Lead Opinion
Following a trial by jury, Devin Washington was convicted of possessing a firearm during the commission of a felony and acquitted of malice murder. The trial court also declared a mistrial as to a charge against him for felony murder. On appeal, Washington argues, inter alia, that the trial court erred by declaring a mistrial as to the charge of felony murder and, accordingly, that double jeopardy bars a second prosecution such that the trial court should have granted his plea in bar. For the reasons set forth infra, we remand the case for further proceedings consistent with this opinion.
Viewed in the light most favorable to the verdict,
Marcus returned to the Monte Carlo and Devin returned to the Jeep, which was parked beside the Monte Carlo. Marcus demanded that the driver unlock the Monte Carlo so that he could get inside the vehicle, but she hesitated to do so and passed the keys to Williams’s cousin. The cousin eventually unlocked the Monte Carlo and Marcus immediately retrieved a firearm from beneath the front-passenger seat. At that point, a gun battle erupted between Marcus and Devin (who, according to witnesses and Marcus, had been threatening to shoot if Marcus got into the Monte Carlo).
Thereafter, Marcus and Devin were jointly indicted on charges of malice murder, felony murder, and possession of a firearm during the commission of a felony.
1. First, Devin contends that the trial court erred by declaring a mistrial as to felony murder when the verdict form reflects an acquittal on that charge, making a subsequent prosecution barred by double jeopardy. Thus, Devin contends that the trial court erred by denying his plea in bar. But because the state of the record is such that we cannot, at this time, conduct meaningful appellate review of these claims, we must remand to the trial court for additional findings of fact.
We begin by recognizing that the constitutional prohibition against double jeopardy was designed to “protect an individual from being subjected to the hazards of trial and possible conviction more than once for an alleged offense.”
The test to be applied by the trial court hearing a double jeopardy plea is that retrial is permissible only if a manifest necessity existed for the declaration of the mistrial lest otherwise the end of public justice be defeated; the existence of “manifest necessity” is to be determined by weighing the defendant’s right to have his trial completed before the particular tribunal against the interest of the public in having fair trials designed to end in just judgments; and the decision must take into consideration all the surrounding circumstances.* 11
When there is no manifest necessity for “aborting a trial rather than using other less drastic remedies to cure problems, in the absence of defendant’s motion for a mistrial, the granting of a mistrial is an abuse of discretion.”
In pertinent part, the record reflects that both Marcus and Devin requested that the jury be instructed on voluntary manslaughter as a lesser-included offense of malice murder and felony murder, and the jurors were so charged. Then, after retiring to deliberate and requesting and receiving reinstruction as to the various offenses at issue, the jurors inquired as to whether they could “apply voluntary manslaughter instead of felony murder.” In response, the court reinstructed the jurors that should they find a defendant not guilty of malice murder or felony murder, they would be authorized to determine whether he was guilty of the lesser-included offense of voluntary manslaughter.
A while later, the jurors sent out a second note indicating that they “[could] not reach a unanimous decision on Count 2 for both defendants.” Because the trial court and the attorneys were unclear as to what this note meant (i.e., whether the jurors believed that they must reach the same verdict as to both defendants or whether they had reached a verdict as to one defendant but not the other), the court requested in writing that the jurors clarify their question. The jurors then asked, “[i]f we are unable to come to a unanimous decision on Count 2 for both defendants what are our options?” The court, still unclear as to the jury’s exact issue, responded in writing as follows: ‘You have to make a decision as to each count 1 for (sic) each defendant independently. Have you reached a decision as to one defendant or are you undecided as to both?” The jurors responded that they were “not all in agreement on Count 2 for Devin Washington.”
The trial court then struggled with this response by the jury, pondering
.. . [a]re they not in agreement as to the charge or as to the verdict? They are not in agreement. So are half [of] them going to voluntary [manslaughter] or other (sic) half going to felony murder or are they — I mean I don’t know how to get them to answer that. I guess what we should say — but I mean we’ve got — I mean are they — if they are not in agreement as to the charge that’s different than if they are not in agreement as to guilt or innocence.
Ultimately, the trial court decided to issue an Allen charge to the jury.
