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Waterman v. Batton
393 F.3d 471
4th Cir.
2005
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Docket

*1 court is affirmed.6 the district ment

AFFIRMED Rep WATERMAN, Personal R.

Michael T. Estate of Josh

resentative Deceased;

Waterman, Ruth G. Water Waterman, Plain

man; M. Roland

tiffs-Appellees, Keel; BATTON; Kenneth P.

Michael Heisey,

Christopher Defendants-

Appellants, Maryland, Defendant.

State

No. 04-1096. Appeals, Court

United States Circuit.

Fourth 30, 2004.

Argued: Sept. 3, 2005. Jan.

Dеcided: United States Sentencing Sentencing Guidelines. Although involves this case Cir.2004) Hammoud, Guidelines, Blakely held that we have - -, (en banc). S.Ct. Washington, U.S. (2004), not invalidate does L.Ed.2d 403 *2 (MdTA) (collec- Authority

Transportation tively, “Appellants”) appeal a district court summary denying their motion for order immunity in judgment based on *3 they action alleging unconstitution- against ally employed deadly force Josh and We reverse remand. Waterman. I. summary reviewing the denial immunity, qualified on we

judgment based true district accept as the facts the may reasonably in- concluded be court Kruger, Assis- ARGUED: Karen June in the from record when viewed ferred General, the Attor- Office of Attorney tant plaintiff.1 to the See light favorable Baltimore, Ap- General, Maryland, for ney George’s County, Gray-Hopkins v. Prince & Connolly, Murphy John J. pellants. (4th Cir.2002). 224, F.3d 229 To Baltimore, Shaffer, L.L.C., Maryland, for fully thаt the court has not extent district Curran, Joseph BRIEF: J. Appellees. ON on which its decision is set forth facts Jr., Maryland, Mi- Attorney General based, facts rea- we assume the Berman, Litiga- Deputy D. chael Chief sonably be inferred from record tion, Baltimore, Maryland, Appellants. for light in the most favorable to viewed Shaffer, & Murphy, Murphy J. William Bass, plaintiff. See Winfield L.L.C., Baltimore, Maryland, Appel- for (4th Cir.1997) (en banc). 525, Em- 533-35 lees. reveals the follow- ploying principles these MOTZ, WILKINS, ing facts. Judge, Chief Before HUDSON,, and United Judge, Circuit the afternoon of November On for Judge District the Eastern States p.m., Waterman was approximately 3:11 sitting by designation. of Virginia, District In- Washington driving Baltimore MdTA by published Airport remanded terminal area. Reversed and ternational Judge wrote opinion. Chief WILKINS Eric observed Farrow Waterman Officer Judge majority opinion, which traveling per hour a 25-miles- miles ' Judge wrote joined. MOTZ HUDSON zone, and Farrow activated per-hour dissenting opinion. lights patrol on his emergency and sirens pursuit. When and initiated vehicle

OPINION MdTA stop, Officer did Waterman WILKINS, Judge. Chief Watkowski, pa- another who Adam vehicle, lights his sirens Keel, trol activated Batton, Kenneth Officers Michael Maryland joined pursuit. Heisey of Christopher record, viewing gleaned from district court could contend 1: testimony plaintiff. considering of several erred in most favorable jurisdiction review this County, We lack Gray-Hopkins George’s witnesses. v. Prince interlocutory appeal Cir.2002); of the denial issue in an v. Leon Poe rather, accept immunity; we must (2d Cir.2002). ard, 282 F.3d district concluded the facts that court Waterman, followed As Officers heard that Waterman had reached under Watkowski communicated his seat. Farrow and MdTA radio with the officers located at emerged When Waterman from the McHenry the toll the Fort Tunnel plaza later, Tunnel approximately two minutes (the Tunnel). At approximately p.m., 3:16 plaza, he drove toward lane 12 of the toll reported

