Opinion
The defendant, the state of Connecticut, appeals from the judgment of the trial court denying its motion to dismiss the complaint of the plaintiff, Joy Ware. The defendant claims that the court improperly denied its motion to dismiss because (1) sovereign immunity bars the plaintiffs claims of wrongful termination and breach of implied contract, (2) the plaintiff failed to exhaust administrative remedies as to several of her claims brought pursuant to General Statutes § 46a-60 and (3) sovereign immunity bars claims for punitive damages against the state. We agree and reverse the judgment of the trial court.
The following facts are relevant to our resolution of the defendant’s appeal. On July 23, 2004, the plaintiff was transferred from a position with the department of children and families to a position with the office of victim services. The department of children and families is an agency within the executive branch of the state, and the office of victim services is within the judicial branch. In December, 2004, the plaintiff informed her supervisors that she was pregnant. On April 8, 2005, the plaintiff was discharged from her position at the office of victim services.
The plaintiff brought this action against the defendant by way of a three count complaint. In count one, the plaintiff alleged that the defendant improperly terminated her employment and failed to rehire her in violation of General Statutes §§ 5-196, 5-236 and 5-239 and “Connecticut Regulations § 5-239 (b) . . . ,”
1
The plaintiff alleged that the defendant improperly subjected her to a nine month probationary period rather than the
six month period provided in the State Personnel Act (personnel act), General Statutes § 5-193 et seq. The plaintiff also alleged that the defendant violated § 5-236 by failing to place her on the reemployment list and that the defendant’s discriminatory conduct created a “hostile and offensive work environment . ...” In count two, the plaintiff alleged employment discrimination in violation of § 46a-60 (a) (1), (4), (5) and (7), as well as the creation of a “hostile and offensive work environment . . . .’’In count three, the plaintiff alleged that the
We begin by noting the standard that this court applies in reviewing a trial court’s ruling on a motion to dismiss. “A motion to dismiss . . . properly attacks the jurisdiction of the court, essentially asserting that the plaintiff cannot as a matter of law and fact state a cause of action that should be heard by the court. . . . [0]ur review of the trial court’s ultimate legal conclusion and resulting [denial] of the motion to dismiss will be de novo.” (Internal quotation marks omitted.)
State
v.
Welwood,
I
The defendant first claims that the court improperly denied its motion to dismiss as to the counts of the complaint alleging wrongful termination and breach of implied contract because the doctrine of sovereign immunity bars those claims. 2 We agree.
“It is a well-established rule of the common law that a state cannot be sued without its consent. ... A sovereign is exempt from suit, not because of any formal conception or obsolete theory, but on the logical and practical ground that there can be no legal right as against the authority that makes the law on which the right depends. . . . The practical and logical basis of the doctrine is today recognized to rest on this principle and on the hazard that the subjection of the state and federal governments to private litigation might constitute a serious interference with the performance of their functions and with their control over their respective
instrumentalities, funds, and property.” (Citations omitted; internal quotation marks omitted.)
Martinez
v.
Dept. of Public Safety,
A
With regard to the first exception to sovereign immunity, we must first determine which statutory scheme governed the plaintiffs employment with the defendant before we can determine whether sovereign immunity has been waived. The plaintiff argues that her employment with the defendant was governed by the personnel act. In particular, the plaintiff refers to § 5-196 (20), which defines “permanent employee” as “an employee holding a position in the classified service under a permanent appointment or an employee holding a position in unclassified service who has served in such a position for a period of more than six months . . . .” Section 5-196 (21) defines “ ‘[pjermanent position,’ ” with limited exceptions that are not applicable here, as “any position in the classified service which requires or which is expected to require the services of an incumbent without interruption for a period of more than six months . . . .” Section 5-196 (25) defines “ ‘[sjtate service’ ” as “occupancy of any office or position or employment in the service of the state, but not of local governmental subdivisions thereof, for which compensation is paid.”
The defendant argues that the plaintiffs employment is governed by General Statutes § 51-12 rather than the personnel act. Section 51-12 provides in relevant part: “(a) With the exception of those employees whose compensation is fixed by statute, the judges of the Supreme Court shall, from time to time, prescribe the compensation plan for all employees of the Supreme Court and the Superior Court and other employees of the Judicial Department, (b) The compensation plan may include regulations concerning employee hiring and separation practices, sick leave, vacation leave, absences with and without pay, longevity payments, increments and all other matters regarding personnel policies and procedures. The judges of the Supreme Court shall establish such job classifications as they deem necessary as part of the plan. ...”
