210 Conn. 333 | Conn. | 1989
Lead Opinion
The plaintiff, the Watertown Police Union Local 541, AFSCME, AFL-CIO, appeals from the judgment of the Superior Court denying its application, brought pursuant to General Statutes § 52-418 (a),
In February, 1985, the town discharged Michael Thompson, a probationary police officer. The plaintiff, claiming the discharge was not justified, grieved the town’s action to arbitration. After an arbitration hearing on March 5,1986, the board, in a written decision, cited the following findings of fact concerning Thompson’s discharge:
The plaintiff grieved Thompson’s discharge arguing that article VI, § 8 of the contract must be read in conjunction with article XIII, § 1, thereby requiring the town to show just cause for the discharge of a probationary employee. Based on its reading of the contract, the plaintiff claimed that the town had failed to meet its burden of showing just cause for dismissing Thompson and that his discharge was, therefore, in violation of the contract.
Because the parties disagreed as to the relevant contract provision to be applied, they were unable to reach an agreement on the issue to be submitted to the board. The board decided to reject the plaintiff’s interpretation of the contract, stating that Thompson, a probationary employee, was not entitled to the protection of the “just cause” standard. It then adopted the town’s formulation of the issue and framed the submission as follows: “[Wjhether the discharge of Michael Thompson was consistent or in violation of Article VI, Section 8 [of the labor contract].” Citing Thompson’s failure to follow the orders of his superior, the board rendered an award in favor of the town stating that “there was a reason for [his] termination and that
The plaintiff subsequently applied to the Superior Court to vacate the board’s award. In support of its application to vacate, the plaintiff argued that the board had exceeded or imperfectly executed its powers in violation of § 52-418 (a) (4) both in framing the issue, because it “prejudged the merits of the dispute and precluded, ab initio any possibility of relief to be awarded to the plaintiff,” and in rendering an award that sanctioned the disciplining of an officer who did not follow an order of his superior that is against public policy.
On March 24, 1987, the trial court issued a memorandum of decision in which it rejected both of the plaintiff’s claims.
On May 4, 1987, the plaintiff appealed the decision of the trial court to the Appellate Court. The plaintiffs claim on appeal is that the board exceeded its powers in violation of § 52-418 (a) (4) in that its award sanctioned the order of Sheehan “not to make any motor vehicle stops,” and that this order is contrary to public policy. On April 28, 1988, we transferred the case to ourselves pursuant to Practice Book § 4023. Because Sheehan’s order does not violate established public policy, we hold that the trial court did not err in refusing to vacate the board’s award.
“We have consistently stated that arbitration is the favored means of settling differences and arbitration awards are generally upheld unless an award clearly falls within the proscriptions of § 52-418 of the General Statutes.” Board of Education v. AFSCME, 195 Conn. 266, 270, 487 A.2d 553 (1985); Board of Education v. Bridgeport Education Assn., 173 Conn. 287, 290, 377 A.2d 323 (1977); International Union v. Fafnir Bearing Co., 151 Conn. 650, 653, 201 A.2d 656 (1964); Board of Education v. Local 818, 5 Conn. App. 636, 639, 502 A.2d 426 (1985). “A challenge of the arbitrator’s authority is limited to a comparison of the award to the submission.” Bic Pen Corporation v. Local No. 134, 183 Conn. 579, 584, 440 A.2d 774 (1981); see also American Universal Ins. Co. v. DelGreco, 205 Conn. 178, 186, 530 A.2d 171 (1987); Board of Education v. AFSCME, supra, 271; Caldor, Inc. v. Thornton, 191 Conn. 336, 340, 464 A.2d 785 (1983), aff’d, 472 U.S. 703, 105 S. Ct. 2914, 86 L. Ed. 2d 557 (1985); Bruno v. Department of Consumer Protection, 190 Conn. 14, 18, 458 A.2d 685 (1983); Bridgeport v. Bridgeport Police Local 1159, 183 Conn. 102, 106, 438 A.2d 1171 (1981); Board of Education v. Local 818, supra. An award,