Watkowski to Communications at By the left-most northbound lane.4 this in a the Tunnel that was involved “10- time, pursuit had continued for more (chase in progress) ‍‌‌​​​‌‌​‌​‌‌‌‌​​‌​‌‌‌‌‌​​​​‌​‌‌‌‌‌​​​‌​‌‌‌​​​​​​‍heading north- 80” than 10 minutes. As drove to- bound on 1-95 toward the Tunnel. Com- ward the at a plaza speed, keeping normal relayed message munications to all *4 safe distance from front of vehicles gold as a units and identified the vehicle him, Ap- five uniformed MdTA officers— North plate Mazda with Carolina license pellants and Officers Sean Hames and Appellants MZL-1595. heard that mes- Lance emerged from around the Bellman — sage. Other officers stationed near the concrete island located 11 between lanes plaza toll that they standing radioed drawn, and 12. their weapons With by. permission One officer received to officers approached Waterman’s vehicle prepare sticks”2 in “stop the northbound sides, from and passenger yelling the front lanes on north the toll plaza, side of stop. for Waterman to and someone radioed that the sticks were Waterman slowed approached as he being prepared. plaza, toll then coasted for about one sec- At approximately p.m., approximately per 3:17 Officer ond at 11 miles Wat- hour. kowski radioed to Communications that The vehicle ahead of then Wаterman’s be- “just gan Waterman tried to run me off Immediately move forward. there- after, trying road ... he’s to take us off the rear Waterman’s vehicle Batton, road.” dipped up Waterman and down rose back motion —a (D.Md.2003) (alteration 709, 714 F.Supp.2d “lurching” officers described as or (internal in original) quotation marks “lunging” began omit- forward—and Waterman ted).3 all Appellants heard that communi- general accelerate in the direction of the Additionally, cation. approximately plaza at 3:21 toll officers ahead of him. p.m., just acceleration, after Waterman and the At the trailing instant Officer Keel Tunnel, vehicle; officers entered Watkowski ra- was about feet ahead of the ahead; Heisey, dioed to Communications Waterman Officer 38 feet Officer Hames, all ahead; “rеached under seat have units 10- a little more than 23 feet (use caution). (internal quotation Batton, 0” Id. and Officer a little more than 16 omitted). Heisey marks Although Officer heard the feet ahead.5 none of the officers 10-0 warning, Appellants but none of the were directly in front of Waterman’s vehi- Stop by 2. puncturing disable sticks vehicles did not have access to this they their tires. evidence when encountered Waterman. systems 3. Video 4. plaza. Farrow’s and Watkowski’s There are 24 lanes in the Lane 12 is lane, M-Tag meaning vehicles recorded of the events that authorized vehi- leading up including shooting. may proceed slowly through plaza to and cles The resulting stopping has pay video been transferred into DVD that lane a toll. without joint appendix. is format and in the The question regarding video creates some wheth- It is unclear from the where record Officer actually try er did to run Waterman Watkow- Bellman was in relation to other officers. However, undisputed appear ski off the road. it He does not to be visible video. minutes after his vehicle thigh. About two cle, only a feet they stood few projected pulled the vehicle’s to a stop, side of came several passenger path.6 attempted from his vehicle and Waterman An ambulance then administer CPR. lurching the vehicle Perceiving Hopkins transported Waterman John begin- as the acceleration Waterman’s Center, pronounced Medical where was over, Ap- run them ning attempt of an p.m. 4:10 It later determined dead at as weapons their soon began firing pellants the shot that entered Waterman’s the оfficers As accelerated. fatal, rapidly meaning neck him, reached a Waterman’s vehicle shot him within seconds to two min- killed per miles top speed approximately utes. all passed vehicle then hour. Waterman’s officers, avoiding them several representative personal Waterman’s temporarily behind an- stopping

feet and (thé Estáte) initiated this action parents path. Appel- its As blocking vehicle other City, alleg Court for Baltimore Circuit Waterman, toward lants scrambled ing Mary of action under several causes at him weapons to fire their continued *5 a hi Fourth Amend land law addition side of the vehicle passenger from the (West claim, § see 42 1983 ment U.S.C.A. behind, ceasing fire as he from their 2003). here, is As relevant Estate all, plaza. In through the toll with- passed tiiat the officers violated Water alleged af- period in approximately-six-second rights Fourth Amendment un man’s Waterman’s, forward, ter vehicle lurched force. justifiably employing deadly Appel rounds, Batton four Officer Officer fired removed the case to federal court lants Keel, two, two. Heisey, and Officer and, discovery, for following moved sum passed Waterman’s vehicle When includ mary judgment grounds, on several lane, stop the toll ran over through ing they qualified that were entitled Water- Officer followed sticks. Watkowski immunity on the Fourth Amendment through lane his vehicle and man Appel The court denied claim. district him, bringing both vehicles collided with entirety. motion in its See Water lants’ stop. a man, 294 at 739. F.Supp.2d gunshot five sustained grazed right a that his front wounds: shot II. shoulder; a that entered front shot portion of the dis- Appellants aрpeal recovered right side of his neck and was motion for shoulder; denying their that trict court order left went from his shots im- arm, summary judgment based on right and left through right thigh, his path vehicle that the record were so-far out of district court concluded The However, any danger. rea- in serious the moments not be supported the inference that in jury interpret the testi- have shooting sonable would none of the officers before mony video of various witnesses directly in of Waterman's vehicle. The front (No court, however, testimony suggests exactly recording. that the specify how did.not depict properly events that path does not it assumed the video to the vehicle close occurred.) exactly Regardless of where each acceleration. were at the instant of officеrs positioned Waterman accel- officers as officer characterize the Some witnesses erated, that no doubt at the video leaves the side of the vehicle or approaching from acceleration, were officers there being of it. Were there no video moment in front here, enough vehicle that positioned close recording of events issue some ap- run over in give could have them testimony might rise Waterman be sufficient this proximately second.' one inference that to a reasonable 476