The defendant argues that within the powers prescribed by § 51-12, the judicial branch has promulgated its own personnel policies and procedures, including a nine month probationary period. In particular, the defendant refers to the judicial branch’s administrative policies and procedures manual (manual), § 207, entitled “Probationary Periods,” which provides in pertinent part: “Persons hired into permanent positions serve a probationary period, which is deemed an extension of the hiring process. Probationary periods are designed to provide the employee with an opportunity to demonstrate ability, interest, and skill. . . . The length of the probationary periods for bargaining unit employees are set forth in the Probationary Period articles of the collective bargaining agreements in a separate volume of this manual.” Section 1 (a) of article XI, entitled “Probationary Period,” of the collective bargaining agreement between the judicial branch and the union of professional judicial employees AFT/AFT-CT,
AFL-CIO provides in pertinent part: “ [P] ermanent
The plaintiffs argument that her employment was governed by the personnel act rests on the broad language of that act, which speaks of employees in the “state service” and does not distinguish between the different branches of the state government. General Statutes § 5-194 provides in relevant part: “This chapter shall be so construed and administered as to provide a uniform and equitable system of personnel administration of employees in the state service. ...” As stated previously, § 5-196 (25) defines “ ‘[s]tate service’ ” as “occupancy of any office or position or employment in the service of the state, but not of local governmental subdivisions thereof, for which compensation is paid.” On the basis of this language, the plaintiff asserts that “[the defendant’s] opinion that it does not have to abide by [provisions of the personnel act] is preposterous.” We disagree.
It is a “well-settled principle of [statutory] construction that specific terms covering [a] given subject matter will prevail over general language of . . . another statute which might otherwise prove controlling.” (Internal quotation marks omitted.)
Board of Education
v.
State Board of Education,
Here, the specific terms of § 51-12 prevail over the more general terms of the personnel act. Section 51-12 specifically instructs the “judges” of the Supreme Court to “prescribe the compensation plan for all employees of the Supreme Court and the Superior Court and other employees of the Judicial Department”; General Statutes § 51-12 (a); including regulations concerning employee hiring and separation practices and “all other matters regarding personnel policies and procedures. . . .” General Statutes § 51-12 (b). It not only enables the “judges” of the Supreme Court to do so, but directs them to do so, as is evidenced by the use of the word “shall.” See General Statutes § 51-12 (a) (“[w]ith the exception of those employees whose compensation is fixed by statute, the judges of the Supreme Court
shall,
from time to time, prescribe the compensation plan for all employees of the Supreme Court and the Superior Court and other employees of the Judicial Department” [emphasis added]); see also
Lostritto
v.
Community Action Agency of New Haven, Inc.,
In contrast to § 51-12, the personnel act does not refer to a specific branch of the state government and speaks more broadly of “state service.” Section 51-12 clearly instructs the judges of the Supreme Court to prescribe employment regulations and policies for employees of the judicial branch apart from those set forth in the personnel act. We conclude that the plaintiff’s employment with the defendant was governed by § 51-12 and the applicable policies as expressed in regulations and the manual, which expressly incorporates the nine month probationary
Having determined that the plaintiffs employment was governed by § 51-12, and the nine month probationary period enacted pursuant to that section, we must next determine whether that section either expressly or by force of a necessary implication statutorily waives the state’s sovereign immunity. See
Lyon
v.
Jones,
supra,
In making the determination whether a statute waives sovereign immunity, our Supreme Court has recognized “the well established principle that statutes in derogation of sovereign immunity should be strictly construed.
. . . Where there is any doubt about their meaning or intent they are given the effect which makes the least rather than the most change in sovereign immunity.” (Internal quotation marks omitted.)
DaimlerChrysler Corp.
v.
Law,
Section 51-12 also does not waive sovereign immunity by force of necessary implication. Our Supreme Court has interpreted “necessary implication” to mean “[t]he probability . . . must be apparent, and not a mere matter of conjecture; but . . . necessarily such that from the words employed an intention to the contrary cannot be supposed.” (Internal quotation marks omitted.)
Mahoney
v.
Lensink,
B
We next address the second exception to the state’s sovereign immunity, that being whether, in an action for declaratory or injunctive relief, the state officer or officers against whom such relief is sought acted in excess of statutory authority or pursuant to an unconstitutional statute. See
Lyon
v.