Although the transcript gives no indication as to the timing, either concurrent with the aforementioned communication or after it, the trial court requested in writing that the jurors, “[wjithout specifying which way [they] [were] leaning, . .. provide a count (number) as to each defendant and each count and what the split is.” This handwritten sheet submitted to the jury by the trial court referred to the various charges only by count number, not by the name of the charged offense; and in response, the jurors indicated that they were unanimous as to every count for the defendants except “Count 2” for Devin Washington, on which they were split eleven to one.
After receiving the Allen charge and again retiring to deliberate, the jurors sent another communication to inform the trial court that they had “exhausted all attempts to come to a unanimous decision on Count 2 for Devin Washington.” At that point, the following colloquy took place on the record:
THE COURT: All right. Thank you we are back in session and everybody can be seated. I’ll ask the foreperson while we’re waiting on the verdict form. It is my understanding, based on the communication that you have made to the Court, that a unanimous verdict [h]as been reached on all counts with the exception of count 2 as to Devin Washington; is that correct?
FOREPERSON: That’s correct.
THE COURT: And that — to the — who is the foreperson? And based on your communication you have written that y’all are hopelessly deadlocked to that count as to Devin Washington. Is that correct?
FOREPERSON: Yes.
THE COURT: You do not believe that any further deliberations would result in resolution of that count?
FOREPERSON: We — nobody’s budging.
THE COURT: All right. And so what I would need you to do — we are going to take the verdict on all other counts. As to the count on Devin Washington that will be handled separately as to count 2. But I need for you to sign the verdict, make sure that’s the verdict that y’all have agreed to for the other counts.
FOREPERSON: Yes. Do you need to know what exactly—
THE COURT: I’m going to ask for the verdict in just a second, but it has to be filled in and signed and dated by you as foreperson. And if y’all need to go — if y’all need to go back out and complete some paperwork, that’s fine.
I need to ask you some questions. Madame foreperson, can you stand where you are. Have you reached a verdict?
FOREPERSON: We have.
THE COURT: Was it unanimous as to all of the counts other than the ones that you have told me —
FOREPERSON: We have.
THE COURT: — were deadlocked? Has the verdict form been filled in, signed, and dated by you.
FOREPERSON: It has.
THE COURT: Would you pass it to the bailiff, please.
THE CLERK: In the Superior Court of Richmond County in the case of the State of Georgia versus Marcus Washington and Devin Washington, indictment number 2012-RCCR-1600 for count 1, malice murder, we, the jury, find the defendant Marcus Washington not guilty. For count 1 malice murder, we, the jury, find the defendant Devin Washington, not guilty. For count 2, felony murder, we, the jury, find the defendant Marcus Washington not guilty. For count 3, possession of a firearm during the commission of a crime, we, the jury, find the defendant Marcus Antwan Washington guilty. For count 4, possession of a firearm during the commission of a crime, we, the jury, find the defendant Devin Washington guilty so found this 3rd day of May 2013, [(name of foreperson)], foreperson.
THE COURT: All right. Members of the jury I want to thank you for your service. This case has been tried exhaustively and you have heard and made a decision with regard to the evidence soyour service is now concluded. I do need to ask do y’all wish to poll the jury as to counts 3 and 4?
Trial counsel for both Devin and Marcus declined to poll the jury on the verdict of guilt as to the possession-of-a-firearm counts.
Thereafter, the trial court gave the jurors final instructions as to their ability to now speak about the case and then discharged them from service. After all jurors had exited the courtroom, the trial court entered a mistrial as follows:
THE COURT: And for purposes of the record, based on the jury’s inability to reach a verdict, I will declare a mistrial as to count 2 of the indictment as to Devin Washington.
There was no objection, and the proceedings concluded not long after this declaration was made by the court.
