*1 WARREN, al., Appellants, Carolyn et COLUMBIA,
DISTRICT et OF
al., Appellees. NICHOL, Appellant,
Wilfred
DISTRICT OF COLUMBIA METROPOL DEPARTMENT,
ITAN et POLICE
al., Appellees.
Nos. 79-394.
District of of Appeals. Columbia Court En
Argued April Banc Dec.
Decided C., Friedman, Washington, D. A.
Stephen for appellants. Reischel, Corp. Deputy Coun-
Chаrles L. Corp. sel, Rogers, W. whom Judith Sutton, Counsel, Corp. P. Asst. and David Counsel, C., were on Washington, D. petition, appellees. NEWMAN, Judge, and Chief
Before NEBEKER, HARRIS, KELLY, KERN, FERREN, Judges. Associate MACK *2 NEBEKER, Associate Judge: dispatched promptly. Warren’s call was Metropolitan received at Department Appellants Warren, Carolyn Miriam m., Headquarters at 6:23 a. and was record- Douglas, and Joan Taliaferro in No. ed as a burglary progress. m., At 6:26 a. appellant Wilfred Nichol in No. 79-394 dispatched a call was to officers on the sued the District of Columbia and individu- street as a assignment, “Code 2” although al members Police De- calls of a progress crime in given should be partment for provide failure to priority designated as “Code 1.” Four adequate police respective services. The broadcast; responded cruisers trial judges held that the police were under three to the Lamont address Street and one no specific legal duty provide protection to another address to investigate possible to the individual appellants and dismissed suspect. the complaints for failure to state a claim upon Meanwhile, which relief granted. could be Super. Warren and Taliaferro 12(b)(6). However, Ct.Civ.R. crawled from split in a their window adjoin- deci- onto an sion a three-judge ing roof and division of this court waited for the to arrive. there, Warren, determined that appellants they policeman While saw one Taliaf- drive erro through alley and Nichol were owed a behind their house and care the police department proceed to the front and reversed residence with- window, the trial rulings. stopping, leaning court out out the division unani- mously appellant getting concluded that out of the cаr to check Douglas the back failed to fit within entrance of the A persons the class of house. second officer whom special owed, apparently duty was knocked on the door in and af- front of residence, firmed the lower court’s but left when dismissal of her he received no complaint. banc, The court en on answer. The three petitions departed officers m., rehearing, vacated the scene at 6:33 a. panel’s they decision. five minutes after After rearguments, arrived. notwithstanding our sympathy appellants who were the trag- Warren and Taliaferro crawled back in-
ic victims despicable acts, criminal we They again side their room. heard Douglas’ affirm judgments of dismissal. screams; continuing again police; called the Appeal No. 79-6 told the officer that the intruders had en- home, tered the requested immediate the early morning hours of March again, assistance. Once officer as- 1975, appellants Warren, Carolyn Joan Tal- help sured them that was on the This way. iaferro, and Miriam Douglas asleep were second call was received at 6:42 a. m. and rooming Street, their house at 1112 Lamont merely “investigate recorded as the trou- N.W. Warren and Taliaferro shared a ble” —it was dispatched any police never house; room on the third floor Doug- officers. las shared a room on the second floor with her four-year-old daughter. The women Believing police might be in the were awakened sound the back house, Warren and Taliaferro called down door being broken down two men later Douglas, thereby alerting Kent to their identified as Marvin Kent and James presence. Kent and Morse then forced all Morse. The men Douglas’ entered sеcond women, knifepoint, three to accompany room, floor where Douglas Kent forced apartment. them to Kent’s For the next sodomize him and raped Morse her. cap- fourteen hours the were women held tive, robbed, beaten, raped, forced to com- Warren and Taliaferro Douglas’ heard other, mit sexual acts each and made screams from the floor below. Warren tel- to submit to the sexual demands Kent ephoned police, told the officer and Morse. the house was being burglarized, and requested immediate assistance. The de- Appellants’ negligence claims of included: partment employee quiet told her to remain the dispatcher’s failure to forward the 6:23 and assured her assistance would a. proper degree urgen- m. call with the cy; services is owed to the responding officers’ failure to fol- vide and, low