Jones,
supra,
“In those cases in which it is alleged that the defendant officer is proceeding ... in excess of his statutory authority, the interest in the protection of the plaintiffs right to be free from the consequences of such action outweighs the interest served by the sovereign immunity doctrine. ... In such instances, the need to protect the government simply does not arise and the government cannot justifiably claim interference with its functions .... Where [however] no substantial claim is made that the defendant officer is acting pursuant to an unconstitutional enactment or in excess of his statutory authority, the propose of the sovereign immunity doctrine requires dismissal of the suit for want of jurisdiction.” (Citations omitted; internal quotation marks omitted.)
Shay
v.
Rossi,
In the present case, not only is there no substantial allegation that a state officer was acting pursuant to an unconstitutional enactment or in excess of his statutory authority, there is no allegation against a state officer at all. The sole defendant in this action is the state of Connecticut. The plaintiff has not made any claims against any state employees in their official capacity. As such, the rationale behind this exception to sovereign immunity cannot apply to the plaintiffs claims against the state, and “the ‘in excess of statutory authority’ analysis is irrelevant. ”
Hanna
v.
Capitol Region Mental
Health Center,
Our conclusion that neither exception to sovereign immunity applies to the claims in this case, which are governed by § 51-12, leads us to conclude further that the court improperly denied the defendant’s motion to dismiss as to counts one and three of the plaintiffs complaint. Count one was based on the allegation that the defendant improperly separated the plaintiff from her employment because she was no longer within the probationary period for new employees set forth under the personnel act. We concluded as a matter of law that the plaintiffs employment was instead governed by § 51-12 and that in this case, sovereign immunity barred claims against the state under this statute. Thus, the court improperly denied the defendant’s motion to dismiss as to count one.
We also conclude that the court improperly denied the defendant’s motion to dismiss as to count three, which was based on the theory of implied contract. “[S]tate employees do not have contractual
II
The defendant’s next claim pertains to the plaintiffs allegations of employment discrimination in violation of § 46a-60 (a) (1), (4), (5) and (7) contained in count two of her complaint and the allegation of a “hostile and offensive work environment” contained in counts one and two. The defendant claims that the court should have granted its motion to dismiss the plaintiffs claims brought pursuant to § 46a-60 (a) (4) and (5) and her “hostile and offensive work environment” claim 4 on the ground that the plaintiff had failed to exhaust her administrative remedies as to those claims by obtaining a release of jurisdiction from the commission on human rights and opportunities (commission). We agree.
A
We first address the threshold jurisdictional issue of whether the defendant has appealed from a final judgment. Following oral argument before this court, we ordered supplemental briefs addressing this jurisdictional issue. The defendant argues that its “failure to exhaust” argument presents a colorable claim of sovereign immunity because General Statutes § 46a-100 provides a waiver of sovereign immunity only to those persons who have received a release of jurisdiction. We agree.
The defendant’s motion to dismiss count two, which alleged violations of § 46a-60, was based on the plaintiff’s failure to exhaust administrative remedies under § 46a-100. The motion presents a colorable claim of sovereign immunity. “[Section] 46a-100 represents an unambiguous waiver of sovereign immunity, authorizing actions against the state for alleged discriminatory employment practices in violation of § 46a-60.”
Lyon
v.
Jones,
supra,
Accordingly, “§ 46a-100 expressly waives sovereign inununity and creates a cause of action in the Superior Court for claims alleging a violation of § 46a-60
over which the commission has released jurisdiction.”
(Emphasis added; internal quotation marks omitted.)
Lyon
v.
Jones,
supra,
B
We now turn to the merits of the defendant’s claim. “Because the exhaustion [of administrative remedies] doctrine implicates subject matter jurisdiction, [the court] must decide as a threshold matter whether that doctrine requires dismissal of the [plaintiffs] claim. . . . The Superior Court has no jurisdiction to act where there is an adequate administrative remedy that has not been exhausted.” (Citations omitted; internal quotation marks omitted.)
Flanagan
v.
Commission on Human Rights & Opportunities,
To resolve the defendant’s claim, we turn to federal precedent. Our Supreme Court has determined that when an overlap between state and federal law is deliberate, federal precedent is particularly persuasive.
Commission on Human Rights & Opportunities
v.
Savin Rock Condominium Assn., Inc.,
In drafting and modifying the Connecticut Fair Employment Practices Act (fair employment act), General Statutes § 46a-51 et seq., our legislature modeled that act on its federal counterpart, Title VII of the Civil Rights Act of 1964 (Title VII), 42 U.S.C. § 2000e et seq., and it has sought to keep our state law consistent with federal law in this area. See, e.g.,
Commission on Human Rights & Opportunities
v.
