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Waverly-Cedar Falls Health Care Center, Inc. v. National Labor Relations Board
933 F.2d 626
8th Cir.
1991
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*2 McMILLIAN, Before ARNOLD and LOKEN, Judges. Circuit McMILLIAN, Judge. Waverly-Cedar Falls Health Care Cen- ter, Inc. (“Waverly”) petitions this court for review of a decision1 of the National (“Board”) Labor Relations Board ordering Waverly with Teamsters Local (“Union”). reversal, No. 238 For Waverly argues that the misapplied the law certifying bargaining composed unit Waverly’s practical licensed nurses (“LPNs”) because the sors within meaning Act, National Labor Relations 152(11)(“Act”), and protect- thus are not ed under the Act. The Board filed a cross- petition for enforcement of the order. For below, the reasons deny discussed we petition for review and enforce the order of the Board.

Waverly operates nursing facility care Falls, in Cedar Iowa. The main- beds, providing tains one hundred interme- nursing elderly. diate care for the infirm facility operates twenty-four The hours a day, days per seven week. The Adminis- Nursing trator and Director of of the facili- p.m., from 8:00 a.m. to 5:00 Monday through Friday. An Di- Assistant Nursing rector of works from 8:00 a.m. to p.m., Monday through Friday. 2:30 Nursing Director of oversees Department reports directly to the Ad- Center, Inc., Waverly-Cedar (June Falls Health Care 298 N.L.R.B. No. 151 Nursing and March Director of On Union filed an ministrator. Nursing are on practice charge against unfair the Assistant labor Waver- per day. hours twenty-four 8(a)(1) call ly alleging violated §§ 8(a)(5) of the by refusing Act to bar- LPNs, Waverly to the seven In addition gain Union. admitted med-aides, *3 employs four recognize bargain that it had refused to or eight Two LPNs and thirty-five orderlies'. Union, argued from 6:00 with the but that LPNs em- day on the shift work orderlies p.m.; two LPNs and seven ployed to 2:00 at the Cedar Falls did not a.m. night the shift from 2:00 work on orderlies appropriate pur- a unit the constitute for LPN and four p.m.; to 10:00 one p.m. bargaining poses of collective within the night shift from work on the late orderlies 9(b) meaning of of the Act because the § a.m. p.m. to 6:00 10:00 supervisors. 1988, 2, filed a the Union On November 17, 1990, May On the General Counsel represent seeking to be certified to petition Summary Judgment with filed a Motion for 6, December Waverly’s seven LPNs. On 21, 1990, the Board. On the Board Acting Re- 1988, following hearing, the transferring proceeding issued an order the that of the Board found gional Director2 1990, to the Board. On the Board June “supervisors” as defined the LPNs were granted the Motion for General Counsel’s petition. the Act and dismissed under Judgment Summary and ordered Acting Regional Director found The refusing to cease and desist from to bar- supervisors because gain 298 N.L.R.B. No. with Union. only supervisory personnel are the (June 29, 1990). slip op. at 3-4 weekends, assign during evenings and on representation Board concluded that all is- work, orderlies’ excuse ab- and evaluate litigated in sues were or could have been sences, Acting approve overtime. prior representation hearing. at 2. Id. Regional noted that if the LPNs Director July Waverly petitioned this On an un- there would be for review of the Board’s decision. Court (the Di- realistic ratio of two Nursing) rector and Assistant challenge In order to certification department employees forty-six nursing for unit, bargaining employer of a collective an med-aides, (the LPNs, four and thir- seven recognize must refuse to a union after its orderlies). ty-five certification. Board certifications under to the appealed The Union this decision 9(c)of the Act are not reviewable as final that “the Board. The Board concluded Board, see, orders of the AFL v. e.g., supervisory authori- LPNs do not 401, 404-07, 308 U.S. 60 S.Ct. ty” Acting Regional Di- and reversed the 301-03, (1940); 84 L.Ed. 347 Technicolor 40, slip 297 N.L.R.B. No. rector’s decision. Services, Government Inc. v. 28, 1989). (Nov. reversing, op. at 3 (8th Cir.1984)(Technicolor), F.2d authori- Board noted that the LPNs lacked bargain following an unfair but an order to transfer, lay employees. to off or recall final, practice hearing appealable is a labor The Board also concluded that the 160(e), (f). If a union order. 