In spite of the general rule that challenges to an arbitrator’s authority are limited to a comparison of the award to the submission, an additional challenge exists under § 52-418 (a) (4) when the award rendered is claimed to be in contravention of public policy. New Haven v. AFSCME, Council 15, Local 530, 208 Conn. 411, 416-17, 544 A.2d 186 (1988); Stratford v. Local 134, IFPTE, 201 Conn. 577, 590-91, 519 A.2d 1 (1986); Board of Trustees v. Federation of Technical College Teachers, 179 Conn. 184, 195, 425 A.2d 1247 (1979); Stamford v. Stamford Police Assn., 14 Conn. App. 257, 259, 540 A.2d 400 (1988); State v. Connecticut Council 4, CEU, AFSCME, 7 Conn. App. 286, 290, 508 A.2d 806 (1986); International Brotherhood of Police Officers v. Windsor, 40 Conn. Sup. 145, 483 A.2d 626 (1984); Avco Corporation v. Preteska, 22 Conn. Sup. 475, 174 A.2d 684 (1961). This challenge is premised on the fact that the parties cannot expect an arbitration award “approving conduct which is illegal or contrary to public policy to receive judicial endorsement any more than
Section 54-If (a) has no application to the facts in the present case because Sheehan’s order did not prohibit Thompson from making arrests under it. Rather, his order was to make no “motor vehicle stops.” (Emphasis added.) Implicit in that order is that Thompson was to make no routine or investigative stops for minor infractions of the state motor vehicle laws. Section 54-If (a) is not a motor vehicle law, but rather, is a criminal procedure statute that is invoked when police officers arrest, without a warrant, those who have committed the serious crimes set out in the state penal code. Had Thompson seen or been asked to respond to a serious crime, Sheehan’s order would not have prohibited him from making an arrest pursuant to § 54-lf (a).
In addition to the absence of any statute or administrative ruling establishing a duty requiring police officers to stop every person they see violating traffic laws, there is no case law setting forth such a policy mandate. While the United States Supreme Court and federal court cases cited by the plaintiff do state that police officers have a duty to preserve law and order, those cases are not on point.
Finding that the plaintiff has no explicit public policy on which to rely, we are bound by the decision of the board. New Haven v. AFSCME, Council 15, Local 530, supra. We find, therefore, that the trial court did not err in refusing to vacate the board’s award.
There is no error.
In this opinion Shea, Covello and Hull, Js., concurred.
General Statutes § 52-418 (a) provides in pertinent part: “vacating award, (a) Upon the application of any party to an arbitration, the superior court for the judicial district in which one of the parties resides or, in a controversy concerning land, for the judicial district in which the land is situated or, when the court is not in session, any judge thereof, shall make an order vacating the award if it finds any of the following defects: (1) If the award has been procured by corruption, fraud or undue means; (2) if there has been evident partiality or corruption on the part of any arbitrator; (3) if the arbitrators have been guilty of misconduct in refusing to postpone the hearing upon sufficient cause shown or in refusing to hear evidence pertinent and material to the controversy or of any other action by which the rights of any party have been prejudiced; or (4) if the arbitrators have exceeded their powers or so imperfectly executed them that a mutual, final and definite award upon the subject matter submitted was not made.”
In its brief, the plaintiff recites facts beyond those cited by the board in its written opinion. This court, however, is bound by the board’s findings of fact. Caldor, Inc. v. Thornton, 191 Conn. 336, 340, 464 A.2d 785 (1983), aff’d, 472 U.S. 703, 105 S. Ct. 2914, 86 L. Ed. 2d 557 (1985); Bic Pen Corporation v. Local No. 134, 183 Conn. 579, 584, 440 A.2d 774 (1981); Meyers v. Lakeridge Development Co., 173 Conn. 133, 135, 376 A.2d 1105 (1977) (on appeal courts will not review the evidence presented to an arbitrator). See generally discussion, infra.