munity. authority conclude that the district that ing We must be such the unlaw- denying Appellants court erred in sum- fulness the conduct is manifest. See mary 635, 640, on judgment qualified immunity Creighton, Anderson U.S. 483 (1987); issue. S.Ct. L.Ed.2d 523 Alford, Pritchett A. Cir.1992) (explaining “[t]he fact that right allegedly an exact violated has not Quаlified immunity protects “all recognized earlier specifically by any been but the plainly incompetent or those who a prevent court does not determination knowingly Malley violate the law.” it was ‘clearly nevertheless estab- 335, 341, Briggs, 475 U.S. 106 S.Ct. qualified immunity lished’ for purposes” (1986). protects L.Ed.2d 271 It law “ ‘[c]learly and that established’ in this enforcement guesses officers from “bad context only already specifi- includes not gray areas” and ensures that are adjudicated cally rights, but those mani- liable only transgressing bright “for lines.” festly general included within more appli- Sumner, Maciariello v. cations the core principle constitutional (4th Cir.1992). Thus, government officials invoked”). A right determination a performing discretionary are en functions clearly established based on con- qualified immunity liability titled to from authority jurisdiсtion trolling for civil damages to the extent “their question or on a “consensus of cases of conduct clearly does not violate established persuasive authority such a reason- statutory rights or constitutional which able officer could not have believed that person would have known.” *6 his actions were lawful.” Layne, Wilson v. 800, 818, Harlow v. Fitzgerald, 457 U.S. 603, 617, 1692, 526 U.S. 119 S.Ct. 143 (1982). 2727, 102 S.Ct. 73 L.Ed.2d 396 (1999). L.Ed.2d 818 analyzing appeal rejection from the of a qualified immunity defense, first our task The right alleges the Estate was is to identify specific right the the here violated is Waterman’s Fourth plaintiff was infringed by asserts the chal right Amendment to be free of unreason Waters, lenged Taylor conduct. See 81 seizures, able a right which includes sei (4th Cir.1996). 429, F.3d 433 We then ask accomplished by zures excessive force. facts, whether the viewed Buchanan, 520, See Jones v. 527 plaintiff, favorable to the demonstrate a (4th Cir.2003). The test for whether force right. violation of that See Saucier v. to employed effect a seizure is excessive is Katz, 194, 201, 2151, 150 533 U.S. 121 S.Ct. “ ‘objective one of reasonableness’ under (2001). do, L.Ed.2d 272 If we consid Connor, the circumstances.” Graham whether, er at time of the claimed 386, 399, 1865, 490 U.S. 109 S.Ct. 104 violation, alleged right to violated (1989). L.Ed.2d 443 In determining was clearly meaning “a established — excessive, whether force was a court must reasonable official would understand that weigh quality “the nature and of the intru what he doing right violates” sion on individual’s Fourth Amend (inter 202, question. Id. at 121 S.Ct. 2151 against ment interests countervailing omitted). quotation nal marks governmental interests at stake.” Id. at (internal

Although omitted). the exact at quotation conduct 396 marks issue need not have been “police held unlawful in Because often officers are forced to order for the governing law an officer’s split-second make judgments circum —in clearly established, actions to be tense, uncertain, the exist- stances that are and rap-