29 U.S.C. § regard LPNs lacked status charge practice files an unfair labor for assignments employees to for other work bargain, employer may then refusal to repre- facility. The Union won the challenge the certification of the unit as an sentation election and was certified as the charges. Tech affirmative defense3 bargaining representa- exclusive collective nicolor, employed by Waverly. tive of 739 F.2d at 326. all LPNs Anderson, 164(a) Regional ship supervisors. pro- Acting consists of Section Richard R. Di- rector, Board, Eigh- vides: National Labor Relations Region. teenth Nothing prohibit any herein individual shall becoming employed supervisor or as a from 164(a) organization, employers remaining 3. Title 29 U.S.C. allows to a member of a labor subchapter employer subject to this refuse to with unions whose member- but no Thus, procedurally appropri it is [A]ny having individual authority, in the challenge interest of employer, hire, ate certifica trans- fer, suspend, off, appeal lay recall, an promote, tion determination via dis- charge, assign, reward, practice charge. discipline unfair labor Review of or oth- employees, er or responsibly the Board’s unit certification decision is to direct them, or to adjust their grievances, limited to a determination of whether or effectively to action, recommend such if arbitrary, capricious, decision is an abuse in connection foregoing discretion, exercise lacking in substantial evi of such authority is merely not of a rou- dentiary support. NLRB v. Metal Con tine nature, or clerical requires but Corp., 660 tainer Cir. use of judgment. *4 By excluding “supervisors” from the defi supervisor The determination of who is a nition of “employee,” 2(3) Act, of the 29 § question upon is a fact which calls 152(3), U.S.C. supervisors excludes § from special applying Board’s function of protection under the Act. Iowa Electric general provisions of the Act to the infi- Light NLRB, & Power 433, Co. v. 717 F.2d gradations authority nite of the within a (8th Cir.1983), 434 denied, cert. 466 U.S. particular industry. Therefore 903, 1677, 104 S.Ct. (1984); 80 L.Ed.2d 153 may large exercise a measure of Res-Care, Inc., NLRB v. 1461, informed discretion and a court must ac- (7th Cir.1983) 1465 (Res-Care). cept its long determinations so as Waverly notes, 2(11) As of the have “warrant in the Act is § record” and a rea- to be read disjunctively, is, if an em sonable basis in law. ployee “exercises, possesses or the authori 1252, Corp., NLRB v. Chem-Fab exercise, to any one the enumerated (8th Cir.1982)(citations omitted) 1256 (quot statute, functions listed in the he [or she] ing H. Jas. Matthews & v. 354 Co. has status.” NLRB v. Har 432, (8th Cir.), denied, 435 cert. 384 mon, 1047, (8th Cir.1977) 1049 1924, U.S. 86 S.Ct. 16 L.Ed.2d 1015 (Harmon) (emphasis original). More (1966)). over, 152(11) require does not § reviewing court is not barred from [A] the exercise of supervisory power, merely setting aside a Board decision when it power. Harmon, existence of the 565 conscientiously cannot find that the evi- However, F.2d at 1049. possession “the supporting dence that decision is sub- authority exercise of the must involve the stantial, when viewed in the independent judgment.” use of Id. furnishes, entirety record its including Waverly contends that the LPNs body opposed of evidence following and exercise the super- indicia of Board’s view. visory assigning directing status: and Corp. Universal Camera v. 340 aides, enforcing nursing nurse person- and U.S. 71 S.Ct. 95 L.Ed. 456 policies, issuing nel oral and written disci- (1951). We hold that the Board’s decision plinary warnings, conducting performance supervisors that the LPNs are not is evaluations, overtime, authorizing pos- ported by substantial evidence. sessing authority in off-duty to call personnel. 152(3) Title 29 U.S.C. “any excludes §