Several weeks later, after learning that the court was calling Devin for retrial on the felony-murder charge, his defense counsel filed a motion to bar the subsequent prosecution on grounds that the jury had found him not guilty on the felony-murder count and had only been unable to reach a unanimous verdict as to the lesser-included offense of voluntary manslaughter. In support of this contention, Devin pointed to the verdict form, which is included in the appellate record and shows that the jury foreperson wrote beside Count 2, felony murder as to Devin Washington, that the jury found him “not guilty.” But below that line, the jury foreperson also wrote “voluntary manslaughter?” A line is drawn through these handwritten words and, beside them, “mistrial declared” is written in what appears to be different handwriting, along with the initials SBJ.
At a hearing on this motion, Devin’s trial counsel suggested that he had not seen a copy of the verdict form until researching issues after trial and that the defense had been unaware that the jurors wrote “not guilty” as to the felony-murder count because the verdict form was never read aloud as written.
Your honor, this particular case we were in the process of actually checking — because of the conversation about them being hung up on voluntary manslaughter, we were checking to if (sic) we could file a double jeopardy motion and I went over to the courthouse and I found a copy of the verdict in the case.
When I found the copy of the verdict in the case it was clear on the verdict that the jury had wrote (sic) for count 2, felony murder, [“]we, the jury, find the defendant, Devin Washington, not guilty, [”] and that it had written voluntary manslaughter with a question mark underneath that. And if that being the case it then appeared that it had been struck through, the not guilty verdict, and that a mistrial had been written next to it and voluntary manslaughter with the question mark had been struck through as well.
Because of the earlier conversation I can understand after reviewing some of the record what [the] confusion was. The jurors had asked earlier in the case if they could consider the voluntary manslaughter for the felony murder count. I’m sure they were told they could. And then — so they were asked about are they hung up on count 2 and they were hung up, but they were hung up on voluntary manslaughter. And... they told they were hung up on count 2 and what they were referring to was the voluntary manslaughter because they had asked the question earlier and so when the clerk announcedthe — the verdict as to felony murder it was never read into the record that they had — the jury verdict at the time read not guilty of felony murder. Then when the jury — when the jury verdict should have been read if it was read as written it would have said for count 2, felony murder, [“]we, the jury, find the defendant, Devin Washington, not guilty. [”] And then — and then the Court, I think, announced a mistrial on that count.
Defense counsel then sought to present testimony by the clerk of court to purportedly testify that the trial judge had seen the verdict form prior to instructing her that Count 2 as to Devin should not be read into the record. Under these particular circumstances, trial counsel argued that it was inappropriate for the court to strike through the juror’s handwritten words and declare a mistrial without first holding a hearing on the verdict form. Counsel also asked to call the jury foreperson and another juror, who he said had appeared voluntarily and were not under subpoena, to testify, but the State objected.
The State not only objected to former-juror testimony on the grounds of irrelevance to the verdict that was published in open court, but also because any contact with the jurors would have been in violation of a court order. The record reflects that on May 15, 2013 (not long after the jury rendered its verdict on May 3, 2013), the trial court filed an order “to seal all information regarding the identities of trial jurors” in the case against Marcus and Devin. The court then issued an order that same day sealing the contents of an envelope that contained the juror-information cards.
The trial court refused to allow any witness testimony or to allow a proffer as to what testimony Devin expected his witnesses to give, concluding that Devin’s arguments presented purely legal issues.
To begin with, Devin does not contend that the trial court erred by disallowing the testimony or affidavits of jurors, but we nevertheless note that a juror may testify as to “whether there was a mistake in entering the verdict onto the verdict form.”
But here, Devin takes issue with the trial court’s declaration of a mistrial as to Count 2 of the indictment, felony murder, when, despite communications with the jury that indicated a deadlock as to Count 2 in general, the verdict form signed by the foreperson appears to show an acquittal for felony murder but indecision as to the lesser-included offense of voluntary manslaughter. Nevertheless, the record reflects that the clerk of court was instructed to skip Count 2 as to Devin when reading the verdict aloud and, after the jury was discharged, the court officially declared a mistrial as to that count. It is this sequence of events that gives rise to Devin’s contention that the trial court should not have declared a mistrial as to Count 2 and that, accordingly, the trial court erred in denying his plea in bar when any subsequent prosecution for felony murder is barred by double jeopardy (because the verdict read into the record in open court did not match the verdict as recorded in writing by the jury foreperson).
