Ward v. IllinoisWard v. Illinois
Lead Opinion
delivered the opinion of the Court.
The principal issue in this case is the validity of the Illinois obscenity statute, considered in light of Miller v. California,
“The basic guidelines for the trier of fact must be: (a) whether 'the average person, applying contemporary*769 community standards’ would find that the work, taken as a whole, appeals to the prurient interest, Kois v. Wisconsin, [408 U. S. 229 ,] 230 [(1972)], quoting Roth v. United States, [354 U. S. 476 ,] 489 [(1957)]; (b) whether the work depicts or describes, in a patently offensive way, sexual conduct specifically defined by the applicable state law; and (c) whether the work, taken as a whole, lacks serious literary, artistic, political, or scientific value. We do not adopt as a constitutional standard the ‘utterly without redeeming social value’ test of Memoirs v. Massachusetts,383 U. S., at 419 ; that concept has never commanded the adherence of more than three Justices at one time. See supra, at 21. If a state law that regulates obscene material is thus limited, as written or construed, the First Amendment values applicable to the States through the Fourteenth Amendment are adequately protected by the ultimate power of appellate courts to conduct an independent review of constitutional claims when necessary. See Kois v. Wisconsin, supra, at 232; Memoirs v. Massachusetts, supra, at 459-460 (Harlan, J., dissenting); Jacobellis v. Ohio,378 U. S., at 204 (Harlan, J., dissenting); New York Times Co. v. Sullivan,376 U. S. 254 , 284-285 (1964); Roth v. United States, supra, at 497-498 (Harlan, J., concurring and dissenting).
“We emphasize that it is not our function to propose regulatory schemes for the States. That must await their concrete legislative efforts. It is possible, however, to give a few plain examples of what a state statute could define for regulation under part (b) of the standard announced in this opinion, supra:
“(a) Patently offensive representations or descriptions of ultimate sexual acts, normal or perverted, actual or simulated.
“(b) Patently offensive representations or descriptions*770 of masturbation, excretory functions, and lewd exhibition of the genitals.” Id., at 24-25. (Footnotes omitted.)
Illinois Rev. Stat., c. 38, § 11-20 (a)(1) (1975), forbids the sale of obscene matter. Section 11-20 (b) defines “obscene” as follows:
“A thing is obscene if, considered as a whole, its predominant appeal is to prurient interest, that is, a shameful or morbid interest in nudity, sex or excretion, and if it goes substantially beyond customary limits of candor in description or representation of such matters. A thing is obscene even though the obscenity is latent, as in the case of undeveloped photographs.”1
In October 1971 appellant Ward was charged in the State of Illinois with having sold two obscene publications in violation of § 11-20 (a)(1). A jury was waived. At the bench trial the State’s evidence consisted solely of the two publications — “Bizarre World” and “Illustrated Case Histories, a Study of Sado-Masochism” — and the testimony of the police officer who purchased them in Ward’s store. Ward was found guilty, and in April 1972, he was sentenced to one day in jail and fined $200. His conviction was affirmed in the state appellate courts after this Court’s decision in Miller. The Illinois Supreme Court expressly rejected his challenge to the constitutionality of the Illinois obscenity statute for failure to conform to the standards of Miller, as well as a claim that the two publications were not obscene.
As we read the questions presented by Ward,
In People v. Sikora,
Second, Ward appears to assert that sado-masochistic materials may not be constitutionally proscribed because they are not expressly included within the examples of the kinds of sexually explicit representations that Miller used to explicate the aspect of its obscenity definition dealing with patently offensive depictions of specifically defined sexual conduct. But those specifics were offered merely as “examples,”
The third claim is simply that these materials are not obscene when examined under the three-part test of Miller. This argument is also foreclosed by Mishkin v. New York, supra, which came down the same day as Memoirs v. Massachusetts,
Fourth, even assuming that the Illinois statute had been
As we see it, Illinois has not failed to comply with Miller, and its statute is not overbroad. People v. Ridens,
Furthermore, in a later case, People v. Gould,
It might be argued that, whether or not the Illinois court adopted the Miller examples as part of its law, § 11-20 nevertheless remains overbroad because the State has not provided an exhaustive list of the sexual conduct the patently offensive description of which may be held obscene under the statute. We agree with the Illinois Supreme Court, however, that “in order that a statute be held overbroad the overbreadth 'must not only be real, but substantial as well, judged in relation to the statute’s plainly legitimate sweep.’ (Broadrick v. Oklahoma,
Given that Illinois has adopted Miller’s explanatory examples, what the State has done in attempting to bring its statute in conformity with Miller is surely as much as this Court did in its post-Miller construction of federal obscenity statutes. In Hamling v. United States,
So ordered.
