93 Ohio St. 3d 111 | Ohio | 2001
Lead Opinion
In Milkovich v. Lorain Journal Co. (1990), 497 U.S. 1, 21, 110 S.Ct. 2695, 2707, 111 L.Ed.2d 1, 19, the United States Supreme Court rejected the notion that “an additional separate constitutional privilege for ‘opinion’ is required
Now we are asked to determine whether the Ohio Constitution’s separate and independent protection for opinions protects only those statements uttered by media defendants, such as the newspaper and columnist in Vail, or whether a private citizen unaffiliated with the media, such as the appellee here, may invoke the same independent constitutional protection. We agree with the court of appeals that nonmedia defendants may invoke the Ohio Constitution’s independent protection for opinions and affirm its judgment.
I. Background
On September 25, 1998, the Circleville Herald published a news article entitled “Cardinal Market to close doors.” According to the article, Linda McKee, the owner of Linda’s Cardinal Market, a downtown grocery, had decided to liquidate the business due to declining sales, “a general degeneration in the downtown area, a proliferation of mini marts around town, and changing customer habits.” The article also stated that McKee had been unable to come to terms on a new lease with the owner of the building in which the market was located, appellant Isaac Wampler. McKee stated that she would be unable to afford additional rent that Wampler was seeking under the terms of a proposed new lease. The article quoted Wampler as saying, “I did not want [McKee] to leave,” and “I deeply regret that she has made a decision to leave. My commitment was to her. She has been a part of the community for 16 years.”
Three days later, the Circleville Herald published a letter to the editor signed by appellee, Wallace Higgins. The letter stated:
“Dear Editor:
“Downtown Circleville is about to suffer a serious loss. Linda’s Cardinal Market, at the comer of Scioto and West Main streets, is being forced out of business by the exorbitant rent now being demanded by the present owner of the building. Most of us who live in the downtown area have depended on Linda and her predecessors, who have been in the grocery business on that site for the past 50 years.
“Ward Skinner and Linda have run a friendly and accommodating store. They knew, understood, and sympathized with their customers. Now, because of one man’s self-centered greed, all of that is going to end.
“The owner of the Cardinal Market building sold his own Watt Street property, for an astronomical figure, to a mindless corporation. Once he had a taste of the blood of easy money, he has apparently become a ruthless speculator. He would, I’m sure, sell the whole town to heartless corporations so that they might turn it into one great, ugly, sprawling shopping mall. It is pathetic that the whole town must suffer because of the greed of a few uncaring people.”
Wampler sued Higgins for defamation in the Common Pleas Court of Pickaway County, alleging that Higgins had falsely stated in his letter that Wampler had forced McKee out of business by charging exorbitant rent. Wampler also claimed that Higgins had impugned his personal and professional integrity and reputation by, among other things, falsely describing Wampler as a “ruthless speculator.” According to Wampler, Higgins either knew that his statements were untrue or negligently failed to make a reasonable inquiry into the truth of the statements. Wampler asserted that as a result of Higgins’s statements, he had suffered injury to his reputation and business, humiliation, stress, and other unspecified pecuniary and nonpecuniary losses.
In his answer, Higgins admitted that he was the author of the allegedly defamatory letter, but asserted that every statement contained therein “was an honest and good faith expression of opinion.” Higgins later made the same contention in a motion for summary judgment. The trial court granted Higgins’s motion for summary judgment and dismissed Wampler’s complaint.
In its decision and entry granting Higgins’s motion for summary judgment, the trial court cited this court’s decision in Vail for the proposition that “expressions of opinion are generally protected under Section 11, Article I of the Ohio Constitution as a valid exercise of freedom of the press,” quoting 72 Ohio St.3d at 280, 649 N.E.2d at 184. The trial court noted that “the Ohio Supreme Court has extended this absolute privilege for opinion only to media defendants (ancillary to ‘freedom of the press’), and only to statements made directly by, not to, the media.” Despite Higgins’s status as a nonmedia defendant, however, the trial court decided that it would determine whether the statements contained in Higgins’s letter to the editor were opinions under the four-part test adopted by this court in Scott v. News-Herald (1986), 25 Ohio St.3d 243, 25 OBR 302, 496 N.E.2d 699, and reaffirmed in Vail. Applying this test, the trial court concluded
Wampler appealed the trial court’s decision to the Pickaway County Court of Appeals. In his first assignment of error, Wampler claimed that the trial court erred when it applied the Scott/Vail test to determine whether Higgins’s statements were constitutionally protected opinions. Wampler argued that the Ohio Constitution’s separate and independent protection for opinions applies only to those allegedly defamatory statements made by media defendants. In his second assignment of error, Wampler contended that the trial court should have concluded that the statements contained in Higgins’s letter were actionable statements of fact under the Scott/Vail test — not merely expressions of Higgins’s opinions. The court of appeals, however, affirmed the trial court’s decision granting summary judgment in Higgins’s favor.
Wampler moved the court of appeals to certify a conflict between its decision and that rendered by the First District Court of Appeals in Conese v. Nichols (1998), 131 Ohio App.3d 308, 722 N.E.2d 541. As Wampler noted, the Conese court had determined that Vail’s “absolute privilege to [express opinions had] not yet been extended to all statements of opinion, by anyone, or to the media for the republication of the opinion of others.” Id. at 315-316, 722 N.E.2d at 546. The Pickaway County Court of Appeals denied Wampler’s motion for certification, however, concluding that the Conese court’s decision did not ultimately turn upon any distinction between media and nonmedia defendants and that any apparent conflict arose from obiter dicta.
Wampler appealed to this court, and the cause is now before us upon the allowance of a discretionary appeal. Wampler v. Higgins (2000), 90 Ohio St.3d 1430, 736 N.E.2d 26.