Our Supreme Court has explained that the meaning of the word “verdict” is a “true saying.”
In the case sub judice, Devin essentially contends that what was entered into the record was not the jury’s true verdict because the verdict form portends to reflect a decision that is contrary to what was read into the record by the clerk of court, at the trial court’s direction, before the trial court declared a mistrial
In seeking to review Devin’s claim, we are mindful that a “defendant is entitled to the benefit of the doubt in the construction of an ambiguous verdict,”
Judge McFadden is untroubled by these unanswered questions, declaring first that we may presume that the trial court “followed the law” with regard to “viewing a jury verdict” because there “is nothing in the record to rebut the presumption that the trial judge reviewed the verdict before allowing the clerk to read it aloud in open court.” While he may very well be correct that this is what occurred, the trouble — and danger — in this presumption is that it logically leads to another presumption: that the trial court saw the words “not guilty” and, notwithstanding its prior communications with the jury indicating deadlock, elected to flat out ignore those words. In other words, if we presume that the trial court followed the law that required the court to review the verdict prior to publication, we must likewise presume that the trial court then elected not to follow the law that would have required the court to have the jury clarify its intent in light of the court’s prior communications with the jury.
Judge McFadden continues, noting that, even if we could not make such a presumption, “the timing of the trial court’s viewing of the verdict form” does not matter because there was no manifest necessity to declare a mistrial. But if the trial court did not see the written verdict form prior to its publication and the jury’s dispersal, then the trial court’s only clue as to the jury’s decision with regard to Count 2 was that the jury had no decision on Count 2 because the foreperson had communicated to it that the jury could not reach a decision as to that count.
Finally, Judge McFadden dismisses our concern with determining the exact moment of publication. Although Judge McFadden, like the majority, correctly notes the law that a verdict is published when it is agreed upon by the jury, written out, signed by the jury foreperson, and delivered to the clerk, by the direction and in the presence of the judge, he nevertheless appears to conclude that publication occurred in this case at the instant when the verdict form was delivered “to the bailiff and then the clerk at the direction and in the presence of the judge.” But the problem with this conclusion is that it ignores case law by this Court,
Given the significant gaps in the record before us, as well as the potentially conflicting areas of case law that might or might not apply depending upon the answers to the questions we propound above, this case is remanded for proceedings consistent with this opinion.
2. In addition to arguing that double jeopardy bars a subsequent prosecution for felony murder, Devin also contends that the State is collaterally estopped from prosecuting him a second time for voluntary manslaughter, that the trial court erred in allowing evidence of prior bad acts between Marcus and himself, and that the trial court erred in failing to grant his motion to sever his trial from that of Marcus. But given our decision to remand in Division 1, we decline to address these contentions at this time because the enumeration as to voluntary manslaughter is contingent upon the double-jeopardy claim,
Case remanded for further proceedings.
Notes
See, e.g., Muse v. State,
To avoid any confusion, we will refer to Devin Washington and Marcus Washington by their first names.
Marcus also claimed that Williams threatened to kill him and fired shots at him as well.
Both requested that the trial court sever their trials, but the court denied these motions.
Green v. United States,
U. S. Const. Amend. V (“No person shall be held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a Grand Jury, except in cases arising in the land or naval forces, or in the Militia, when in actual service in time of War or public danger; nor shall any person be subject for the same offence to be twice put in jeopardy of life or limb; nor shallbe compelled in any criminal case to be a witness against himself, nor be deprived of life, liberty, or property, without due process of law; nor shall private property be taken for public use, without just compensation.” (emphasis supplied)); see also Ga. Const. Art. I, Sec. I, Par. XVIII (“No person shall be put in jeopardy of life or liberty more than once for the same offense except when a new trial has been granted after conviction or in case of mistrial.”).
United States v. Martin Linen Supply Co.,
Harvey v. State,
Smith,
Jones,
Haynes v. State,
Frost v. State,
An Allen charge is given by the trial court when the jury in a criminal trial indicates that it is deadlocked, encouraging the jurors to reexamine their opinions in continued deliberations and to attempt to reach a unanimous verdict. See Allen v. United States,
We note that the case was tried by Judge Sheryl B. Jolly.
