John Christian WALTER, Plaintiff and Appellee, v. John Edward FUKS, Defendant and Appellant.
No. 26088.
Supreme Court of South Dakota.
Decided Aug. 29, 2012.
2012 S.D. 62. Argued On March 20, 2012.
820 N.W.2d 761
KONENKAMP, Justice.
[¶ 1.] While driving a farm tractor down a county road, defendant turned unexpectedly and struck plaintiff‘s motorcycle as plaintiff was trying to pass on the right. At trial, defendant asserted that plaintiff was driving under the influence of alcohol at the time and was barred from recovering based on contributory negligence and assumption of the risk. A jury returned a verdict for plaintiff. On appeal, we conclude that the circuit court erroneously instructed the jury on the presumptions applicable only to criminal prosecutions for DUI. Also, plaintiff‘s repeated violations of the court‘s in limine order, improperly disclosing that plaintiff was not prosecuted for DUI, unfairly suggested to the jury that law enforcement officials had effectively resolved the issue whether plaintiff was driving under the influence.
Background
[¶ 2.] On May 19, 2009, John Walter and Dale Morck drove their motorcycles in and around the Yankton and Springfield areas of South Dakota. They stopped at various bars and got their books stamped as part of a summer-long poker run. Their first stop was at a bar outside of Yankton around 2:25 p.m. There, they each consumed one beer. Walter recalled that over the course of the next two hours, he and Morck stopped at three more establishments, and he drank a little over three more beers. Morck, on the other hand, remembered stopping at a total of five bars and that he and Walter consumed about six beers each. They left the last bar around 4:30 p.m. to head back to Springfield.
[¶ 4.] After the accident, Fuks drove his tractor back to his farm, a short distance away. While he was gone, an ambulance arrived. Teresa Holland, an EMT from Tabor, tended to Walter. She found him with significant injuries, but she smelled no odor of an alcoholic beverage. Yankton County Deputy Sheriff Dan Christianson also arrived on the scene. By this time, Fuks had returned. Officer Christianson took statements from Fuks and Morck. He also issued Morck a preliminary breath test for alcohol, which indicated a blood alcohol content (BAC) of .055%. Because Morck‘s BAC was below the legal limit of .08%, Officer Christianson told Morck he was free to leave.
[¶ 5.] Walter was taken by helicopter to Sioux Falls for treatment. There, a blood sample was drawn at 6:25 p.m. The test showed a BAC of .058%. A second blood sample was drawn around 7:38 p.m., at the request of investigating officers, and was forwarded to the State Chemical Laboratory in Pierre. Roger Mathison, a chemist for the State, determined Walter‘s BAC to be .042%. By extrapolation, Mathison concluded that at the time of the accident, Walter‘s BAC would have been .087%.
[¶ 6.] As a result of the accident, Walter sustained compound fractures of his left elbow, pelvis, and knee, requiring multiple surgeries. He missed eight months of work as a correctional officer at the Mike Durfee State Prison. In the end, he sustained a 9% whole person impairment rating and incurred $160,745 in medically-related expenses.
[¶ 7.] Walter sued Fuks for negligence. Fuks answered denying negligence and asserting the affirmative defenses of contributory negligence and assumption of the risk. He later moved for summary judgment asserting that Walter was legally under the influence of an alcoholic beverage at the time of the accident, making him contributorily negligent more than slight. As support, Fuks offered an affidavit from Mathison that Walter‘s BAC at the time of the accident was .087%, above the legal limit of .08%. The circuit court denied the motion.