standard police investigative proce- relationship large, absent (cid:127) dures, specifically failure to individual, check between prop- rear entrance and position themselves specific legal duty Holding exists. that no near erly as- doors windows to special relationship between the po- existed certain any activity whether there was in- 79-6, Judge appellants lice and No. Han- *3 side; and the dispatcher’s failure to dis- legal non concluded that no patch the 6:42 a. m. call. Judge We hold that Hannon was existed. adopt portions correct the relevant of and No. Appeal 79-394 portions appear his Those in the opinion. April 30,1978, On 11:30 approximately Appendix.1 following m., p. appellant stopped Nichol his car for a light red the intersection of Missouri court, Judge Pryor, then of the trial Street, Avenue and Un- Sixteenth N.W. in No. 79-394 the basis of ruled likewise known occupants in a vehicle be- directly opinion. In No. Judge Hannon’s appellant hind car rear struck his in the companion directed Nichol’s to officer times, several proceeded and then to beat identify cease to the assailants and efforts appellant breaking about the face and head off thus to break the violent confrontation. jaw. his get to identification officer’s directly his official and was one related to Metropolitan A Department Police officer general duty to the offenses. investigate arrived at the In response scene. to solely His direction, failings actions were related appellant’s officer’s companion duty to any public generally ceased to his further to efforts obtain identi- possessed neсessary fication of additional element information assailants. overriding relationship When the to an special officer then failed to create get information, Nichol leaving duty.2 unable to insti- legal against assailants, tute action his the hostile separate Here the effort to brought Nichol a negligence against action necessary from the victims —a assailants officer, Depart- part responsibility of the on-scene ment and the District Columbia. nothing general duty —adds owed and fails to create a rela- judges The trial dis correctly imposes legal duty tionship special
missed both complaints.
In a
rea
carefully
soned
such as
created when there is a course
Opinion,
Memorandum
Han-
conduct,
knowledge
special
possible
non based
his decision No. 79-6 on “the
harm,
fundamental
actual use
individuals in the
princiрle
that a
agents
City
and its
of New
general duty
investigation.
are under no
See Falco v.
services,
673,
provide public
pro York,
(App.
524
such as
34 A.D.2d
310 N.Y.S.2d
tection,
aff’d,
918,
particular
329 N.Y.
Div.1970),
individual citizen.”
29 N.Y.2d
4,
p.
97,
(police
See
pro-
(1972)
infra.
APPENDIX The extent quality police protection community afforded to the necessarily de- SUPERIOR COURT OF THE DISTRICT pends upon availability public re- OF COLUMBIA CIVIL DIVISION upon legislative sources and or administra- Civil Action No. 4695-76 tive concerning determinations allocation of those City resources. Riss v. of New WARREN, al., CAROLYN Plaintiffs, et supra. public, through representa- its officials, recruits, trains, tive maintains and disciplines its force and determines COLUMBIA, DISTRICT OF et the manner personnel in which are de- al., Defendants. time, At ployed. any given publicly fur- MEMORANDUM OPINION police protection nished may accrue to the citizens,
personal benefit of individual
Court, however,
does
agree
all
times the needs and interests of the
defendants owed a
legal duty to
community
predominate.
аt large
Private
respect
allegations
resources and needs have little direct effect
made in the
complaint
amended
for the
the nature of
provided
services
reason that
the District of
ap-
Columbia
public. Accordingly,
to the
courts have
pears to follow the
exception
well-established rule without
concluded that when a
official police personnel
and the municipality
governmental
or other
entity
government employing
gener-
services,
them are not
undertakes to furnish police
it as-
ally liable to victims of criminal acts for
duty only
public
large
sumes a
failure to provide adequate police protec-
not to individual members of the communi-
tion. Compare Rieser v. District of
ty.
Stamford,
Colum-
E.g.,
City
Trautman v.
bia, 183 U.S.App.D.C. 375, 390-91,
563 F.2d Conn.Supp.
(1975);
that officers
be on
Fol-
scene.
Massengill
(Fla.Dist.Ct.App.1971);
lowing carefully
given
the instructions
him
County, supra,
Yuma
and Riss v.
police,
was, nonetheless,
plaintiff
York, supra.
