Watkins v. Sverdrup Technology, Inc.Watkins v. Sverdrup Technology, Inc.
- Reporters:
- ,
- Before:
- Hatchett, Godbold, Roney
Before HATCHETT, Chief Judge, and GODBOLD and RONEY, Senior Circuit Judges.
HATCHETT, Chief Judge:
Appellants William Watkins and William Mallory challenge the district court‘s entry of judgment as a matter of law on their claims of discriminatory discharge in violation of the Age Discrimination in Employment Act (ADEA),
I. FACTS1
Sverdrup is a support services independent contractor of the federal government. It provides high technological engineering services in support of research, development, acquisition and testing of conventional weapons systems to the United States Air Force at Eglin Air Force Base, Florida. Under a “cost plus fixed award fee” contract, Sverdrup‘s Technical and Engineering Acquisition
TEAS consists of eight departments. In 1988, Sverdrup hired Watkins, then age 54, and Mallory, then age 57, as “Associate Principal Engineers” for TEAS‘s Guidance and Control Department, known as “T-60.”3 “Associate Principal Engineer” reflects a pay grade, not the skills for which the employee is hired.4 Sverdrup considered Watkins and Mallory to be seeker/sensor engineers, that is, critically skilled in laser radar, infra-red, visible optics or other wavelength technology used to find and identify weapons’ targets. Specifically, it viewed Watkins‘s primary skill to be laser radar and secondary skill to be infra-red; it viewed Mallory‘s primary skill to be infra-red and secondary skill to be laser radar. The vast majority of tasks that T-60‘s director (and others) assigned to Watkins and Mallory involved application of these critical skills. In fact,
Beginning in late 1991, the management of TEAS—Duane Bowyers, General Manager, and Ralph Calhoun, Deputy General Manager—learned that the Air Force‘s demand for seeker/sensor services would decrease in 1992. This decline stemmed in part from what the government and TEAS learned from the Persian Gulf War: infra-red and laser radar guided weapons do not function very well in smoke and at night. Thus, the Air Force changed its focus to inertial and satellite guided weapons, systems that did not involve infra-red or laser radar technology.6 Additionally, in the summer of 1992, the Air Force canceled the ATLAS project due to its dissatisfaction, further reducing TEAS‘s projected seeker/sensor work.
Based on these developments, TEAS found itself with a surplus of seeker/sensor engineers and a shortage of engineers skilled in these newly emerging technologies. In May 1992, TEAS‘s management, including its department directors, began exploring methods of reducing the number of seeker/sensor engineers on staff.7 Ultimately, Bowyers decided that TEAS had to abolish some jobs under a reduction-in-force (RIF) plan.8 To determine who to include in the RIF, Bowyers asked the directors to submit the names of engineers in their department who had accumulated excessive
In follow-up discussions, Bowyers, Calhoun and the eight department directors discussed Sverdrup‘s RIF policy. As to each engineer recommended for discharge, management considered his or her: (1) affected job; (2) qualifications for any open position; (3) performance evaluations; (4) personal problems; and (5) length of service.10 As the final decision-makers, Bowyers and Calhoun accepted in part, and rejected in part, the directors’ recommendations. Unfortunately for them, Watkins and Mallory made the cut. According to management, no long-term seeker/sensor work existed for Watkins or Mallory; they were not well-qualified for any available position within TEAS; Reid lacked confidence in Watkins‘s performance due to the failure of ATLAS; and Watkins and Mallory had been employed for only four years.11
In November 1992, Sverdrup implemented the RIF. It discharged eight TEAS Associate Principal Engineers: Watkins, Mallory, Friday, and five engineers who worked in departments other than T-60. Collectively, their ages ranged from 43 to 67. Within the same month, Sverdrup hired ten new employees for TEAS, four of whom it assigned to T-60, and two of those four were Associate Principal Engineers. Other than one 55-year-old engineer, the new hires were all under
II. PROCEDURAL BACKGROUND
Watkins and Mallory initiated this lawsuit in the United States District Court for the Northern District of Florida, alleging that Sverdrup discharged them in November 1992 because of their ages, in violation of the ADEA,
The district court did grant Sverdrup‘s motion with regard to Mallory‘s claim that in revoking his post-termination access to job placement facilities and equipment, Sverdrup retaliated against him for filing an EEOC complaint. (The district court subsequently denied Mallory‘s motion to reconsider that ruling.) Mallory appeals this judgment. Pursuant to Eleventh Circuit Rule 36-1, we affirm without discussion.