477 1865, justi- 397, only deadly that the use of force id. at 109 S.Ct. evolving,” idly per- by posed be evaluated from fied the threat Waterman facts must opposed on of a reasonable officer them and their fellow officers—as spective scene, hindsight must be our general public and the use confine anal- —we 396, Thus, 1865. avoided, at 109 S.Ct. question see id. to that issue. be- ysis of the of- Additionally, jury the reasonableness is whether a reasonable could fore us dangerous creating conclude, ficer’s actions on forecast in based the evidence Fourth record, is not relevant by situation thаt a the offi- perception rather, analysis; reasonable- Amendment a threat of seri- posed cers Waterman the informa- determined based on ness is harm to them would have physical ous the mo- by possessed tion the officer conclude that no been unreasonable. We Elliott v. employed. force is ment that jury that conclu- could reach reasonable ‍‌‌​​​‌‌​‌​‌‌‌‌​​‌​‌‌‌‌‌​​​​‌​‌‌‌‌‌​​​‌​‌‌‌​​​​​​‍(4th Cir.1996); Leavitt, F.3d 643 initial regard Appellants’ with shots sion Ruffin, Greenidge v. that it could that the shots but conclude Cir.1991).7 passed fired after Waterman officers unconstitutional. We address the Here, Appellants seized Water constitutionality groups two these shooting important him. It is by man seriatim. shots aof recognize “[t]he intrusiveness un deadly force is by means seizure 1. Garner, 471 Tennessee v. U.S. matched.” (1985). vehicle lurched When Waterman’s 1, 9, L.Ed.2d 105 S.Ct. forward, the were forced to imme officers Nevertheless, may employ officer diately at decide whether Waterman “proba has deadly force when the officer ahead to assault officers poses tempting suspect that the cause believe ble harm, only to drive him or whether intended physical serious either a threat of them, leaving unharmed. To them or to others.” Id. at the officer under these extent S.Ct. *7 ponder to could have taken time facts B. lurching of the vehicle and whether begin acceleration were whether Waterman’s question turn to the of We now them, toward aggressive of an move record, ning in most favor- viewed Estate, have several factors they would considered Appellants’ shows that able to the it would have un- that was. Those suggesting shooting of Wаterman constituted (1) Waterman, by any that ac Fourth included seizure under reasonable count, rationally in acting leading not argue was Appellants Because Amendment. Point, City High that we Altman v. 7. We note that Estate maintains Cir.2003) (4th (reversing district court of the district 204-07 may revisit the conclusions not immunity and denying qualified con- Appel- regarding the order reasonableness court cluding actions were reason- accept the that officers’ we actions because must lants' Elliott, able); (explaining at 644 that by reason- F.3d court to be facts found district summary judgment reviewing the denial of ably evidence. inferrable from the forecasted although immunity, we may question the on disagree. While not based We we by a the dis- may review determination assumed not that the district court circumstances gives evidence Appеllants' court that the forecasted analyzing trict the reasonableness particular actions, that specifi- to a reasonable inference rise the reasonableness itself—and occurred, whether jury we review conduct cally question of a reasonable what court district consti- the facts assumed regarding determine reasonableness —is could See, force). e.g., tuted excessive we de novo. that consider an issue directly on a the officers more-than-10-rainute vehicle so that the officers were (2) chase; despite that he was not stopping his path. seeing the ahead approaching officers course, the critical that reality Of here is (3) drawn; weapons him their that he with did not to the officers have even a moment accelerаting in general direction of pause conflicting ponder many these (4) officers; and, importantly, Graham, 396-97, factors. See U.S. just reported that Officer Watkowski had (“The 109 S.Ct. 1865 calculus of reason- before that Waterman had at minutes embody must ableness allowance for the to run him tempted off the road. See Pace fact that police officers are often forced to Capobianco, Cir.2002) split-second judgments make circum- (“By shooting, time of the —in e tense, uncertain, rap- are had stances that

Davis used th a man automobile give probable idly policemen evolving ner reasonable the amount of force —about cause believe that had a dead is_ necessary particular it become that in a situa- armed.”). ly weapon tion.”). with which Davis was At the instant thаt Waterman’s hand, other On the officers also forward, vehicle lurched the vehicle could have following would considered the fac Heisey have reached Officers Batton and weighing against tors as a conclusion in about one second even without acceler- trying to run over them: Waterman further, ating and in if even less time (1) that Waterman had not reck driven Thus, had continued accelerate. if the lessly the 27 seconds between time paused instant, for even an emerged from the Tunnel and the mo risked their last losing chance to defend ment he accelerated in general their di themselves. (2) rection; that there was no visible dam Taking into consideration all of these age to Waterman’s vehicle or the vehicles factors, particularly split-second nature (3) him; pursuing оf the officers that other decision, we conclude as matter flight, than his no information indicated law probable had cause any had Waterman committed serious believe that Waterman’s prior oncoming vehicle reportedly assaulting crime Offi (4) vehicle; posed an immediate with threat of phys- cer Watkowski his serious yet had not ical harm at least to increased his Officers Batton and past 15 speed per miles hour or turned Heisey.8 his While reasonable officers would points opinions 8. The Estate summary judgment some warrant denial because lay witnesses that did Waterman's vehicle was not witness aware of the events *8 appear to be a threat preceded' shooting gave to the officers ahead and the that the officers expert testimony to that use suspect attempt the officers’ of reason that to believe would deadly (internal pre- force was unreasonable. Neither quotation to them assault marks Appellants' omitted)). summary cludes entitlement summary judgment pre- Nor is judgment. ignoring conclusory Even by expert’s the na- cluded opinion the Estate’s that lay opinions, of the opinions Appellants' ture those do not actions were unconstitutional. genuine a they create issue. "Opinions, expert lay, of fact because the only or as are witnesses were good upon unaware of tire fact most criti- as the evidence they which are probable analysis: 11; cal the cause that at Washington based.” Id. 1280 n. cf. States, reportedly 33, Cir.1954) attempted (9th Waterman had to use United 214 F.2d 43 weapon his vehicle as a (concluding expert opinions in order to avoid that sup- did not verdict, being captured only entering port jury part minutes before "[o]pinion because Pace, plaza. the toll See only good 283 F.3d at 1280 & upon evidence is as as the facts (holding lay opinion n. 11 that witness which it and support is based” record did not Here, approaching stated, appear vehicle opinions). "[did to be a not] for the reasons any threat to officer on the scene” did not percep- record demonstrates the officers'