New
Dereliction in the per-
shot by assailants. The
dismissing
order
therefore,
of police
may,
formance
duties
plaintiff’s complaint against
city
only
redressed
in the context of a
that,
grounds
affirmed on the
in the ab-
prosecution and not
private
in a
suit for
sence
relationship,
not present
money damages. Massengill, supra.
case,
police department
was un-
This rule of
owed
der no
protect plaintiff Henderson.
large
frequently
has been most
applied
It
Massengill
was in
v. Yuma County,
involving
cases
complaints
inadequate
supra,
Court,
Supreme
Arizona
in a
protection during urban riots or mob vio
decision,
unanimous en banc
affirmed the
Many
challenge
lence.
these cases
complaint
dismissal of а
preparedness
alleging
of the
that a
police to handle such
situations,
others,
deputy sheriff
county
and the
employing
while
such as Westmin
ster
him were
Investing Corp.
Murphy
v. G. C.
in failing
apprehend
supra,
two
challenge the tactical decisions made
reckless drivers. According to the com-
to curtail or
police protection
plaint,
remove
deputy
sheriff saw two youths
Westminster,
the riot areas.
officials of
leave a local tavern and drive their cars
the Metropolitan
Department
away at excessive speeds. The deputy sher-
District of Columbia had decided to limit
iff
allegedly
then
cars,
followed the two
*5
police presence in
Murphy
the area of the
watching them weave
forth,
back and
drive
Company’s
during
store
the firey 1968 riots.
wrong
on the
side of the
attempt
road and
Murphy’s
destroyed
store was
and the com
pass
a
hill. The officer made no
pany
a claim against
filed
the District of
attempt
to apprehend the
pre-
drivers or
Columbia contending
police depart
vent their reckless conduct. Shortly there-
ment
deliberately
had
negligently
aban
after the two reckless drivers collided with
doned
policing obligations during
its
the
an oncoming vehicle causing the deaths of
riots and thereby permitted
rioters
de
five
persons
of the six
involved. The Arizo-
stroy Murphy’s property.
affirming
In
na Superior Court had concluded that the
Murphy’s
against
dismissal of
claim
the Dis
duty of defendants to arrest
the reckless
trict,
the United
of Appeals
States Court
duty
drivers was a
general
owed to the
for the District of
held
Columbia Circuit
public and
occupants
not to the deceased
that the District of Columbia had no direct
oncoming
vehicle. The Arizona Su-
legal obligatiоn Murphy
Mur
preme
Accord,
agreed.
Court
Trautman v.
phy, therefore,
right
had “no
substantive
Stamford,
City of
supra.
1 omit-
[Footnote
damages resulting
recover the
from failure
ted.]
government
keep
or its officers to
[the]
duty
The
public may
owed
252,
526,
the peace.”
Id. at
F.2d
434
a specific
become
owed to an individu-
quoting
States,
Turner v.
supra
United
[248
police
al if the
and the individual are in a
S.Ct.at 110],
at 358
U.S.]
[39
special relationship different from that ex-
Courts have also found
private duty
no
isting
gen-
police
between the
and citizens
in an assortment of other
Thus,
erally.
police
when the New York
situations which involved allegedly inade-
department
solicited confidential
informa-
quate police protection.
v.
Henderson
apprehension
gangster
tion to aid in
Wil-
City
Petersburg, supra,
plaintiff
St.
had
Sutton,
police
special
lie
assumed a
police dеpart-
contacted the
Petersburg
St.
to the informant who came forward.
ment
arrangements
and made
York,
75,
City
Schuster v.
New
5 N.Y.2d
police
making
protection while
deliveries in
(1958).
180
more
without success.
his
opportunity
following day,
an
suitor carried out
suspect
thereby giving
Village
v.
“having
thug
lye
the witness. Gardner
throw
to assault
hired
threat
373, 219
Ridge,
Ill.App.2d
Chicago
71
face.”
293 N.Y.S.2d
[plaintiff’s]
Id. at
City of
v.
(1966).
In McCorkle
Distinguishing
N.E.2d
240 N.E.2d
at 862.
252, Cal.Rptr.
