Sandra WATTS, Plaintiff-Appellant, v. Dr. James A. LYNN, Jr., and Available Products, Inc., and Benito Cicioni d/b/a Elbee Chemist, Defendants-Respondents.
No. 19935
Supreme Court of Idaho, Coeur d‘Alene, Oct. 1993 Term.
Feb. 2, 1994
Rehearing Denied April 7, 1994.
870 P.2d 1300 | 125 Idaho 341
Bistline, Justice
Perhaps this Court believes that employees who are reasonably well-paid, thanks to their diligence in job-hunting, should be prevented from “double-dipping” or receiving greater disability benefits than the injured persons who choose to remain in their original residence. The reasoning behind such a result is flawed, however. Consider the following scenario. Injured employees in this State will learn from the Davaz opinion that before the Industrial Commission hearing takes place, they should either stay where they lived at the time of their injury or manifestation of occupational disease, or move to a less profitable labor market. According to Lyons, both labor markets will be evaluated by the Commission when it determines the employee‘s permanent disability benefits. Lyons, 98 Idaho 403, 565 P.2d 1360. After our Davaz opinion, an injured employee will unquestionably not be so diligent as to find a job in a better-paying market (at least not before the Industrial Commission hearing) because that employee will undoubtedly receive lower disability benefits, with this Court‘s blessing. (Indeed, our decision in Combs expressly told injured persons that they do not have to relocate. Combs v. Kelly Logging, 115 Idaho at 697-98, 769 P.2d at 576-77). After the hearing, of course, an injured person can move to the better labоr market and continue to receive higher benefits than will Neil Davaz. Thus, whatever financial considerations there were to the decision of the Commission and this Court will be eliminated. In addition, the injured person who delayed the move to a profitable labor market has lost the economic and possibly personal benefits which accompany gainful employment.
Not only is the decision in Davaz v. Priest River Glass a travesty of justice, it is patently illogical. I could not disagree more with the original decision and the denial by this Court of Davaz‘s petition for rehearing.
Holland & Hart, Boise, for appellant. Steven B. Andersen, argued.
Paine, Hamblen, Coffin, Brooke & Miller, Coeur d‘Alene, for respondent Lynn. Peter C. Erbland, argued.
Quane, Smith, Howard & Hull, Coeur d‘Alene, for respondents Available Products and Elbee Chemist. Randall R. Adams, argued.
I. BACKGROUND AND PRIOR PROCEEDINGS
This is a medical malpractice case. In July of 1986, Sandra Watts (Watts) sued her Wallace, Idaho dentist, Dr. James A. Lynn (Lynn), after she suffered medical problems allegedly caused by Lynn‘s negligence during a root canal procedure performed on or about April 12, 1984. In particular, Watts claimed that Lynn should not have used a tooth filler called “Sargenti Paste.”
In her original complaint, Watts also named “Sargenti Corporation” as the manufacturer of Sargenti Paste. In actuаlity, no such corporation exists and Watts had only used the name “Sargenti Corporation” because the true name of the manufacturer of Sargenti Paste was unknown at the time the initial complaint was filed. Later the complaint was amended to name defendants Available Products, Inc. (Available) and Benito Cicioni d/b/a Elbee Chemist (Elbee), the manufacturer of Sargenti Paste.
Lynn moved for summary judgment, arguing that Watts could not comply with
In his affidavit Dr. Cohen opined that Lynn‘s treatment of Watts fell below the community standard of care and constituted malpractice. With regard to his familiarity with the local standard of care, Dr. Cohen advised that he had familiarized himself with the community standard of care as it existed in Wallace in 1984, and that he had actual knowledge of that standard. Dr. Cohen stated that he had had discussions with three unnamed dentists—one in Coeur d‘Alene, one in Pinehurst and one in Wallace. In his affidavit, specifically that part discussing his communication with a Wallace dentist (who the trial court found to be Dr. Branz), Dr. Cohen stated:
I have also familiarized myself specifically with the applicable community standards existing in 1984 in the Silver Valley, Idaho geographical community by discussing that subject with a dentist [Dr. Branz] in general practice in Wallace, Idaho, who was also practicing in Wallace, Idaho, during 1984. I confirmed that the standard of care of the practice of dentistry and the standard of care of endodontics for patients in the Wallace, Idaho, geographical community, as they existed in 1984, were the same as the national standards in the same areas of praсtice. I also confirmed with the local dentist that there were no deviations in the Silver Valley, Idaho geographical community in 1984 from the national standard of practice in the practice of dentistry and endodontics.
