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Watkiss & Campbell v. Foa & Son
808 P.2d 1061
Utah
1991
Check Treatment

*1 subject appli- school district is entity’s plan- governmental local cable under zoning requirements Sec-

ning and govern- 11-16-1, a local except that

tion entity may not:

mental any impact

(5) require pay district reasonably re- improvements

fee for project upon impact

lated improvement to’ need

address.... fully has been made legislature

Thus impact

aware of the utilization governments and has chosen distin-

local at least

guish them from local assessments covered section 53A-20- the instances spoken, legislature

107. has Because area, it is un-

setting public policy in this any.

necessary for us to declare fee

We conclude the flood control fee,

imposed by County impact is an under section 53-4- a local assessment below is affirmed.

HALL, C.J., STEWART, JJ., ZIMMERMAN,

DURHAM and

concur. CAMPBELL, &

WATKISS

professional corporation, Appellee,

Plaintiff and SON, corporation, & a New York

FOA Appellant.

Defendant and

No. 890045.

Supreme Utah.

March *2 by plaintiff legal amount billed ser-

vices rendered. (“Foa”) Foa November & Son

retained the firm of Campbell Watkiss & (“Watkiss”) represent it in the case Daw, Inc. v. American Home Assurance Co.,1pending in the United States District Utah, Court for the District of in which sought damages Daw from Foa excess of million. $1 Watkiss obtained a dismissal by the case motions for judgment and rule 11 sanctions which were eventually withdrawn exchange Foa in for Daw’s motion to dismiss the action. Watkiss submitted bills to for legal Foa separate services three statements total- $40,583.07. ing bill Included was a charge $10,000 “exceptional result.” $110, hourly Watkiss billed at an rate agreed whereas Foa claims rate per hour. $105 Furthermore, Foa claims that Watkiss did not contact it for several months and presented then a substantial bill. Foa also claims that had it known high, would so would have turned the over its company insurance be- liability coverage cause its had a deductible $10,000. pay Foa refused to the bills submitted Watkiss, 26, 1987, August and on the law firm filed this action to recover its fees. appeared specially Foa and filed motion personal jurisdiction dismiss for lack of under Utah Rule of Civil Procedure 12(b)(2). The trial court denied the motion September 12, to dismiss on 1988. After court trial denied Foa’s motion to dis- miss, September Foa filed an answer on Spafford, Kimball, L. Charles Chase Salt 1988, asserting a number affirmative City, Lake appellant. defendant and including of pro- defenses defective service Rampton, City, Vincent C. Salt Lake cess.

plaintiff appellee. 21, 1988, On October filed Watkiss present- motion for judgment and

HALL, Chief Justice: opposing ed affidavits from counsel and appeals companies litigation. Defendant Foa & Son from a insurance in the Daw grant plaintiff Campbell’s Watkiss & attorneys affidavits stated that summary judgment. motion for The dis- were the work familiar with trict litigation billing court determined that no is- Daw and that rates presented sue material fact existed with respect Watkiss were reasonable. (D.Utah 1986). 1. No. 86-C-0330 W post counsel, Spafford, judgment or L. Motions order. Charles

