writing that it has met all the requirements enumerated in CMP § 300.1:
1. demonstrate the need for the proposed activity or alteration;
2. demonstrate that all applicable local zoning ordinances, building codes, flood hazard standards, and all safety codes, fire codes, and environmental requirements have or will be met; ...;
3. describe the boundaries of the coastal waters and land area that are anticipated to be affected;
*270 4. demonstrate that the alteration or activity will not result in significant impacts on erosion and/or deposition processes along the shore and in tidal waters;
5. demonstrate that the alteration or activity will not result in significant impacts on the abundance and diversity of plant and animal life;
6. demonstrate that the alteration will not unreasonably interfere with, impair, or significantly impact existing public access to, or use of, tidal waters and/or the shore;
7. demonstrate that the alteration will not result in significant impacts to water circulation, flushing, turbidity, and sedimentation;
8. demonstrate that there will be no significant deterioration in the quality of the water in the immediate vicinity as defined by [R.I. Department of Environmental Management];
9. demonstrate that the alteration or activity will not result in significant impacts to areas of historic and archaeological significance;
10. demonstrate that the alteration or activity will not result in significant conflicts with water-dependent uses and activities such as recreational boating, fishing, swimming, navigation, and commerce, and;
11. demonstrate that measures have been taken to minimize any adverse scenic impact....
Depending on the circumstances of a particular application, additional requirements may apply. CMP § 300.1.
III.Standard of Review
Summary judgment is appropriately granted where there is no genuine issue of material fact, and the moving party is entitled to judgment as a matter of law.
Once the movant has made the requisite showing, the opposing party “may not rely merely on allegations or denials in its own pleading; rather, its response must — by affidavits or as otherwise provided in this rule — set out specific facts showing a genuine issue for trial.”
IV.Discussion
A. Weaver’s Cove’s Consistency Certification
1. Necessary Data and Information
CRMC maintains that its concurrence with Weaver’s Cove’s consistency certification cannot be presumed because Weaver’s Cove failed to provide necessary data and information, and thus the CZMA review period never commenced. As relevant here, the necessary data and information includes “[flnformation
specifically identified
in the [Rhode Island CMP] as required necessary data and information for an applicant’s consistency certifica
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tion.”
13
With respect to the letter of acceptance, the CMP provides that “[w]hen disposal [of dredged materials] is proposed for approved upland facilities, the applicant shall provide a letter of acceptance from that facility, unless the disposal is approved for the central landfill.” CMP § 300.9(C)(7) (emphasis added). Weaver’s Cove did not include any letter of acceptance with its consistency certification because, it argues, the term “approved upland facilities” does not (and indeed cannot) include disposal sites outside Rhode Island. CRMC disagrees with this interpretation, and so notified Weaver’s Cove by telephone shortly after Weaver’s Cove submitted its consistency certification.
It is with respect to this question- — • whether inclusion of a letter or notice of acceptance regarding out-of-state dredge disposal is necessary data and information — that the line in the sand was drawn. CRMC argues that in its dealings with Weaver’s Cove it has “always maintained an approved and properly permitted upland dredge disposal site whether in Rhode Island or elsewhere, was ‘necessary data and information’ required by the CRMC’s program.” Docket 29, at 32. Weaver’s Cove, in contrast, contends that the CMP is very specific, requiring a letter of acceptance only when disposal is proposed for “approved upland facilities.” CMP § 300.9(C)(7).
Unfortunately, the CMP does not provide a definition for “approved upland facilities” within its four corners; however, Weaver’s Cove claims that a definition is found in the Rhode Island Rules and Regulations for Dredging and the Management of Dredged Material (“Dredging Regulations”). These regulations define “upland areas” as “[a]ll areas of the state that are not in the coastal zone.” R.I. Dept, of Envtl. Mgmt., Rules and Regulations for Dredging and the Management of Dredged Material § 4.20 (emphasis added), available at http://www.dem.ri.gov/ pubs/regs/regs/water/dred0203.pdf (last visited on Sept. 18, 2008). Weaver’s Cove argues that the CMP, when read through the prism of the Dredging Regulations, implicitly provides that no letter of acceptance is required where disposal of dredged materials is proposed for an out-of-state disposal site (including open ocean disposal sites). Since such a letter is not required by the CMP, Weaver’s Cove contends, CRMC has no authority to declare it to be necessary data and information under the CZMA.