The trial court granted Lynn‘s motion for summary judgment, holding that the affidavit
Available and Elbee also moved for summary judgment, arguing that Watts’ claims against them were time-barred by
The trial court granted the summary judgment motion of defendants Available and Elbee, rejecting Watts’ argument that under
Watts has appealed the grant of summary judgment to the defendants. For the reasons given below, we reverse the trial court‘s grant of summary judgment for Lynn and affirm the trial court‘s grant of summary judgment for Available and Elbee.
II. THE DISTRICT COURT ERRED BY RULING THAT DR. COHEN DID NOT DEMONSTRATE THE REQUISITE FAMILIARITY WITH THE APPLICABLE COMMUNITY STANDARD OF HEALTH CARE
The trial court granted summary judgment to Dr. Lynn because it found that Watts’ experts failed to establish the requisite familiarity with the applicable community standard of care as required by
In Kozlowski v. Rush, 121 Idaho 825, 828 P.2d 854 (1992), the defendant-physician was a medical doctor, practicing in Pocatello, Idaho. The plaintiff‘s expert witness was a board-certified obstetrician-gynecologist from Boston, Massachusetts. The plaintiff‘s expert testified that he was familiar with the local standard of care in Pocatello at the time of the alleged malpractice based on his board certification and his review of the deposition of another board-certified obstetrician-gynecologist who was practicing in Pocatello at the time of the alleged malpractice, which deposition was to the effect that the local standard of care at that time was the same as the national standard of care with one exception irrelevant to the case at hand. The plaintiff‘s expert testified that the treatment by the defendant-physician fell below the local standard of care during the relevant time period. The trial court struck the testimony of the plaintiff‘s expert, finding that the plaintiff‘s expert had not familiarized himself with and did not establish what the local standard of care was in Pocatello at the time of the alleged malpractice. The Supreme Court reversed, holding that the trial court erred in striking the plaintiff‘s expert‘s testimony, stating that the expert‘s review of the deposition of a Pocatello obstetrician-gynecologist regarding local standards and their similarity to national standards, along with his personal knowledge regarding national standards in similar cases, was enоugh to lay a foundation for his opinion regarding the actions of the defendant.
In Clarke, 114 Idaho at 766, 760 P.2d at 1182, the defendant-physicians were a board-certified family practitioner in Silverton, Idaho, and a board-certified general surgeon in Silverton, Idaho. The plaintiff‘s expert witness was a board-certified obstetrician-gynecologist from the state of Washington who stated that he had reviewed the pertinent medical records and treatment and was familiar with the standard of care in Shoshone County, Idaho and that the defendants’ treatment of plaintiff fell below that standard. The trial court еntered summary judgment for the defendant-physicians, ruling that the plaintiff‘s expert did not demonstrate the requisite familiarity with the community standard of care, and that plaintiff‘s expert was not in the same specialty of medicine as the defendant-physicians. The Court reversed, holding that the statements in the expert‘s affidavits established knowledge of the local standard of care and that the classification of the expert is not determinative. Clarke, 114 Idaho at 768, 760 P.2d at 1184. See also Frank v. East Shoshone Hosp., 114 Idaho 480, 757 P.2d 1199 (1988) (affirming trial court‘s grant of summary judgment for the defendant where the plaintiff‘s out-of-area expert affirmatively testified that he did not discuss the standard of care with local doctors. A plaintiff‘s expert must familiarize himself with the local standard of care. The failure on the part of the plaintiff‘s expert was sufficient basis for the trial court to grant summary judgment for the defendant); Dekker v. Magic Valley Regional Medical Center, 115 Idaho 332, 766 P.2d 1213 (1988) (affirming trial court‘s grant of summary judgment for the defendant where there was no indication in the record that the plaintiff‘s out-of-area experts had any knowledge of the local standard, thus violating the rule that an out-of-area physician must demonstrate familiarity with the local standard); Strode v. Lenzi, 116 Idaho 214, 775 P.2d 106 (1989) (affirming the trial court‘s grant of summary judgment for defendant where plaintiff‘s expert did not state he made a local inquiry because, since he was board-certified in the same specialty and standard as defendant, he was familiar with what would be expected of