Foa's personal counter-affida- If a motion under presented his own the Utah Rules vit, with the stating that he was familiar Procedure is filed in the Civil district region and that after billing practices in the by any party: ... under rule 59 *3 case, he in reviewing the record the (4) judgment; to alter or amend the or opinion that was exces- the Watkiss’s bill trial, under Rule 59 a new the for time sive. appeal parties for all run shall from entry denying the of the order a new arguments on Watkiss’s court heard granting denying any or trial or other judgment on motion for October such motion. 31, 1988, that the apparently and found Con- Spafford affidavit was inadmissible. that motion for Foa claims the reconsid- granted sequently, the court pursuant made eration was to Utah Rule of in of Watkiss. judgment favor claims Civil Procedure 59. Watkiss 7, 1988, plead- filed a On November Foa or rule 59 does not envision allow “mo- ing and motion “exception entitled order tion for reconsideration.” Rule 59 states: summary judgment,” for reconsideration (a) Subject provisions Grounds. 21, 1988. denied on December which was granted Rule trial new motion for Following the denial Foa’s any part or of the on all or all and reconsideration, a form of or- it submitted issues, any following of the of the 28, 1988, der to the court on December causes; however, provided, that on a mo- following thirty days granted which Foa in tion for a new trial an action tried in the of the order the date of execution may open jury, without a the court the perfect its The court which to entered, judgment if one has been take 3, 1989, January and signed the order on testimony, findings of additional amend January Foa filed this conclusions of law or make new appeal: (1) presents Foa five issues on conclusions, findings the and direct filing of motion for re- whether Foa’s entry judgment: new of a statutory peri- time consideration tolled (1) Irregularity proceedings in the (2) trial perfect appeal, od to whether the court, jury party, adverse or excluding Spafford in court affi- erred court, or abuse of discre- order of (3) granting summary judgment, davit and prevent- tion which either the assertion of the affirmative whether having ed a fair trial. of defective service of prevented summary judgment should have Watkiss, (4) trial whether the favor (3) surprise, Accident or which ordi- awarding Watkiss erred guarded nary not have prudence could action, present fees in and whether against. entitled to fees or oth- Watkiss is evidence, (4) Newly mate- discovered er sanctions connection with making applica- rial tion, not, he with reason- could FOR RECONSIDERATION MOTION diligence, have discovered and able claim is that the of the Foa’s first produced at the trial.