II. Vail’s Guarantee of Protection for Opinions
To place the instant dispute in its proper context, we begin our analysis by briefly examining the historical development of what we described in Vail as Ohio’s “separate and independent guarantee of protection for opinion ancillary to freedom of the press.” Id., 72 Ohio St.3d at 281, 649 N.E.2d at 185.
In 1964, the United States Supreme Court decided that the First Amendment to the United States Constitution restricts state defamation law, holding that a public official may not recover damages for a defamatory falsehood concerning his or her official conduct unless he or she proves “actual malice,” ie., that the
The United States Supreme Court later decided that the First Amendment does not impose the same strict limitations on the states in suits by private persons alleging defamation on matters of public interest. See Gertz v. Robert Welch, Inc. (1974), 418 U.S. 323, 94 S.Ct. 2997, 41 L.Ed.2d 789. The Gertz court determined that some degree of constitutional protection nevertheless applies, holding that (1) states may not permit liability to attach in such cases without requiring some showing of fault, and (2) states may not permit recovery of presumed or punitive damages without a showing of the New York Times brand of malice. Id. at 347-350, 94 S.Ct. at 3010-3012, 41 L.Ed.2d at 809-811. The Gertz court also stated, “Under the First Amendment there is no such thing as a false idea. However pernicious an opinion may seem, we depend for its correction not on the conscience of judges and juries but on the competition of other ideas. But there is no constitutional value in false statements of fact.” Id., 418 U.S. at 339-340, 94 S.Ct. at 3007, 41 L.Ed.2d at 805. This passage from Gertz eventually became “the opening salvo in all arguments for protection from defamation actions on the ground of opinion.” Cianci v. New Times Publishing Co. (C.A.2, 1980), 639 F.2d 54, 61.
In Ollman v. Evans (C.A.D.C.1984), 750 F.2d 970, the United States Court of Appeals, District of Columbia Circuit, discussed in detail the import of this brief passage from Gertz: “The statement is clearly dicta. * * * Despite its status as dicta, a majority of federal circuit courts, including this one, have accepted the statement as controlling law.” (Emphasis sic.) Id. at 974, fn. 6. “By this statement, Gertz elevated to constitutional principle the distinction between fact and opinion, which at common law had formed the basis of the doctrine of fair comment. Gertz’s implicit command thus imposes upon both state and federal courts the duty as a matter of constitutional adjudication to distinguish facts from opinions in order to provide opinions with the requisite, absolute First Amendment protection.” (Emphasis added; footnote omitted.) Id. at 975.
Having decided that Gertz imposed this constitutional requirement on courts, the Oilman court adopted a four-part test
Soon after the United States Supreme Court declined to review Oilman, this court, expressly relying on the Gertz dicta, adopted Oilman’s four-part test for distinguishing actionable factual statements from nonactionable opinions. Scott, 25 Ohio St.3d at 245, 25 OBR at 303, 496 N.E.2d at 701 (quoting the Gertz dicta); see, also, id, at 250, 25 OBR at 308, 496 N.E.2d at 705-706 (citing Ollman, 750 F.2d at 979, and adopting Oilman’s four-part test). In Scott, a school superintendent alleged that a column published on the sports pages of the News-Herald had falsely accused him of committing perjury at a hearing conducted by the Ohio High School Athletic Association. This court decided, however, that the trial court had correctly granted summary judgment in favor of the newspaper because, under the totality of the circumstances, the article was “an opinion, protected by Section 11, Article I of the Ohio Constitution as a proper exercise of freedom of the press.” Id. at 244, 25 OBR at 303, 496 N.E.2d at 701.
Four years after Scott, the United States Supreme Court explained that lower courts had misinterpreted the passage from Gertz that had formed the basis for the Ollman/Scott test. Milkovich, 497 U.S. at 18, 110 S.Ct. at 2705, 111 L.Ed.2d at 17. In Milkovich, seven justices agreed that “we do not think this passage from Gertz was intended to create a wholesale defamation exemption for anything that might be labeled ‘opinion.’ * * * Not only would such an interpretation be contrary to the tenor and context of the passage, but it would also ignore the fact that expressions of ‘opinion’ may often imply an assertion of objective fact.” Id.
The Milkovich court thus squarely rejected the notion that “in every defamation case the First Amendment mandates an inquiry into whether a statement is ‘opinion’ or ‘fact.’ ” Id. at 19, 110 S.Ct. at 2706, 111 L.Ed.2d at 18. As the court noted, the common law already incorporated a speech-protective privilege of “fair comment” as an affirmative defense to an action for defamation. Id. at 13, 110 S.Ct. at 2703, 111 L.Ed.2d at 14. The privilege of fair comment “ ‘afford[ed] legal immunity for the honest expression of opinion on matters of legitimate public interest when based upon a true or privileged statement of fact.’ ” (Emphasis added.) Id., quoting 1 Harper & James, Law of Torts (1956) 456, Section 5.28. Given this, and the other “established safeguards” already recognized under the First Amendment, the United States Supreme Court expressly declined to recognize “still another * * * protection for defamatory statements which are categorized as ‘opinion’ as opposed to ‘fact.’” Milkovich, 497 U.S. at 17, 110 S.Ct. at 2705, 111 L.Ed.2d at 17. The court determined that the “breathing space” essential for the survival of free expression was “adequately secured by existing constitutional doctrine without the creation of an artificial dichotomy between ‘opinion’ and ‘fact.’ ” Id. at 19, 110 S.Ct. at 2706, 111 L.Ed.2d at 18.