In this case, the trial court acknowledged that Dr. Cohen had conferred with a Wallace dentist regarding the community standard of care. However, the court nonetheless rejected Dr. Cohen‘s affidavit2 as insufficient for the purposes of
By rejecting Dr. Cohen‘s affidavit based on Dr. Branz’ affidavit, the trial court erroneously involved itself in weighing conflicting evidence rather than determining whether, for purposes of surviving a summary judgment, Watts had offered sufficient evidence. At the summary judgment stage, a trial court should refrain from making such fаctual determinations until evidence is heard on the disputed facts and should look to the affidavit itself to determine if it alleges facts which, if taken as true, would render the evidence therein sufficient. Dunlap v. Garner, Dkt. No. 18920 (Idaho 1993).
In Dunlap, we reversed the grant of summary judgment for defendants bаsed on reasoning similar to that of the trial court in this case. In Dunlap, the defendant-physician was practicing obstetrics in Burley, Idaho. The plaintiff‘s expert was a physician practicing in Redmond, Washington. Plaintiff‘s expert submitted three separate affidavits in which he stated that he had consulted with physicians in Burley, Idaho regarding issues like the one in the case at hand; that, through these consultations, he had ascertained the standard of care for practitioners involved in obstetrical care in Burley, Idaho; that he had actual knowledge of the standard of care applicable to obstetricians at the time of the alleged malpractice; and that it was his opinion that the defendant fell below the applicable standard. The trial court granted summary judgment for the defendant, based primarily on affidavits from the Burley doctors with whom plaintiff‘s expert stated he had consulted, which affidavits disputed that such consultation had taken place. The trial court found that as a matter of law plaintiff‘s expert had not submitted sufficient information to establish his actual knowledge of the local community standard of care. Dunlap v. Garner, (1993).
This Court revеrsed, holding that the trial court erred in rejecting, at the summary judgment stage, the expert‘s affidavit because it conflicted with other affidavit testimony. The Court stated that a trial court should not involve itself in weighing conflicting evidence in the setting of a summary judgment motion, and that a trial court should refrain from making such factual determinations until evidence is heard on the disputed facts. Id. At the summary judgment stage the trial court must accept the affidavit as true and look to the affidavit
In this case, the sworn statement of Dr. Cohen, taken as true, is sufficient to qualify him to express an expert opinion relative to the local standard of care and whether or not it was adhered to by Lynn, at least for purposes of summary judgment. Dr. Cohen stated in his affidavit that he familiarized himself with community standards for the relevant time period by conferring with a local dentist and was aware of no deviation from national standards. This statement comports with the requirements of
III. THE DISTRICT COURT CORRECTLY RULED THAT WATTS’ AMENDED COMPLAINT DID NOT RELATE BACK TO HER INITIAL COMPLAINT
The Idaho Rules of Civil Procedure allow a party whose true name is unknown to be named as such in the pleadings.
... shall be governed by the following rule. An amendment to a pleading designating the true name of a previously fictitiously described party shall relate back to the date of the filing of the original pleading in those circumstances where, after a factual hearing conducted by the trial court, the trial court finds that (1) the party seeking to amend can establish that just cause existed for not earlier determining the name of the fictitiously described party; (2) that after filing the complaint or other pleading designating a fictitious party, the filing party proceeds with due diligence to discover the true identity of the party or parties described fictitiously and to expeditiously amend the pleadings to identify the true party; and (3) that no prejudice is shown to the defendant by the late service of summons and complaint after the statute of limitations has run. Chacon, 111 Idaho at 276, 723 P.2d at 820.