exception to order and motion reconsid- inadequate Excessive or dam- eration of tolled given been ages, appearing have period file a thirty-day time within which to passion preju- under the influence appeal.2 Rule of the Utah Su- notice of 4(b) dice. pertinent part: preme Court states 4(a) clerk of the filed with the Supreme rule 3 shall be states: 2. Rule of days after date court within 30 district (a) Appeal order. from final appealed entry judgment or order permitted as a of the a case which right from the district court to matter Supreme from.... Court, appeal required the notice of (6) Insufficiency judge signed of the evidence document entitled “reconsid decision, justify other eration,” the verdict or stating reconsideration it is law. plaintiff law the was entitled to Error law. $4,800 damages. later, Two months A Time for motion. motion for judge signed granting an order the defen new trial shall be not later than served dant’s motion for a new trial. One week judgment. days after the later, plaintiff filed a motion recon granting sider the defendant’s motion for a (e) judg- Motion to alter or amend a later, new trial. Four the judge months ment. motion to alter or amend the signed stating an order the order *4 judgment shall be served not later than granting a new trial was vacated and the judgment. days 10 after $4,800 judgment was reinstated. Employees State Credit Utah Union appeal, On we stated: Riding,3 party a filed a motion to v. recon- against permit- the ruled were [I]f judgment. a order of sider trial court’s We rules, go beyond ted to the a mo- make stated: are unaware of such “[W]e reconsideration, persuade motion under our rules.... We think the tion for and motion to reconsider the motion to vacate himself, judge the to reverse the ques- is abortive under arises, why tion should not the other rules....”4 against per- who is now ruled a mitted to make motion for proper Watkiss further asserts that re-reconsid- eration, motion for Foa to have filed was a motion asking again reverse Indeed, new trial. Moon Lake litigants himself? Tenacious and law- Ultrasystems Electric Association v. motions, yers might persist arguments Constructors,5 the Utah Western pressures and theoretically judge and Appeals stated: go reversing could on periodical- himself (new trial) Utah Neither R.Civ.P. 59 nor ly at the entreaties one the other of Utah 56 (summary judgment) R.Civ.P. ad infinitum.8 directly availability addresses the aof Nevertheless, had Foa appropriately following motion for a “new” trial sum- trial, entitled its motion as one for a new mary judgment. analysis Our of Rule 59(a) the effect would have been ask the court the rationale it leads us behind is, summary to conclude such judgment, a motion none- to reconsider the theless, proeedurally correct.6 period it would have tolled the time to file case, appeal. an Under the facts of this course, is, of finality There a need for placed upon pleading the incorrect title judgments and In Drury orders. v. Lunce-f bar was not a to defendant’s case.9 In ord,7 a trial was held on the issue deed, alone, the record damages judge reflects that judge and the awarded $2,000 later, plaintiff. days Two ruled on the motion as if it were a motion 211, (1970). (Utah 3. 24 2d 1 Ct.App.1988). Utah 469 P.2d 5. 767 P.2d 125 3; Tracy University 4. Id. P.2d at 469 v. 6. Id. 127. 340, 1980) (rules (Utah Hasp., P.2d 342 619 procedure provision civil make no for motion 74, (1966). 18 2d 7. 415 P.2d 662 reconsider); Peay Peay, to 841, see also v. 607 P.2d (Utah 1980) (a party 842-43 cannot extend original). (emphasis filing appeal Id. 415 P.2d at 663 simply filing the time an striking "motion for reconsideration order petition judg- and motion for relief from final See, Bolinder, 816, e.g., v. Gallardo 800 P.2d ment"); Constr., City Corp. Salt Lake v. James (Utah curiam); 1990) Armstrong (per 817 Rub 42, (Utah Ct.App.1988) (approxi- 761 P.2d 44-45 Bastian, 1346, Co. ber v. P.2d mately passed sixteen months had between the 1983); Howard, 149, Utah 2d Howard grant initial and the mo- 275, (1960). Williams, reconsider); tion to McKee v. 978, (Utah Ct.App.1987). If he issue for trial. does not so the court treat- Because for a new trial.10 respond, judgment, appropri- as a motion for motion to reconsider ed the trial, ate, against shall be entered him. conclude we new to file the time which the motion tolled case, In the instant Watkiss submitted Thus, file period the time an an opposing counsel affidavits from began run Foa when stating litigation the amount of work Daw Be- signed the order of denial.11 judge bill that was done and that Watkiss on Janu- signed the order cause the court In compliance reasonable. with rule 1989, 3, its notice ary and Foa filed 56(e), Foa an affidavit from its submitted January we are not stating counsel he hear this jurisdiction to without Utah; (2) practice in he is famil- licensed to billing practices attorneys iar II. ATTORNEY AFFIDAVIT area; personally he exam- had next issue of whether We address the billings ined and the work Watkiss Foa’s was admissi- the affidavit of and, opinion, in his the bill was unrea- preclud- present a material ble to sonable. Utah Rule of Civil judgment. ed *5 attorneys claims that can- Watkiss first 56(c) summary judg- states that Procedure they repre- in testify not an action in which if the “shall be rendered forthwith ment Indeed, parties. sent one of the Utah Rule interroga- pleading, depositions, answers to 3.7 states: Professional Conduct tories, file, together on admissions (a) A shall act advocate lawyer not as affidavits, any, that the show there lawyer likely trial in the is to at a any fact genuine is issue as to material no except necessary be a witness where: moving is party entitled to a and that the testimony to uncon- The relates an law.” a matter of as issue; tested (e) addition, states: subsection testimony to nature The relates (e) Form further testimo- of affidavits: legal rendered in and value of services required. Supporting and ny; defense case; or per- on opposing affidavits shall be made lawyer Disqualification set knowledge, shall forth such sonal hardship on the work substantial would evidence, in as be admissible facts would client. affirmatively that the af- and shall show presented testify Spafford’s Mr. affidavit competent is to the mat- fiant to in testimony opinion personal his When a motion ters stated therein.... therefore, witness; expert it sup- is context of an summary judgment made rule, Spafford Mr. to submit improper was in this an ad- ported for Foa. upon his remain as counsel rest the mere affidavit and verse is pleading, an affidavit submitted allegations Simply of his but or denials because litigation, for one of the response, by affidavits as other- counsel his it however, ipso that is rule, facto mean provided in set forth does must wise that is a inadmissible.13 showing there specific facts Dep’t Gallardo, (motion City Corp. ex v. State rel. 12. See Provo See 1990). (Utah Transp., summary judgment P.2d treated as valid relief from motion). rule 59 Transport v. Beehive Co. 13. In Western Pacific Coop., Agricultural signed by the court included State The order "attorney 1979), wit- request that an grant to an we stated of Foa & Sons’ file facts, knowledge could thirty days pursuant to ness who has Rule of within Supreme 4(b). this deci- judge an We note that make ... affidavit.” that of Professional before the Rules granted request sion was issued further indicates 1, 1988; adopted January were to as a valid Conduct nevertheless, court treated the motion reconsider attorneys may Treating concept the motion to motion for a new trial. repre- they to testify long continue so do not for a new trial elimi- reconsider as a motion still valid. expressed Drury. sent a nates fears Although Spafford’s litigation Mr. affidavit is in order for him express to an admissible, generally we be opinion deem to inad toas whether charged the rate testify for members of the bar visable work was reasonable. litigation they represent personally where Spafford competent Mr. opine party. testimony for the The need of coun charged Watkiss for the compelling sel must and must be neces work done were unreasonable. The affida- sary preserve the cause action as set vit that was Spafford submitted Mr. case, In the forth rule 3.7 above. instant present genuine was sufficient to issue finding attorney another burden precluding material thus testify stating affidavit submit judgment.14 presented Spafford same facts in the affi compared davit low the burden and who, costs thrust a' client after its III. AFFIRMATIVE DEFENSE —DE- attorney disqualified by testify has been FECTIVE SERVICE OF PROCESS ing, must retain newa and orient Foa claims that because it raised the case man affirmative defense of service of defective ner. process answer, in its issue We have no regarding record before us precludes material fact exists that summa- proceedings in the ry judgment. Watkiss claims that the de- hearing note, however, below. We fective service of defense was objected Watkiss should Spaf- have to Mr. first, waived for two reasons: Foa failed to continuing representation ford’s and that raise the its motion to dismiss he should disqualified. have been Never- *6 jurisdiction for lack of required under theless, the admissibility of the affidavit 12(b) of (h); Utah Rules CivilProcedure and grounds should rest on other than the fact second, did Foa not raise the issue of defec- that its source counsel for one of tive of during service parties. judgment hearing but raising is now it for Watkiss also maintains that the affi the first time on davit was inadmissible because it did not 12(b) provides pertinent Rule in part: comply 56(e), requirements with the of rule defense, Every How Presented. in Spafford in competent that Mr. was not claim law for relief in testify and that he was not familiar pleading, claim, counterclaim, whether a First,