See Rank v. Rank,
The trial court chastised Devin’s counsel for what it viewed as the contemptible action of not seeking to unseal the record.
OCGA § 24-6-606 (b); see also Perryman v. Rosenbaum,
See former OCGA § 17-9-41 (“The affidavits of jurors may be taken to sustain but not to impeach their verdict.”); Fulton County v. Phillips,
See generally OCGA § 24-1-2 (e) (“Except as modified by statute, the common law as expounded by Georgia courts shall continue to be applied to the admission and exclusion of evidence and to procedures at trial.”); Oliver v. State,
Leonard v. State,
Leonard,
(2).
Leonard,
Groves v. State,
See Easley v. State,
See Merchants’ Bank of Macon v. Rawls,
Groves,
Id.
Cf. Blueford v. Arkansas,_U. S._,_(II) (A) (
Lindsey v. State,
State v. Freeman,
Brooks,
Freeman,
Freeman,
See Frost,
See OCGA § 17-9-40 (“A verdict may be amended in mere matter of form after the jury have dispersed; but, after it has been received, recorded, and the jury dispersed, it may not be amended in matter of substance, either by what the jurors say they intended to find or otherwise.”); Groves,
See State v. D’Auria,
See Lewis v. State,
See supra notes 30-34 and accompanying text.
See Hannula,
See Arkwright v. State,
See supra notes 40-41.
See supra note 26.
See Wellstar Health Sys.,
Compare Roesser v. State,
See McRae v. Hogan,
Dissenting Opinion
dissenting.
If any text is due to be given its fair meaning, if any words require judges to confine themselves to objective meaning and refrain from searching for a more palatable subjective intent it is these: Not Guilty. The jury wrote those words, but the trial court disregarded them. We must reverse. We must direct the trial court to enter a judgment on that verdict of not guilty. I therefore respectfully dissent from the majority decision to remand the case to the trial court for further proceedings. I would remand only for retrial on the lesser included offense of voluntary manslaughter, on which the jury did hang.
The basis for the majority’s decision is that we cannot discern from the record when the trial judge saw the verdict form and that we therefore cannot determine if the trial court erred in denying the subsequent plea in bar. But the law required the trial court to review the verdict form before the clerk read it aloud. And we must presume that the trial court followed the law.
Moreover, even if we assume that the trial court erroneously failed to review the verdict form, such error would not alter the essential fact: the jury acquitted Washington of felony murder. The trial court’s subsequent declaration of a mistrial on that charge was a nullity. So the plea in bar was due to be granted.
The acquittal on felony murder does not, however, bar retrial of Washington on the lesser included offense of voluntary manslaughter. Accordingly, I would affirm the denial of a plea in bar as to voluntary manslaughter and reverse the denial of the plea in bar as to felony murder.
1. Felony murder.
In the absence of a showing to the contrary, the trial court is presumed to have followed the law. Lee v. State,
It is true that the record leaves some questions unanswered. We can confidently infer that the trial court failed to have counsel review the verdict. But the trial court — who, regrettably, took offense at the contention that she had erred in dealing with this unusual situation — declined to allow appellant’s counsel to clarify the record as to the trial court’s own review of the verdict. At the plea in bar hearing, Washington’s counsel stated that the trial court had in fact looked at the verdict and instructed that “part of the verdict not be read.” The trial court asked counsel to support that statement with the trial transcript, and counsel responded that he had a witness and subsequently offered to present testimony from the clerk of court to explain why the not guilty verdict on felony murder was not read aloud in court. The trial court, however, refused to allow the clerk to testify or to allow counsel to make any offer of proof. We note that “[W]here offer of proof is necessary it is error for the trial court to refuse an opportunity to counsel to state what he proposes to prove by the evidence offered.” Castell v. State,
The majority refuses to make this mandated legal presumption because it reasons that then “we must likewise presume that the trial court then elected not to follow the law that would have required the court to have the jury clarify its intent in light of the court’s prior communications with the jury” (Emphasis in original; footnote omitted). Again, the majority’s concern is misplaced because, contrary to its rationale, there was nothing to be clarified by the jury; its verdict was clear and unambiguous in finding Washington not guilty of felony murder, while being deadlocked as to the lesser included offense of voluntary manslaughter.
