WASHINGTONIAN PUBLISHING CO. v. PEARSON ET AL.
No. 222
Supreme Court of the United States
Argued December 6, 1938. Decided January 30, 1939.
306 U.S. 30
On this ground, the judgment of the Circuit Court of Appeals, affirming the order of the District Court denying the petition for habeas corpus, is
Affirmed.
WASHINGTONIAN PUBLISHING CO. v. PEARSON ET AL.
No. 222. Argued December 6, 1938.—Decided January 30, 1939.
Mr. Eliot C. Lovett, with whom Mr. Elisha Hanson was on the brief, for respondents.
MR. JUSTICE MCREYNOLDS delivered the opinion of the Court.
By this suit, instituted in the District of Columbia, March 8, 1933, petitioner seeks an injunction, damages, etc., because of alleged unauthorized use of a magazine article copyrighted under
The trial court sustained petitioner‘s claim and directed ascertainment of profits, damages, etc. The Court of Appeals ruled that, as copies of the magazine had not been promptly deposited in the Copyright Office as directed by
The record discloses—
December 10, 1931, petitioner published an issue of “The Washingtonian,” a monthly magazine, and claimed copyright by printing thereon the required statutory notice.
In August, 1932, Liveright, Inc., published and offered
Respondents concede that petitioner secured upon publication a valid copyright of The Washingtonian. But they insist that although prompt deposit of copies is not prerequisite to copyright, no action can be maintained
Petitioner submits that under the statute prompt deposit of copies is not prerequisite to an action for infringement; and that under the facts here disclosed deposit before suit was enough.
The Act of 1909 is a complete revision of the copyright laws, different from the earlier Act both in scheme and language. It introduced many changes and was intended definitely to grant valuable, enforceable rights to authors, publishers, etc., without burdensome requirements; “to afford greater encouragement to the production of literary works of lasting benefit to the world.”2
Under the old Act deposit of the work was essential to
Section 10 declares—
“That such person may obtain registration of his claim to copyright by complying with the provisions of this
Section 12—
“That after copyright has been secured by publication of the work with the notice of copyright as provided in section nine of this Act, there shall be promptly deposited in the copyright office or in the mail addressed to the register of copyrights, Washington, District of Columbia, two complete copies of the best edition thereof then published, . . . No action or proceeding shall be maintained for infringement of copyright in any work until the provisions of this Act with respect to the deposit of copies and registration of such work shall have been complied with.”
Section 13—
“That should the copies called for by section twelve of this Act not be promptly deposited as herein provided, the register of copyrights may at any time after the publication of the work, upon actual notice, require the proprietor of the copyright to deposit them, and after the said demand shall have been made, in default of the deposit of copies of the work within three months from any part of the United States, . . . the proprietor of the copyright shall be liable to a fine of one hundred dollars and to pay to the Library of Congress twice the amount of the retail price of the best edition of the work, and the copyright shall become void.”
Sections 59 and 60 were new legislation. They show clearly enough that deposit of copies is not required primarily in order to insure a complete, permanent collection of all copyrighted works open to the public. Deposited copies may be distributed or destroyed under the direction of the Librarian3 and this is incompatible with
Although immediately upon publication of The Washingtonian for December, 1931, petitioner secured copyright of the articles therein, respondents maintain that through failure promptly to deposit copies in the Copyright Office the right to sue for infringement was lost. In effect, that the provision in § 12 relative to suits should be treated as though it contained the words “promptly,” also “unless” instead of “until,” and read—No action or proceeding shall be maintained for infringement of copyright in any work unless the provisions of this Act with respect to the deposit of copies promptly and registration of such work shall have been complied with.
Plausible arguments in support of this view were advanced by the Court of Appeals. We think, however, its adoption would not square with the words actually used in the statute, would cause conflict with its general purpose, and in practice produce unfortunate consequences. We cannot accept it.
Petitioner‘s claim of copyright came to fruition immediately upon publication. Without further notice it was good against all the world. Its value depended upon the possibility of enforcement.
The use of the word “until” in § 12 rather than “unless” indicates that mere delay in making deposit of copies was not enough to cause forfeiture of the right theretofore distinctly granted.
Section 12 provides “That after copyright has been secured by publication of the work with the notice of
Section 13 authorizes the register of copyrights to give notice if he finds undue delay and to require deposit of copies. Upon failure to comply within three months the proprietor shall be subject to a fine and the copyright shall become void. Evidently mere delay does not necessarily invalidate the copyright; its existence for three months after actual notice is recognized. Without right of vindication a copyright is valueless. It would be going too far to infer that tardiness alone destroys something valuable both to proprietor and the public.