CRMC argues that the Dredging Regulations are “completely irrelevant” because they relate to a “completely separate pro *272 gram with completely separate goals.” But while it is true that the Dredging Regulations are not among those documents listed in the CMP as comprising Rhode Island’s federally-approved coastal program, see CMP § 400(A)(2), the two regulatory schemes are not nearly as distinct as CRMC contends. Under Rhode Island’s Marine Waterways and Boating Facilities Act, R.I. Gen. Laws §§ 46-6.1-1 et seq., it is RIDEM, not CRMC, that is charged with approving “upland sites and types of areas suitable for beneficial use and disposal of dredged materials.” R.I. Gen. Laws § 46-6.1-5(b). The statute provides that RIDEM’s list of approved sites is to be incorporated by CRMC into its plan for dredged material management. Id. In other words, RIDEM’s regulatory definition of “upland areas” is connected by a direct statutory link to the CMP’s requirement for a letter of acceptance from an “approved upland facility.”
The Dredging Regulations themselves also belie CRMC’s claim. First, the Dredging Regulations provide that they “are ... intended to be consistent with the ... the Coastal Resources Management Council Act, R.I. General Laws Chapter 46-23 (1956); [and] the federal Coastal Zone Management Act
It follows from this that a letter of acceptance from an out-of-state disposal facility is not necessary data and information under the CMP. The Dredging Regulations, which “apply to all aspects of dredging proposed in marine waters of the State of Rhode Island,” Dredging Regulations § 3, define “upland areas” as “[a]ll areas of the state that are not in the coastal zone.” Id. § 4.20 (emphasis added). If nothing else, an “approved upland facility” must be by definition a facility that is located in an area of the state (that is, Rhode Island) that is not in the coastal zone. To hold otherwise would render the CMP’s specific language a nullity. 14
Because a letter of acceptance from an out-of-state disposal facility cannot be necessary data and information, the failure to
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provide such a letter cannot serve to toll the commencement of the six-month review period provided by the CZMA. CRMC’s apparent belief that information regarding the location of disposal is always “necessary,” Docket 29, at 37, reflects either a misunderstanding of the issue, or a misguided tactical gamble. To be clear, the issue is
not
whether CRMC may request that an applicant for a federal consistency determination provide information related to out-of-state disposal. As Weaver’s Cove concedes, the regulations in force when it originally submitted its consistency certification to CRMC unquestionably allowed state agencies to request information beyond necessary data and information.
See
Although the failure to provide such additional information does not toll the commencement of the six month review period, it can be grounds for objecting to a consistency certification. When Weaver’s Cove refused to provide the requested information regarding out-of-state dredge disposal, CRMC was required to choose between objecting to or concurring with the certification within six months or else forfeit its right to do either.
The second alleged deficiency in Weaver’s Cove’s consistency certification is the absence of a Water Quality Certification from RIDEM. But here, again, the information requested by CRMC is not necessary data and information. In fact, quite the opposite. At the time Weaver’s Cove submitted its consistency certification, the CMP provided:
Except for federal consistency reviews, applicants for dredging or open waters disposal of dredged materials shall be required to obtain aSection 401 (Clean Water Act) Water Quality Certification from the Department of Environmental Management (DEM) before the Council can consider granting approval for the project.