479 (8th Jarman, 620-21, 617, 340 F.3d 623-24 that Water possibility recognized have Cir.2003); Raso, by them F.3d only to Abraham v. intended accelerate man (3d them, they Cir.1999); also—in the City at rather than 293-94 Acosta & have Francisco, had to decide—could instant County San of in the face (9th the acceleration interpreted Cir.1996); City Fraire v. 1146-47 of a force the initiation (5th show of their 1268, 1274-76 Arlington, F.2d cap to avoid attempt Waterman second Cir.1992). certainly agree with We weapon his as a by using vehicle ture here, And general proposition. this See personnel. law enforcement against projected closeness officers Garner, 105 S.Ct. 471 U.S. crucial of Waterman’s vehicle is path deadly an use (holding that officer justi- deadly force was our conclusion that fleeing “threatens the suspect a force when Any factfinder consider- fied. reasonable Thus, although weapon”). a officer with evidence ing all of forecasted fire and could held their Appellants have would determine that Waterman record acceler the chance Waterman’s taken accelerating Appellants’ general di- was purpose in traffic not for ation Batton and Officers Heis- rection an offi against another assault committing have been run over about one ey could cer, simply does Constitution “[t]he slightly if had turned second Waterman their lives gamble with require police them. toward harm.”9 a threat of face of serious Elliott, Edinburg, F.3d at 641. Scott Cir.2003), point. this is instructive on for sum- denying Appellants’ motion There, a man to steal the vehi- attempted court relied the district mary judgment, off-duty from a gas of an officer cle officers fact none of the heavily on the Scott, 346 F.3d at parking station lot. See in the directly path Waterman’s were behind yelled 754. As the officer from lurched forward at the moment it vehicle stop, for the man to man automobile opened doing, In so fire. and the attempting to uр quickly, backed either propo- cited several cases for the court acting recklessly officer down or run the attempts to that when an officer sition See id. at respect possibility. to that with against justify deadly his use force stopped backing thief 758. When the by claiming oncoming vehicle driver of through began to off up speed trying the vehicle prevent that he was lot, firing began the officer over, parking position of running someone from to do so the vehicle exited continued when path of person relative to the lot. id. at 754-55. One parking Hernandez v. See important. vehicle officer, suspect against a forced make immediate correct tion of an threat —whether decision, clearly split-second and therefore on his reason- or not—was relied justi- deadly initial use of force gun that their had seen a that another officer able belief fied. though suspect's the sus- hands even in front him pect’s hands handcuffed having *9 9. The situation faced here— weap- a saw defendant officer never and the split-second a a whether sus- determine in Rizzo, on); Slattery 215-17 using weapon his as a pect is vehicle —is Cir.1991) (4th deadly (holding use of analogous an officer forced scenario of suspect justified in vehicle force was split-second as to whether a decision to make raise his hands repeatedly refused orders to suspect deadly against who he force to use holding perceived that he and the officer See, McLenagan e.g., has a firearm. believes something). 1994) Karnes, (4th Cir. deadly justified (holding use of force shots officer’s killed thе thief. See id. not true of shots fired after Water- appeal at 755. On from the grant passed sum- man’s vehicle the officers and the (the mary judgment to the officer in the officers danger subse- were out of subse- suit, shots). § quent quent Appellants rely Seventh Circuit held on Rowland deadly justified Cir.1994), that the use of Perry, force was F.3d 167 protect bystanders from oncoming support argument sto- of their that the subse- shots, quent len vehicle. See id. at 758-59. The court which occurred mere seconds rejected specifically shots, the contention that the after the initial should not be ana- bystanders fact that lyzed conclude, no were in separately. however, the direct We path precluded of the vehicle separate analysis the use of appropriate. is deadly force when peoрle several were in Rowland, In officer, a law enforcement vicinity the immediate path. of the id. Perry, Officer saw a woman drop a five course, at 759. Of Scott differs from the bill, dollar which Rowland retrieved with case at bar Scott of the much Rowland, out' attempting to return it. See probably concern was that the thief would 41 Perry F.3d at 171. approached Row someone, accidentally hit while the con- and, land at Perry’s request, Rowland of cern here is that again Waterman would woman, ‍‌‌​​​‌‌​‌​‌‌‌‌​​‌​‌‌‌‌‌​​​​‌​‌‌‌‌‌​​​‌​‌‌‌​​​​​​‍money fered the who re intentionally use his vehicle a weapon. it, claiming fused that it was not hers. See just But as the officer in Scott had reason Perry id. could not hear the words be to believe that the thiefs recklessness two, tween the but believed that Rowland might cause him to turn out of his then- “simply money wavеd the in the face of projected current path, here Appellants openly [the] distressed and tearful” wom had reason to believe that ag- Waterman’s an.' Perry pursued Id. Rowland and even gressiveness toward trying to cap- tually grabbed jerked his collar and him him suggested ture he was about to turn aroirnd. See id. at 171-72. Frightened, yet toward officers not in his path. direct Rowland instinctively tried to escapé Per ry’s sum, grasp. Perry punched Rowland, then the officers here were faced threw him to suspect ground, with a positioned well his seriously “thr[ew] weight injure against right leg or kill Rowland’s one or more of them with his wrench[ed knee until it possibly his] within a cracked.” Id. fraction of a sec- vehicle— at 172. ond—if employ deadly did not force. According to the best information avail- In concluding that Perry was not enti- able, thе suspect had used his vehicle as a tled qualified immunity in Rowland’s weapon against another officer min- just lawsuit, subsequent this court stated the utes before. Based on this information following: and the discussed, other factors we hold as In his appraisal objective rea- a matter of law that a reasonable officer sonableness of the force against used could have believed at the instant of accel- Rowland, Perry urges what amounts to eration that presented a threat a segmented view of the sequence of physical of serious harm. Appellants thus emphasizes events. He the resistance immunity entitled re- offered during Rowland struggle garding the initial group shots. with Perry, separating this fact from the story. alone,

