Lead Opinion
Affirmed by published opinion. Chief Judge WILKINS wrote the opinion, in which Judge MOTZ joined. Judge SHEDD wrote a concurring opinion.
OPINION
Earl Washington, Jr. brought this action against Curtis Wilmore
I.
A.
Williams was raped and murdered in her Culpeper, Virginia apartment on June 4, 1982. Her assailant stabbed her 38 times and left her for dead, with her two young children in the apartment. Before she died, Williams stated that she was attacked by a black man with a beard.
Almost one year later, in the early morning hours of May 21, 1983, Washington was arrested in Fauquier County, Virginia, for breaking into the apartment of an elderly neighbor and beating her with a chair. He also stole a gun from the victim, which he subsequently used to shoot his brother in a dispute over a woman.
After his arrest, Washington was questioned by Fauquier County Sheriffs deputies Terry Schrum and Denny Zeets. Washington confessed to several crimes during the course of the interrogation, including the rape and murder of Williams. Schrum and Zeets notified Culpeper law enforcement authorities of the situation.
On the morning of May 22, Wilmore — an agent of the Virginia State Police who had been involved in the Williams investigation from the outset — and Culpeper police officer Harlan Lee Hart proceeded to Fauquier County to interview Washington. They met with Washington at approximately 10:00 a.m., informed him of his rights with respect to custodial interrogation,
Two days later, Wilmore wrote a police report regarding the interrogation of Washington. In the report, Wilmore stated that Washington “gave pertinent information about the crime that no one knew with the exception of himself.” J.A. 448. Wilmore’s report did not specify what this information was, however.
During his testimony at Washington’s trial for the rape and murder of Williams, Wilmore gave the following pertinent testimony regarding his initial questioning of Washington:
I asked him what occurred at this point and he said I made her undress and why did you make her undress ... I wanted to make love to her ... did she want to make love with you ... no, I was holding a knife on her. Did you have sex with her? One time. Did you stick her with a knife? I stabbed her once or twice before I left the apartment. I asked him at this point, when you left the apartment, did you take anything from it, anything at all? No. Did you leave anything in the apartment? My shirt. At this point I asked Lt. Hart to go to his car, since we had a shirt we had been working with, and to secure it. He brought the shirt in, in a grocery type bag, and I took the shirt out and held it in front of Mr. Washington and asked him if it was his shirt. He said yes, it was his. I asked him how did he know that it was his and he continued, that was the shirt I had on that day. I then asked him what makes it different or what makes it outstanding. He said,*277 there’s a patch on the pocket ... had been ripped off.
Id. at 475 (emphasis added). Later in his testimony, Wilmore read to the jury the written statement of the interrogation of Washington. In part, that statement read:
Hart: Did you leave any of your clothing in the apartment?
Washington: My shirt.
Hart: The shirt that has been shown you, is it the one you left in the apartment?
Washington: Yes, sir.
Wilmore: How do you know it is yours?
Washington: That is the shirt I wore.
Hart: What makes it stand out?
Washington: A patch had been removed from the top of the pocket.
Id. at 495 (internal quotation marks omitted). The fact that the perpetrator of the rape and murder had left a shirt in the apartment had not been revealed to the public.
Washington was convicted and sentenced to death. All appeals and collateral review proceedings in state and federal court were denied. In late 1993, however, DNA testing indicated that semen recovered from Williams contained a genetic marker not possessed by her, her husband, or Washington. This evidence was submitted to the governor of Virginia, who issued a conditional pardon commuting Washington’s death sentence to “life imprisonment with the right of parole.” Id. at 527. The governor declined Washington’s request for an absolute pardon, stating that “a review of the trial evidence, including [Washington’s confession,] reveals that he had knowledge of evidence relating to the crime which it can be argued only the perpetrator would have known.” Id. at 526.
Additional DNA testing conducted in 2000 conclusively excluded Washington as a contributor of the semen found at the crime scene. Based on these results, in October 2000 the governor granted Washington an “Absolute Pardon” for the rape and murder. Id. at 530. The governor explained that “a jury afforded the benefit of the DNA evidence and analysis available to me would have reached a different conclusion regarding the guilt of Earl Washington.” Id.
B.
In May 1993, Wilmore and Hart met with Assistant Attorney General John H. McLees, Jr. and told him that “they had been troubled for years that Washington’s sentence was based only on his own confession without any corroborating physical evidence ... especially because of Washington’s limited mental abilities.” Id. at 523. Wilmore contacted McLees in October, and the two discussed the case “at some length.” Id. In a subsequent memorandum (the McLees memorandum), McLees recorded that
[Wilmore] told me that he felt very uneasy about how the record reflects Washington’s confession was obtained, particularly with respect to the incriminating shirt found at the scene which Washington identified as his. Specifically, Wilmore said that he felt like either he or Hart must have mentioned the shirt to Washington before Washington said he left the shirt at the scene, and that his testimony in the record did not accurately reflect that the shirt had been first mentioned by the police.