CMP § 300.9(C)(2) (emphasis added). Even in the face of this apparently clear language, CRMC argues that the exemption applies only to “direct federal activities and not applicants for a federal license or permit activity.” Docket 29, at 39. In other words, CRMC takes the position that only consistency reviews of projects to be conducted by federal agencies (such as the Army Corps of Engineers) are exempt from the Water Quality Certification re *274 quirement. CRMC’s argument again stretches the plain language of the CMP beyond recognition.
First, the CZMA contemplates that the term “federal consistency review” encompasses both direct federal activities
and
federal license or permit activities. For example, NOAA’s CZMA regulations are intended to “implement the
federal
consistency requirement” and “describe the obligations of all parties who are required to comply with the
federal
consistency requirement.”
Second, in July 2005, more than six months after Weaver’s Cove submitted its consistency certification, CRMC proposed an amendment which, among other things, substituted “direct federal activities” for “federal consistency reviews,” such that the CMP now reads:
Except for direct federal activities, applicants for dredging or open waters disposal of dredged materials shall be required to obtain a dredging permit (which contains theSection 401 Clean Water Act Water Quality Certification) from the Department of Environmental Management (DEM) before the Council can consider granting approval for the project.
CMP § 300.9(C)(2) (emphasis added). 16 Although CRMC claims that the amended Section 300.9(C)(2) was intended only to clarify what was always implicit — that a Water Quality Certification is required for any dredging project other than a direct federal activity, the CMP made use of the term “direct federal activities” even before the amendment was proposed. See id. § 400(B)(2) (defining “direct federal activities” as “activities, including development projects, performed by a federal agency, or contractor on behalf of the federal agency.”). If CRMC’s intent was always to exempt only direct federal activities from the Water Quality Certification requirement, it could have done so using the terminology — “direct federal activities”— already written into the CMP.
Moreover, even if a Water Quality Certification was necessary data and information at the time Weaver’s Cove submitted its original consistency certification, subsequent regulatory changes made by NOAA appear to preclude CRMC from requiring such information. When Weaver’s Cove submitted its certification, states were allowed to describe state-issued permits as necessary data and information.
See
71 Fed.Reg. 788, 795. NOAA subsequently determined that this indulgence could re-
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suit in states requiring applicants to obtain state permit approval before the commencement of the six-month CZMA consistency review period, essentially resulting in a state consistency decision before the commencement of the CZMA review period.
Id.
NOAA believed that the public comment period on federal consistency could be rendered moot because necessary state approvals would already have been obtained.
Id.
Consequently, the CZMA regulations were amended to provide that “[n]ecessary data and information may include completed State or local government permit applications which are required for the proposed activity,
but shall not include the issued State or local permits.”
In sum, under the CMP as it existed during the time period relevant to Weaver’s Cove’s consistency certification, and under current NOAA regulations, a Water Quality Certification was and is not necessary data and information. As with a letter of acceptance for out of state dredge disposal, CRMC could have objected to the consistency certification based on Weaver’s Cove’s failure to provide the Water Quality Certification (at the risk of being overruled by the Secretary); but that failure could not and did not toll the commencement of CRMC’s six month review period.
Because neither a letter of acceptance from an out-of-state facility nor a Water Quality Certification are necessary data and information under Rhode Island’s CMP, Weaver’s Cove’s failure to provide the information when demanded by CRMC did not toll CRMC’s six-month review period. CRMC’s concurrence with the consistency certification therefore must be conclusively presumed, because it failed to concur with or object to Weaver’s Cove’s completed application prior to expiration of the review period.
2. Mootness
CRMC argues that, even if Weaver’s Cove’s consistency certification was complete when filed, this lawsuit is moot because of the purported changes made to the company’s dredge scow and LNG tanker transit plans. As conceded by CRMC, these changes, if they are changes, did not materialize until more than six-months after Weaver’s Cove submitted its consistency certification. See Apr. 28, 2008 Hrg. Tr., at 28:10-15. Regardless of when these developments arose, they are irrelevant to the specific activity — dredging — for which Weaver’s Cove sought CRMC’s consistency review. 17
The CZMA provides CRMC with a narrowly cabined jurisdiction to review whether certain proposed activities are consistent with Rhode Island’s CMP.