In Vail, we expressly conceded that, in the interval since Scott, the United States Supreme Court had decided that “ ‘opinion’ is afforded no additional protection under the United States Constitution.” Id. at 281, 649 N.E.2d at 185, citing Milkovich, 497 U.S. at 21, 110 S.Ct. at 2707, 111 L.Ed.2d at 19. Even so, we determined that “[rjegardless of the outcome in Milkovich, the law in this state is that embodied in Scott. The Ohio Constitution provides a separate and independent guarantee of protection for opinion ancillary to freedom of the press.” Id. Though we downplayed the significance of our divergence from the United States Supreme Court in Vail, suggesting that “it may be considered a distinction without a difference,” we also expressly noted that “it does alter the method of analysis. The focus shifts to whether the language under question is to be categorized as fact or opinion.” Id. at 281-282,. 649 N.E.2d at 185.
After applying the Ollman/Scott test in Vail, we decided that the trial court had correctly dismissed the plaintiffs action for failure to state a claim under Civ.R. 12(B)(6), as “the ordinary reader would accept this column as opinion and not as fact. Therefore, the statements are protected under Section 11, Article I of the Ohio Constitution.” Id., 72 Ohio St.3d at 283, 649 N.E.2d at 186. Vail’s syllabus reaffirms Scott’s proposition: “When determining whether speech is protected opinion a court must consider the totality of the circumstances. Specifically, a court should consider: the specific language at issue, whether the statement is verifiable, the general context of the statement, and the broader
III. Wampler v. Higgins
The instant dispute centers on the continuing validity, scope, and proper application of this court’s decision in Vail. Both of the lower courts concluded that Higgins was entitled to summary judgment under the four-part Scott/Vail test because the allegedly defamatory statements contained in his letter to the editor were — as a matter of law — nonactionable expressions of Higgins’s opinions. Wampler raises three interrelated arguments in support of reversal. First, he urges us to revisit Vail and “adopt the approach set forth in the Supreme Court’s Milkovich decision.” In the alternative, Wampler urges us to refrain from extending Vail’s rule to cases such as this, in which the defendant is a private citizen unaffiliated with the media. Finally, he contends that “[i]f the four-part test described in Scott and Vail does apply to this case, it was applied incorrectly by the courts below.” For the following reasons, however, we reject each of Wampler’s arguments.
A
Wampler first urges us to revisit Vail, to abandon the Scott/Vail test, and to adopt the approach set forth by the United States Supreme Court in Milkovich. In support of this argument, Wampler relies on Justice Pfeifer’s concurring opinion in Vail. As Justice Pfeifer correctly observed in that case, Section 11, Article I of the Ohio Constitution not only guarantees that every citizen of our state may freely speak, write, and publish his or her sentiments on all subjects, it also expressly provides that every citizen is “responsible for the abuse of the right.” Vail, 72 Ohio St.3d at 285, 649 N.E.2d at 188 (Pfeifer, J., concurring, citing Section 11, Article I, Ohio Constitution). In his merit brief to this court, Wampler refers to this observation in Justice Pfeifer’s concurring opinion and asks us to reconsider our decision in Vail on the basis that the Ohio Constitution “is not broader than the First Amendment to the United States Constitution. To the contrary, it appears to be narrower.” For the following reasons, however, we disagree.
The qualifying language in Section 11, Article I to which Wampler refers could indeed be interpreted as militating against this court’s recognition of any additional speech-protective safeguards under the Ohio Constitution beyond those that are absolutely required by the United States Supreme Court’s interpretation of the First Amendment. See Vail, 72 Ohio St.3d at 286, 649 N.E.2d at 188 (Pfeifer, J., concurring). At least one commentator has suggested
In spite of these observations, however, a majority of this court expressly eschewed the Milkovich approach in Vail. Though the United States Supreme Court determined that still another safeguard for allegedly defamatory speech was unnecessary, Milkovich, 497 U.S. at 17, 110 S.Ct. at 2705, 111 L.Ed.2d at 17, this court decided that the Ohio Constitution requires a different analytical focus — a categorical determination of whether, under the totality of the circumstances, an ordinary reader of the allegedly defamatory statements would deem them to be statements of fact or opinion.
The categorical approach that we reaffirmed in Vail does not conflict with the explicit constitutional qualification noted by Justice Pfeifer in his concurring opinion — that Ohio’s citizens are responsible for the abuse of their right to free speech. Vail’s “separate and independent guarantee of protection” for opinions will apply to the benefit of a defamation defendant only when his or her allegedly defamatory statements constitute, as a matter of law, statements of opinion under Scott’s four-part test. Citizens who abuse their constitutional right to freely express their sentiments by uttering defamatory statements of fact will fail Scott’s test and remain liable for the abuse of that right.
In addition to the foregoing, the principles of stare decisis militate against accepting Wampler’s invitation to reconsider Vail’s six-year-old interpretation of Section 11, Article I. As the United States Supreme Court has noted, “ ‘the doctrine of stare decisis is of fundamental importance to the rule of law.’ ” Patterson v. McLean Credit Union (1989), 491 U.S. 164, 172, 109 S.Ct. 2363, 2370, 105 L.Ed.2d 132, 147, quoting Welch v. Texas Dept. of Highways & Pub. Transp. (1987), 483 U.S. 468, 494, 107 S.Ct. 2941, 2957, 97 L.Ed.2d 389, 410. Like the United States Supreme Court, we recognize that “[o]ur precedents are not sacrosanct, for we have overruled prior decisions where the necessity and propriety of doing so has been established.” Patterson, 491 U.S. at 172,109 S.Ct. at 2370, 105 L.Ed.2d at 148. But “any departure from the doctrine of stare decisis demands special justification.” Id., citing Arizona v. Rumsey (1984), 467 U.S. 203, 212, 104 S.Ct. 2305, 2311, 81 L.Ed.2d 164, 172. This is true even in cases of constitutional interpretation — an area in which the United States Supreme Court has determined that the doctrine of stare decisis is less compelling. See Dickerson v. United States (2000), 530 U.S. 428, 443, 120 S.Ct. 2326, 2336, 147 L.Ed.2d 405, 419 (requiring “special justification,” even in constitutional cases).
