Walton v. Mental Health AssnWalton v. Mental Health Assn
Opinions of the United States Court of Appeals for the Third Circuit
2-23-1999
Walton v. Mental Health Assn
Precedential or Non-Precedential:
Docket 97-2000
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Recommended Citation
“Walton v. Mental Health Assn” (1999). 1999 Decisions. Paper 44. http://digitalcommons.law.villanova.edu/thirdcircuit_1999/44
Filed February 23, 1999
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
No. 97-2000
SANDRA J. WALTON, Appellant
v.
MENTAL HEALTH ASSOCIATION OF SOUTHEASTERN PENNSYLVANIA
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF PENNSYLVANIA
(D.C. No. 96-cv-05682)
District Judge: Honorable Marjorie O. Rendell
ARGUED OCTOBER 7, 1998
BEFORE: Becker, Chief Judge, Nygaard, and Noonan,* Circuit Judges.
(Filed February 23, 1999)
Suite 2330
1601 Market Street
Attorney for Appellant
Nancy C. Ryan (Argued)
Stouffer & Ryan
1515 Market Street
Suite 601
Philadelphia, PA 19102
Attorney for Appellee
OPINION OF THE COURT
NYGAARD, Circuit Judge,
Appellant, Sandra Walton, was fired by the Mental Health Association of Southeastern Pennsylvania (“MHASP“) and sued under the Americans with Disabilities Act of 1990 (“ADA“),
I.
The facts are generally uncontested and are accurately set forth in the District Court‘s Memorandum. See Walton v. Mental Health Assoc. of Southeastern Pa., No. CIV.A.96-5682, 1997 WL 717053 (E.D. Pa. Nov. 17, 1997). We will summarize.
Walton worked for MHASP, an advocacy organization for people with mental illness, from January 1990 until she was terminated on January 6, 1994. She was the Director of Advocacy Consumer Training for New Opportunities (“ACT NOW“), a program within MHASP that provided employment training and job placement for mental health services
Like approximately eighty percent of MHASP‘s employees, Walton is a mental health services consumer. Specifically, she suffers from depression. As a result, she was hospitalized six times between March 1990 and December 1993. Because of her illness, Walton was absent twenty-one days in 1990, forty days in 1991, fifty days in 1992, and fourteen and a half days in 1993 before taking leave on October 26, 1993. On that date, Walton was hospitalized for her illness, and she did not return to work before she was terminated in January 1994. MHASP policy provides eighteen days of sick leave per year.
For over a year before Walton was terminated, the results of the ACT NOW program -- measured by actual job placement -- had declined significantly. ACT NOW was funded through grants from the Office of Vocational Rehabilitation and the City of Philadelphia. The drop in job placements led MHASP executives to fear for the continued sponsorship and existence of the program.
Upon being hospitalized in October 1993, Walton requested a leave of absence without pay. MHASP‘s Human Resources Manager granted her request in a letter in which he stated: “In the near future would you please let me know the expected duration of your leave. It is our policy that a leave without pay should not exceed 6 months.” Walton wrote MHASP a letter indicating that her doctor did not want her to return to work
Walton filed a discrimination complaint with the Pennsylvania Human Relations Commission which, in turn, lodged it with the Equal Employment Opportunity Commission. The Human Relations Commission notified Walton that it had found “No Cause” in its investigation of her complaint, and she requested a Right-to-Sue Notice from the EEOC. Walton then sued MHASP.
II.
Walton‘s first claim is that the District Court erred by denying her petition to amend the complaint to add a claim of discrimination based on the perceived disability of obesity. We review the Court‘s decision for abuse of discretion. See Berger v. Edgewater Steel Co., 911 F.2d 911, 916 (3d Cir. 1990).
When a complaint is not amended within the time that amendments are allowed as a matter of course, a party may amend its complaint “by leave of court or by written consent of the adverse party; and leave shall be freely given when justice so requires.”
The ADA defines disability as “A) a physical or mental impairment that substantially limits one or more of the major life activities . . . ; B) a record of such an impairment; or C) being regarded as having such an impairment.”
We have not recognized a cause of action against an employer who discriminates against an employee because it perceives the employee as disabled by obesity. Nor need we do so now because Walton has not claimed that MHASP discriminated against her because it perceived her as disabled by some impairment that substantially limits one of her major life activities.