See
Despite being constrained by the obvious silence of the CMP, CRMC none *276 theless argues that it has open-ended authority under the CZMA to review federal license or permit activities that it believes will affect a coastal use or resource. See, e.g., Apr. 28, 2008 Hrg. Tr., at 34:5-7 (“We have review of anything relating to this project that’s taking- place in Rhode Island.”). 18 CRMC claims this broad “effects test” vests it with jurisdiction to review the “drastic changes in dredging and shipping” that allegedly accompany Weaver’s Cove’s current project proposal. Docket 29, at 17-18, 23. This is incorrect. Whether a federal license or permit activity will engender coastal “effects” is an inquiry NOAA makes when it either approves the listing of a particular activity in a state’s CMP or a state’s request to review an unlisted activity. See Coastal Zone Mgmt. Act Fed. Consistency Regulations, Final Rule, 65 Fed.Reg. 77,124, 77,144 (Dec. 8, 2000). The “effects test” does nothing to expand a state’s jurisdiction beyond its NOAA-approved CMP. Accordingly, CRMC is without jurisdiction to review proposed activities unless it proceeds according to the CZMA’s provisions governing review of listed and unlisted activities. The only activity for which a consistency certification is or was required is Weaver’s Cove’s proposed Section 10-permitted dredging in Rhode Island waters. 19
Second, CRMC argues Weaver’s Cove’s proposed project is a “nullity” because the USCG has not approved Weaver’s Cove’s LNG tanker transit proposal, and the enactment of SAFETEA-LU means it is unlikely Weaver’s Cove could ever obtain approval. Docket 29, at 7. But CRMC has not shown that these events would make it impossible for the Court to grant Weaver’s Cove the relief sought. An action is properly dismissed for mootness only if an event occurs “that makes it impossible for the court to grant any effectual relief whatever.”
Gulf of Me. Fisherman’s Alliance v. Daley,
*277 3. CRMC’s Request For Supplemental Certification
In addition to arguing that Weaver’s Cove’s certification is moot, CRMC argues that Weaver’s Cove must submit a new or supplemental consistency certification because Weaver’s Cove’s “decision to double the number of LNG vessel transits ... and to increase the transit miles of dredge scows 100 fold” are “major amendments” to the original certification. Docket 29, at 23-27. Under the CZMA, the term “major amendment” means
any subsequent federal approval that the applicant is required to obtain for modification to the previously reviewed and approved activity and where the activity permitted by issuance of the subsequent approval will affect any coastal use or resource, or, in the case of a major amendment subject to § 930.51(b)(3), affect any coastal use or resource in a way that is substantially different than the description or understanding of effects at the time of the original activity.
Changes to Weaver’s Cove’s LNG vessel transit plan relate to marine traffic activity, not to dredging. In order to implement its transit plan, Weaver’s Cove must obtain a Letter of Recommendation from the USCG pursuant to the Port and Waterways Safety Act, as to the suitability of a waterway for a particular type of marine traffic.
See
Similarly, changes to the dredge disposal plan relate to the “transportation of dredged material by vessel or other vehicle for the purpose of dumping it in ocean waters at [designated] dumping sites,” not to the dredging activity itself.
In addition to being contrary to law, CRMC’s assertion of review jurisdiction over ocean disposal does not square with its own representations to the Court. CRMC argues in its memorandum of law that “[i]t is essential for any meaningful CRMC review to know with certainty the location and conditions attached to any dredge disposal site,” Docket 29, at 38-39, but at oral argument CRMC counsel conceded that CRMC would not require Weaver’s Cove to provide a letter of acceptance from a disposal facility if CRMC had “official notice” that Weaver’s Cove was going to use an open water disposal site. See, e.g., Apr. 28, 2008 Hrg. Trn., at 52:23-53:3.
