Warnek v. ABB Combustion Engineering Services, Inc.Warnek v. ABB Combustion Engineering Services, Inc.
Lead Opinion
Thе United States District Court for the Eastern District of Washington, the Honorable Robert H. Whaley, certified two questions of law relating to refusal by Defendant ABB Combustion Engineering Services, Inc. to hire Plaintiffs in the State of Washington because they made claims for workers’ compensation benefits during previous employment with Defendant in the State of Colorado. We accepted certification under chapter 2.60 RCW.
STATEMENT OF FACTS
Plaintiffs Lucille B. Warnek and Michael D. Ocampo are Washington residents and members of the International Brotherhood of Boilermakers (Union). They had been hired by Defendant, ABB Combustion Engineering Services, Inc., a/k/a ABB C-E Services, Inc., in the past under a collective bargaining agreement between Defendant and the Union. Defendant’s jobs were located in several Midwestern and Western states, including Washington. In May 1997 Plaintiffs were employed by Defendant in the State of Colorado where they claimed to have suffered work-related injuries. They filed for workers’ compensation benefits under Colorado’s workers’ compensation laws and were subsequently laid off from their jobs in Colorado by Defendant.
In July 1997, upon being cleared for full work duty by a physician, Plaintiffs were given job assignments by the Union to a construction job Defendant had won in Long-view, Washington. Defendant rejected Plaintiffs for this assignment, asserting that their Colorado workers’ compensation claims were frаudulent. Plaintiffs dispute this assertion. According to Defendant, Plaintiffs were placed on its “do not hire” list under terms of its collective bargaining agreement with the Union.
In August 1997 Plaintiffs filed an action in the United States District Court for the Eastern District of Washington under the diversity of citizenship provisions of
In December 1997 Defendant filed a motion for summary judgment in the United States District Court asserting that “(1) Plaintiffs had no right to be hired apart from any right granted in the collective bargaining agreement, which could not form the basis of their state law claim because of federal preemption; and (2) Plaintiffs’ claims fall outside the scope of Washington’s statutory cause of action for violations of
The United States District Court denied the motion, ruling that (1) Plaintiffs’ claims were not preempted by federal law because, inter alia, the cause of action recognized in Wilmot extends to refusals to hire if the refusal is retaliation for the filing of a workers’ compensation grievance; and (2) if the discriminatory act occurs in Washington, it is actionable under Washington law even if the workers’ compensation claim is filed pursuant to another state’s workers’ compensation scheme.
In February 1998 Defendant filed in the District Court a motion for reconsideration and/or certification to the Supreme Court of Washington. The motion claimed (1) the Washington Industrial Insurance Act does not provide a statutory remedy; (2) there is no recognized claim for wrongful failure to hire absent a statutory directive; (3) there is a right to be hired only under the collective bargaining agreement and claims based upon the collective bargaining agreement are preempted; and (4) certification
On April 13, 1998 the United States District Court granted Defendant’s request for certification of controlling state law issues to the Supreme Court of Washington.
First Certified Question
The first question certified by the United States District Court is “Do either of the causes of action described by
A former employee not rehired because the employee filed a workers’ compensation grievance during the course of previous employment with the employer may not initiate a lawsuit for employment discrimination based upon wrongful discharge under
(1) No employer may discharge or in any manner discriminate against any employee because such employee has filed or communicated to the employer an intent to file a claim for compensation or exercises any rights provided under this title.However, nothing in this section prevents an employer from taking any action against a worker for other reasons including, but not limited to, the worker’s failure to observe health or safety standards adopted by the employer, or the frequency or nature of the worker’s job-related accidents.
(2) Any employee who believes that he or she has been discharged or otherwise discriminated against by an employer in violation of this section may file a complaint with the director alleging discrimination within ninety dаys of the date of the alleged violation. Upon receipt of such complaint, the director shall cause an investigation to be made as the director deems appropriate. Within ninety days of the receipt of a complaint filed under this section, the director shall notify the complainant of his or her determination. If upon such investigation, it is determined that this section has been violated, the director shall bring an action in the superior court of the county in which the violation is alleged to have occurred.