Although the ADA does not define “major life activities,” see Kelly v. Drexel Univ., 94 F.3d 102, 105 (3d Cir. 1996), an individual is substantially limited in a major life activity when she is “[u]nable to perform a major life activity that the average person in the general population can perform” or is “[s]ignificantly restricted as to the condition, manner or duration under which [she] can perform a particular major life activity as compared to the condition, manner, or duration under which the average person in the general population can perform that same major life activity.”
Major life activities include “functions such as caring for oneself, performing manual tasks, walking, seeing, hearing, speaking, breathing, learning, and working.”
Finally, Walton argues that the District Court first asked her to amend the complaint and then ignored the petition to amend once filed. See Appellant‘s Brief at 26-27. This is incorrect. The District Court did refer to Walton‘s delay in petitioning to amend. It did not, however, ignore the petition. Nor did the Court deny the petition because Walton delayed. Rather, the District Court addressed Walton‘s attempted amendment in the order granting summary judgment. It denied the petition because Walton failed therein to state a claim upon which relief could be granted. Walton was not prejudiced by the Court‘s decision to deny the petition to amend,1 and the Court did not abuse its discretion.
III.
Walton also appeals the District Court‘s conclusion that she did not produce sufficient evidence of an objectively hostile work environment to make out a prima facie case of harassment. The ADA states that “[n]o covered entity shall discriminate against a qualified individual with a disability because of the disability of such individual in regard to . . . [the] terms, conditions, and privileges of employment.”
The Supreme Court has held that language in Title VII that is almost identical to the above language in the ADA creates a cause of action for a hostile work environment. See Patterson v. McLean Credit Union, 491 U.S. 164, 180, 109 S. Ct. 2363, 2374 (1989). In addition, we have recognized that:
[i]n the context of employment discrimination, the ADA, ADEA and Title VII all serve the same purpose--to prohibit discrimination in employment against members of certain classes. Therefore, it follows that the methods and manner of proof under one statute should inform the standards under the others as well. Indeed, we routinely use Title VII and ADEA caselaw interchangeably, when there is no material difference in the question being addressed.
Newman v. GHS Osteopathic, Inc., 60 F.3d 153, 157 (3d Cir. 1995). This framework indicates that a cause of action for harassment exists under the ADA. However, like other
courts,2 we will assume this cause of action
A claim for harassment based on disability, like one under Title VII, would require a showing that: 1) Walton is a qualified individual with a disability under the ADA; 2) she was subject to unwelcome harassment; 3) the harassment was based on her disability or a request for an accommodation; 4) the harassment was sufficiently severe or pervasive to alter the conditions of her employment and to create an abusive working environment; and 5) that MHASP knew or should have known of the harassment and failed to take prompt effective remedial action. See McConathy v. Dr. Pepper/Seven Up Corp., 131 F.3d 558, 563 (5th Cir. 1998); see also Vendetta v. Bell Atlantic Corp., No. CIV.A. 97-4838, 1998 WL 575111, at *9 (E.D. Pa. Sep. 8, 1998).3
To prove an “abusive work environment” under Title VII, the environment must be shown to be objectively hostile or abusive, and the plaintiff must have perceived it as a hostile or abusive environment. See Harris v. Forklift Sys., Inc., 510 U.S. 17, 22, 114 S. Ct. 367, 371 (1993). Walton would not need to prove that she suffered injury or that her psychological well-being was seriously affected. See
Walton asserts that various comments and actions by her supervisor, Meek, amount to harassment,4 and she argues that the District Court resolved disputed material factual issues to rule on this claim at the summary judgment level. We disagree.
Although it is clear that the relationship between Walton and Meek was poor, Walton has not asserted facts that
would allow a reasonable jury to find that Meek harassed her because of her disability. See, e.g., Uhl v. Zalk Josephs Fabricators, Inc., 121 F.3d 1133, 1137 (7th Cir. 1997) (“A personality conflict doesn‘t ripen into an ADA claim simply because one of the parties has a disability.“). The fact that Meek‘s behavior toward Walton may have been offensive does not indicate that it was based on Walton‘s disability. Finally, we agree with the District Court‘s conclusion that, “[a]ll of these alleged incidents -- considered both individually and together -- fall far short of meeting the Harris standard.” Walton, 1997 WL 717053, at *14.