the work done. Spafford’s Mr. affi cross-claim, third-party claim, shall be davit practice stated that he was licensed to responsive asserted in the pleading there- law in Utah and billing was familiar with required, to if except one that practices in the area. These statements following option defenses at the of were qualify Spafford sufficient to Mr. pleader by be made motion: ... competent testify in the area of insufficiency process.... service fees. Second, Spafford’s addition, Mr. 12(h) affidavit stated provides rule also that pertinent he was part: “(h) familiar with the case because Waiver of defenses. he had pleadings, discovery, reviewed “the objections waives all defenses and and other court documents in present by said action.” which he not does either motion It unnecessary or, for Mr. Spafford provided as hereinbefore if he has made actually motion, have been involved in the no reply....”16 Daw in his answer Yates, Dupler v. 14.In 10 Utah 2d where there exists between them bona fide (1960), we stated: dispute of material fact. provide (citations omitted). Rule U.R.C.P. is not intended to Id. P.2d at 636-37 regular substitute for the trial of cases disputed 12(b). upon which there are 15. Utah R.Civ.P. issues of fact litigation depends. which the outcome of the itAnd should be invoked with caution to the 12(h). 16. Utah R.Civ.P. litigants may end that be afforded a trial rule, party may not assert the an adverse rest thus free to Foa was allegations insufficiency pro the mere or denials of his of service answer, option pleading, response, by his way or it had the but affidavits cess Nevertheless, rule, raising it motion. Wat- or as otherwise precludes filing showing rule facts urges specific must set forth kiss that dismiss, motion to If more than one is a issue for trial. there such motion which did respond, summary judg- Foa filed one he not so since does insufficiency ment, defense of appropriate, not include the shall be entered the defense was waived. process, service him. interpreta cited for that authority is