70 Cal.2d
Angeles,
supra,
Los
New
Schuster
investi-
officer
(1969), police
help
In assumption the classic H. R. Moch Inc. mind a risk so over- Rensselaer Water 247 N.Y. whelming trivial at. reward. [Id. (1928), N.E. 896 then Cardozo deline- N.E. 897-98.] ated the liability of volunteer: Plaintiffs have also construed the issues It is ancient learning that one who giving “negligent this case as rise to act, assumes to even though gratuitously, performance of an at- police duties.” may thereby become subject tempt overwhelming to avoid the case law of acting carefully, if he acts at all .... barring private suits over omis- The hand once may set to a task duties, performance of police sions always be withdrawn impunity bring seek to this action within though liability would fail if it had never *7 for allowing recovery the orbit of cases been at applied all.... If conduct has injuries negligent acts by caused gone forward to stage such a inac- performance official officers in the of their tion result, would commonly nega- by plaintiffs duties. The cited include cases tively merely benefit, in withholding a negligent handling police dog, neg- of a but positively or actively working in an vehicle, injury, ligent operation a police and the there exists a relation out of negligent police weapon. which arises a use of go to Such forward. [Id. negligence, 159 N.E. at cases involve acts of affirmative 898.] The Moch case involved a suit against anyone police for which or civilian —would — water company for negligent handling failure to be liable: of an attack supply ade- quate water fight vehicle, to a city dog, negligent operation fire. of a motor Cardozo found that to provide failure and use of a firearm. Those acts pie Washington, D.C.App., recently The District of rescue doctrine in this refrained from Columbia Court implying jurisdiction. 395 A.2d an adoption Appeals [18] Gilles- of the doctrine. doctrine should likewise not be considered an and its This Court’s discussion of the rescue applicability plaintiffs’ adoption claim es- representatives, public
through its
change
do not
in
which it demands of
ordinary negligence
the standards
tablishes
have been
they happen
character because
out those services
carrying
its
employees
cоmmitted
officer in the course
public
through
representatives,
its
However,
allegations
of his duties.
adherence to
effectively
can most
enforce
negligence
solely
case
present
derive
As mem-
competence.
standards of
those
police employees
defendants’ status as
fore-
public, individuals
bers of the
plaintiffs’
and from
contention that defend-
conduct of
over the
go any direct control
reasonably prudent
ants failed to do what
in the same manner
public employees
police employees would have done
similar
responsi-
any
avoid
direct
such individuals
The difference is between
circumstances.
public employees.
compensating
bility
hand and a
ordinary negligence on the one
malpractice
novel
professional
sort
have the
Plaintiffs in this action would
not,
becoming
person
the other. A
does
jury
of twelve additional com-
Court and
officer,
himself from
insulate
join
responsi-
in the
munity representatives
everyone
of the basic duties which
owes
bility
judging
adequacy
public
he assume
people,
other
but neither does
Plain-
employee’s performance in office.
individual-
any greater obligation to others
lead to results
proposition
tiffs’
ly.
undertaken
only additional
Massengill
aptly described
which the
Court
accepting
as a
officer is
employment
“staggering.” Massengill
as
v. Yuma Coun-
the duty
public
large.
owed to the
In this
ty, supra at
Although recognizing obligation only in person when some can shоw that public employees perform duty their duties public was involved also fully and adequately, the law properly individual, does he himself as an and that permit obligation to be injury enforced in a special peculiar has suffered private money suit for damages. Accord- nonperformance.” reason of its [Id. ingly, the Court (4th 1932); concludes that ed. citation 385-86 § have failed to state claims which relief and footnotes omitted.] may granted be accordingly, the action duty dichotomy This general duty/special is dismissed as all defendants. [Footnote illustrated our decision in Chandler 5 omitted.] Columbia, There, supra. District of JOSEPH M. HANNON Columbia, reasons, District of for financial randomly decided to close several chosen Dated: November stations, fire one of which was near Mrs. KELLY, with whom Judge, Associate out in Chandler’s home. After a fire broke MACK, Judge, joins, concurring Associate her her two home and children died part part: dissenting inhalation, smoke Mrs. sued for Chandler premise
The basic
underlying the dismiss-
death,
wrongful
alleging that her children’s
als of these complaints is correct: unless a
negli-
deaths
from the District’s
resulted
“special duty”
particular
to a
individual
gence
closing
Recogniz-
fire
station.
can
shown,
governmental
officials and
nonliabili-
ing
general
municipal
rule
units owe
only
general, nonactionable
of Mrs.
ty, this court found that the facts
duty to
provide
members of the
give
Chandler’s case did not
rise to a
relationship.”
services such as fire and police protection.