Wampler has advanced no compelling justification to revisit Vail and modify our interpretation of Section 11, Article 1. He claims that the Scott/Vail test “creates confusion and ambiguity” in defamation law and has “skewed the balance” between the preservation of free expression and the maintenance of an individual’s right to guard- his reputation, but he cites only the lower court opinions in this very case as support for this contention. Even if we were to agree with Wampler that the lower courts here misapplied Vail’s four-part test— which we do not — we would not abandon Vail’s test on that basis alone.
B
Wampler proposes that should we decide against reconsidering Vail, we should at least limit its application to media defendants. In his merit brief, Wampler notes, “To date, this “Court has not expressly extended Vail and Scott to encompass situations in which the defendant is a private figure.” See, also, Conese v. Nichols, 131 Ohio App.3d at 315-316, 722 N.E.2d at 546. We are not persuaded, however, by Wampler’s proposed distinction between media and nonmedia defendants.
Section 11, Article I is the source of the “separate and independent” protection for opinions that this court recognized in Scott and later reaffirmed in Vail. See Scott 25 Ohio St.3d at 244, 25 OBR at 303, 496 N.E.2d at 701; Vai, 72 Ohio St.3d
Just as the plain language of Section 11, Article I of the Ohio Constitution fails to support Wampler’s proposed distinction between media and nonmedia defendants, our prior cases interpreting that language likewise endorse no such distinction. It is true, as Wampler notes, that in both Scott and Vail, when this court recognized and reaffirmed the Ohio Constitution’s independent protection for opinions, we did so by explicitly referring to the freedom of the press. See Scott, 25 Ohio St.3d at 244, 25 OBR at 303, 496 N.E.2d at 701 (“We find the article to be an opinion, protected by Section 11, Article I of the Ohio Constitution as a proper exercise of freedom of the press”); Vail, 72 Ohio St.3d at 281, 649 N.E.2d at 185 (“The Ohio Constitution provides a separate and independent guarantee of protection for opinion ancillary to freedom of the press”). Wampler contends that because these cases described Ohio’s independent protection for opinions with explicit reference to freedom-of the press, we should decline to recognize that protection in cases such as the one at bar, in which the defendant is a private citizen unaffiliated with the media. We disagree, however, with Wampler’s narrow reading of Scott and Vail.
In Scott and Vail, the plaintiff sued a newspaper and its columnist. Given that each of the defendants in Scott and Vail was affiliated with the print media, it is not surprising that this court announced its holdings in those cases with reference to freedom of the press. In neither case, however, did this court suggest that Ohio’s categorical protection for opinions would not be available to nonmedia defendants such as Higgins who, though personally unaffiliated with the media, utilize a media forum to comment on a matter of public concern.
Wampler claims that in McKimm, we “tacitly acknowledged” that Ohio’s Scott/Vail test is “unwieldy,” and attempted “to bring Ohio closer to the federal test,” under which no categorical protection for opinions applies. As noted above, McKimm concerned an allegedly defamatory cartoon that had been disseminated as part of a campaign brochure. In that case, we reaffirmed Vail’s principle that the freedoms of speech and press are “independently recognized by the United States and Ohio Constitutions.” (Emphasis added.) McKimm, 89 Ohio St.3d at 142, 729 N.E.2d at 369, citing Vail. We analogized federal and state defamation law in McKimm to underscore the fact that under both of these independent systems, when the meaning of an allegedly defamatory statement is in question, courts apply an objective “ordinary reader” test to determine whether an allegedly libelous statement is a false statement of fact. Id. at 144, 729 N.E.2d at 371. Such an analogy need not be read to imply that the threshold Scott test required under the Ohio Constitution is “unwieldy” or unduly speech-protective.
Courts in several other states have declined to recognize the sort of distinction between media and nonmedia defendants that Wampler proposes here, and we find their reasoning persuasive.
We recognize that some state courts have declined to extend the same constitutional protections to nonmedia defendants that are available to media defendants. See, e.g., Greenmoss Builders, Inc. v. Dun & Bradstreet, Inc. (1983), 143 Vt. 66, 461 A.2d 414, affirmed on other grounds (1985), 472 U.S. 749, 105 S.Ct. 2939, 86 L.Ed.2d 593. In Dun & Bradstreet, the Supreme Court of Vermont relied principally on a case from the Supreme Court of Oregon to support its decision distinguishing between media and nonmedia defendants. Id. at 74, 461 A.2d at 418, citing Harley-Davidson Motorsports, Inc. v. Markley (1977), 279 Ore. 361, 366, 568 P.2d 1359, 1362-1363.
In Harley-Davidson Motorsports, the Supreme Court of Oregon decided that in defamation actions against nonmedia defendants, “[t]he crucial elements * * * which brought the United States Supreme Court into the field of defamation law are missing. There is no threat to the free and robust debate of public issues; there is no potential interference with a meaningful dialogue of ideas concerning self-government; and there is no threat of liability causing a reaction of self-censorship by the press.” Id., 279 Ore. at 366, 568 P.2d at 1362-1363. For these reasons, the Supreme Court of Oregon rejected the idea that a private plaintiffs avenue for recovery against a nonmedia defendant “should be made more difficult
These cases that disfavor nonmedia defendants are unpersuasive for a number of reasons. First, as we have already noted, the language of our state’s Constitution requires the “symmetry of treatment of defendants” deemed unnecessary by the Supreme Court of Oregon, for Section 11, Article I independently protects the sentiments uttered by “[e]very citizen” regardless of that citizen’s affiliation or nonaffiliation with the media. Moreover, the Supreme Court of Oregon’s rationale in Harley-Davidson — adopted by the Supreme Court of Vermont in Dun & Bradstreet — rests on the stated premise that restricting nonmedia defendants’ access to constitutional privileges poses no threat to meaningful debate on public issues, and no threat of self-censorship by the press. Harley-Davidson, 279 Ore. at 366, 568 P.2d at 1362-1363. The shortcomings of this premise are particularly evident in cases such as the one at bar, concerning a suit against the author of a letter to the editor published in a local newspaper. Constitutionally significant debate on matters of public concern is not the sole province of the media. See Gilbert v. Bernard (Mass.Super.1995), 4 Mass.L.Rptr. 143, 1995 WL 809550. The robust exchange of ideas that occurs each day on the editorial pages of our state’s newspapers could indeed suffer if the nonmedia authors of letters to the editor published in these forums were denied the same constitutional protections enjoyed by the editors themselves. Accord Jacron Sales, Inc. v. Sindorf (1976), 276 Md. 580, 350 A.2d 688; Kotlikoff v. Community News (1982), 89 N.J. 62, 444 A.2d 1086.