rest of the This resistance argues, enough Perry to make The Estate mаintains that if even reasonably believe that force was neces- *10 initial justifiable, shots were the same sary. Furthermore, the defendant di- that should parts. any idea of the events be re- of force into two the use

vides of viewed outside the context the conduct grabbed Rowland’s First, initially Perry there, that the precipitated the attempts to his to flee. response in collar seizure— a five simple failure to return dollar bill. Second, the of force Perry escalated use resistance, cul- in to Rowland’s response readings are Although plau both leg-twisting maneuver minating in the sible, we latter reading conclude that the is suspect. finally subdued the that the better It is established in this one. act of way, each distinct in this Viewed of an circuit that the reasonableness offi what given force becomes cer’s actions is determined based on the point pro- in this knew at each Perry by the officer possessed information at the gression. employed. moment that force is See El the seems to to miss approach This us liott, simply To 99 F.3d at 643. view all of way to trees. The better for the forest light force in employed only the the objective reasonableness the assess by the possessed information officer when context, an it in full with is to view force limit, began employ force would for of the eye proportionality the toward reason, good no relevant circumstances the all the in circumstances. force judging to be considered constitu sequence Artificial divisions tionality of the officer’s actions. We there a court’s do not aid evaluation events justified fore hold at the begin that force view reasonableness. This is objective justified of an not ning encounter is even by the decision in Tennessee supported justification seconds later if the for the Garner, question held that which initial eliminated. force has been , totality of circum “whether (3d Raso, Abraham of ... justified particular sort stances Cir.1999) (finding regarding issue of fact seizure.” justified on firing whether officer was (citation (alteration original) Id. at 173 stepping out vehicle from side after omitted). marks In quotation & internal over, and way being explain run avoid end, Perry qualified immu- we denied to a ing passing risk officer “[a] nity “impossible escape because it to kill an ongoing is not license other that a man suffered a seri- the conclusion suspect”); Dickerson unthreatening wise over a lost dollar bill.” leg injury ous five McClellan, n. 1162 9 Id. at 174. Cir.1996) analyzing (noting separate ap segments single encounter reviewing maintain that initial if “the officers’ decision constitutionality subsequent propriate shots under the circum shoot was reasonable that of the initial shots separately from “[ajrtifi- no need continue just the stances but there was sort of would constitute shooting”); Wynalda, 999 F.2d Ellis v. sequence cial of events” divisions (7th Cir.1993) (holding that when undertake in Rowland. refused to we bag weighing a mesh fleeing felon tossed sup- is not Appellants’ argument without officer, or toward characterizing pounds four five port. Perry’s approach justified if trees,” he fired for officer would have been “miss[ing] the forest bag at that out of fear moment regarding is unclear whether Rowland hand, (a) out of his might knock his firearm rejects notion that reasonable- аfter justified firing on a but he was employed can turn ness of force ground without hit him fell to bag encoun- during an change of circumstances ran); (b) turned and seconds, injuring suspect him and lasting only ter a few or *11 see also Bates ex rel. Johns v. harm justi- to an officer is not sufficient to Chesterfield (4th 367, County, 216 F.3d 371-72 fy employment deadly Cir. force seconds 2000) with (concluding regard escalating after the threat if a eliminated reason- physical confrontation between officer and recognized able officer would have when resisting suspect that officer’s use of force employed the force was that the threat no every ... stage “[a]t was reasonable of the longer That proposition existed. was not incident”); Hopkins Andaya, clearly Maryland established in on Novem- (9th Cir.1992) curiam) (per 886-88 ber (dividing several-minute encounter into analysis Our of this begins issue with segments holding two and that even if the Nelms, Pittman v. 87 F.3d 116 Cir. constitutional, application first of force was 1996). There, two law enforcement offi- been). the second not have cers, Nelms, Banks and had an ongoing here,