(3) If the director determines that this section has not been violated, the employee may institute the action on his or her own behalf.
(4) In any action brought under this section, the superior court shall have jurisdiction, for cause shown, to restrain violations of subsection (1) of this section and to order all appropriate relief including rehiring or reinstatement of the employee with back pay.
Under
Under
Neither Wilmot v. Kaiser Aluminum & Chem. Corp.
Plaintiffs also cannot establish that a clear mandate of public policy has been violated.
In denying Defendant’s motion for summary judgment,
Second Certified Question
The second question certifiéd by the United States District Court is “Do either of the causes of action described by
“Employment discrimination” may be manifest in many different ways,
Plaintiffs have interpreted
Plaintiffs’ interpretation is not correct.
Plaintiffs are in error in their interpretation of “employer.” The word “employers” in
Plaintiffs cite Marquis v. City of Spokane
Under the limited facts stated in these certified questions, an employee may not initiate a lawsuit under the wrongful discharge cause of action articulated in Wilmot. Wrongful discharge is generally allowed under four circumstances: “(1) where employees are fired for refusing to commit an illegal act; (2) where employees are fired for performing a public duty or obligation, such as serving jury duty; (3) where employees are fired for exercising a legal right or privilege, such as filing workers’ compensation claims; and (4) where employees are fired in retaliation for reporting employer misconduct, i.e., whistleblowing.”
Even assuming Plaintiffs under the facts of this case have standing to sue under chapter 49.60 RCW, they would at best fall into category (3) (employees fired for exercising a legal right or privilege, such as filing workers’ compensation claims).
There are not sufficient facts before us on the certified questions to determine whether conceivably Gardner might provide a cause of action for wrongful discharge or discrimination based upon the filing by an employee for workers’ compensation benefits under the laws of another state if the employee is “fired” or discharged in this state for that reason. But the limited facts before us in this case do not justify discussion of that issue.
Pre-emption
Defendant argues in its brief that Plaintiffs’ case is pre-empted by federal law.
SUMMARY AND CONCLUSION
A former employee not rehired in the State of Washington because the employee filed a workers’ compensation grievance during the course of. previous employment with the
An employеe may not commence a lawsuit for employment discrimination based upon wrongful discharge under
For the reasons stated in this opinion, we answer “no” to both questions certified from the United States District Court for the Eastern District of Washington.
Guy, C.J., Alexander and Sanders, JJ., and Dolliver, J. Pro Tern., concur.
The Statement of Facts is principally based upon the Order Granting Motion for Certification of Issues signed by the Honorable Robert H. Whaley on April 13, 1998 (Certified R. 28). The record does not contain the collective bargaining agreement between thе Union and Defendant, but was referred to by counsel for both parties during oral argument.
Compl. for Damages and Jury Demand at 1 (Certified R. 1).
Compl. for Damages and Jury Demand at 3 (Certified R. 1).
Order Granting Mot. for Certification of Issues at 2 (Certified R. 28).
Id.
Mem. in Supp. of Def.’s Mot. for Recons, and/or Certification to the Washington Supreme Court (Certified R. 23).
Order Granting Mot. for Certification of Issues at 3 (Certified R. 28).
Id.
Order Granting Mot. for Certification of Issues at 3 (Certified R. 28).
There is nothing in the record submitted with the certified questions which indicates whether Plaintiff employees followed the procedure required by
Opposing Br. of Pis.
Thompson v. St. Regis Paper Co.,
Dominick v. Christensen,
Erection Co. v. Department of Labor & Indus.,
Rhoad v. McLean Trucking Co.,
Wilmot,
Gardner,
Wilmot,
Gardner,
0rder Den. Summ. J. and Mot. to Strike at 2 (Certified R. 21).
Johnson,
Order Granting Mot. for Certification of Issues at 3 (Certified R. 28).
Wilmot,
Opposing Br. of Pis. at 5-6.