In addition, the courts that decided both Harley-Davidson and Dun & Bradstreet later questioned the analysis contained in those cases. As the Supreme Court of Oregon itself later admitted, its opinion in Harley-Davidson rested in part upon an incorrect assessment of the United States Supreme Court’s defamation jurisprudence. See Wheeler v. Green (1979), 286 Ore. 99, 107, 593 P.2d 777, 783, fn. 5 (conceding that “[i]n Harley-Davidson * * * we erroneously stated that all of the United States Supreme Court cases limiting actions for libel under the First Amendment involved media defendants. That was true of the cases cited to us on this issue and discussed in the opinion. There were, however, no media defendants in [those cases]”). Similarly, the Supreme Court of Vermont’s decision in Dun & Bradstreet was later called into doubt by Ryan v. Herald Assn. Inc. (1989), 152 Vt. 275, 279, 566 A.2d 1316, 1319, fn. 1 (conceding that “[t]he United States Supreme Court’s rejection of this court’s rationale in Dun & Bradstreet * * * casts doubt on the vitality of the distinction for constitutional purposes”).
Justice Brennan, joined by Justices Marshall, Blackmun, and Stevens, similarly stated: “Relying on the analysis of the Vermont Supreme Court, respondent urged that [we restrict] the applicability of Gertz to cases in which the defendant is a ‘media’ entity. Such a distinction is irreconcilable with the fundamental First Amendment principle that ‘[t]he inherent worth of * * * speech in terms of its capacity for informing the public does not depend upon the identity of its source, whether corporation, association, union, or individual.’ ” Id. at 781, 105 S.Ct. at 2957, 86 L.Ed.2d at 617 (Brennan, J., dissenting), quoting First Natl. Bank of Boston v. Bellotti (1978), 435 U.S. 765, 777, 98 S.Ct. 1407, 1416, 55 L.Ed.2d 707, 718.
In his second and third propositions of law, Wampler claims that, even if the Ohio Constitution’s independent protection for opinion speech may be invoked by nonmedia defendants, the trial court erred when it decided, as a matter of law, that Higgins successfully invoked it in this case. We disagree.
As the trial court noted, we examine the totality of the circumstances in order to determine whether a published statement constitutes an opinion protected by the Ohio Constitution. “Consideration of the totality of [the] circumstances * * * involves at least four factors. First is the specific language used, second is whether the statement is verifiable, third is the general context of the statement and fourth is the broader context in which the statement appeared.” Scott, 25 Ohio St.3d at 250, 25 OBR at 308, 496 N.E.2d at 706. “This analysis is not a bright-line test * * *. ‘[T]he totality of the circumstances test * * * can only be used as a compass to show general direction and not a map to set rigid boundaries.’ ” Vail, 72 Ohio St.3d at 282, 649 N.E.2d at 185, quoting Scott, 25 Ohio St.3d at 250, 25 OBR at 308, 496 N.E.2d at 706. See, also, Ollman, 750 F.2d 970, 979-984.
The weight given to any one factor under this inquiry will vary depending on the circumstances of each case. Vail, 72 Ohio St.3d at 282, 649 N.E.2d at 185. “While necessarily imperfect, these factors * * * assist in discerning as systematically as possible what constitutes an assertion of fact and what is, in contrast, an expression of opinion.” Ollman, 750 F.2d at 979. Application of the four-factor test allows courts to assess, with some degree of predictability, the actionability of those statements that fall on the spectrum somewhere between paradigmatic statements of fact (such as “Mr. Jones had ten drinks at his office party and sideswiped two vehicles on his way home”) and paradigmatic statements of opinion (such as “Mr. Jones is a despicable politician”). Id. at 978.
In his second proposition of law, Wampler submits that the task of distinguishing between statements of fact and opinion “should remain the province of the jury, subject only to the condition (as in any case) that there must be sufficient evidence to enable a jury to conclude that the challenged statements are false and defamatory.” As Judge Starr noted for the court in Oilman, however, “the overwhelming weight of post-Gertz authority [holds] that the distinction between opinion and fact is a matter of law. Although the Supreme Court has never directly addressed this issue, the Court has clearly ruled that questions as to other privileges derived from the First Amendment, such as the qualified privilege as to public officials and public figures, are to be decided as matters of law. Moreover, the predictability of decisions, which is of crucial importance in an area of law touching upon First Amendment values, is enhanced when the determination is made according to announced legal standards and when a body
The trial court in this case decided, as a matter of law, that the statements contained in Higgins’s letter to the editor were expressions of his opinions, as opposed to statements of fact, and granted summary judgment in favor of Higgins on this basis. We review the trial court’s decision granting summary judgment de novo, Doe v. Shaffer (2000), 90 Ohio St.3d 388, 390, 738 N.E.2d 1243, 1245, citing Grafton v. Ohio Edison Co. (1996), 77 Ohio St.3d 102, 105, 671 N.E.2d 241, 245, and apply Scott’s test below. We emphasize that, although we have chosen to assess the four Scott factors in the order they were enumerated in that case, “[w]e do not * * * suggest that the four-factor analysis is to be undertaken in a rigid lock-step fashion.” Ollman, 750 F.2d at 980, fn. 17.