[¶ 8.] Among other pretrial motions, Fuks moved to prevent Walter from eliciting testimony or offering evidence that Walter was not criminally prosecuted as a result of his BAC at the time of the accident. The court granted the motion, declaring that no questions could be asked “regarding any citation, charge of a criminal nature that was—was brought or was not brought.” But later during a deposi-
[¶ 9.] A jury trial was held in May 2011. Fuks admitted negligence, leaving for the jury the issues of causation, contributory negligence, assumption of the risk, and damages. To prove Walter was under the influence of an alcoholic beverage, Fuks offered expert testimony that based on Walter‘s .087% BAC at the time of the accident, Walter would have experienced a “feeling of euphoria, of well-being, everything is good and it‘s going to stay good, going to charge through, don‘t really stop and think about all the consequences, all the things that could go wrong as you would if you were sober and a sober person may well judge the situation completely differently and might have stopped before the tractor had a chance to turn in on him.” Fuks argued that had Walter not been drinking he would have avoided the tractor bucket as Morck was able to do. Walter, on the other hand, presented evidence that his BAC was .062% at the time of the accident, that no one thought he appeared to be under the influence of alcohol, and that he operated his motorcycle as an ordinary person would have under the circumstances.
[¶ 10.] The jury found for Walter. By special verdict, it concluded that Fuks‘s negligence was the legal cause of Walter‘s injuries, and that Walter was contributorily negligent, but not more than slight. Walter was awarded $520,754.
[¶ 11.] In his motion for a new trial or judgment as a matter of law, Fuks argued that Walter committed misconduct during the trial when he violated the court‘s in limine orders. In particular, Fuks alleged that Walter improperly and prejudicially injected issues concerning Fuks‘s insurance and financial status, as well as Walter‘s lack of criminal prosecution and his sexual dysfunction. Fuks further asserted that the court abused its discretion when it allowed Walter to examine non-legal experts on the criminal laws related to driving under the influence, and allowed Walter to examine a witness beyond the scope of the prior examination. Finally, Fuks argued that it was improper and prejudicial for the court to instruct the jury on the presumptions applicable to a criminal prosecution for driving under the influence. His motions were denied.
[¶ 12.] Fuks appeals asserting that (1) Walter committed misconduct during the trial when he improperly injected the issues of insurance, financial status, lack of criminal prosecution, and sexual dysfunction into the trial, (2) the court abused its discretion with certain evidentiary rulings, (3) Instruction 19A on DUI presumptions was improper and prejudicial, and (4) the court erred when it denied his motion for a judgment as a matter of law that Walter was legally under the influence of alcohol, and therefore, contributorily negligent more than slight. As they are dispositive, we address only the DUI presumptions instruction and the violations of the in limine order regarding lack of prosecution.
[¶ 13.] Walter requested a jury instruction on the presumptions applicable to criminal prosecutions for driving under the influence. He asked the court to instruct the jury that if a person‘s BAC is .05% or less, the person is presumed not to be under the influence, and if a person‘s BAC is more than .05%, but less than .08%, there is no presumption that the person was or was not under the influence of an alcoholic beverage. See
[¶ 14.] Fuks relies on Fossum v. Zurn, 78 S.D. 260, 272, 100 N.W.2d 805, 811 (1960). There, this Court ruled that the predecessor to
[¶ 15.] Instruction 19A told the jury:
An analysis of the Plaintiff‘s blood taken after the accident has been received as evidence. The amount of alcohol in the Plaintiff‘s blood at the time alleged as shown by chemical analysis may give rise to the following presumptions:
1. If there was .05 percent or less by weight of alcohol in the defendant‘s [sic] blood, it shall be presumed that the defendant [sic] was not under the influence of an alcoholic beverage.
2. If there was in excess of .05 percent, but less than .08 percent by weight of alcohol in the defendant‘s [sic] blood, such fact shall not give rise to any presumption that the defendant [sic] was or was not under the influence of an alcoholic beverage.
These presumptions created by statute are not conclusive and may be considered in connection with all other evidence submitted in the case.
The wording of this instruction came from
[¶ 16.] Trial courts have broad discretion in instructing a jury, but their instructions must provide a full and correct statement of the law. Papke v. Harbert, 2007 S.D. 87, ¶ 13, 738 N.W.2d 510, 515 (citations omitted). Because Fuks is challenging an instruction, he bears the burden of proving that the instruction was not only erroneous, but also prejudicial. See id. (citing First Premier Bank v. Kolcraft Enter., Inc., 2004 S.D. 92, ¶ 40, 686 N.W.2d 430, 448). To be prejudicial, the erroneous instruction must have in all probability produced some effect upon the verdict and be harmful to the substantial rights of a party. Id.