Section 20 saves the copyright notwithstanding omission of notice; § 23 declares “That the copyright secured by this Act shall endure for twenty-eight years from the date of first publication, whether the copyrighted work bears the author‘s true name or is published anonymously or under an assumed name: . . .” Furthermore, proper publication gives notice to all the world that immediate copyright exists. One charged with such notice is not injured by mere failure to deposit copies. The duty not to infringe is unaffected thereby. A certificate of registration provided for by § 55 apparently may be ob-
Sections 23 and 24, which permit renewal of a copyright by application and registration within its last year although the deposited copyrighted publication may have been disposed of under §§ 59-60, give clear indication that the requirement for deposit is not for the purpose of a permanent record of copyrighted publications and that such record is not indispensable to the existence of the copyright.4
The penalty for delay clearly specified in § 13 is adequate for punishment of delinquents and to enforce contributions of desirable books to the Library. To give § 12 a more drastic effect would tend to defeat the broad purpose of the enactment. The Report of the Congressional Committee points out that forfeiture after notice
Read together as the Committee which reported the bill said they should be, §§ 12 and 13 show, we think, the Congress intended that prompt deposit when deemed necessary should be enforced through actual notice by the register; also that while no action can be maintained before copies are actually deposited, mere delay will not destroy the right to sue. Such forfeitures are never to be inferred from doubtful language.
This view is in accord with the interpretation of somewhat similar provisions of the English Copyright Act. Goubaud v. Wallace and Cate v. Devon & Exeter Constitutional Newspaper Co., supra. Also with the conclusions reached in Lumiere v. Pathé Exchange and Mittenthal v. Berlin, supra.
The challenged decree must be reversed. The cause will be remanded to the District Court.
Reversed.
MR. JUSTICE BLACK, dissenting.
The opening words of the 1909 copyright law,1 under which petitioner here claims, grant the privilege of copyright only to those who have complied “with the provisions of this Act.” The provisions of that 1909 Act, of the first copyright
It is admitted that petitioner did not comply with the statute by prompt deposit of two copies of its work. Fourteen months elapsed between the date of publication and the date of deposit. Petitioner‘s asserted monopoly rights rest solely on the statute3 and petitioner disobeyed the statute‘s requirements. Notwithstanding this disobedience, petitioner is here permitted to collect damages under the statute, even for alleged infringement committed in the fourteen month period during which the statute‘s express command was continuously disregarded by petitioner. This century and a half old statutory requirement for public deposit of a copyrighted article provided a public record for the public‘s benefit. It imposes a simple and easily performed duty—not burdensome in any respect—in return for a twenty-eight year monopoly, with right of renewal for twenty-eight more years. To permit recovery here protects the copyright owner‘s statutory privilege of monopoly, but emasculates the statutory provisions designed—for over a century and a half—to protect the public.
The judgment here rests upon the conclusions: (1) that the statute grants a copyright from the date of first publication with notice; (2) that after deposits are made the statute permits a retroactive recovery for public use
First. There is no novelty in the requirement of the Act of 1909 that deposit of copies shall be made after the copyright has already been secured. Every copyright Act, including the original
The
Second. All copyright laws before 1891 had required deposit within some designated period after publication. The
In considering what Congress meant by continuing in the 1909 revision of the copyright laws the requirement for the deposit of copies, “we must look to the origin and source of the expression and the judicial construction put upon it before the enactment in question was passed.”7 Prior to the 1909 Act this Court had construed provisions for deposit as essential requirements to the perfection of copyright, whether considered as conditions precedent or subsequent.8 The Committee reporting the 1909 Act pointed out that “Under existing law [the 1891 Act] the filing of title and deposit of copies on or before the date of first publication are conditions precedent, and any failure to comply with them works a forfeiture of
“A condition precedent is one which must happen or be performed before the estate to which it is annexed can vest” or which must be performed “before some right dependent thereon accrues.”10 A “condition subsequent is one annexed to an estate already vested, . . . and by the failure or non-performance of which it is defeated.”11
It is clear that Congress intended that the requirement as to deposits must be complied with in order to perfect the copyright interest under the 1909 Act. Any other construction runs counter to the policy of the copyright law and rewards disobedience to plain statutory provisions.