Savin Rock Condominium Assn., Inc.,
supra,
The United States Court of Appeals for the Second Circuit “has recognized that [a] claim is considered reasonably related if the conduct complained of would fall within the scope of the EEOC investigation which can reasonably be expected to grow out of
In the present case, the plaintiffs complaint to the commission alleged, inter alia, violations of § 46a-60 (a) (1) and (7).
7
In her complaint to the Superior Court, the plaintiff alleged violations of § 46a-60 (a) (1), (4), (5) and (7). Section 46a-60 (a) (1), as is pertinent to the facts of this case, makes it discriminatory to refuse to hire or to discharge an employee because of the employee’s sex.
8
Section 46a-60 (a) (7) makes it discrim
inatory to discharge or refuse to reinstate an employee because of her pregnancy.
9
Section 46a-60 (a) (4)
The central question is whether the complaint filed with the commission gave that agency adequate notice to investigate discrimination claimed in the present action. See
Williams
v.
Housing Authority,
supra,
We conclude that the plaintiffs claims under § 46a-60 (a) (4) and (5) and her “hostile and offensive work environment” claim
11
are not so closely related to the allegations in her complaint to the commission that they reasonably would have been investigated by the commission. With regard to the claim under § 46a-60
(a) (4), nothing in the complaint to the commission gave that agency adequate notice to investigate a claim for retaliation. It alleges that the plaintiff was discharged because of her sex and because she was pregnant. Only after her discharge did she bring the claim before the commission. There are no allegations that she opposed any discriminatory practice or filed a complaint alleging any discriminatory practice prior to her discharge or was subject to any otherwise discriminatory treatment for doing so. Next, with regard to the claim brought under § 46a-60 (a) (5), nothing in the complaint to the commission alleged or could reasonably be interpreted to have alleged that an individual aided, abetted,
We conclude, therefore, that the plaintiffs complaint filed with the commission did not satisfy the exhaustion requirement as to those claims brought under § 46a-60 (a) (4) and (5) contained in count two of her complaint and her “hostile and offensive work environment” claim contained in counts one and two. As a result, the plaintiff could not obtain, as to those claims, a release of jurisdiction pursuant to § 46a-100 and, therefore, is not entitled to take advantage of the state’s statutory waiver of sovereign immunity.
The court improperly denied the defendant’s motion to dismiss as to those claims brought under § 46a-60 (a) (4) and (5) contained in count two of the plaintiffs complaint and her “hostile and offensive work environment” claim contained in counts one and two.
Ill
The defendant’s final claim is that the court improperly determined that sovereign immunity did not bar the plaintiffs claim for punitive damages pursuant to General Statutes § 46a-104. 13 We agree.
We again note that the question of whether § 46a-104 either expressly or by force of a necessary implication statutorily waives the state’s sovereign immunity is a question of statutoiy construction over which we exercise plenary review. See, e.g.,
Dept. of Transportation
v.
White Oak Corp.,
supra,
Our Supreme Court recently held that “§ 46a-100 represents an unambiguous waiver of sovereign immunity, authorizing actions against the state for alleged discriminatory employment practices in violation of § 46a-60.”
Lyon
v.
Jones,
supra,
We repeat the well established principle that “statutes in derogation of sovereign immunity should be strictly construed. . . . Where there is any doubt about their meaning or intent they are given the effect which makes the least rather than the most change in sovereign immunity.” (Internal quotation marks omitted.)
DaimlerChrysler Corp.
v.
Law,
supra,
This court previously has recognized the public policy against permitting punitive damages against the state. See
Hartford
v.
International Assn. of Firefighters, Local 760,
The judgment is reversed and the case is remanded for further proceedings according to law.
In this opinion the other judges concurred.
Notes
There is no § 5-239 (b) of the Regulations of Connecticut State Agencies. Sections 5-239-1 and 5-239-2 of the Regulations of Connecticut State Agencies regulate employee transfers, but the plaintiff does not specify to which of these she may be referring.
“The general rule is that the denial of a motion to dismiss is an interlocutory ruling and, therefore, is not a final judgment for purposes of appeal. . . . The denial of a motion to dismiss based on a colorable claim of sovereign immunity, by contrast, is an immediately appealable final judgment because the order or action so concludes the rights of the parties that further proceedings cannot affect them.” (Internal quotation marks omitted.)
Conboy
v.
State,
The plaintiff does not allege that she was a member of a union, and the record is silent in that regard.
The defendant raises a claim on appeal with respect to the plaintiff’s “claim” in counts one and two of a “hostile and offensive work environment . . . .” The plaintiffs complaint does not specifically allege a hostile and offensive work environment as a separate cause of action. See
Boone
v.