[¶ 17.] We have not previously addressed whether it is proper in a civil case to instruct a jury on the criminal presumptions in
[¶ 18.] In accord with most other jurisdictions, we conclude that our presumptions statute,
2. Violations of In Limine Orders
[¶ 19.] Fuks contends that Walter‘s multiple violations of the court‘s rulings in limine were prejudicial and denied him a fair trial. We think the circuit court adequately addressed most of the violations at the time they occurred. One vio-
[¶ 20.] Once highly prejudicial matters are brought before the jury, objections and instructions to disregard cannot always dispel the harmful effect. Kjerstad v. Ravellette Publ‘ns, Inc., 517 N.W.2d 419, 427 (S.D. 1994) (citation omitted). One advantage to a ruling “in limine is not having to object in the jury‘s presence....” Id. at 427. In this way, the prejudicial impact from asking questions and making objections on inadmissible evidence before the jury is alleviated. Under our rules, “[i]n jury cases, proceedings shall be conducted, to the extent practicable, so as to prevent inadmissible evidence from being suggested to the jury by any means, such as making statements or offers of proof or asking questions in the hearing of the jury.”
[¶ 21.] Walter was clearly prohibited from broaching, through testimony or otherwise, the fact that he was not charged criminally. By disclosing he was not prosecuted for DUI, he was able to suggest to the jury that law enforcement authorities had effectively resolved the issue whether he was driving under the influence. Counsel for Walter later excused this as merely asking an “inartful question.” But this will not do. Litigants and their attorneys bear the responsibility to follow punctiliously a court‘s in limine orders. Walter also contends that Fuks opened the door to questions about lack of criminal prosecution. Yet Walter was specifically instructed that in such an event he was to approach the bench and ask permission before posing any questions on this forbidden subject. See Kjerstad, 517 N.W.2d at 427. That never happened.
[¶ 22.] We review denials of mistrial and new trial motions for an abuse of discretion. Schmidt v. Royer, 1998 S.D. 5, ¶ 9, 574 N.W.2d 618, 621. “[I]ntentional introduction of prejudicial evidence through a violation of [an in limine ruling] can serve as the basis for a new trial.” Loen v. Anderson, 2005 S.D. 9, ¶ 16, 692 N.W.2d 194, 199 (citing First Premier Bank, 2004 S.D. 92, ¶ 6, 686 N.W.2d at 436) (additional citations omitted). For a violation of an in limine order to serve as the basis of a new trial, (1) the order must be specific in its prohibitions, (2) the violation must be clear, and (3) the violation must be prejudicial. Kjerstad, 517 N.W.2d at 426. “Prejudicial error is error which in all probability produced some effect upon the jury‘s verdict and is harmful to the substantial rights of the party assigning it.” Id. (citation omitted). We conclude that the in limine order was specific; in fact, it was given twice. Also the violation was clear. And in all probability it produced some effect upon the jury‘s verdict and was harmful to Fuks‘s right to a fair trial. See id. Thus, the circuit court abused its discretion in not granting a new trial.
[¶ 23.] Finally, as to Fuks‘s claim that he was entitled to a judgment as a
[¶ 24.] Affirmed in part, reversed in part, and remanded for a new trial.
[¶ 25.] GILBERTSON, Chief Justice, and ZINTER, SEVERSON, and WILBUR, Justices, concur.
Notes
Instruction 19
No person may drive or be in actual or physical control of any vehicle while:
(1) There is 0.08 percent or more by weight of alcohol in that person‘s blood as shown by chemical analysis of that person‘s breath, blood, or other bodily substance; or
(2) Under the influence of an alcoholic beverage.
This statute sets the standard of care of a reasonable person. If you find that John
Instruction 20
A person is under the influence of an alcoholic beverage when as a result of drinking an alcoholic beverage his physical or mental abilities are impaired to the extent that the person is not able to drive a vehicle in the manner a person of ordinary prudence would drive under the same or similar circumstances.