“special
Id. at 966-
Columbia,
protec-
Chandler v. District
D.C.App.,
By way
analysis,
67.
further
fire
(1979);
The same
in
protection
give
tection
For
in Trautman v.
of
rise to
example,
cases.
assurances
Stamford,
See,
City
plaintiff
justifiable
of
who
victim.
supra,
by
e.g.,
reliance
the
Tallahassee,
by
standing
supra
was struck
a car while
on a Sapp
City
v.
of
at 365-
city
sidewalk sued the
and two
оfficers, alleging
negligent
stop
failure to
York,
City
In Bloom v.
New
78 Misc.2d
of
drag
adjacent
the
racing on
street
1077,
(1974),
979
several store
357 N.Y.S.2d
finding
sidewalk.
In
that no
city
owners sued the
failure to
stated,
plaintiff,
owed the
the court
during a
distur-
protect
property
their
civil
“the
of the
allegations
instant case nowhere
complaints alleged
in
bance
1968. The
specifically by
assert
conduct directed
po-
of
city
gave specific
officials
assurances
the
defendant
officers toward the
lice
failed to
protection,
negligently
but
plaintiff
individually.
conduct
The
of
promises.
take
The
steps
carry
out the
defendant
.. .
patrolmen
directed
toward
city
complaint, relying
moved
dismiss
general
plaintiff
of
municipal
on the
rule of
nonliabili-
happened
part
be a
time in ques
at the
motion, easily
ty. The court
denied
259,
tion.” Id. 32
at
350 A.2d at
Conn.Supp.
in
from thosе cases
distinguishing
case
applied
rule
The same
has been
in
duty:
special
which there is no
finding
special
protect
young
duty to
alleged
In
at
the case
bar it is
man
park, Trujillo
from violence in a
v.
city
willing
able to
plaintiffs
ready,
were
of
City
Albuquerque,
supra;
to warn a
they
were
protect
premises
motel employee
suspicious persons
of
in the
assured
by
restrained
who
lot,
motel
of
parking
Sapp City
v.
Tallahas
protection would
proper police
them that
see,
(Fla.Dist.Ct.App.1977);
348
363
So.2d
alleged
therefore
provided. There is
to arrest
car
a drunk driver whose
collided
acts which
an affirmative series of
car,
with the plaintiff’s decedent’s
Massen
....
city
special
assumed
[Id.
518,
gill
County,
v. Yuma
Ariz.
104
456 P.2d
1078,
357 N.Y.S.2d
981.]
(1969);
protect
lady
young
from
Wayne,
of Fort
also
v.
See
Silverman
estranged boyfriend,
threats of her
Riss
415,
(Ind.App.
Ind.App.
N.E.2d 285
v.
City of New
22 N.Y.2d
(dismissal
negligence сomplaint
(1968);
1976)
N.Y.S.2d
H One day, (1956); ill guard was and the Torts 18.6 2 Restatement § department provide failed to replacement (Second) (1965). of Torts 323 In the § or to notify school officials there would words of Chief Cardozo: guard no crossing. at the The child was gone If conduct has forward to such а struck a taxi cab as he to tried cross stage commonly inaction would re- alone; street the mother city sued sult, negatively merely withholding negligence. Upholding a verdict for jury benefit, actively or positively child, emphasized the court factors two working injury, there exists relation distinguishing general duty that case from duty out of arises a to go which forward. First, duty cases. assumed the po- v. Co. Rensselaer Water 247 [Moch one; lice was a limited it was directed 160, 167, 896, (1928); N.Y. 159 N.E. 898 a toward class of individuals rather citation omitted.] than toward general. Id. at not, course, This is of strict theory 587, 404 N.Y.S.2d at at 375 N.E.2d liability; only do actor need that which Second, the mother had witnessed the is reasonable under circumstances. provision of services and had relied to her Prosser, supra. guard’s detriment performance. on the Id. summarize, prerequi- To there are two The combination of these two factors led finding special duty. First, to sites the court to general duty conclude that the there must be direct contact some other provide to police services had become a spe- privity form of between the victim and the duty cial owed to that child.3 so department the victim be- As both the Bloom and Florence courts reasonably plaintiff. comes a foreseeable noted, the concept actually Second, be specific there must assurances of no more than an application cardinal justifiable services that create re- that, principal of tort law even where no liance the victim. Without both of these duty to may originally, act exist once one elements, provide police to services act, undertakes to a duty he has to so do general, remains a nonactionable to with due care. supra Florence v. Goldberg, large. at 196, 587, at 404 at N.Y.S.2d 375 N.E.2d at
766;