William W. Backus
Hospital,
We do not express an opinion as to whether, as pleaded, it constitutes a complete cause of action. Counts one and two of the plaintiffs complaint, however, do appear to contain allegations of the creation of a “hostile and offensive work environment” in the context of recognized causes of action. These allegations arise within the context of a released claim.
That is to say, to the extent that the allegations arise within the context of count one or within the portion of count two that alleges a violation of § 46a-60 (a) (4) or (5), they may not be considered in this action because those claims are barred by sovereign immunity. To the extent that the allegations arise within the portion of count two alleging a violation of § 46a-60 (a) (1) or (7), the defendant made no claim on appeal challenging the court’s denial of its motion to dismiss as to those portions of count two.
As we have previously stated, “[statutory construction is a question of law and, therefore, our review is plenary. . . . The meaning of a statute shall, in the first instance, be ascertained from the text of the statute itself and its relationship to other statutes. If, after examining such text and considering such relationship, the meaning of such text is plain and unambiguous and does not yield absurd or unworkable results, extratextual evidence of the meaning of the statute shall not be considered.” (Internal quotation marks omitted.)
Rios
v.
CCMC Corp.,
See
Columbia Air Services, Inc.
v.
Dept. of Transportation,
On her commission complaint form, the plaintiff marked boxes regarding discrimination on the basis of gender and pregnancy. There is no reference to any other basis.
General Statutes § 46a-60 (a) provides in relevant part: “It shall be a discriminatory practice in violation of this section:
“(1) For an employer, by the employer or the employer’s agent, except in the case of a bona fide occupational qualification or need, to refuse to hire or employ or to bar or to discharge from employment any individual or to discriminate against such individual in compensation or in terms, conditions or privileges of employment because of the individual’s race, color, religious creed, age, sex, marital status, national origin, ancestry, present or past history of mental disability, mental retardation, learning disability or physical disability, including, but not limited to, blindness
General Statutes § 46a-60 (a) provides in relevant part: “It shall be a discriminatory practice in violation of this section . . .
“(7) For an employer, by the employer or the employer’s agent: (A) To terminate a woman’s employment because of her pregnancy; (B) to refuse to grant to that employee a reasonable leave of absence for disability resulting from her pregnancy; (C) to deny to that employee, who is disabled as a result of pregnancy, any compensation to which she is entitled as a result of the accumulation of disability or leave benefits accrued pursuant to plans maintained by the employer; (D) to fail or refuse to reinstate the employee to her original job or to an equivalent position with equivalent pay and accumulated seniority, retirement, fringe benefits and other service credits upon her signifying her intent to return unless, in the case of a private employer, the employer’s circumstances have so changed as to make it impossible or unreasonable to do so; (E) to fail or refuse to make a reasonable effort to transfer a pregnant employee to any suitable temporary position which may be available in any case in which an employee gives written notice of her pregnancy to her employer and the employer or pregnant employee reasonably believes that continued employment in the position held by the pregnant employee may cause injury to the employee or fetus; (17) to fail or refuse to inform the pregnant employee that a transfer pursuant to subparagraph (E) of this subdivision may be appealed under the provisions of this chapter; or (G) to fail or refuse to inform employees of the employer, by any reasonable means, that they must give written notice of their pregnancy in order to be eligible for transfer to a temporary position . . . .”
In fact, the entirety of the plaintiffs retaliation claim is composed of the allegation that the defendant “retaliated” against her, without any supporting facts, and the citation to § 46a-60 (a) (4).
Again, it is not clear whether the hostile work environment “claim” is intended to constitute an allegation of prohibited conduct or an item of damages, i.e., a result of previously alleged prohibited conduct.
It may be argued that an agency investigating a complaint of gender discrimination might reasonably consider the work environment. To the extent that a “hostile and offensive work environment” may have been caused by gender discrimination and thus relates perhaps to damages, the issue has been preserved by its presentation to the commission and the release of jurisdiction issued by the commission.
See footnote 2 of this opinion.
The defendant also questions whether § 46a-104 even permits the awarding of punitive damages at all, whether against the state or a private party. We need not address this argument because we conclude that sovereign immunity bars the recovery of punitive damages against the state under § 46a-104.
General Statutes § 46a-100 provides: “Any person who has timely filed a complaint with the [commission] in accordance with section 46a-82 and who has obtained a release from the commission in accordance with section 46a-83a or 46a-101, may also bring an action in the superior court for the judicial district in which the discriminatory practice is alleged to have occurred or in which the respondent transacts business, except any action involving a state agency or official may be brought in the superior court for the judicial district of Hartford.”