In contrast to tanker transit and dredge disposal activities, Weaver’s Cove’s proposed Section 10-permitted dredging activities relate to actual dredging in the navigable waters off Rhode Island’s coast.
See
4. Res Judicata And/Or Collateral Es-toppel
CRMC additionally argues that res judicata and/or collateral estoppel bar Weaver’s Cove’s claims because Weaver’s Cove failed to “appeal from the rejections it received from the Secretary [of Commerce] and FERC.” Docket 29, at 43. The doctrine of res judicata bars “relitigating issues which were raised or could have been raised in a previous action, once a court has entered a final judgment on the merits in the previous action.”
Aunyx Corp. v. Canon U.S.A., Inc.,
Res judicata has no application to this case because the Secretary and FERC did not decide the merits of Weaver’s Cove’s claims. Instead, the Secretary twice held that Weaver’s Cove’s appeals were premature: “[A]bsent an objection by Rhode Island, there is no basis for an appeal to the Secretary of Commerce. To date, Rhode
*279
Island has not objected to [Weaver’s Cove’s] consistency certification. Accordingly, [Weaver’s Cove’s] appeal is dismissed for good cause.” JA 51;
see also
JA 32. FERC disclaimed jurisdiction altogether, writing that “[t] his Commission is not in a position to interpret regulations of other agencies or otherwise resolve the issues raised by the parties. This issue is a matter for the [CRMC], the NOAA, and the Department of Commerce, not this Commission.”
Weaver’s Cove Energy, LLC,
Similarly, Weaver’s Cove’s claims are not barred by collateral estoppel. Collateral estoppel may be raised where “(1) both the ... proceedings involved the same issue of law or fact; (2) the parties actually litigated the issue in the [prior] proceeding[ ]; (3) the [first] court actually resolved the issue in a final and binding judgment ...; and (4) its resolution of that issue of law or fact was essential to its judgment (i.e., necessary to its holding).”
Global Naps, Inc. v. Massachusetts Dept. of Telecomm. & Energy,
As discussed above, the Secretary and FERC dismissed Weaver’s Cove’s requests on procedural, not substantive, grounds. Weaver’s Cove never litigated the issues it has raised here, nor did the Secretary or FERC issue a “final and binding judgment” with respect to whether the CRMC’s concurrence should be conclusively presumed. Thus, collateral estoppel does not apply.
5. Administrative Procedure Act
Finally, CRMC appears to argue that Weaver’s Cove is prevented from bringing this action because it did not seek review of the decisions of the Secretary and FERC pursuant to the Administrative Procedure Act (“APA”),
Moreover, a party is not barred from obtaining declaratory relief simply because it did not seek relief under the APA.
See
B. Preemption Of Category B Assent
Under the Supremacy Clause of the
Weaver’s Cove contends that the NGA preempts CRMC’s attempt to require Weaver’s Cove to obtain a Category B Assent in order to undertake the proposed dredging required for the LNG terminal project. CRMC argues that Weaver’s Cove must obtain a Category B Assent because Rhode Island owns the submerged lands under the State’s coastal waters, and thus “Weaver’s Cove must apply under purely state law, to the CRMC, for a license to use state land separate and apart from any Federal determination requirements.” Docket 8, ¶ 75; Docket 12, ¶ 75.
The circumstances in which a federal law will have preemptive effect are familiar, if frequently enigmatic.
See S. Union Co. v. Lynch,
1. Express Preemption
The NGA provides that FERC “shall have the
exclusive
authority to approve or deny an application for the siting, construction, expansion, or operation of an LNG terminal.”
Although the NGA is clear (and that is enough to decide the question), it is instructive that FERC interprets the NGA as vesting it with preemptive authority over LNG projects. In 2004, for example, FERC considered an application for the siting, construction, and operation of an LNG terminal off the coast of California, for the purpose of importing LNG into the United States.
