In the Matter of the WARDSHIP OF Stefanie Jeanne NAHRWOLD, Betty Jeanne Nahrwold, Respondent-Appellant, v. DEPARTMENT OF PUBLIC WELFARE OF ALLEN COUNTY, Indiana, Petitioner-Appellee.
No. 3-980A270.
Court of Appeals of Indiana, Third District.
Oct. 29, 1981.
Rehearing Denied Jan. 12, 1982.
427 N.E.2d 474
Finally, the Majority would propose a permissive argument in support of its result which was never alluded to directly or indirectly by the trial court. This argumentative proposition of law suggests that TR. 73 is a license for the trial court, in its discretion and without more, to decide when it will follow the mandate of the Supreme Court Rules which require a hearing before action is taken. Trial Rule 73 is a statement of policy by the Supreme Court and not a license to avoid and circumvent the clear, explicit mandates of its rules which are designed to assure justice to the parties. Here, we are considering the dismissal of a cause of action with prejudice—not expediting a cause of action toward trial on the merits. Trial Rule 73 should only be used in appropriate circumstances and in accordance with Indiana Supreme Court stated policy. When TR. 73 is being used by a trial court, the parties should be made fully aware that the trial court is intentionally deviating from a rule which provides for a different procedure and the reason for the deviation. If the parties expressly agree to expedite the cause of action by using the deviate procedure, no one is harmed. Otherwise, the trial court should make the reason for the deviation perfectly clear on the record so that a reviewing court can examine the merits of any objection. In the present case, absolutely no mention of TR. 73 is made by the trial court. The record is void of any inference that the Rule is being used as a deviate procedure.
I would reverse the judgment of the trial court dismissing the action with prejudice and instruct the trial court to re-instate the cause for a trial on the merits.
Robert E. Ross, Fort Wayne, for petitioner-appellee.
GARRARD, Judge.
Statement of the Case
On March 10, 1980 the minor child of Betty Nahrwold was taken into custody by the Department of Public Welfare of Allen County. On March 11, 1980 the Department filed a request for the filing of a
Statement of the Facts
An anonymous source informed the Department of Public Welfare of Allen County of a possible case of child abuse. Acting on that information a caseworker and law enforcement officer went on March 10, 1980 to the residence of Betty Nahrwold, the appellant herein. At the residence they found Betty Nahrwold‘s eight year old daughter alone and unsupervised. The daughter, Stefanie Nahrwold, allowed the caseworker and detective to enter the residence. The caseworker then asked Stefanie questions and examined the child for evidence of physical abuse. On the basis of that examination the caseworker took the child into custody.
On March 11, 1980 the Department of Public Welfare (Welfare Department) filed a request for the filing of a formal petition and for taking custody of a child in need of services pursuant to
On March 12, 1980, pursuant to
The preliminary inquiry and investigation report filed by the caseworker recommended that the child be released into the custody of the mother on the condition that the mother submit to counseling and the supervision of the Welfare Department. Such a program of informal adjustment may be implemented pursuant to
Issues
We restate the issues which appellant presents for review:
- (1) Did the trial court‘s denial of the request for a record constitute an abuse of discretion?
- (2) Was Nahrwold denied due process because the trial court refused to allow her to present witnesses?
Discussion and Decision
In her brief Ms. Nahrwold first urges that the referee erred when he refused the request to have a record made of the proceeding. She argues that the failure to have a record made in a proceeding where the state is intruding into the parent-child relationship constitutes an abuse of discretion. Nahrwold has not cited authority for this argument, but asserts that the abuse is manifest.