II
v. City
supra
Bloom
of New
1079, 357
Security
N.Y.S.2d
981. Cf.
grants
In reviewing the trial courts’
Lish,
National
Bank
D.C.App., 311 A.2d
dismiss,
accept
the motions to
“we must
(1973) (“[o]ne
act,
834
who
assumes
allegation
every well-pleaded
of material
even though gratuitously, may thereby be-
indulge
fact
... as true and
all reasonable
subject
come
acting
careful-
may
inferences which
arise therefrom.”
if
ly,
he
all.”)
acts at
(quoting
Schweid,
Glanzer
Early
Insurance Co. v.
Settlers
Shepard,
236, 239,
233 N.Y.
135 N.E.
D.C.App.,
(1966).
922
A.2d
(1922)).
More precisely,
begins
one who
only
ap-
dismissals will be sustained
if it
perform
another,
a service to
pears
whether
“beyond
plaintiff[s]
doubt
gratuitously or not
perform
must
with
support
rea-
can
of facts in
prove
set
[their
care;
thus,
sonable
subjects
he
himself
re-
would entitle
claims]
[them]
Gibson,
41, 45-46,
harm
Conley
suffered because the
lief.”
355 U.S.
99, 101-102,
(1957).
other
reasonably and
relied
foreseeably
S.Ct.
L.Ed.2d 80
upon the actor’s performance.
W.
See
See also
v. Tiber Island Condomini-
Owens
Prosser,
(4th
Association,
The Law of Torts
ed.
um
D.C.App., 373 A.2d
§
1972);
James,
2 F. Harper and F.
The Law
attempt
Appellees
procedures
distinguish
guard,
Florence
to be followedif school
by arguing
gratuitously assigned,
from the case at bar
that the
unable to re-
once
port
duty
ly voluntary.
was
statutory duty
pro-
duty.
assumption
in Florence breached a
The initial
crossing guards.
opin-
guard
complete-
provide crossing
vide
It is clear from the
ion, however,
Florence,
supra
department regu-
44 N.Y.2dat
by appellees
only
referred to
lations
dealt
Under this I would standard *11 that the War- complaints hold of appellants dispatch gen- a new speedy halt ... ren, 79-6), (No. (No. Nichol Taliaferro to the courthouse over litigants eration that, 79-394), are proved, contain facts if imagined.”5 duty grievances real and sufficient that Police De- establish will not recognize opinion I in this which partment Appel- duty. owed each a Moreover, the liability. such create broad urgent tele- lants Warren’s and Taliaferro’s argument phone calls Police De- to the standard is liability assumes that strict partment broad removed them from the imposed to be and that the courts general Nich- public. Appellant class of general unable prove completely apply ol’s direct with the on the contact officer liability in a reasonable principles of tort reasonably scene of the made him a assault arising fashion the context actions plaintiff. Any duty assumed .foreseeable acts . .. police not a from the police points from those on was whole, community as a made as argument is ... personnel. specific duty persons. to identifiable legal principles as if there were no such fault, foreseeability, or proximate cause also appellants
All three of these
have
with-
operate
to keep
all of which
alleged specific
police protec-
assurances of
re-
justifiable
tion that
have created
may
No
is contend-
in reasonable bounds.
one
police
on
de-
parts.
liance
their
When
the scene
ing
must be at
partment employee tells frantic callers
They need
every potential crime ....
79-6,
help
way,
is on the
as in
or
No.
under
as
man would
only act
a reasonable
he will
for an in-
obtain vital information
City of New
the circumstances.
[Riss
jured person,
in No.
it is reason-
as
586, 293
supra at
ably
persons
so assured
foreseeable
J.,
(Keating,
dissent-