Only compelling language could justify the conclusion that Congress intended to abandon a statutory policy—in effect since 1790—which required owners of patent or copyright monopolies to disclose upon the public records the extent of their claimed monopolies. Under the prevailing judgment here, public deposit and public registration are no longer necessary in order to obtain rights under the copyright law. And without deposit and registration, there need be no public disclosure of the day or the year of publication (by which copyright is obtained) of many copyrighted works. Under § 18—the only mandatory provision for public disclosure now left unimpaired—many types of copyright will be obtained merely by marking publications with the name of the proprietor and the word “Copyright“, “Copyr.“, or
Third. Section 12 of the 1909 Act—requiring registration and prompt deposit, after publication, of two complete copies of the best edition of a copyrighted article—provides that no action or proceeding shall be maintained for copyright infringement until the required copies are deposited and the article registered with the register of copyrights. Under § 13, if the copies are not promptly deposited after publication, the register of copyrights may demand deposit by the proprietor. If deposit is not then made within three months, the proprietor is liable to a fine of $100.00 and payment to the Library of Congress of twice the amount of the retail price of the best edition of the article, and the copyright becomes void for all purposes. It is suggested that § 13 provides the sole and exclusive penalty for failure to comply with the statutory requirement of prompt deposit of copies. But this ignores one of the two distinct purposes of Congress in requiring deposits of copies in the 1909 Act and in all preceding copyright Acts. First, the deposit is intended to record publicly full and complete information about a work for which copyright is claimed and to make that work continuously available for public
To effectuate the first purpose, that is, to notify the public of the existence and extent of a copyright monopoly, the first Act of 1790 required deposit, public recording and registration in a District Court, and publication in a newspaper; the
Section 12 of the Act of 1909, following the provisions of the
Section 12 itself provides that “no action or proceeding shall be maintained for infringement of copyright in any work until the provisions of this Act with respect to the deposit of copies and registration of such work shall have been complied with.” Compliance with “the provisions of this Act” is made a condition of the right to sue, and the Act is not complied with by delaying fourteen months after publication before making deposit. The Act requires “prompt deposit.”
It is said that two new sections (59 and 60) of the 1909 Act indicate an intention of Congress to abandon the protective mandate for public record of copyright monopolies. These sections show a contrary purpose and distinctly mark the line between deposits for Library uses and deposits for public information.
Section 59 permits the Librarian of Congress acting alone to transfer deposited copies to other governmental libraries for their use. Since 1909, acting under this authority, the Librarian has distributed 186,037 volumes.13
During the last forty-one years copyright registrations numbered over five million, and “have increased over fivefold.”14 In 1909, it was obviously necessary to enact legislation providing for disposal of some of the multitudinous accumulated copyrighted articles no longer necessary for the purpose of public disclosure. But far from showing a Congressional intent to permit copyright monopolies with no public governmental record available for public inspection, §§ 59 and 60 are the clearest and most conclusive evidence of a contrary purpose. They carried forward and emphasized once more the dual statutory purpose to require deposits for the use of the Library, and to preserve for the public the historic and wise policy that the ownership, nature and extent of private monopolies granted by government should always be spread upon government records open for public inspection.
Fourth. There remains the suggestion that administrative interpretation of the 1909 Act lends support to
”Promptly after first publication of the work with the copyright notice inscribed, two complete copies of the best edition of the work then published must be sent to the Copyright Office, with the proper application for registration correctly filled out and a money order for the amount of the legal fee.
“The statute requires that the deposit of the copyright work shall be made ‘promptly’ which has been defined as ‘without unnecessary delay.’ It is not essential, however, that the deposit be made on the very day of publication.” (Italics supplied.)15
But it is said that a letter from the Register of Copyrights to the Librarian of Congress—dated September 17, 1938—indicates a different interpretation of the Act by the Copyright Office. However, this letter does not purport to change the formal rules and regulations—in force and effect since 1910—which provide that deposit and registration “must” be “promptly” made. The 1909 Act gives the Register of Copyrights authority to promulgate rules and regulations but it does not give him authority to alter the law‘s meaning by communicating with the Librarian of Congress. Nor, in fact, does this letter represent an effort by the Register of Copyrights to change the rules and regulations dating from 1910. Practitioners in the Copyright Office, as well as the public generally,
This interdepartmental communication bears the date of September 17, 1938. It appeared in public form for the first time January 4, 1939. Its appearance thus occurred nearly six years after the complaint in this suit was filed; more than eight months after the Circuit Court of Appeals decided that the statutory provisions for deposit were mandatory; almost three months after this Court granted certiorari; and twenty-nine days after the cause was argued and submitted for final decision by this Court. The communication is admittedly contrary to the only two court decisions which it cites on the precise question of the effect of failure to make deposit.16 It does not represent an administrative practice consistently pursued, or an administrative interpretation of long standing, and therefore is not entitled to any weight in the construction of the 1909 Act. The administrative rules and regulations—to which we may look—have since 1910 consistently required that deposit “must” be made.
It is of far greater importance to the public today than it was in 1790, 1831, 1870, or 1891, that public record be made of copyright monopolies granted to further the arts and sciences, since these privileges have been extended by statute to include almost every conceivable type of production of the human mind.17 It has been well
MR. JUSTICE ROBERTS and MR. JUSTICE REED concur in this dissent.
UTAH FUEL CO. ET AL. v. NATIONAL BITUMINOUS COAL COMM‘N ET AL.
No. 528. Argued January 3, 1939. - Decided January 30, 1939.