Nahrwold contends that as a parent she was denied due process because the referee denied her request to present evidence in her own behalf. We note that the appellant‘s brief again fails to cite any authority directly on point with this due process argument. Admittedly, the question of what procedure should be followed in a detention hearing held pursuant to
The essence of Nahrwold‘s contention is that the procedure followed in the hearing held pursuant to
In Quilloin v. Walcott (1978), 434 U.S. 246, 255, 98 S.Ct. 549, 554, 54 L.Ed.2d 511, the United States Supreme Court stated that:
“We have recognized on numerous occasions that the relationship between parent and child is constitutionally protected. See, e. g., Wisconsin v. Yoder, 406 U.S. 205, 231-233, 92 S.Ct. 1526, 1541-42, 32 L.Ed.2d 15 (1972); Stanley v. Illinois [, 405 U.S. 645, 92 S.Ct. 1208, 31 L.Ed.2d 551] supra; Meyer v. Nebraska, 262 U.S. 390, 399-401, 43 S.Ct. 625, 626-27, 67 L.Ed. 1042 (1923). ‘It is cardinal with us that the custody, care and nurture of the child reside first in the parents, whose primary function and freedom include preparation for obligations the state can neither supply nor hinder.’ Prince v. Massachusetts, 321 U.S. 158, 166, 64 S.Ct. 438, 442, 88 L.Ed. 645 (1944). And it is now firmly established that ‘freedom of personal choice in matters of . . . family life is one of the liberties protected by the Due Process Clause of the Fourteenth Amendment.’ Cleveland Board of Education v. LaFleur, 414 U.S. 632, 639-640, 94 S.Ct. 791, 796, 39 L.Ed.2d 52 (1974).”
In other words, a parent has a fundamental right to raise her child without undue interference by the state, and the parent-child relationship includes a parent‘s right to have unrestrained custody of her child. Of course, these rights are balanced against the parental duty to provide for the physical and mental well-being of one‘s children. When the parent fails to fulfill this duty the state has the authority:
“. . . pursuant to its parens patriae power, to intervene when parental neglect, abuse or abandonment has been established. In such a case the state most certainly has a compelling interest in protecting the welfare of the child.”
In the Matter of Joseph (1981), Ind.App., 416 N.E.2d 857, 860.
The Indiana Juvenile Code provides the criteria for determining when a child is in need of services, and the proceedings the
“Procedural due process imposes constraints on governmental decisions which deprive individuals of ‘liberty’ or ‘property’ interests within the meaning of the Due Process Clause of the Fifth or Fourteenth Amendment.”
Mathews v. Eldridge (1976), 424 U.S. 319, 332, 96 S.Ct. 893, 901, 47 L.Ed.2d 18.
However:
“‘Due process, unlike some legal rules, is not a technical conception with a fixed content unrelated to time, place and circumstances.’ Cafeteria Workers v. McElroy, 367 U.S. 886, 895, 81 S.Ct. 1743, 1748, 6 L.Ed.2d 1230 (1961). ‘[D]ue process is flexible and calls for such procedural protections as the particular situation demands.’ Morrissey v. Brewer, 408 U.S. 471, 481, 92 S.Ct. 2593, 2600, 33 L.Ed.2d 484 (1972).”
Id. at 424 U.S. 334, 96 S.Ct. at 902.
Accordingly, we must look to the procedures followed by the state and the court and consider to what degree they impinge upon the parental rights in order to ascertain what process is due in this particular situation.
“A child may be taken into custody by any law enforcement officer, probation officer, or caseworker acting with probable cause to believe the child is a child in need of services if:
(1) it appears that the child‘s physical or mental condition will be seriously impaired or seriously endangered if he is not immediately taken into custody; and
(2) there is no reasonable opportunity to obtain an order of the court.”
The evidence disclosed that she was regularly left without supervision from 3:30 p. m. until about 5:10 p. m. In addition, it appeared that the child had been spanked with a metal spatula so as to cause bruises or marks.1
The caseworker did not have a court order but acted under the authority of
“. . . [T]he court may order the child detained if it makes written findings of fact upon the record of probable cause to believe that the child is a child in need of services and that:
(1) detention is necessary to protect the child;
(2) the child is unlikely to appear before the juvenile court for subsequent proceedings;
(3) the child has a reasonable basis for requesting that he not be released; or
(4) the parent, guardian, or custodian cannot be located or is unable or unwilling to take custody of the child.”
In the present case after the detention hearing the referee released the child because the mother consented to the program of informal adjustment under
In summary, throughout the proceedings, the Welfare Department and the court acted on the basis that they had probable cause to believe that Stefanie was a child in need of services. No adversarial fact-finding hearing in which the appellant could present evidence in her favor, other than her own account, was held.