Id. at 6.
Dominick v. Christensen,
The purpose of the “law against discrimination” is to prevent, eliminate and provide a remedy for discrimination based on race, creed, color, national origin, families with children, sex, marital status, age or the presence of any sensory, mental or physical disability or the use of a trained dog guide or service animal by a disabled person. Employment discrimination is included.
See Double D Hop Ranch v. Sanchez,
Gardner,
Id.
Id.
Reply Br. of Def. at 12.
Opposing Br. of Pis. at 9.
Concurrence in Part
(concurring/dissenting) — The majority cor
Although we have a limited factual pattern because this is a certified federal question, the facts available to us are significant to our analysis. Warnek and Ocampo are members of the International Brotherhood of Boilermakers (the Union). Both previously had worked for ABB Combustion Engineering Services, Inc. (ABB) in a variety of ABB projects around the United States. Pursuant to the collective bargaining agreement between ABB and the Union, boilermakers are referred by the Union to projects operated by ABB where and when boilermakers are needed. The collective bargaining agreement allows ABB the right to reject any union member sent to an ABB project. In oral argument, ABB contended this right to reject, described as a “do not hire” list, is confined to a maximum of one year. ABB further argued Warnek and Ocampo were on its “do not hire” list for only a three month period. By contrast, counsel for Warnek and Ocampo in oral argument contended ABB advised Warnek and Ocampo by letter they
In this case, Warnek and Ocampo were sent to an ABB Colorado project where they were allegedly injured on the job. They filed worker compensation insurance claims in Colorado and were laid off by ABB after being medically cleared to return to work. ABB now contends these claims were fraudulent, but the record is silent as to whether ABB rаised this issue in Colorado and as to the outcome of Warnek’s and Ocampo’s claims in Colorado. Subsequently, the Union sent Warnek and Ocampo to an ABB project in Longview,. Washington. ABB refused to permit them to work, indicating in July 17, 1997 and July 23, 1997 letters, they were ineligible for “rehire” at least in part as a result of having filed fraudulent claims.
As previously noted, the majority is correct in holding Warnek and Ocampo have not stated a claim under the specific provisions of
In Wilmot (again in answer to a question from the United States District Court for the Eastern District of Washington), we specifically concluded
Even withoutRCW 51.48.025 , we would acknowledge existence of a clear mandate of public policy against retaliatory discharge of employees for pursuing workers’ compensation benefits and allow a tort cause of action for wrongful discharge, as have a number of other jurisdictions.
Wilmot,
The first step, therefore, is for plaintiff to make out a prima facie case for retaliatory discharge. To do this, plaintiff must show (1) that he or she exercised the statutory right to pursue workers’ benefits under RCW Title 51 or communicated to the employer an intent to do so or exercised any other right under RCW Title 51; (2) that he or she was discharged; and (3) that there is a causal connection between the exercise of the legal right and the discharge, i.e., that the employer’s motivation for the discharge was the employee’s exercise of or intent to exercise the statutory rights.
Wilmot,
The majority believes the common-law cause of action for retaliatory discharge is not established in this case because Warnek and Ocampo received benefits in Colorado, not Washington. The majority also notes they were not ABB employees at the time they were the subject of any retaliation so that this was not a case of retaliatory discharge but a retaliatory refusal to hire. The majority declines to apply the common-law cause of action under Wilmot to retaliatory failure to hire. The majority is incorrect on both grounds.