1. The Specific Language Used
As Judge Starr noted in Oilman, it is often appropriate to begin an assessment of the totality of the circumstances by analyzing “the common usage or meaning of the allegedly defamatory words themselves. We seek in this branch of our analysis to determine whether the allegedly defamatory statement has a precise
In Scott, assessing an allegedly defamatory newspaper column concerning a school superintendent’s testimony at a hearing, we found that this factor weighed in favor of actionability. Scott, 25 Ohio St.3d at 251, 25 OBR at 309, 496 N.E.2d at 707. Though the column contained no express statement that the superintendent committed perjury at the hearing, we concluded that “the clear impact in some nine sentences and a caption [was] that appellant ‘lied at the hearing after * * * having given his solemn oath to tell the truth.’ ” Id. Though we decided in Scott that the specific language in the column weighed in favor of actionability, we found this factor outweighed by other factors under the totality of the circumstances. Id. at 254, 25 OBR at 311, 496 N.E.2d at 709.
Wampler alleged in his complaint that Higgins’s letter to the editor contained two defamatory statements: (1) that Wampler “forced Ms. McKee out of business by charging her an exorbitant rent” and (2) that Wampler was a “ruthless speculator.” In Wampler’s memorandum in opposition to summary judgment, he specifically discussed additional statements contained in Higgins’s letter: (1) that Wampler was possessed of “self-centered greed” and (2) that Wampler sold his property “for an astronomical sum, to a mindless corporation.” The trial court assessed all of these statements in its opinion and order granting summary judgment, deciding that “the language used by defendant in his letter would be understood by the ordinary reader for just what it is — one person’s frustration with the perceived plight of many small downtown areas due to small business closures and large corporate takeovers. The letter conjures a vast array of highly emotional responses that will vary from reader to reader. None is similar to the typical examples of punishable criminal or disciplinary conduct * * (quoting Vail, 72 Ohio St.3d at 283, 649 N.E.2d at 186, without attribution).
We agree with the trial court that the specific language employed by Higgins in his letter weighs against actionability. Each of the allegedly defamatory statements at issue here resembles the sort of “loosely definable,” “variously interpretable,” “indefinite,” and “ambiguous” statements discussed in Ollman, 750 F.2d at 979-980. Though plainly pejorative in tone, with Higgins describing Wampler as a “ruthless speculator” possessed of “self-centered greed” charging “exorbitant rent,” these phrases are all inherently imprecise and subject to myriad subjective interpretations. See Vail, 72 Ohio St.3d at 283, 649 N.E.2d at
2. Verifiability
Under Scott’s test, we also assess whether an allegedly defamatory statement is verifiable. Scott, 25 Ohio St.3d at 251, 25 OBR at 309, 496 N.E.2d at 707. We seek to determine whether the allegedly defamatory statements are objectively capable of proof or disproof, for “a reader cannot rationally view an unverifiable statement as conveying actual facts.” Ollman, 750 F.2d at 981. “An obvious potential for quashing or muting First Amendment activity looms large when juries attempt to assess the truth of a statement that admits.of no method of verification.” Id. at 981-982.
In Scott, this court decided that this factor, like the first, weighed in favor of the plaintiff, for an accusation of perjury was “an articulation of an objectively verifiable event” that could be proven “with evidence adduced from the transcripts and witnesses present at the hearing.” Scott, 25 Ohio St.3d at 252, 25 OBR at 309, 496 N.E.2d at 707. Unlike an accusation of perjury, however, which may be subject to proof or disproof upon the application of facts to an accepted legal standard, the allegedly defamatory statements contained in Higgins’s letter to the editor are simply not amenable to verification. Had Higgins falsely stated that Wampler sought to double or triple McKee’s rent, instead of simply describing Wampler’s proposal as “exorbitant,” this factor may have weighed more in Wampler’s favor. Such a statement, after all, might be verified with reference to McKee’s most recent lease agreement, compared with a proposed lease agreement containing a specific price term. But Higgins’s description of Wampler’s proposed rent as “exorbitant,” much like his characterization of Wampler as “ruthless,” and his distaste for Wampler’s “faceless,” “mindless,” or “heartless” corporate vendee, are standardless statements not amenable to objective proof or disproof. See Vail, 72 Ohio St.3d at 283, 649 N.E.2d at 186 (finding only the columnist’s references to Vail’s honesty to be objectively verifiable). Moreover, unlike the defendant in McKimm, who indicated to readers that “research documentation” was available in support of the claims made in his campaign brochure, Higgins provided no supporting references in his
3. General Context
Scott’s totality-of-the-circumstances inquiry also includes two distinct “contextual” assessments. Scott, 25 Ohio St.3d at 252, 25 OBR at 309, 496 N.E.2d at 707. One of these is a consideration of the “immediate context” in which the allegedly defamatory statement appears. Ollman, 750 F.2d at 983. We examine more than simply the alleged defamatory statements in isolation, because the language surrounding the averred defamatory remarks may place the reasonable reader on notice that what is being read is the opinion of the writer. Scott at 252, 25 OBR at 309, 496 N.E.2d at 707. Put another way, as Judge Starr explained in Oilman, courts should assess “the entire article or column” because “unchallenged language surrounding the allegedly defamatory statement will influence the average reader’s readiness to infer that a particular statement has factual content.” Ollman, 750 F.2d at 979. In Ollman, the court examined an allegedly defamatory column by Rowland Evans and Robert Novak in its entirety. The court decided — with particular emphasis on hypothetical questions contained in the penultimate paragraph — that the columnists “meant to ventilate what in their view constituted the central questions” raised by the plaintiffs possible appointment as chair of a faculty department. (Emphasis added.) Id. at 987.