Applying Timothy Pittman, feud with principle this we Hudson. See record, conclude that in at day May 1992, viewed 119. One in Estate, light favorable to began shows Hudson to drive in away his vehicle passed him; once Waterman’s vehicle as approached Banks Banks’ arm officers, safety vehicle, the threat to their entangled was became in the resulting eliminated and justify thus could not in being dragged Banks for 25 or 30 feet. subsequent shots. A factfinder could rea See at id. 120. When the vehicle sonably conclude that pur as the officers right, turned to the Banks was thrown to vehiclе, they sued Waterman’s knew or the side. See ‍‌‌​​​‌‌​‌​‌‌‌‌​​‌​‌‌‌‌‌​​​​‌​‌‌‌‌‌​​​‌​‌‌‌​​​​​​‍id. at 120. picked He him- should have known that vehicle, Waterman had self up, ran toward the and fired at passed them without veering their di it sped away. See id. Nelms fired circumstances, rection. these ‘time, Under a injuring Pittman, the same passen- a could, reasonable factfinder ger determine the automobile. See id. When any fired, belief officers continued at Nelms the vehicle approximately was that point to face an him, imminent threat of 25 feet front of moving away, physical harm serious would be unreason and Nelms could see Banks had not able. run been over and that longer he was no danger. See id. We held that because

C. “the entire only series of events took a few seconds,” short Having during which determined that the rec Banks inwas ord, dangеr, serious viewed most favor because the situation “tense, Estate, uncertain, able to the rapidly shows the subse evolv- quent unconstitutional, ing,” employed shots were the force we now was not excessive clearly (inter- consider under whether that law. unconstitutionality established Id. omitted). clearly quotation nal established on marks November 2000, when the shooting occurred. We There is no relevant distinction between conclude that it was not and thus that facts Pittman and those here. Appellants were entitled to im cases, both the officers employing deadly munity for the subsequent shots as well. force had information that suspect had discussed,

As we have necessary prem- recently assaulted officer with his vehi- ise to our Also, conclusion that tense, forecasted cle. both presеnted cases rap- evidence could situations, demonstrate the idly changing unconsti- where the threat tutionality subsequent shots is that justifying deadly the use of force ended an imminent threat of physical only serious seconds before the shots in question *12 III. holding that light In of our fired. was not exces- deadly force

Nelms’ use sum, reverse the denial of sum- we clearly established law that was sive under on the mary judgment 1992, true of the same must be May in claim and remand for Fourth Amendment shots here.10 subsequent consistent with this proceedings further whether thus becomes question The opinion.11 here, employed of the force excessiveness 1992, none- AND REMANDED. May in REVERSED unclear although 28, to November prior clarified theless that it was not. We conclude