Id. McLees called Wilmore the next day to ask whether Wilmore “may have been trying to tell me that he knew his testimony was not accurate or had omitted material facts.” Id.
Wilmore told me he felt like he must have asked Washington something about*278 the shirt, and that the transcript just did not read right. It did not “go down” exactly as he said in the statement. Wilmore said that he or Hart must have mentioned it. — “did you leave your shirt?” He could not say with 100% certainty that he remembered saying that to Washington, but he thinks that’s the way it went down.
Id.
Wilmore further related an encounter he had with a psychiatrist during the trial, when both had been excluded from the courtroom. When Wilmore told the psychiatrist that he was troubled by the case, the psychiatrist responded that Wilmore “should not worry about it.” Id. at 524.
Wilmore said he then “went in and gave [Washington] both barrels.” When I asked Wilmore specifically whether he felt at the time of the trial that his testimony was inaccurate, he said absolutely not. He did, however, agree that he had intended his testimony to be a mere general summary of the conversation with Washington, rather than a verbatim account of it. He said that, had he been asked specifically by defense counsel at the time of trial whether he had mentioned the shirt first or whether Washington had, he would have said that he mentioned the shirt first.
Id.
C.
Washington filed this action in September 2002, alleging, as is relevant here, that (1) his confession to the rape and murder of Williams was false and had been coerced by Wilmore, Hart, Schrum, and Zeets; (2) the officers had failed to disclose exculpatory information, including the fact that the confession was fabricated; and (3) the officers had failed to investigate other information that would have exonerated Washington.
In February 2004, the district court granted summary judgment to the officers on claims (2) and (3) on the basis of qualified immunity. See Washington v. Buraker (Washington I),
Following discovery, the district court granted summary judgment to the officers on Washington’s claim that his confession was coerced. See Washington v. Buraker (Washington II),
II.
Wilmore first argues that the district court lacked subject matter jurisdiction to consider Washington’s claims because success on those claims would necessarily imply the invalidity of his convictions, thereby violating the Rooker-Feldman doctrine. See Dist. of Columbia Ct.App. v. Feldman,
The Rooker-Feldman doctrine bars “cases brought by state-court losers complaining of injuries caused by state-court judgments rendered before the district court proceedings commenced and inviting district court review and rejection of those judgments.” Exxon Mobil Corp. v. Saudi Basic Indus. Corp., — U.S. -, - -,
The Rooker-Feldman doctrine bars lower federal courts from considering not only issues raised and decided in the state courts, but also issues that are “inextricably intertwined” with the issues that were before the state court. Feldman,
Applying these principles to this case, we conclude that the Rooker-Feldman doctrine does not bar Washington’s claim.
We also conclude that Wilmore’s truthfulness on this point was not inextricably intertwined with the issues presented to the state court during Washington’s criminal trial. The question we must ask in making this determination is whether a federal court finding that Wilmore was untruthful regarding Washington’s independent knowledge of the shirt would have the effect of undoing Washington’s criminal conviction for the murder of Rebecca Williams. It would not. Washington challenges not his conviction but rather one aspect of the means by which that conviction was achieved. Cf. Jordahl v. Democratic Party of Va., 122 F.3d 192, 202 (4th Cir.1997) (distinguishing between “actions seeking review of the state court decisions themselves and those cases challenging the constitutionality of the process by which the state court decisions resulted”). Put differently, Washington’s claim of injury rests not on the state court judgment itself, but rather on the alleged violation of his constitutional rights by Wilmore.
Additionally, we note that there is simply no mechanism by which Washington could have obtained from the state court a resolution of the question of Wilmore’s truthfulness regarding Washington’s independent knowledge about the shirt. A criminal jury decides the question of a defendant’s guilt or innocence; it does not make particularized findings regarding the credibility of individual witnesses generally
III.
Having concluded that we have subject matter jurisdiction, we turn to the merits of Wilmore’s appeal.
A.
Government officials performing discretionary functions are entitled to qualified immunity from liability for civil damages to the extent that “their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald,
Our jurisdiction to review an order denying summary judgment on the basis of qualified immunity rests on 28 U.S.C.A. § 1291 (West 1993), which allows us to consider appeals from “final decisions” of the district court. To the extent that the denial of qualified immunity rests on a question of law, the decision is “final” pursuant to the collateral order doctrine of Cohen v. Beneficial Industrial Loan Corp.,
Our appellate jurisdiction does not extend, however, to questions of “evidence sufficiency,” such as whether the plaintiff has offered sufficient evidence to create a genuine question of material fact. Johnson v. Jones,
B.
With the above principles in mind, we turn to the question of whether the facts alleged by Washington amount to the violation of a constitutional right. The right alleged by Washington, defined at the appropriate level of generality, is “the right not to be deprived of liberty as a result of the fabrication of evidence by a government officer acting in an investigating capacity.” Zahrey v. Coffey, 221 F.3d 342, 349 (2d Cir.2000). The alleged “fabricated evidence” here is Wilmore’s false claim that Washington possessed nonpublic knowledge about the crime, ie., that the perpetrator left a shirt at the crime scene.