Considering Higgins’s allegedly defamatory statements in the context of the entire letter, we find that the average reader of the Circleville Herald would be unlikely to infer that those statements were factual. The gist of Higgins’s letter as a whole is that in his opinion, Wampler forced McKee out of business by charging her too much rent, and that Wampler should have negotiated a lower lease agreement with McKee instead of “selling] out” to a corporation with no direct link to Circleville’s unique history. As in Oilman, the letter’s concluding paragraphs, in particular, place the reader on notice that Higgins sought to “ventilate” his personal frustrations and opinions concerning the loss of a valued downtown business — not to set forth any verifiable statements of fact. See Ollman, 750 F.2d at 987. Higgins’s penultimate paragraph is a vague polemic, attacking a hypothetical “some” who “cheerfully take the money and run and ‘let the public be damned!’ ” The final paragraph, though addressed specifically to Wampler, implausibly suggests that Wampler would “sell the whole town to heartless corporations so that they might turn it into one great, ugly, sprawling shopping mall.” As in Scott, “[w]hile [the defendant’s] mind is certainly made up, the average reader viewing the words in their internal context would be hard pressed to accept [his] statements as * * * impartial reporting.” Scott, 25 Ohio St.3d at 253, 25 OBR at 310-311, 496 N.E.2d at 708.
In addition to examining the allegedly defamatory statements as they appear in context, we also examine “the broader social context into which the statement fits. Some types of writing or speech by custom or convention signal to readers or listeners that what is being read or heard is likely to be opinion, not fact.” (Emphasis added.) Ollman, 750 F.2d at 983. This fourth factor focuses, then, not merely on the internal context within which a particular written statement appears, but on the unmistakable influence that certain “well established genres of writing will have on the average reader.” (Emphasis sic.) Id. at 984.
In Scott, we noted that the allegedly defamatory column about the wrestling coach “appeared on the sports page — a traditional haven for cajoling, invective, and hyperbole.” Scott, 25 Ohio St.3d at 253, 25 OBR at 311, 496 N.E.2d at 708. In both Vail and Ollman, as here, the allegedly defamatory statements appeared in a forum even more traditionally linked to vigorous expressions of opinion regarding matters of public concern — the newspapers’ opinion pages. See Vail, 72 Ohio St.3d at 282, 649 N.E.2d at 185 (noting that the column appeared on the Forum page of the newspaper, and that the words “forum” and “commentary” “convey a message that the reader of columns so designated will be exposed to the personal opinions of the writer”); Ollman, 750 F.2d at 984 (“it is well understood that editorial writers and commentators frequently ‘resort to the type of caustic bombast traditionally used in editorial writing to stimulate public reaction,’ ” quoting Natl. Rifle Assn. v. Dayton Newspapers, Inc. [S.D. Ohio 1983], 555 F.Supp. 1299, 1309).
We agree with the court of appeals that because Higgins’s allegedly defamatory statements appeared in a letter to the editor, “a common forum for citizens of the community to express viewpoints on a wide variety of subjects,” this fourth factor also weighs in Higgins’s favor. Letters to the editor, though at times intemperately worded, are integral to the “robust and uninhibited commentary on public issues that is part of our national heritage.” Kotlikoff 89 N.J. at 73, 444 A.2d at 1092. The “vituperative wording” of these letters serves to warn readers that, in contrast to the factual news articles appearing elsewhere in the paper, the letters are part of a “social forum for personal opinion.” Sall v. Barber (Colo.App.1989), 782 P.2d 1216, 1219. As the Court of Appeals of New York has noted, “[t]he public forum function of letters to the editor is closely related in spirit to the ‘marketplace of ideas’ * * * that' compelled recognition of the privileges of fair comment, fair report and the immunity accorded expression of opinion. These values are best effectuated by according defendant some latitude to publish a letter to the editor on a matter of legitimate public concern * * * free of defamation litigation.” Immuno AG. v. Moor-Jankowski (1991), 77 N.Y.2d 235, 255, 566 N.Y.S.2d 906, 917, 567 N.E.2d 1270, 1281.
Y. Conclusion
For the foregoing reasons, we hold that the Ohio Constitution’s separate and independent protection for opinions, recognized in Scott v. News-Herald and reaffirmed in Vail v. Plain Dealer Publishing Co., is not limited in its application to allegedly defamatory statements made by media defendants. A nonmedia defendant whose allegedly defamatory statements appear in a letter to the editor may invoke the same protection, which may or may not apply depending on the totality of the circumstances. Because we agree with the court of appeals that Higgins could invoke the Scott/ Vail test, and that the statements contained in his letter to the editor were, as a matter of law, nonactionable expressions of his opinions, we affirm the court of appeals’ judgment.
Judgment affirmed.
. For a detailed discussion of the four-part Oilman test, see Part IV below.
. Vail is not the only case in which a majority of this court has interpreted language in Article I of the Ohio Constitution differently than the United States Supreme Court has interpreted its federal counterpart. In Humphrey v. Lane (2000), 89 Ohio St.3d 62, 68, 728 N.E.2d 1039, 1045, this court determined that the Free Exercise Clause contained in Section 7, Article I of the Ohio Constitution was broader than the parallel federal provision, necessitating divergence from the federal test for religiously neutral, evenly applied government actions.
. Accordingly, -Wampler’s first proposition of law — “Libelous statements published by a non-media defendant about a private individual are not constitutionally protected under Section 11, Article I of the Ohio Constitution” — may indeed be an accurate statement of the law in those cases where the allegedly libelous statements are statements of fact under the ScottfVail test.