Two months later, however, the district court issued an order granting Sverdrup‘s motion for judgment as a matter of law. The court first rejected Watkins and Mallory‘s reliance on “raw ... data” because they failed to demonstrate its statistical significance. Next, the court viewed the evidence as “overwhelming” and one-sided that “the RIF was a legitimate response to the expressed desires and reduced needs of the Air Force, and not a pretext for intentional age discrimination.” Finally, the court concluded that no reasonable jury could find that Sverdrup included Watkins and Mallory in the RIF on the basis of their ages because no more than a scintilla of evidence showed that they were similarly situated to younger engineers hired during the month of the RIF.
III. ISSUE
The only issue we address is whether the district court erred in granting Sverdrup‘s motion for judgment as a matter of law at the close of all the evidence presented at trial on Watkins‘s and Mallory‘s discriminatory discharge claims arising under the ADEA. The standard of review is de novo, and “we employ the same standard as the district court used in determining whether to grant the motion.” Walker v. NationsBank, N.A., 53 F.3d 1548, 1555 (11th Cir. 1995). Like the district court, we must view “all the evidence in the light most favorable to the nonmoving [parties],” Watkins and Mallory. Broaddus v. Florida Power Corp., 145 F.3d 1283, 1286 (11th Cir. 1998). The district court correctly granted Sverdrup‘s motion if no reasonable jury could find in favor of Watkins and Mallory. See
IV. DISCUSSION
Under the ADEA, it is unlawful for an employer “to discharge any individual ... because of such individual‘s age.”
Because of the procedural posture of this case, we assume, without deciding, that Watkins and Mallory presented prima facie cases of age discrimination. See Tidwell, 135 F.3d at 1426 n. 1 (in reviewing district court‘s decision on employer‘s motion for judgment as a matter of law at the close of all the evidence, appellate court‘s task “is not to revisit whether the plaintiff below successfully established a prima facie case of discrimination[ ]“). Likewise, no dispute exists that Sverdrup met its burden of production, that is, it proffered the RIF—including the reasons behind its implementation and plaintiffs’ inclusion in it—as a facially legitimate, non-discriminatory reason for discharging plaintiffs. Presently, then, we focus on whether Watkins and Mallory presented sufficient evidence for a reasonable jury to find that the RIF was a pretext for intentional age discrimination.
Our review of the record reveals no such jury question. First, the data concerning employment activity at TEAS in November 1992—the only real affirmative evidence of age discrimination that Watkins and Mallory presented in their case-in-chief—lacked sufficient depth, specificity and probative value to constitute both prima facie and pretext evidence. See Grigsby v. Reynolds Metals Co., 821 F.2d 590, 596 (11th Cir. 1987) (“[A] plaintiff may not ... merely rest on the laurels of her prima facie case in the face of powerful justification evidence offered by the defendant.“); accord Maddow v. Procter & Gamble Co., 107 F.3d 846, 852 (11th Cir. 1997) (“Evidence offered in the prima facie case may be sufficient to raise a genuine issue of material fact regarding pretext.“) (emphasis added). To be sure, Watkins and Mallory did not attempt to establish prima facie cases of age discrimination through statistics. See Earley v. Champion Int‘l Corp., 907 F.2d 1077, 1079-81 (11th Cir. 1990) (plaintiff may establish a prima facie case of age discrimination “by demonstrating through statistics a pattern of discrimination“; although “ninety-eight employees at [the paper mill facility where plaintiffs worked] lost jobs as a result of [a] reduction in force[,]” and “many” employees were older and younger than plaintiffs, “[i]nsufficient data [existed] to prove a pattern of discrimination“); see also Maddow, 107 F.3d at 850, 852 (plaintiff raised jury question of pretext through expert‘s statistical analysis that disparity in ages of employees hired had “less than a one in one thousand chance of having randomly occurred” even though it did not account for applicants’ individual recruiting scores because employer “failed to rebut” this circumstantial, and plaintiff‘s direct, evidence of discrimination). Among other shortcomings, they failed to establish any statistical significance to the data. See, e.g., Benson v. Tocco, Inc., 113 F.3d 1203, 1209-10 (11th Cir. 1997) (plaintiff-Archambault raised jury question of pretext in part through expert‘s “statistically significant” conclusion that employer terminated workers over 40 years-of-age at 5, and workers over 50 years-of-age at 3, times the rate that it terminated younger workers during the RIF); see also, e.g., Eastland, 704 F.2d at 625 (regression analysis insufficient to establish prima