Wilmore disputes this statement of the asserted constitutional violation, maintaining that Washington’s claim is really nothing more than a clever rephrasing of an assertion that Wilmore violated Brady v. Maryland,
Having identified the right at stake, we next must decide whether the facts, viewed in the light most favorable to Washington, establish a violation of that right. Demonstration of a violation of Washington’s constitutional right requires, in this context, proof that Wilmore fabricated evidence and that the fabrication resulted in a deprivation of Washington’s liberty. See Zahrey,
In concluding that the facts alleged by Washington amounted to the violation of a constitutional right, the district court looked primarily to the May 24, 1983 police report, in which Wilmore stated that Washington “gave pertinent information about the crime that no one knew with the exception of himself.” J.A. 448. Given Washington’s admitted fabrication of several details about the crime, including the fact that he was driven to the apartment complex by a friend named Billy, we agree with the district court that it is “unclear” whether Wilmore’s statement refers to Washington’s knowledge of the shirt. Washington II,
We now turn to the causation prong, which requires us to determine whether
It appears that little or no discovery has been conducted on the question of causation. See Washington I,
In light of Wilmore’s failure to challenge causation on appeal and the presently limited nature of the record, we think this is not a proper basis for reversal of the denial of qualified immunity by the district court. We therefore conclude that the facts stated by Washington allege the violation of his constitutional right not to be deprived of liberty as a result of the fabrication of evidence by an investigating officer. Moreover, this right was clearly established in 1983, when the events relevant to this litigation took place. See Miller v.
IV.
For the reasons set forth above, we affirm the judgment of the district court.
AFFIRMED.
Notes
. Wilmore is deceased, and this appeal is being pursued by Wilmore's estate. We use the name "Wilmore” to designate both Wil-more and his estate.
. See Miranda v. Arizona,
. This claim also named Town of Culpeper police officer Kenneth Buraker.
. Washington withdrew the fabrication claim against Zeets and Schrum.
. Although Wilmore raised this issue before the district court, the court has thus far not ruled on it. Nevertheless, because the issue is a jurisdictional one, see Plyler v. Moore,
. The parties dispute whether Washington's absolute pardon avoids any impact the Rook-er-Feldman doctrine might otherwise have. Compare Jordahl v. Democratic Party of Va.,
Apparently in light of Washington's argument regarding the status of his conviction, Wil-more argues for the first time in his reply brief that Washington’s claim must be dismissed pursuant to Heck v. Humphrey,
Concurrence Opinion
concurring:
I agree with the majority that the Rook-er-Feldman doctrine does not bar our subject-matter jurisdiction in this case. I would add, however, that a district court, when presented with this issue, should consider it in the first instance. See Ruhrgas AG v. Marathon Oil Co.,
I also agree that under our very limited standard of review, we must affirm the district court’s denial of qualified immunity to Wilmore. As a result, on remand Washington’s case against Wilmore will proceed on one very narrow claim: specifically, Washington’s claim that Wilmore deliberately fabricated “evidence” by making the “unclear” statement in the May 24, 1983, police report that Washington “gave pertinent information about the crime [ i.e., the shirt] that no one knew with the exception of himself.”
For example, in his Amended Complaint, Washington stated that his “ordeal was not a tragic mistake, but the result of a concerted effort by law enforcement officers ... to convict him for [the Williams rape and murder] despite the total absence of credible evidence against him.” Washington asserted that among their alleged misdeeds, these officers, who “knew or should have known” that he was innocent of the Williams rape and murder, used coercive tactics and “secured false and fabricated confessions from him, feeding him sufficient details about the crime until he ‘got it right.’ ” Moreover, Washington asserted that although the officers “knew the confessions were bogus, they nevertheless arrested, charged, and tried [him] for capital murder, all the while suppressing or ignoring exculpatory evidence, concealing exculpatory evidence from him, failing to explore other obvious leads, and deliberately choosing not to test forensic evidence that would have exonerated him.” Washington also asserted that he is mentally retarded and that the officers “knew or should have known that [he] was cognitively impaired and highly susceptible to police coercion.”
Contrary to these allegations, the district court found that “[t]here is no evidence on the record tending to show that [the officers] knew that Washington was actually innocent of the Williams murder when he was interrogated following his arrest on May 21, 1983.” Washington,
The First Circuit has aptly stated that “if any concept is fundamental to our American system of justice, it is that those charged with upholding the law are prohibited from deliberately fabricating evidence and framing individuals for crimes they did not commit. Actions taken in contravention of this prohibition necessarily violate due process (indeed, we are unsure what due process entails if not protection against deliberate framing under color of official sanction).” Limone v. Condon,
. See Washington v. Buraker,
. Unquestionably, the circumstances of Washington's conviction and eventual pardon are extraordinary and warrant public scrutiny. See Virginia Dept. of State Police v. Washington Post,
. Likewise, we have expressed no opinion whether the district court correctly dismissed Washington's other claims, which are not now before us.