Sound Energy Solutions,
Because FERC has authority to consider environmental issues, states may not engage in concurrent site-specific environmental review. Allowing all the sites and all the specifics to be regulated by agencies with only local constituencies would delay or prevent construction that has won approval after federal consideration of environmental factors and interstate need, with the increased costs or lack of gas to be borne by utility consumers in other states.
Id.
at 62,018 (quoting
Nat’l Fuel Gas Supply Corp. v. Pub. Serv. Comm’n of N.Y.,
With respect to Weaver’s Cove’s project, FERC has reaffirmed its preemptive role under the NGA. In its initial order authorizing Weaver’s Cove to site, construct, and operate the proposed Fall River terminal, FERC described the limits of state and local regulation of FERC-approved natural gas facilities:
*282 Any state or local permits issued with respect to the jurisdictional facilities authorized herein must be consistent with the conditions in this order. We encourage cooperation between Weaver’s Cove, Mill River, and local authorities. However, this does not mean that state and local agencies, through application of state or local laws, may prohibit or unreasonably delay the construction or operation of facilities approved by this Commission.
Weaver’s Cove I,
In sum, the NGA gives FERC “plenary and elastic” authority to approve and regulate LNG terminals,
SES II,
Rhode Island’s Category B Assent requirement, despite being aimed at the proposed dredging rather than at the construction of the terminal, is among those local regulations that must defer to the NGA. In its order approving Weaver’s Cove’s application, FERC signaled that the proposed dredging is a necessary constituent of the terminal project.
See Weaver’s Cove I,
The Public Trust Doctrine, which underlies the Category B Assent process, is no shield against the NGA’s preemptive effect. State ownership of submerged lands is subject to the paramount right and power of the United States to regulate and control those lands “for the constitutional purposes of commerce.”
[T]he power to regulate commerce between the states extends, not only to the control of the navigable waters of the country, and the lands under them, for the purposes of navigation, but for the purpose of erecting piers, bridges, and all other instrumentalities of commerce which, in the judgment of congress, may be necessary or expedient.
Id.
at 20-21. When the federal government exercises its paramount power in this respect, there is no “taking” of land from the state, since the property was burdened from the beginning by this reservation of rights.
26
See United States v. Rands,
Moreover, even if the issue was whether Weaver’s Cove should be allowed to obtain ownership of submerged lands, the Category B Assent process would be irrelevant. As even CRMC concedes, a Category B Assent is equivalent to a license to use state property — not a transfer of ownership of that property. Docket 29, at 81-82 (“Weaver’s Cove must apply under purely State law to the CRMC for a license to use State land and must do so separate and apart from any Federal requirements.”). In short, CRMC’s attempt to leverage Rhode Island’s ownership of the submerged land as an alternative means to halt Weaver’s Cove’s project is unavailing.
2. Field Preemption
The Category B Assent process also is preempted under the so-called field preemption doctrine because Congress clearly intended that the NGA occupy the entire field of LNG regulation.
Schneidewind,
Under FERC’s regulations, an applicant must, prior to the submission of a formal application, submit all pertinent information about the proposed site and building plans, any state and local agencies with permitting authority, the applicant’s plans to receive input from the public, and additional matters.
In short, the NGA and FERC’s regulations promulgated thereunder govern virtually every facet of an LNG facility’s siting, construction, and operation.
See Algonquin Lng v. Logo,
3. Conflict Preemption
Finally, the Category B Assent process is preempted because it conflicts with the NGA’s regulation of “the transportation and sale of natural gas in interstate commerce.”
Schneidewind,
C. Dormant Commerce Clause
Because the NGA preempts Rhode Island’s Category B Assent process, there is no need to reach the issue of whether the dormant Commerce Clause would also preclude CRMC from requiring Weaver’s Cove to obtain a Category B Assent.