At best, the data that plaintiffs presented to the jury painted an incomplete picture. Watkins, a lay witness, testified that Sverdrup terminated 8 TEAS “Associate Principal Engineers“—all over 40 years-of-age, the average being 56.6—in the same month that it hired 10 new TEAS engineers—just one over 40 years of age, 55, the average being 33.7. He additionally observed that the average age of the 3 T-60 engineers that Sverdrup discharged was 54.4, while the average age of T-60‘s 4 new hires was 30.9. Noticeably absent from Watkins‘s mathematical observations, however, was the fact that TEAS retained scores of employees well over forty years-of-age after the RIF. Indeed, no witness calculated the average age of TEAS‘s (and/or T-60‘s) workforce before and after the RIF.16 Compare with Tidwell, 135 F.3d at 1427 (employer‘s “expert showed that the average age of the sales force actually increased slightly after the RIF“). The most fatal shortcoming, though, was that other than identifying the “Associate Principal Engineer” status of two new hires—a title that merely reflected those engineers’ pay grade—plaintiffs did not identify any new
Next, we find no substantial conflict in the evidence that Sverdrup implemented a bona fide RIF in November 1992. Watkins and Mallory rightfully point out that conventionally, a RIF results
Despite Watkins and Mallory‘s factually-naked contention to the contrary, Sverdrup did not “replace” them with new hires. The engineers that Sverdrup hired during the month of the RIF were critically skilled in areas that Watkins and Mallory were not, that is, aircraft integration, systems integration and product manufacturing. Significantly, Sverdrup did not hire a new seeker/sensor until September 1993, and he performed tasks involving optical train design, not infra-red or laser radar systems. See generally Benson, 113 F.3d at 1212 (The “availability of a job for which the plaintiff may be qualified eight months after an RIF is not proof that the same job existed at the time of the RIF.“). Thus, plaintiffs’ reliance on Clark is inapposite. See 990 F.2d at 1221, 1227 (rejecting employer‘s “attempt to cast [plaintiff‘s] termination as part of a reduction in force” because (1) “the number of employees at the ... plant increased by 18 during [the month of the alleged RIF] and by
Finally, just as Watkins and Mallory failed to rebut Sverdrup‘s case with affirmative evidence, they failed to impeach all of its legitimate, non-discriminatory reasons for including them in the RIF to the extent that a reasonable jury “could find them unworthy of credence.” Combs, 106 F.3d at 1538. According to plaintiffs, Sverdrup articulated the following explanations for including them in TEAS‘s RIF: (1) excessive amounts of nonproductive, or G-65, overhead time; (2) no long-term projected work; and (3) poor performance. Regarding G-65 time, Watkins and Mallory concede that their number ranked among the highest of T-60‘s engineers. That three engineers accumulated more nonproductive overhead time than Watkins is inconsequential; witnesses explained that two of these three engineers had long-term projected work and the other one had announced his impending resignation. Similarly, plaintiffs’ evidence that their department director possessed exclusive control over their G-65 time, that is, whether their work was productive or unproductive, fell short of satisfying their pretext burden. They presented no evidence that Reid or any other director acted improperly, let alone with discriminatory animus. Cf. Williams, 144 F.3d at 1444 (plaintiff raised jury question that RIF was a pretext for age discrimination in part through evidence that decision-maker told plaintiff, “[W]e have to come up with something to get rid of these older people who have been around for so long. We are about to have an RIF and we have go [sic] to get some older people to retire so we can save the jobs for the younger people.“).
Nor did Watkins and Mallory sufficiently impeach the contention that TEAS possessed no long-term work for them at the time of the RIF. Unquestionably, Sverdrup hired plaintiffs in 1988 to perform seeker/sensor engineering tasks, namely, those involving infra-red and laser radar
V. CONCLUSION
For the foregoing reasons, we hold that no reasonable jury could find that Sverdrup discharged Watkins and Mallory from employment on account of their age. Accordingly, we affirm the judgment of the district court.19
AFFIRMED.