Notes
Section 11-20 (c) provides:
“(c) Interpretation of Evidence.
“Obscenity shall be judged with reference to ordinary adults, except that it shall be judged with reference to children or other specially susceptible audiences if it appears from the character of the material or the circumstances of its dissemination to be specially designed for or directed to such an audience,”
The questions presented in Ward’s Jurisdictional Statement 3 are (1) whether the provisions of § 11-20, “on its face and as construed by the Illinois Supreme Court, are vague, indefinite, overbroad and uncertain, in violation of the free speech and press and due process provisions of the First and Fourteenth Amendments to the Constitution of the United States”; and (2) whether “the publications, ‘Bizarre World’ and ‘Illustrated Case Histories, a Study of Sado-Masochism’ are constitutionally protected, as a matter of law.”
The Illinois Supreme Court described the materials as follows,
“ ‘Lust Campus’ by Andrew Shaw is a story of sexual adventures on a*772 college campus 'where even members of the faculty taught sin and evil.’ The book describes homosexuals 'necking’ on a public beach; mutual masturbation; self-fondling; a circle of persons engaged in oral-genital contact; rape; intercourse; lesbian intercourse; cunnilingus and flagellation; flagellation with barbed wire; an abortion with red-hot barbed wire; masturbation with a mirror reflection, and a transvestite episode.
“ 'Passion Bride’ by John Dexter described curricular and extracurricular sexual episodes that take place during a honeymoon on the French Riviera. The book describes masturbation; intercourse; a party between an old man and three prostitutes; attempted intercourse in a bath; lesbian foreplay; flagellation; rape ending in the death of the female from a broken back and intercourse ending in the broken back of the male participant.
“ 'Crossroads of Lust’ by Andrew Shaw describes the sexual adventures of various persons in a small town. There are numerous descriptions of intercourse; lesbian intercourse; oral-genital contact; and rape. A woman stabs a man in the course of intercourse, completing the act after he is dead. There are also three voyeurism scenes, two of which involve watching lesbian love play. The third is characterized by sadism and masochism.”
This case involved a local ordinance that the Illinois Supreme Court described as identical to the state statute. The court described the materials at issue:
“The books are replete with accounts of homosexual acts, masturbation, flagellation, oral-genital acts, rape, voyeurism, masochism and sadism. These accounts can only appeal to the prurient interest, and clearly go beyond customary limits of candor in the kinds of conduct described and in the detail of description.”41 Ill. 2d, at 142 ,242 N. E. 2d, at 765 .
The materials under scrutiny — also under a local ordinance — were described by the court:
“The author’s accounts of normal and abnormal sexual conduct, including sodomy, flagellation, masturbation, oral-genital contact, anal intercourse, lesbianism, and sadism and masochism, are vivid, intimately detailed, and explicit. (Cf. One, Inc. v. Olesen (1958),355 U. S. 371 . . .)”46 Ill. 2d, at 582-583 ,264 N. E. 2d, at 157 .
Four Justices dissented, but waived the Rule of Four — that, if at least
Dissenting Opinion
The decision in this case confirms the statement in Miller v. California,
The Miller Court stated:
“Under the holdings announced today, no one will be subject to prosecution for the sale or exposure of obscene materials unless these materials depict or describe patently offensive ‘hard core’ sexual conduct specifically defined by the regulating state law, as written or construed. We are satisfied that these specific prerequisites will provide fair notice to a dealer in such materials that*778 his public and commercial activities may bring prosecution.” Id., at 27.
The specificity requirement is stressed elsewhere in the opinion.
Many state courts, taking Miller at face value, invalidated or substantially limited their obscenity laws.
The Courtis second theory is that, in any event, the Illinois statute is sufficiently specific to satisfy Miller. Although the statute does not contain an “exhaustive list” of specific examples, ante, at 776, it passes muster because it contains a generic reference to “the kinds of sexual conduct which may not be represented or depicted under the obscenity laws . . . .” Ibid, (emphasis in original). To hold that the list need not be exhaustive is to hold that a person can be prosecuted although the materials he sells are not specifically described in the list. Only five years ago, the Court promised that “no one” could be so prosecuted, Miller,
“That conduct must be specifically defined by the applicable state law, as written or authoritatively construed. . . .