See E. Kentucky Res. v. Fiscal Court of Magoffin County, Ky.,
V. Conclusion
For the foregoing reasons, Weaver’s Cove’s motion for summary judgment is GRANTED. CRMC’s cross-motion for summary judgment is DENIED.
IT IS SO ORDERED.
Notes
. Weaver’s Cove also named in its lawsuit Michael M. Tikoian, the Chair of CRMC; Paul E. Lemont, the Vice-Chair of CRMC; and Thomas Ricci, David Abedon, Donald Gomez, K. Joseph Shekarchi, Neill Gray, W. Michael Sullivan, Raymond C. Coia, Gerald P. Zarrel-la, and Bruce Dawson, all of whom are Members of CRMC. For clarity, the term "CRMC” denotes all defendants.
. LNG facilities have existed in New England for over thirty years, but increasing consumption of natural gas in the region has motivated the construction of new infrastructure.
See City of Fall River, Mass.
v.
F.E.R.C.,
. Because Weaver's Cove’s proposed terminal would be used to import natural gas from a foreign country, the location, construction, and operation of the facility is subject to FERC approval under section 3 of the Natural Gas Act.
See
. Rhode Island refers to its CMP as the "Rhode Island Coastal Resources Management Program,” or the “Redbook,” after its red-colored cover. Although Rhode Island's CMP apparently consists of several interrelated documents, the term "CMP” will be used herein to refer specifically to the Redbook. The Redbook is codified at R.I.Code R. 04 000 010 (2008).
. Weaver's Cove’s joint application covered all US ACE-permitted activities for both Weaver’s Cove and Mill River. The Section 404 permit referred to in the title of the application is required for the construction of a pipeline in Massachusetts.
See
.
. Technically, Rhode Island’s CMP does not appear to include Section 10 permits as a listed activity subject to consistency review. Instead, a separate document, CRMC’s Federal Consistency Manual, lists Section 10 per *264 mits as a covered federal permit activity. CRMC, Federal Consistency Manual, at 28, Table 2, available at http://www.crmc.ri.gov/ regulations/programs/fedconsist.pdf (last visited on Sept. 18, 2008). According to the CMP, the Federal Consistency Manual "details the CRMC's federal consistency process and requirements and includes tables of listed activities subject to the federal consistency requirement.” CMP § 400(A)(4). The CMP does not expressly provide that the Federal Consistency Manual is part of Rhode Island's federally-approved coastal program. CMP § 400(A)(2) ("The Rhode Island Coastal Resources Management Program (RICRMP), which includes this 'Redbook,' the Council’s Special Area Management Plans and Energy Amendments, and adopted State Guide Plan elements together make up Rhode Island’s federally approved coastal program.”). It is not necessary at this time, however, to decide whether the manual actually is part of Rhode Island's federally-approved coastal program. Weaver's Cove submitted its consistency certification on the assumption that it is, and based on the Court’s decision herein, CRMC’s concurrence with that certification must be presumed.
. Weaver’s Cove points out that CRMC’s August 26, 2004 notification letter was issued more than thirty days after Weaver's Cove submitted its original consistency certification on July 19, 2004. Under the CZMA, a state has thirty days to notify an applicant that a consistency certification lacks necessary data and information.
. As Weaver’s Cove points out, open ocean disposal was identified by the company as an alternative disposal plan as early as December 2003. Joint Appendix ("JA”) 2, at 56.
. The Secretary is charged with implementing the CZMA, but has delegated much of his authority to NOAA.
See
. Neither the Clean Air Act,
. Congress “effectively confirmed to the States the ownership of submerged lands within three miles of their coastlines” when it enacted the Submerged Lands Act (“SLA”), 67 Stat. 29 (1953),
. Although the Category B Assent process is detailed in Rhode Island's CMP, it is separate from Rhode Island’s CZMA consistency review authority. See CRMC Federal Consistency Manual, at 7 (“[T]he issuance of a CRMC Assent and. the certification or determination of federal consistency remain distinct, even when the two processes overlap.”).