2000. We MOTZ, dissenting. DIANA GRIBBON de- that other circuits already have noted regret, and I dissent. respect With passing that a risk during period this cided him to does not authorize to an officer face some of Law enforcement officers after he moments deadly force employ difficult, dangerous and grueling, the most passing recognized have should communities; they are called work our Abraham, 294; F.3d at risk. See judgments upon “split-second to make —in Ellis, 9; Dickerson, at 1162 n. 101 F.3d tense, uncertain, that are circumstances However, did this circuit at 247. Connor, evolving.” Graham v. rapidly discussed, Indeed, we have not. as we 109 S.Ct. 490 U.S. Rowland, decision, sus- that was issued (1989). are, and All of us L.Ed.2d 443 application that an reading ceptible to be, accept those who grateful should a few seconds for but of force that extends challenges on our behalf. these segments temporal into parsed cannot be However, gratitude our we cannot let act in reviewing each purpose for the limits the Consti- admiration erode the had at the officer light of the information by police Dickerson, on the use of force imposes tution that moment. haz- fatal force. The especially in this (interpreting Rowland 1162 n. 9 officers— not authorize simply work do uncertainty created ards of way). Considering unbridled use engage regarding Rowland by Pittman an offi- exasperated how force. No matter may legally employ an officer whether becomes, not does the Constitution threat of cer response to a deadly force speed- for him a motorist to shoot permit he should harm moments after serious in the officer ing a reasonable had elimi- that the threat been have known —unless probable have had would unconstitutionality position same nated, we hold that the necessary protect to believe clearly not cause subsequent shots from “a threat of serious or others in November himself Maryland established 1865; 396,109 Id. at S.Ct. physical harm.” 10. It we suggests if conclude Estate does 11. The important that Pittman to note court do holding the sub- the district assumed preclude our earlier facts not favor- sequent the issue genuine shots—viewed issue of fact on create a unconstitutional. the Estate —were permitted able to immunity, it should only whether the force addressed Pittman proper- court did not argue the district clearly law es- under the there was excessive light most favorable ly view record in the May id. It did not 1992. See tablished However, Estate does not to the Estate. was in fact exces- the force decide whether by the district court specify any errors made (explaining this & n. 2 See id. at 119 sive. any. aware of regard, and we are not in this distinction). Garner, 1, 11, Tennessee v. .opinion. U.S. 105 trict court’s excellent I would (1985). judgment 85 L.Ed.2d 1 affirm the S.Ct. the district court. *13 case, Batton, In .this MichaeL .Officers Keel, Heisey

Kenneth and Christopher

fired nine rounds of ammunition at a car Waterman, by

driven Josh who sustained gunshot

five rapidly wounds and died from injuries.

those Ten minutes before the shooting, Josh Waterman had driven 51 STEWART, Charles K. m.p.h. m.p.h. a 25 stop zone and failed to Plaintiff-Appellee, when signaled by to do so in squad cars, which well exasperated have However, by them. the time of the shoot- CAROLINA; State of NORTH North ing, Josh speeding Waterman was neither Department Correction; Carolina of driving nor erratically rather, he was — Beck, Secretary Theodis of North Car passing through plaza a toll at 11 to 15 Department Correction; olina of La m.p.h.; and eyewitnesses several have Hamer, Counsel, vee General North sworn that none of the law enforcement Department Correction; Carolina of plaza officers at the toll in danger of Stieneke, Deputy Daniel L. Chief Sec

being hit Josh Waterman’s car. The retary, Department North Carolina video of the shooting could well be inter- Correction; Boyd Bennett, James Di preted or, least, as supporting very at the Prisons, rector of North Carolina De definitively negating these accounts. partment Correction; George ‍‌‌​​​‌‌​‌​‌‌‌‌​​‌​‌‌‌‌‌​​​​‌​‌‌‌‌‌​​​‌​‌‌‌​​​​​​‍T. Solomon; Pickett, Graham Defen could, A jury nonetheless, conclude that dants-Appellants, officer, confronted with Keel, the situation facing Batton, Officers and Heisey, would have acted as did 1; Doe, Doe, John # Jane or would not have that shooting realized 2,# Defendants.

Josh Waterman violated the Constitution. Katz, 194, 201-02, See Saucier v. 533 U.S. Stewart, K. Plaintiff-Appellee, Charles (2001). 121 S.Ct. 150 L.Ed.2d 272 But finding so require would resolution of Carolina; State of North North Car genuine several disputes fact, of material Department Correction; olina which we can no more resolve on interlocu- Beck, Secretary Theodis of North Car tory appeal than the district court could Department Correction; olina La ruling on the officers’ motion for Hamer, vee Counsel, North General summary judgment. Department Correction; Carolina In a thorough opinion, replete with nu- Stieneke, Daniel L. Deputy Chief Sec record, merous references to the the dis- retary, Department North Carolina trict court carefully detailed'the material Correction; Boyd Bennett, James Di disputes factual requiring the denial of Prisons, rector of North De Carolina summary judgment. partment Correction; George T. Batton, (D.Md.2003). 294 F.Supp.2d 709 I Solomon; Pickett, Graham Defen to, cannot improve add or upon, dants-Appellants, the dis-

Case Details

Case Name: Waterman v. Batton
Court Name: Court of Appeals for the Fourth Circuit
Date Published: Jan 3, 2005
Citation: 393 F.3d 471
Docket Number: 04-1096
Court Abbreviation: 4th Cir.
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