The amended complaint in this case was filed before the Chacon remittitur and the
The trial court based this holding on its reading of both
We agree. We hold that under
IV. CONCLUSION
For the rеasons above, we reverse the trial court‘s grant of summary judgment for defendant Dr. James A. Lynn, affirm the trial court‘s grant of summary judgment for defendants Available Products, Inc. and Benito Cicioni d/b/a Elbee Chemist, and remand for proceedings not inconsistent with this opinion. No attorney fees on appeal. Costs to defendants Available and Elbee.
MCDEVITT, C.J., and BISTLINE, JOHNSON and SILAK, JJ., concur.
BISTLINE, Justice, dissenting on Denial of Petition for Rehearing:
Although I initially concurred in the majority opinion, upon reflection I now dissent from the denial of rehearing and indicate that, had rehearing been granted, I would have votеd against retroactive application of the new rule, crafted in the initial majority opinion, to the parties in this case.
Our opinion holds that Watts is not entitled to the relation back exception that was developed in Chacon v. Sperry Corp., 111 Idaho 270, 723 P.2d 814 (1986), because of a “fatal flaw” in Watts’ initial pleading. That “fatal flaw” is the absence of any language in Watts’ initial complaint identifying “Sargenti Corporation” as a party “whose true name is unknown.” The absence of those five words is a “fatal flaw” according to our opinion because
[w]hen a party does not know the name оf the adverse party, that fact may be stated in the pleadings and the adverse party designated by any name and the words “whose true name is unknown,” and when the true name is discovered the pleading must be amended accordingly.
Although our opinion acknowledges that
Watts did not choose just “any” fictitious name to describe the actual corporate defendant or defendants. She used “Sargenti Corporation” in an attempt to approximate the name of the manufacturer of the product that she believed had injured her. Watts amended her complaint to name the actual corporate defendants in place of the fictitious “Sargenti Corporation” as soon as their truе identities became known to her. The defendants defended against her action for several years before filing a motion for summary judgment claiming that her initial failure to utilize the words “whose true name is unknown” required dismissal of the case against them.
In light of this procedural history, our new rule should not be applied to Watts. In Chacon we acknowledged that the actual notice requirement should only be given prospective effect because we were “mindful of the established practice” of allowing amendment and relation back upon showing due diligence and becаuse the plaintiff had shown “substantial reliance upon the previously existing practice.” Chacon, 111 Idaho at 275, 723 P.2d at 819. Watts substantially relied on the plain language of
Notes
Testimony of expert witness of community standard.—The applicable standard of practice and such a dеfendant‘s failure to meet said standard must be established in [medical malpractice] cases by such a plaintiff by testimony of one (1) or more knowledgeable, competent expert witnesses, and such expert testimony may only be admitted in evidence if the foundation therefor is first laid, establishing (a) that such an opinion is actually held by the expert witness, (b) that the said opinion can be testified to with reasonable medical certainty, and (c) that such expert witness possesses professional knowledge and expertise coupled with actual knowledge of the applicable said community standard to which his or her expert opinion testimony is addressed; provided, this section shall not be construed to prohibit or otherwise preclude a competent expert witness who resides elsewhere from adequately familiarizing himself with the standards and practices of (a particular) such area and thereafter giving opinion testimony in such a trial.
Plaintiff has also argued that two of her proffered experts (Drs. Cohen and Coppess) satisfied the requirement of adequate familiarity with local standards under
Appellant‘s characterization here is not accurate. Lynn was asked whether it was his opinion that the standard of care, was lower in Wallace than in Seattle or San Francisco, to which he replied “No.” This is not the same as saying that the Wallace standard of care was the same as the national standard. Therefore, under
[w]hen a party does not know the true name of the adverse party, that fact may be stated in the pleadings and the adverse party designated by any name and the words, “whose true name is unknown,” and when the true name is discovered the pleading must be amended accordingly.