No obligated Foa to do than was thus more indeed, appears tion, that there is simply rely upon allegations contained However, a num jurisdiction. in this none so, having in its pleadings.19 Not jurisdictions have addressed of federal ber by the counter-affidavits or either 12(b) rule defenses the issue whether appropriate cross-motion may be pre-answer in a included judgment, the issue was not raised thereby an answer and asserted time on cannot now be raised for first Prior to there was waived. deemed opinion in the federal divergence some However, Professor Moore jurisdictions. IV. ATTORNEY FEES reasoned” “better has observed cases, of the feder decided under version Foa’s final claim is that trial rule, present al rule that tracked awarding $5,000 erred in defenses waived.17 held that such were consistently fol- Utah has Watkiss. was amended 1966 to

The federal rule rule attor- lowed the well-established explicit, under ney provid- make waiver unless fees cannot be recovered previously view had reasoned” In the “better ed for contract or statute.20 implicit case, in the rule.18 It is evident dispute do not been instant 12(h) rule policy signed no written retainer was require Procedure is to all Rules of Civil claim for at- and therefore no contractual *7 presented for motions to be decision torney may sought. such fees be so as to early and all at the same time do, however, dispute The judicial efficiency and to reduce promote attorney statute. pursuant fees award of therefore hold litigation expenses. We fees is statutory attorney award of of defective the affirmative defense Ann. governed principally by Utah Code is barred waiver. process service (1988), states: 78-27-56 § dispositive Also affirmative actions, shall In civil part the failure on the defense issue is attorney’s to a fees award reasonable specifically raise the issue defec Foa to prevailing party if the court determines time of the service of at the tive to the action action or defense that the summary judgment hearing. brought or and not was without merit faith, except good under Sub- asserted 56(e) pro- Civil Procedure Utah Rule of (2). section pertinent part: vides discretion, court, may (2) The in its summary judgment is a When motion a fees fees or limited in this award no supported made and is 251, Yates, 887, (Utah 1979); Dupler 10 2d Wheeling Corp., v. 17. Branic v. Steel 152 F.2d Derounian, 624, Cir.1945); (1960). (3d 6 v. F.R.D. 636 351 P.2d Keefe 11, (N.D.Ill.1946). 12-13 Bracey, 20.See, Country v. e.g., Canyon Store Practice, Moore, para. 18. 2A J. Moore’s Federal 1989); 414, (Utah Manage- Turtle P.2d 419-20 1990). 12.23, (2d n. 6 ed. 12-195 667, ment, Management, Haggis 645 P.2d Inc. v. (Utah 1982). Fitzgerald, 671 226-27 Hall v. Cook, 1983); Thornock (1), party only adopt but were to approach, parties under Subsection we such an the court: who had but difficult valid claims would be economically precluded bringing