Initially, the parties do not dispute that Warnek and Ocampo have presented at least a prima facie case of retaliation. ABB essentially admits as much. ABB has candidly admitted it did not allow them to work at Longview because of their disability claim in Colorado. ABB’s District Manager said in a declaration in the federal district court,
As to the majority’s first issue, the policy expressed in
There is no principled basis for differentiating between the presentation of a worker compensation claim in another state or under the law of another jurisdiction (e.g., Longshore and Harbor Workers’ Compensation Act,
To hold otherwise impairs the great compromise of Washington’s Industrial Insurance Act (IIA) which required workers to forgo their common-law rights in court in favor of a swift and certаin no-fault remedy for industrial injuries. In turn, employers were the beneficiaries of immunity from suit. As we said so trenchantly in Wilmot, “The balancing of interests which the IIA represents would be intolerably undermined could an employer circumvent the act by the threat of or actual discharge of the worker, or by other discrimination contemplated by the statute.” Wilmot,
As to the second issue raised by the majority, this is arguably a case of retaliatory discharge. We have previously expressed reluctance to extend the common-law cause of action for retaliatory discharge in violation of public policy to other forms of employment discrimination. See, e.g., White v. State,
But Warnek and Ocampo and ABB are not unknown to one another. This is not a situation where someоne is seeking employment for the first time with an employer.
In the case of their prospective employment in Longview, Washington, they were sent to that jobsite by the Union. In the normal course, they would have worked at the ABB Longview jobsite but for ABB’s decision to reject them for some period of time. Any other workers sent by the Union to the site would have been employed. In effect, ABB discharged Warnek and Ocampo by refusing to allow them to work in Longview after the Union had assigned them to that jobsite.
Moreover, it is noteworthy
In summary, I would respond to the federal court’s certified questions by holding Warnek and Ocampo failed to state a cause of action under the specific terms of ROW 51.48.025. However, they could state a case under the common-law cause of action articulated in Wilmot where the test for a prima facie case under Wilmot is properly understood. Warnek and Ocampo would have to demonstrate the existence of a long-term, recurring employment relationship with ABB that was terminated by ABB when they presented worker compensation claims in Colorado and those claims constituted a substantial factor in ABB’s decision to end the employment relationship.
The public policy of Washington is to prevent retaliation by employers against workers who present legitimate worker compensation claims under Washington law or the law of any other jurisdiction. Our public policy recognizes the importance of proper compensation of injured workers for on-the-job injuries. We should not create exceptions to
Durham and Johnson, JJ., concur with Talmadge, J.
The letter ABB sent to the Union regarding Warnek and Ocampo states, “ABB C-E Services has deemed these two individuals not eligible for rehire on any of our projects. Therefore, they will not be hired on our Longview Fibre Unit #15 Project.” Attach. F, Pl.’s Aff. In Opp’n to Def.’s Mot. For Summ. J. (July 17, 1997 letter).
The foregoing facts appear in the United States District Court’s Order Granting Mot. for Certification of Issues at 2, and in the record from the federal court.
Under ER 201, we can take judicial notice that ABB Combustion Engineering Services, Inc., is a division of a $6 billion United States company that in turn is part of the global giant, ABB Group, a $31 billion company that ranks 83rd in the world on Fortune’s Global 500 list of companies. See http://www.pathflnder.com/fortune/global500/5001ist2_51.html.
Although the issue was not discussed here, even where a person was a first time applicant for employment, and such applicant had a history of on-the-job injuries resulting in disability, the applicant would have a claim under
We held in Reese v. Sears, Roebuck & Co.,
Washington public policy encourages the employment of previously injured workers. See
The mere termination of an employment relationship cannot foreclose a cause of action under
Workers referred by a union are nоt the only workers affected by the majority’s analysis. Independent contractors would also be affected (see Marquis v. City of Spokane,
ABB argues it terminated Warnek and Ocampo in Colorado for making fraudulent worker compensation claims there. As we indicated in Wilmot, such an argument could certainly be an affirmative defense by the employer to a prima facie case of retaliatory discharge in violation of public policy. In Wilmot, the employer argued the еmployees’ discharge was not motivated by retaliation, but was the result of their chronic absenteeism. We held the chronic absenteeism argument could be raised as a defense. Wilmot,
Concurrence in Part
(concurring/dissenting) — I agree with the majority that Warnek and Ocampo have failed to state a cause of action under
However, the circumstances of Warnek’s and Ocampo’s union employment situation are such that they have routinely though intermittently worked for the same employer. If the cause of action afforded under Wilmot v. Kaiser Aluminum & Chem. Corp.,