Prior to the court’s ruling, the town filed a motion to strike a portion of the plaintiff’s application and a motion for nonsuit. Because the trial court denied the plaintiff’s motion to vacate, both of the town’s motions were rendered moot. Subsequently, the plaintiff motioned the trial court to open its judgment denying its application to vacate the arbitration award stating that the court prematurely ruled on its motion to vacate and should have ruled only on the town’s motion to strike at that time. The Superior Court denied the plaintiff’s motion to open on November 19, 1987.
In the few cases where arbitration awards have been vacated on public policy grounds it was because they contravened a well defined public policy mandate. See Board of Trustees v. Federation of Technical College Teachers, 179 Conn. 184, 195, 425 A.2d 1247 (1979); State v. Connecticut Council 4, CEU, AFSCME, 7 Conn. App. 286, 290, 508 A.2d 806 (1986) (awards were set aside pursuant to General Statutes § 54-418 [a] [4] because they were found to be in direct conflict with the provisions of a state statute); International Brotherhood of Police Officers v. Windsor, 40 Conn. Sup. 145, 483 A.2d 626 (1984) (arbitration award set aside that upheld the disciplin
The plaintiff cites three primary cases. In the first case, Cady v. Dombrowski, 413 U.S. 433, 440-42, 93 S. Ct. 2523, 37 L. Ed. 2d 706 (1973), .a search and seizure case, the plaintiff relies on a general discussion by the United States Supreme Court of the “community caretaking functions” state and local police officers perform. While the court’s discussion does indicate that police officers have a great deal of contact with motor vehicles and often make investigative stops, it creates no public policy regarding motor vehicle stops. Also cited by the plaintiff are United States v. Markland, 635 F.2d 174 (2d Cir. 1980), cert. denied, 451 U.S. 991, 101 S. Ct. 2332, 68 L. Ed. 2d 851 (1981), and Thurman v. Torrington, 595 F. Sup. 1521 (D. Conn. 1984), for the proposition that it is a police officer’s duty to preserve law and order. Neither of these cases, however, dealt with the enforcement of traffic laws. In United States v. Markland, supra, the court
Dissenting Opinion
dissenting. I cannot agree with the majority, but would find error and remand this matter with direction to vacate the award of the Connecticut board of mediation and arbitration (board).
Initially, I note that, despite the contentions of the town of Watertown (town), the reason for the board’s decision was: “The majority of the Panel finds that the
I recognize that each case, especially in this narrow public policy exception area, should be searchingly analyzed on its own facts. This becomes pointedly crucial where here there must be a resolution between two conflicting public policies. On the one hand, there is the public policy of fostering, by limited judicial intrusion, the voluntary system of dispute resolution through arbitration. See, e.g., Naugatuck v. AFSCME, 190 Conn. 323, 326, 460 A.2d 1285 (1983); Middletown v. Police Local, No. 1361, 187 Conn. 228, 230, 445 A.2d 322 (1982). On the other hand, there is the competing public policy that the police have the duty to obey and enforce the law to protect and preserve the public welfare. See, e.g., State v. Donovan, 132 N.J.L. 319, 321, 40 A.2d 546 (1945); State v. Stevens, 203 N.J. Super. 59, 495 A.2d 910 (1984).
It should be made clear that I understand that all too often police personnel and resources available to preserve life and property and to enforce the law as they have undertaken to do are hardly sufficient to perform this task as fully as they desire. The award in this case did not approve or disapprove the allocation of scarce police personnel but has to do solely with the discharge of the grievant Thompson. It should be made clear that it is one thing to order a policeman not to do something that it is his duty to do, but it is quite another matter, not only throughout the arbitration procedure but also
In its opinion, the majority extends legality to this award and finds no violation of public policy. With that I cannot agree. To say that all Thompson’s superior ordered was that he not make “routine or investigative” motor vehicle “stops” granitizes form over substance because, despite what the majority says, there is nothing “implicit” in Sheehan’s order that Thompson was to make “no routine or investigative stops for minor infractions of the state motor vehicle laws.” The board did not so find. Moreover, the board’s decision offers absolutely no distinction between different types of motor vehicle stops, a distinction which the majority makes in a conclusory fashion. Insofar as the town was concerned, the board decision does show that Sheehan’s order was given in order to prevent Thompson’s having to go to court. Any stop at all might have resulted in the necessity of Thompson’s appearing in court and, thus, there is no basis for the majority’s distinction among different types of stops.