. A complete consistency certification will contain other information, such as a copy of the application for the federal license or permit.
See
. To be sure, there is some tension between RIDEM’s Dredging Regulations and the Marine Waterways and Boating Facilities Act. The statute defines "upland areas” as "areas that are not in the coastal zone.” R.I. Gen. Laws § 46-6.1-4(16). As noted, the Dredging Regulations provide more narrowly that "upland areas” are "[a]ll areas of the state that are not in the coastal zone.” Dredging Regulations § 4.20. While not controlling, the interpretation given a statute by the administering agency is entitled to great weight.
Berkshire Cablevision of R.I., Inc. v. Burke,
. And, of course, as outlined elsewhere in this decision, such an amendment must be approved by NOAA before it is effective. No such amendment was made to the CMP here.
. Weaver's Cove suggests that the amended Section 300.9(C)(2) is ineffective because it has not received the approval of NOAA, as required by
. CRMC appears to recognize that Weaver’s Cove’s consistency certification has not changed, as evidenced by its statement that “Weaver's Cove insists on maintaining its ... initial [consistency certification] submission against the advice of both federal and state authorities.” Docket 12, at 1.
. CRMC also appears to claim jurisdiction to review activities occurring in another state; here, the construction and operation of an LNG terminal in Massachusetts. Docket 29, at 22 ("Rhode Island's CZMA rights with respect to Weaver’s Cove's current LNG-project have been triggered [by] FERC's authorization under Section 3 of the Natural Gas Act.”). In order to review interstate activities for consistency, a state must submit to NOAA's OCRM a list of such activities the state wishes to review, as well as a description of the geographic location for each activity.
. CRMC claims that certain language in its Federal Consistency Manual "eliminate[s] any doubt about the right of the state to review the effects of LNG tanker operations within Rhode Island’s coastal zone.” Docket 39, at 6. Specifically, the manual provides that its list of activities is "not exhaustive and does not obviate the responsibility of applicants for federal approvals to submit a consistency certification for any activity reasonably likely to affect any coastal use or resource to the CRMC.” Federal Consistency Manual, Table 2, at 28. Even if the CRMC’s Federal Consistency Manual is part of Rhode Island’s CMP, however, this provision cannot be given the open-ended effect claimed by CRMC without completely eviscerating the CZMA-mandated listing and consistency review process.
. CRMC also argues that it may review the transit plan because the CMP lists “Permits and authorizations for the handling of dangerous cargo by vessel in U.S. ports pursuant to 46 USC 170.” Docket 29, at 22. But Weaver's Cove has not filed any application for a permit or license issued under that provision. And, in any event,
. Regardless of whether Weaver's Cove ultimately relies on open water disposal, the parties do not dispute that the ocean disposal site envisioned by Weaver’s Cove is the Rhode Island Sound Disposal Site. Docket 29, at 5; Docket 32, at 28.
. It is sometimes said that there are two species of preemption — express and implied.
See Pharm. Research & Mfrs. of Am. v. Concannon,
. In its reply brief, CRMC argued for the first time that
. FERC allowed that it would consider safety and environmental factors, as well as input from state agencies and public comments.
Sound Energy Solutions,
. FERC also observed that "[i]n the event compliance with a state or local condition conflicts with a [FERC] certificate, parties may bring the matter before a federal court for resolution.”
Weaver’s Cove II,
. Referring back to the issue of CRMC jurisdiction to review disposal of dredge material, wherever located, neither party appears to have considered whether the State’s ownership of the submerged lands leaves it with an ownership interest in the dredge material. But even this theory could not support open-ended CRMC jurisdiction to review dredge disposal.
United States v. Cherokee Nation of Oklahoma
confirmed that the navigational servitude is a " ‘dominant servitude' which extends to the entire stream and the stream bed below ordinary highwater mark.”