We find that in the present case Betty Nahrwold was afforded the process due her in the particular situation. The referee properly utilized the hearing to satisfy two statutory requirements. Pursuant to
Also,
“The juvenile court shall consider the preliminary inquiry and the evidence of probable cause. The court shall authorize the filing of a petition if it finds probable cause to believe that the child is a child in need of services.”
Accordingly, after a child is taken into custody and detained the court must make two probable cause determinations; one as to whether further detention is proper and the other as to whether the court should authorize the filing of a petition to adjudicate the matter of whether the child is a child in need of services. Only after a petition is authorized does the court engage in dispositional or fact-finding hearings,
“Sec. 2 (a) A parent, guardian, or custodian is entitled:
(1) to cross-examine witnesses;
(2) to obtain witnesses or tangible evidence by compulsory process; and
(3) to introduce evidence on his own behalf; in the proceedings listed in subsection (b).
(b) Subsection (a) applies to proceedings;
(1) to determine whether his child is a child in need of services; . . . .”
At the dispositional or fact-finding hearing held pursuant to
In an analogous situation in criminal law, the United States Supreme Court has determined that the:
“. . . full panoply of adversary safeguards—counsel, confrontation, cross-examination, and compulsory process for witnesses . . . are not essential for the probable cause determination required by the Fourth Amendment. The sole issue is whether there is probable cause for detaining the arrested person pending further proceedings. This issue can be determined reliably without an adversary hearing.”
Gerstein v. Pugh (1975), 420 U.S. 103, 119-20, 95 S.Ct. 854, 865-66, 43 L.Ed.2d 54. If an accused individual does not have a due process right to a full adversary hearing when the probable cause for his arrest and incarceration are determined, then a parent suffers no prohibited lack of due process when her child is temporarily removed from her if a reasonable basis exists to believe that the child is a child in need of services.
In addition we must note the legislative purpose to secure informal adjustments in matters of this type involving children. While the dissenting view would certainly afford parents additional protection in such proceedings, we believe it would unduly formalize them and thereby impede the amicable processes intended by the legislature.
Nahrwold also argues that she was coerced into signing the informal adjustment program. The referee had made release of the child conditional on Betty Nahrwold‘s submitting to the program. Appellant agreed to the program because compliance was the means by which she could obtain immediate custody of her child.
Thus Nahrwold argues that she was compelled to follow the recommendations of the referee, and that she “voluntarily agreed to nothing.” We note this aspect of appellant‘s argument because it demonstrates a means by which a referee can achieve the resolution of a child in need of services question without the necessity of authorizing a petition. As discussed above, only proceedings conducted subsequent to the authorization of the petition are adjudicatory in nature. If parents acquiesce in the conditions for release of the child stipulated by the court as Nahrwold did in the present case, their rights are affected before they have an opportunity to be heard. We do not find that the lack of an adjudicatory hearing in this particular situation constitutes a denial of due process. If the parents desire a fact-finding hearing where they are entitled to present additional evidence, they may refuse to consent to an informal adjustment program prior to the authorization of a petition. If they refuse, the procedures and protections of
Affirmed.
HOFFMAN, P. J., concurs.
STATON, J., dissents and files separate opinion.
STATON, Judge, dissenting.
I dissent.
The appellant, Betty Jeanne Nahrwold, asks this Court to review the following issue:
Did the juvenile court err in refusing to permit Nahrwold to present witnesses and introduce evidence at the detention hearing required by
The majority of this Court concludes that Nahrwold was not entitled to present witnesses and introduce evidence at the hearing because the “hearing was not intended to be adjudicatory in nature,” and it was merely “a preliminary proceeding for the purpose of determining whether probable cause existed for the detention of the child and for the filing of the petition [alleging that the child was a ‘child in need of services‘].” A close examination of the facts stated in the majority opinion reveals that the hearing held on March 12, 1980, was much more than a mere “probable cause” hearing. What transpired at the so-called “probable cause” hearing is best stated in the majority opinion:
“Following the caseworkers’ recommendation[,] the [juvenile court] referee stated that the child would be released into Nahrwold‘s custody at that point in the proceedings if she consented to the program of informal adjustment [under
IC 1976, 31-6-4-12 (Burns Code Ed., 1980 Repl.) ]. After consultation with her counsel and with the knowledge that compliance was the only way to regain immediate custody of her child, Nahrwold consented to the informal adjustment program. The child was then released subject to the supervisory functions of the Welfare Department.” (brackets added)
It is evident that the juvenile court, by requiring Nahrwold to participate in a program of informal adjustment under
“(a) A parent, guardian, or custodian is entitled:
“(1) To cross-examine witnesses;
“(2) To obtain witnesses or tangible evidence by compulsory process; and
“(3) To introduce evidence in his own behalf;
“in the proceedings listed in subsection (b).