person employed supervisor” as a from the The Board found that the Assistant Di- definition of the term “employee.” The LPNs, Nursing, rector of not the scheduled Act require employers does not to assigned the nurse aides. 297 N.L. which represent supervisors. unions R.B. slip op. No. at 6. The Board Act, 29 164. U.S.C. Section acknowledged “day-to-day” di- LPNs’ 152(11), aides, U.S.C. defines rection of the but found such author- as ity primarily pa- “routine” related to law, compelled purpose any shall be to deem individuals de- either national or local, supervisors employees relating bargaining.

fined herein as to collective investigation Authority pendent by or review other exercised care. tient Center, supervisors.” Passavant not Health manner is merely routine in a 9, 1987). (July No. 62 1049; 284 N.L.R.B. Harmon, F.2d at authority. sory Co., 453 F.2d Printing Sayers NLRB that if the also contends LPNs Cir.1971)(employees who had supervisors super- then the ratio of are not “responsibly di- “assign” and authority to employees is too low. If the visors to not because rect” others supervisors, LPNs are not there would be judg- not exercise they did supervisor approximately one to ratio of merely carried out the ment, instead but employees. super- If fifteen management). policies of visors, super- of one there would be ratio employees. four visor Res-Care, Circuit re- the Seventh arguably The Board found both ratios to be found LPNs decision which a Board viewed and therefore did not use the unreasonable (2)(11). Section supervisors under in determining as a factor the LPNs’ ratio despite the the decision enforced The court op. slip status. 297 N.L.R.B. No. at 12. assign nurse aides. 705 authority to LPNs’ noted that The court F.2d at notes, if As the LPNs are not authority “tight within exercise “unsuper- then the their “discretion *5 and that constraints” majority during the of its hours of vised” pro- a in accordance with exercised However, operation. both the Director and [was] as to the best interests judgment fessional Nursing Assistant Director of are on call managerial than a patient rather Moreover, of the twenty-four day. hours the employer’s best inter- judgment as supervisory requires test for status the ests.” independent judgment; exercise of the merely record indicates that LPNs follow emergency re- Similarly, if sickness procedures they routine while are “in Waverly facility may LPN at the quires, an charge.” by following the call- replacement call in a However, Waverly standing has a in list. supports proposition Res the Care list, the call-in policy LPNs to use necessarily supervisors the LPNs are not procedure does not following this involve frequently highest they even if the independent judgment. If a of an exercise present facility. ranking employees at the found, employee cannot ei- replacement Care, stated, In Res the Seventh Circuit Nursing of or the Assist- ther the Director night “[although evening on the shifts Nursing of is called. The ant Director practical high- the licensed nurses are the carrying policies out simply the ranking employees premises, on the this est management. of ipso does not facto make them at sors.” 705 F.2d 1467. matters, disciplinary the regard

In although Board found that Finally, court’s in Wright this decision authority to issue written and oral the Hospital v. 771 F.2d 400 Memorial orderlies, aides and warnings to nurse (8th Cir.1985) (Wright), distinguishable discipli- controls all present Wright, from the case. In warnings nary alone do not af- action court enforced an order of the Board which job disciplinary limited fect status. Such union, required hospital with a authority is not sufficient for Employees In Service International Union. stated, previously has decision, status. The Board its the Board had determined that 4 reprimands or warn- “for the issuance hospital’s “charge nurses” were su statutory supervisory au- ings to constitute pervisors. Wright involved nurses who only initiate, warning must not thority, registered were nurses whereas the nurses determining future dis- present practical or be considered in the case are licensed action, but also it must be the ciplinary Wright Hospital, nurses. Memorial personnel action without inde- had charge of later concluded that the basis charge Wright Hospital nurses because Memorial 771 4. Nurses are called tion. charge” respective nursing sta- are "in of their F.2d at

631 “possessed] authority nurses the same decision does do a job credible of applying department stipulated heads who statutory relevant factors to the facts supervisors.” to be N.L.R.B. 1319 of this case and of attempting to harmonize (1981) case, however, In the many at least prior of its decisions on this Board found that the LPNs exercised no issue. judgment in exercising their This is obviously a close case. Since the authority. 297 N.L.R.B. slip op. No. Board has engaged in neither unsupported Moreover, holding in Wright con- fact-finding nor arbitrary decision-making, the validity representation cerned of the agree I with those reviewing courts that pro-union election in activities of have concluded that the Board’s order in a charge nurses, of the some not the Board’s close case of this nature should be en charge determination that the nurses were forced. See Res-Care, N.L.R.B. v. Inc., supervisors. Cir.1983); Miseri carefully We have reviewed the record Hosp. Center, cordia Medical 623 F.2d at and conclude that substantial evidence 818; N.L.R.B. v. St. Hosp., Francis ports the Board’s determination that (9th Cir.1979). Solely for this LPNs employed facility are reason, I concur. 2(11) within of the Act. Accordingly, deny petition we for re-

view and enforce the order of the Board.

LOKEN, Judge, concurring.

Bearing in purpose mind the underlying exception in

Act, as well as the statutory definition of 2(11), in I believe that the America, UNITED Appellee, STATES of Acting Regional

Board’s Director was on ground sound in concluding that the LPNs MITHUN, Appellant. Todd Andrew in “supervisors.” issue this case are As Sixth succinctly deny- stated No. 90-5430MN. ing enforcement of comparable order N.L.R.B. v. Light United Beacon Chris- States Appeals, Court of Home, tian Eighth Circuit. (6th Cir.1987): Submitted Feb. If the LPN’s were not then Decided 15 to 30 nursing personnel frequently providing patient care with no on- supervision. site This is not a reasonable

conclusion for a nursing home, well-run

and there is no substantial evidence to

support it.

The Board’s stated reasons for rejecting Acting Regional Director’s decision in case, though effectively marshalled in

Judge opinion, McMillian’s do persuade

me seem to reflect a pattern of incon

sistent Board decisions on this issue that See,

several courts have e.g., noted. N.L. Mary’s Home,

R.B. v. St. (4th Cir.1982); Hosp. Misericordia N.L.R.B.,

Medical Center v. (2d Cir.1980). Still, 21n. the Board’s

Case Details

Case Name: Waverly-Cedar Falls Health Care Center, Inc. v. National Labor Relations Board
Court Name: Court of Appeals for the Eighth Circuit
Date Published: May 14, 1991
Citation: 933 F.2d 626
Docket Number: 90-2240
Court Abbreviation: 8th Cir.
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