IV.
Walton‘s disparate treatment claim asserted that MHASP fired her while she was on leave because of her disability. She now argues that she presented enough evidence to raise an inference of pretext regarding MHASP‘s stated reason for firing her, and thus to avoid summary judgment. The McDonnell Douglas Title VII burden
Once the employee has established a prima facie case, “the burden of production shifts to the employer to `articulate some legitimate, nondiscriminatory reason for the employee‘s rejection.’ ” See Fuentes v. Perskie, 32 F.3d
759, 763 (3d Cir. 1994) (quoting McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802, 93 S. Ct. 1817, 1824 (1973)). The District Court determined that MHASP had articulated a legitimate, nondiscriminatory reason when it claimed that Walton‘s failure to provide ACT NOW with the necessary leadership and her extensive absences had led it to fear for the program‘s future and therefore to dismiss Walton. See Walton, 1997 WL 717053, at *6.
Because MHASP stated a “legitimate, nondiscriminatory” reason for its action, Walton, to defeat summary judgment, had to “point to some evidence, direct or circumstantial, from which a fact finder could reasonably either (1) disbelieve the employer‘s articulated legitimate reasons; or (2) believe that an invidious discriminatory reason was more likely than not a motivating or determinative cause of the employer‘s action.” Lawrence, 98 F.3d at 66. These options enable a plaintiff to survive summary judgment, without direct evidence, by producing “sufficient evidence to raise a genuine issue of fact as to whether the employer‘s proffered reasons were not its true reasons for the challenged employment action.”6 Sheridan v. E.I. DuPont de Nemours and Co., 100 F.3d 1061, 1067 (3d Cir. 1996) (en banc).
The defendant‘s intent in dismissing the plaintiff is a factual question. See Chippolini v. Spencer Gifts, Inc., 814 F.2d 893, 899 (3d Cir. 1987) (en banc). Therefore, if Walton can point to evidence that calls into question MHASP‘s intent, she “raises an issue of material fact which, if genuine, is sufficient to preclude summary judgment.”
The District Court concluded that Walton had not offered any evidence from which a reasonable jury could find that MHASP‘s proffered reason for terminating Walton was
pretextual. See Walton, 1997 WL 717053, at *7-10. Walton argues that she produced both direct and indirect evidence that MHASP‘s stated reasons were pretextual. She did not, and we will affirm the District Court.
A. Direct Evidence of Pretext
Walton points to evidence that the high attrition rate in the ACT NOW program, which MHASP claimed showed a declining level of productivity in the program, “had long been known to defendant,” Appellant‘s Brief at 42, and was due to such uncontrollable factors as the program participants’ “unreasonable expectations, insubordination, absenteeism and drug abuse.”
Walton notes that it was Meek who pointed out numerous faults in the program and claims that her veracity is in doubt because she is the person who purportedly harassed Walton. However, MHASP‘s knowledge of ACT NOW‘s faltering results and of Walton‘s significant absences did not depend on Meek‘s reports, and Walton has not suggested that the data MHASP relied upon was incorrect.7
B. Indirect Evidence of Pretext
Walton asserts that the timing and circumstances surrounding her dismissal are sufficient to support an inference that MHASP‘s stated reasons for terminating her are pretextual. Factors including “the timing of an employee‘s dismissal, and the employer‘s treatment of the employee could raise an inference of pretext which would make summary judgment for the employer inappropriate.” Josey v. John R. Hollingsworth Co., 996 F.2d 632, 638-39 (3d Cir. 1993).
Walton cites White v. Westinghouse Electric Co., 862 F.2d 56 (3d Cir. 1989), for authority that the circumstances surrounding her discharge may be sufficient to raise a genuine issue of material fact and preclude summary judgment. White was dismissed when he was three months short of serving thirty years, upon which he would have been entitled to greater retirement benefits and the option to retire at a younger age. We decided that these circumstances indicated that White was discriminated against based on his age. However, the rationale behind White was rejected by the Supreme Court in Hazen Paper Co. v. Biggins, 507 U.S. 604, 113 S. Ct. 1701 (1993). In Hazen, the Court considered a claim under the ADEA by an employee who had been fired just before his pension would have vested. In holding that the employer did not violate the ADEA by firing the employee to prevent his pension from vesting, the Court emphasized that a firing that may be wrongful in one sense (to purposefully avoid paying benefits, for example) is not necessarily wrongful under the ADEA (or, in Walton‘s case, the ADA) “unless the protected trait actually motivates the employer‘s decision.”