“(b) Subsection (a) applies to proceedings:
“(1) To determine whether his child is a child in need of services;
“(2) To determine whether he should participate in a program of care, treatment, or rehabilitation for his child;
“(3) To determine whether the parent or guardian of the estate should be held financially responsible for any services provided to himself or his child;
“and
“(4) To terminate the parent-child relationship.
“(c) A parent is entitled to representation by counsel in proceedings to terminate the parent-child relationship.”
While the hearing held on March 12, 1980, may have been intended to be merely a “probable cause” hearing, it evolved into a proceeding “to determine whether [Nahrwold] should participate in a program of care, treatment, or rehabilitation for [her] child.”
A program of informal adjustment is intended to operate as a vehicle to promote
By agreeing to participate in a program of informal adjustment, a parent is in effect admitting that the child is a “child in need of services.” Such an admission may prove to be devastating in any later proceedings, such as a proceeding to terminate parental rights. Before a juvenile court conditions regaining custody upon participation in an informal adjustment program, the juvenile court must hear the evidence that the parent has to present, particularly where the parent consents to participate in such a program solely to regain custody. The sole motivation of regaining custody vitiates the voluntariness of the parent‘s decision to participate in the program. It is difficult to understand how a juvenile court may force a parent to concede that his or her child is a “child in need of services” without hearing all relevant evidence.
The majority itself recognizes that an adjudication of Nahrwold‘s parental rights occurred at the March 12, 1980, hearing without giving Nahrwold the opportunity to present her case. The majority observes:
“If parents acquiesce in the conditions for release of the child stipulated by the court, as Nahrwold did in the present case, their rights are affected before they have an opportunity to be heard.”
Despite the extensive effect of the hearing on Nahrwold‘s parental rights, the majority rejects Nahrwold‘s contention that she was entitled to protect those rights at the hearing by presenting witnesses and introducing evidence. Rather, the majority chose to afford Nahrwold and similarly situated parents with an alternate remedy that would require them to forgo custody of their children:
“If the parents desire a fact-finding hearing where they are entitled to present additional evidence[,] they may refuse to consent to an informal adjustment program prior to the authorization of a petition.” (brackets added)
Such a remedy hardly presents a valid alternative for a parent who is in danger of being deprived of custody of his or her child. This is particularly true when the juvenile court referee, without permitting the parent to present any evidence relevant to the needs of the child, gives a parent the ultimatum of acquiescing in the program or forgoing custody.
The majority fears that by permitting Nahrwold to present evidence on her behalf, this Court would “unduly formalize” the informal proceedings that were intended by the legislature. Had Nahrwold consented to an informal adjustment program before the juvenile court informed Nahrwold that participation was the only means of regaining custody of her child, then I would be in complete agreement with the majority‘s interpretation of the legislative intent. However, the majority‘s expressed consternation would have some basis in fact if the informal adjustment program would have been implemented as the legislature had intended. The legislature did not enact
A program of informal adjustment must be the product of a consensual agreement between the caseworker and the parent before the program is presented to the juvenile court. If a parent refuses to participate in such a program because that parent believes his or her child is not a “child in need of services,” then the juvenile court must conduct the hearing under
STATON
JUDGE
Notes
“(1) detention is necessary to protect the child;
(2) the child is unlikely to appear before the juvenile court for subsequent proceedings;
(3) the child has a reasonable basis for requesting that he not be released; or
(4) the parent, guardian, or custodian cannot be located or is unable or unwilling to take custody of the child.”