. Indeed, in Scott, this court noted that “Expressions of opinion are generally accorded absolute immunity from liability under the First Amendment” without qualification based on the status of the defendant. Scott, 25 Ohio St.3d at 250, 25 OBR at 307, 496 N.E.2d at 705, citing, inter alia, Chaves v. Johnson (1985), 230 Va. 112, 119, 335 S.E.2d 97, 102. The Chaves court had decided that an architect’s statements about a competitor were nonactionable statements of his opinions — the architect’s nonaffiliation with the media notwithstanding. Chaves, 230 Va. at 118-119, 335 S.E.2d at 101. Vail’s syllabus and opinion similarly contain no status-based distinction concerning defamation defendants, providing simply that “[w]hen determining whether speech is protected opinion a court must consider the totality of the circumstances” by applying Scott’s test. (Emphasis added.) Vail, 72 Ohio St.3d 279, 649 N.E.2d 182, syllabus. The “speech” referred to in Vail’s syllabus is not
. This court expressly noted in McKimm that the objective tests applied under both federal and Ohio law prevent publishers of false statements of fact from “escap[ing] liability for their harmful and false assertions simply by advancing a harmless, subjective interpretation of those statements.” Id. at 145, 729 N.E.2d at 371.
. See, e.g., Jacron Sales, Inc. v. Sindorf (1976), 276 Md. 580, 592, 350 A.2d 688, 695 (Court of Appeals of Maryland stating, “Nor do we discern any persuasive basis for distinguishing media and non-media cases. * * * Issues of public interest may equally be discussed in media and non-media contexts, and the need for a constitutional privilege, therefore, obtains in either case”); Kotlikoff v.
. In a later ease, Philadelphia Newspapers, Inc. v. Hepps (1986), 475 U.S. 767, 780, 106 S.Ct. 1558, 1565, 89 L.Ed.2d 783, 795, Justice Brennan noted that while the majority reserved the question whether the rule it announced applied to nonmedia defendants, he adhered to his previously expressed view that such a distinction would be improper, citing Dun & Bradstreet, 472 U.S. at 781, 105 S.Ct. at 2957, 86 L.Ed.2d at 617 (Brennan, J., dissenting).
. By referring here to the “other privileges derived from the First Amendment” (emphasis added), the Ollman court suggests that what it had previously referred to as “protection” for opinions, see id. at 975 (“absolute First Amendment protection”), id., 750 F.2d at 975, fn. 7 (“absolute, constitutionally based protection”) operates, procedurally, as a privilege. See, also, id. at 984 (again referring to the “First Amendment’s opinion privilege”). Our majority opinion in Vail never expressly describes the Ohio Constitution’s “separate and independent guarantee of protection for opinion” as a privilege, though some appellate courts, including the court below, subsequently described it as such. See, e.g., Conese, 131 Ohio App.3d at 315-316, 722 N.E.2d at 546; Wampler v. Higgins (May 31, 2000), Pickaway App. No. 2000 CA 5, unreported, 2000 WL 730218, *6; Sovchik v. Roberts (May 9, 2001), Medina App. No. 3090-M, unreported, 2001 WL 490015, *3, fn. 1. The term “privilege” commonly encompasses affirmative defenses by which a defendant “acknowledges at least part of the conduct complained of but asserts that the defendant’s conduct was authorized or sanctioned by law.” Black’s Law Dictionary (7 Ed.1999) 1215. In this sense, a privilege operates as a legal justification or excuse for admittedly tortious conduct. Id. For the sake of clarity, however, we note that a defendant’s attempt to invoke Ohio’s “separate and independent guarantee of protection” for opinions may also be proper in the context of a motion to dismiss for failure to state a claim under Civ.R. 12(B)(6), as was the procedural context in Vail, 72 Ohio St.3d at 283, 649 N.E.2d at 186 (noting the necessity of construing, under Civ.R. 12[B][6], all inferences in the plaintiffs favor). This approach is justified because one of the elements of a private figure’s cause of action in defamation is a false statement, Davis v. Jacobs (1998), 126 Ohio App.3d 580, 710 N.E.2d 1185, and a statement deemed to be an opinion as a matter of law cannot be proven false. See Ollman, 750 F.2d at 976. And though words that are defamatory per se normally carry a presumption of falsity, damages, and malice, this is so “unless published on a privileged occasion.” Becker v. Toulmin (1956), 165 Ohio St. 549, 557, 60 O.O. 502, 506, 138 N.E.2d 391, 397, citing 53 Corpus Juris Secundum, 43, Libel and Slander, Section 8.
Dissenting Opinion
dissenting. Circleville is still a small town, small enough, at least, that anyone who truly cared could quickly learn whether what Higgins wrote about Wampler was true. Also, most people are smart enough to look at who’s
But this case has implications beyond the corner of Scioto and West Main. Thus, I dissent and reiterate my statements in Vail v. Plain Dealer Publishing Co. (1995), 72 Ohio St.3d 279, 285-287, 649 N.E.2d 182, 187-189 (Pfeifer, J., concurring in judgment only), that the Ohio Constitution does not create an additional, separate constitutional privilege for opinion. Instead we should look at whether the statements made are provably false or whether the statements can be reasonably interpreted as stating actual facts about an individual. Milkovich v. Lorain Journal Co. (1990), 497 U.S. 1, 19-20, 110 S.Ct. 2695, 2706, 111 L.Ed.2d 1, 18-19. In this case, I believe that there are enough statements within Higgins’s hyperbole that either are provable as false or could be interpreted as stating actual facts about Wampler that Wampler should have survived summary judgment.
In the end, Wampler may have suffered a few dollars worth of damages — or whatever the going rate is for an apology.