More fundamentally, even if we were not mandated by the record before us to presume that the trial court followed the law and reviewed the verdict, the timing of the trial court’s viewing of the verdict form does not alter the controlling plea in bar analysis.
[Jjeopardy attached when the jury was seated and sworn and . . . [Washington] was entitled to receive any verdict reached by that jury. Further, unless manifest necessity existed for granting a mistrial as to the counts decided by the jury, double jeopardy bars any retrial on those counts.
Bair v. State,
The majority’s concern about pinpointing the moment of publication is similarly misplaced. The controlling law is long settled. “A verdict is not a verdict in law until received and published in open court. Where a jury agree on their verdict, write it out, have it signed by their foreman, and deliver it to the clerk, by the direction and in the presence of the judge, it is published.” Bell v. State,
The majority mistakenly asserts that there is conflicting case law as to when a verdict is published, suggesting that it is incorrect to conclude that the jury here published its verdict when it delivered the verdict to the bailiff at the direction and in the presence of the judge. The word “publish” simply means “to make public.” Black’s Law Dictionary, Revised Fourth Edition. Our case law uses the word “publish” in two different, but not conflicting, ways. Some cases speak of a jury publishing its verdict by delivering it to the court. Others speak of the court publishing the jury’s verdict by having it read aloud by the clerk. The cases cited above, and which control our plea in bar analysis, refer to the jury publishing its verdict by delivering it to the court. Bell, supra; Merchant’s Bank, supra. See also Disby v. State,
For purposes of our plea in bar analysis, the pertinent publication of the verdict, as
Moreover, “where the verdict was ... one of acquittal, this court [has] found that a new trial was precluded under the former jeopardy provisions of the bill of rights.” Douglas, supra (citation and punctuation omitted). Thus, in the instant case, because the verdict was one of acquittal for felony murder, a new trial is precluded and the plea in bar was erroneously denied.
[W]hen a defendant has been acquitted, he can not lawfully be again tried for the same offense. It necessarily follows that [Washington] cannot lawfully be retried for the same [felony murder] offense, the trial court having no authority to grant a mistrial as to proceedings that have previously terminated in a jury verdict of acquittal as to that offense. [Washington’s] plea of former jeopardy [should have been] sustained.
State v. Jorgensen,
2. Lesser included offense of voluntary manslaughter.
Washington can be retried on the lesser included offense of voluntary manslaughter. He argues collateral estoppel, citing Roesser v. State,
But in this case, unlike Roesser, the record does not reveal that Washington’s sole defense was justification and that the jury’s acquittal on felony murder necessitated a finding that he acted in self-defense. Here, the record shows that in addition to self-defense, Washington also sought to raise defenses of lack of causation and criminal intent. It was therefore possible for the jury to have acquitted Washington of felony murder without accepting his self-defense argument. Since the closing arguments of counsel were not transcribed, we must assume that Washington did in fact raise these additional defenses. See Burton v. State,
Because the lesser included offense of voluntary manslaughter was properly before the jury and the jury was deadlocked as to that offense, “the acquittal on the indicted offense of [felony] murder would not bar retrial on the lesser included unindicted offense of voluntary manslaughter[.]” State v. Archie,
3. Prior acts evidence.
Washington claims that the trial court erred in admitting evidence of prior bad acts.
4. Severance.
We need not address Washington’s claim that his trial should have been severed from that of his co-defendant because such matter is not likely to recur on any retrial for voluntary manslaughter. Sales v. State,
I am authorized to state that Presiding Judge Phipps joins in this dissent.
Dissenting Opinion
dissenting.
While I agree with most of the analysis and the result reached in Judge McFadden’s dissent, I write only to emphasize that “it is not generally within the trial court’s power to make inquiries into the jury’s deliberations, or to speculate about the reasons for any inconsistency between guilty and not guilty verdicts. [Cit.]” Dumas v. State,