To consider timing and/or employee treatment in relation to a dismissal as evidence of discrimination, there must be some logical connection between the timing or treatment and the possibility of the particular discrimination at issue. For example, in Josey, 996 F.2d at 632, a company owned by seven white shareholder employees adopted a new preference for hiring and maintaining shareholders in the midst of unrest following the promotion of a black nonshareholder supervisor ahead of a white shareholder. We found that the timing of the adoption of the new company policy preferring shareholders, together with facts that indicated racial prejudice by at least one shareholder, was sufficient to create an issue of fact as to whether the action was racially motivated. See
Walton asserts that MHASP‘s hiring of her replacement a month before she was notified that she had been fired showed that the reasons it gave for her dismissal were pretextual. Although she was fired while on leave and was not given notice that she had been replaced until she was about to return to work, it would be wrong to infer from this that MHASP‘s decision to dismiss her was based on her disability. Here, nothing connects
V.
Finally, Walton argues that the District Court erred by holding that her proposed accommodation (being left on extended leave) created an undue burden on MHASP. Under the ADA, discrimination includes: “not making reasonable accommodations to the known physical or mental limitations of an otherwise qualified individual with a disability who is an applicant or employee, unless [the employer] can demonstrate that the accommodation would impose an undue hardship on the operation of the business of such [employer].”
The circuits disagree whether the burdens of production and persuasion on the issues of reasonable accommodation and undue burden are properly placed on the plaintiff or the defendant, or are divided between them. See Borkowski v. Valley Cent. Sch. Dist., 63 F.3d 131, 136-37 (2d Cir. 1995) (recounting the various approaches). We now, like the District Court, “chart a middle course,”
First, the plaintiff bears the burden of proving that she is otherwise qualified; if an accommodation is needed, the plaintiff must show, as part of her burden of persuasion, that an effective accommodation exists that would render her otherwise qualified. On the issue of reasonable accommodation, the plaintiff bears only the burden of identifying an accommodation, the costs of which, facially, do not clearly exceed its benefits. These two requirements placed on the plaintiff will permit district courts to grant summary judgments for defendants in cases in which the plaintiff ‘s proposal is either clearly ineffective or outlandishly costly.
Following a prima facie showing by the plaintiff that a reasonable accommodation exists which would make her qualified, the burden shifts to the defendant to prove either that the accommodation is unreasonable or that it creates an undue hardship for the defendant. See
This distribution of burdens is both fair and efficient. The employee knows whether her disability can be accommodated in a manner that will allow her to successfully perform her job. The employer, however, holds the information necessary to determine whether the proposed accommodation will create an undue burden for it. See
Walton asserts that MHASP should have accommodated
her by continuing her leave of absence without firing her.9 The
We will affirm because Walton‘s requested accommodation -- continued leave -- would have created
an undue burden on MHASP. Reasonable accommodations are “[m]odifications or adjustments to the work environment, or to the manner or circumstances under which the position held or desired is customarily performed, that enable a qualified individual with a disability to perform the essential functions of that position.”
Walton attempts to use MHASP‘s past grants of unpaid leave against it by arguing that these instances show that the leave was a reasonable accommodation. Here, Holbrook v. City of Alpharetta, Georgia, 112 F.3d 1522 (11th Cir. 1997), is informative. In Holbrook, the city accommodated a visually-impaired police detective for a significant period of time with respect to essential functions of his job which he could not perform without assistance. The court held that the city‘s decision to cease the accommodations did not violate the ADA because the city‘s original accommodations exceeded the level that the law required. See
VI.
In sum, Walton has not convinced us that the District Court erred by granting MHASP‘s motion for summary judgment on her claims of harassment, disparate treatment, and failure to accommodate. Nor has she shown that the District Court erred by not allowing her to amend her complaint. Accordingly, we will affirm.
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