It is for the legislature to determine public policy. See, e.g., International Business Machines Corporation v. Brown, 167 Conn. 123, 135, 355 A.2d 236 (1974); Consolidated Diesel Electrical Corporation v. Stamford, 156 Conn. 33, 39, 238 A.2d 410 (1968); Old Colony Gardens, Inc. v. Stamford, 147 Conn. 60, 64, 156 A.2d 515 (1959). The legislature spoke on this not only when they enacted statutes concerning arbitration but also in the many statutes on motor vehicle violations. Both classes of these statutes, i.e., arbitration and motor vehicle, are the public policy of this state. The arbitration statutes encourage the voluntary resolution of disputes. The motor vehicle statutes also state public policy because they endeavor to promote the safe and proper use of the highways throughout the state. A
Therefore, I dissent.
The board denied Michael Thompson’s grievance by a vote of two to one with the labor member dissenting.
The failure to radio a “signal seventeen” to police headquarters, which the majority implies was also a reason for the board’s decision, is clearly not so; the opinion of the board demonstrates that this is not so. The opinion of the board is the following: “In regard to the problem at hand, the Panel finds that the termination of the grievant was proper. The Panel relies on Article VI, Section 8 of the Labor Contract between the parties which states that the Town may terminate a probationary employee at its sole discretion, for any reason whatsoever. This Panel ruled earlier that this matter was arbitrable and that the grievant was entitled to use the grievance procedures set forth in the contract. Although being able to use the grievance procedure, the grievant is not entitled to the protection of just cause as set forth in the grievance procedure. The contract itself must be read as a whole and the grievance procedure as set forth in the contract in relation to probationary officers must be amended and modified by Article VI, Section 8 of the contract. Based on this, the majority of the Panel finds that there was a reason for the grievant’s termination and that the Town did, under Article VI, Section 8 have the right in its sole discretion to terminate the grievant, as he was a probationary officer. The majority of the Panel finds that the reason for the discharge of the grievant, Michael Thompson was for his failure to obey the orders of his superior, Sergeant Sheehan.”
The board’s finding of facts in full were the following: “Michael Thompson the grievant in this matter was a probationary officer working for the Town of Watertown Police Department. On January 5,1985 the grievant was assigned to patrol with an Auxiliary Officer. The grievant was given orders by his supervisor Sergeant James Sheehan not to make any motor vehicle stops. The reason for this order was that the grievant at the time was involved in receiving training at the Police Academy and the Town did not want the grievant involved in court appearances which would keep him from receiving training at the Academy. The grievant did on January 5, 1985 make a motor vehicle stop and in addition failed to call in a signal seventeen which would indicate to the police department that he was stop
Federal and state courts have indicated that labor arbitrators’ awards that contravene public policy may be vacated. See, e.g., Local 453 v. Otis Elevator Co., 314 F.2d 25 (2d Cir.), cert. denied, 373 U.S. 949, 83 S. Ct. 1680, 10 L. Ed. 2d 705 (1963); International Brotherhood of Police Officers v. Windsor, 40 Conn. Sup. 145, 483 A.2d 626 (1984); Avco Corporation v. Preteska, 22 Conn. Sup. 475, 174 A.2d 684 (1961); Black v. Cutter Laboratories, 43 Cal. 2d 788, 278 P.2d 905 (1955), cert. dismissed, 351 U.S. 292, 76 S. Ct. 824, 100 L. Ed. 1188 (1956); Western Union Telegraph Co. v. American Communications Assn., 299 N.Y. 177, 86 N.E.2d 162 (1949).