“The basic guidelines for the trier of fact must be: ... (b) whether the work depicts or describes, in a patently offensive way, sexual conduct specifically defined by the applicable state law . . . .”413 U. S., at 24 .
On the following page, the Court gives examples of such “specific” definitions.
E. g., State v. Harding, 114 N. H. 335,
This Court saved such a statute in Hamling v. United States,
“As noted above, we indicated in [12 200-Ft. Reels of Film] that we were prepared to construe the generic terms in18 U. S. C. § 1462 to be limited to the sort of ‘patently offensive representations or descriptions of that specific “hard core” sexual conduct given as examples in Miller v. California.’ We now so construe the companion provision in18 U. S. C. § 1461 .. . .”418 U. S., at 114 .
In a well-reasoned opinion, a three-Judge District Court for the Northern District of Illinois carefully reviewed the Illinois authorities and concluded that Illinois has failed to meet the specificity requirement of Miller. Eagle Books, Inc. v. Reinhard,
The Illinois statute defines obscenity in these terms:
“A thing is obscene if, considered as a whole, its predominant appeal is to prurient interest, that is, a shameful or morbid interest in nudity, sex or excretion, and if it goes substantially beyond customary limits of candor in description or representation of such matters.” Ill. Rev. Stat., c. 38, § 11-20 (b) (1975).
Nothing in this definition or the rest of the statute “specifically defines” what depiction of hard-core sexual conduct is prohibited.
The Illinois Supreme Court has not remedied this deficiency by supplying a limiting construction. In its primary discussion of the State’s obscenity statute in relation to the Miller specificity requirement, People v. Ridens,
“It is true that section 26-i (a) does not attempt to particularize all*780 of the myriad kinds of conduct that may fall within the statute. The legislature deliberately chose to frame the provision in general terms, prompted by the futility'- of an effort to anticipate and enumerate all of the methods of disrupting public order that fertile minds might devise.”40 Ill. 2d, at 396 ,240 N. E. 2d, at 598 .
Neither of these decisions requires conduct to be specifically defined; indeed, Raby notes that to survive a vagueness attack a statute need not “attempt to particularize all of the myriad kinds of conduct” within its bounds. This may be true for other vagueness attacks, but does not square with the special Miller requirement that conduct be specifically defined. Nowhere else in the Ridens II opinion does the Illinois Supreme Court limit the reach of the obscenity statute.
In the present case, the Illinois Supreme Court again considered the specificity problem, and again refused to narrow the statute:
“It was held in Ridens II that the obscenity statute was sufficiently clear and that it adequately informed the public of the conduct whose depiction is proscribed. We noted that the statutory definition of obscenity includes within the scope of the ‘prurient interest’ a 'shameful or morbid interest in nudity, sex or excretion.’ The defendant argues that we erred in Ridens II in our interpretation of Miller and that Miller requires obscenity statutes to be much more specific in defining the type of material which will be considered obscene. We see no reason to reconsider our decision in Ridens II. It is extremely difficult to define the term ‘obscenity’ with a fine degree of precision. We again express our opinion that Illinois’ statutory definition is sufficiently clear to withstand constitutional objections.”63 Ill. 2d 437 , 441,349 N. E. 2d 47 , 49 (1976).
Thus, there does not appear to be anything in the Illinois decisions that would preclude the State from prosecuting forms of obscenity not “specifically defined” in prior decisions. And, as noted above, the statute provides no specific definition in this area.
The materials are described as follows in the opinion :
“While the brochures contain some descriptive printed material, primarily they consist of pictures and drawings very explicitly depicting men and women in groups of two or more engaging in a variety of sexual activities, with genitals often prominently displayed.”413 U. S., at 18 .
The State’s description was somewhat more specific:
“The materials involved are a collection of depictions of cunnilingus, sodomy, buggery and other similar sexual acts performed in groups of two or more.” Brief for Appellee in No. 70-73, O. T. 1972, p. 26.
If fair notice is the issue, it is hard to see how this can be provided by a narrowing construction made after the underlying conduct. Yet in Hamling,
Dissenting Opinion
Petitioner was convicted of selling allegedly obscene publications in violation of the Illinois Obscenity Statute, Ill. Rev. Stat., c. 38, § 11-20 (a)(1) (1975). The Illinois Supreme Court affirmed the conviction. Although I have joined my Brother Stevens’ dissent, I could also reverse the conviction on the ground I have previously relied upon, namely that this statute is “clearly overbroad and unconstitutional on its face.”