(a) suit. party finds the has filed an affi- be- impecuniosity davit of the action event, In any attorney fee issue is court; fore the light moot in of our determination that the record the court enters genuine precluded issues of material fact awarding fees under the reason judgment. (1). provisions of Subsection Reversed and remanded for resolution section 78-27- Watkiss claims that the additional factual issues raised attorney requires the court to award Spafford affidavit. Costs to defendant. prevailing fees to a when attorney the court does not award fees HOWE, C.J., DURHAM, J„ and fees, only re awards limited the court is JACKSON, NORMAN H. quired findings why specific to enter Appeals Judge. requested the full amount was award STEWART, Justice (dissenting): states, clearly ed. Section 78-27-56 how ever, attorney that the court shall award I dissent. I would affirm the trial prevailing party only fees to the if it deter court’s because defen- mines that the action without merit conclusory dant’s affidavits were so brought action was bad they necessary specifici- lacked the factual faith.21 If the court both finds elements ty under Rule 56 Utah Rules Civil statute, no then has discretion and Procedure to create a issue of ma- attorney must award reasonable fees to the terial fact. prevailing party. Furthermore, disagree I with the conclu- In Arnica Mutual Insurance Co. v. sion that the notice of Schettler;22 Appeals the Utah Court of stat- filed, although agree generally I do ed that recovery when seeks “motion to reconsider” extend the 78-27-56, fees under section time for a notice of when the specific findings trial court must make equivalent motion can be deemed to be the regard to each element of the statute.23 aof motion for a new trial under Rule Specific findings of justice further the ends Utah Rules Procedure. Civil allowing appeals courts better review However, defendant’s motion to reconsid- specific trial court’s award. Without purport er did not way findings, reviewing court cannot deter- for new trial. the motion mine whether the award of argued in the trial court aas motion *8 was based a brought meritless claim 60(b) under Rule Utah Rules Civil simply in bad or faith because the recover- 60(b) A Procedure. Rule motion does not prevailed. ing party ap- extend the time for a notice of party may bring 4(b), good peal. a faith Rule Rules of the See Utah prevail. action and not Failure a Supreme cause Court.1 Because defendant automatically of action or defense not styled does the motion a motion for reconsid- require losing party pay argued 60(b) costs. If eration and then it as Rule a See, Johnson, 149, e.g., Cady findings v. 671 P.2d 151- tional or 21. whether not an (Utah 1983). judgment required alteration would be granted; if the Rule motion is under (Utah Ct.App.1989). 22. 768 P.2d 950 judgment; alter or amend the under trial, appeal Rule for a new the time Id. 966. for all shall run from the 4(b) provided part: 1. Rule denying granting deny- order a new trial If a motion under the Utah Rules of ing any other such motion. Civil Procedure filed in the is district court 4(b) provision current is Rule Utah any party: (2) judgment 50(b); Rule under Appellate Rules of Procedure. 52(b) under Rule to amend or make addi- J., ZIMMERMAN, having disqualified motion, left defendant should be himself, herein; participate posture it for itself. does not procedural has chosen JACKSON, Judge, indulgent Appeals sat. Concededly, typically we are Court favor overlooking procedural mistakes in a litigation on the merits of dis-

promoting However, circum-

pute. under these

stances, I take motion would defendant’s represented to Rule

for what it was be—a

60(b) appeal motion—and would dismiss 60(b) jurisdiction. When a Rule

for lack filed, opposing side should be

motion is M.D., REES, Richard Plaintiff strategy J. plan able to its affairs and Appellee, time not expectation appeal will If this case were treated extended. v. 60(b)motion, appeal from a of Rule denial CARE, HEALTH INTERMOUNTAIN clearly filed too the notice INC., Hospital, McKay-Dee dba late. Appellant. Defendant and Nevertheless, agree general I that as No. 890170. is proposition motion to reconsider cases, prior simply nullity. e.g., Peay Supreme Court of Utah. 1980); 607 P.2d 841 Peay, v. Employees Riding, March State Credit Union (1970), 2d has was no such ruled there thing as a motion reconsider under our suggested procedure.

rules of Those cases only specifically those motions men- procedure in the rules of are valid

tioned course, That, of is incorrect.

motions. time,

From time at all courts levels specifically

entertain motions are proce- the rules of

dure. A is a formal device re- action,

quest judicial and a motion for re- simply asking means

consideration is ruling. judge

a trial to reconsider a Clear- might

ly, a motion to serve a reconsider variety in a circum-

useful function However, once a final

stances. entered, the time for commences specified entry,

from the date of unless *9 toll

post-trial motions are filed which taking

running 30-day period for an Appel- Rule Utah Rules of See Although majority

late Procedure.

opinion departs prior somewhat case

law, although appropri- I think that is truly

ate when motion reconsider as a or amend the

treated motion alter every I

judgment, would allow automatically extend the reconsider taking

time for

Case Details

Case Name: Watkiss & Campbell v. Foa & Son
Court Name: Utah Supreme Court
Date Published: Mar 22, 1991
Citation: 808 P.2d 1061
Docket Number: 890045
Court Abbreviation: Utah
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