*1 PETITION FOR GRANTED. REVIEW
The BIA s order AFFIRMED IN PART
and VACATED IN PART. The RE- case is proceed-
MANDED to BIA for further
ings. THOMAS, L.
Walter Petitioner-
Appellant,
Jerry GILMORE, Warden, Pontiac Center, Respondent-
Correctional
Appellee.
No. 97-1854. Appeals,
United States Court of
Seventh Circuit.
Argued Feb. 1998. May Decided 1998. g
Rehearing Suggestion for Rehearin
En Banc Denied June
514 into, he broken and which she
which had perfume. large quantity of had stored a (who previous admitted to his boss Thomas burglaries garage) stabbed the vic- from her, times, killing poured per- 12 then tim body, garage, fume over her floor parked garage, the car and perfume in an lit the effort obliterate and garage of crime. The the traces complex gone condominium exploded. flames the car After the up in had routine, murder, resumed his normal nothing happened. had acting as He dis- weapon and cleaned his carded murder sweater, and, arrested, at when blood-stained eventually guilt, though he first denied his confessed. the murder was committed in
Because
committing
felony,
another
course
eligible
for the
under Illinois law
death
/9-1(a)(6), formerly
5
Ill.
penalty. 720 ILCS
38, para. 9-1. At his
Rev.Stat.1985 ch.
sen
tencing hearing the
heard evidence of
Gardner,
&
(argued),
Latham
Carton
Mark
720
aggravating
mitigating
and
factors.
both
Hartman,
IL,
Chicago, Marshall
Douglas,
J.
/9—1(c),(g).
prosecution empha
5
ILCS
IL,
Center, Chicago,
Alan
Capital Resource
history.
Thomas’s criminal
sized
Freedman,
Justice,
Center for
M.
Midwest
prior
of six
assaults on
had been convicted
IL,
Petitioner-Appellant.
Chicago,
for
women,
attempts
primarily involving
sexually
knifepoint to rob and
assault them.
George
Moutoussamy
(argued),
Penelope
raped
cases
In one
these
he
woman
General,
Attorney
Appeals
Criminal
Office of
(The rape
times
also stabbed her.
three
and
Division, Chicago, IL,
Respondent-Appel-
for
sentencing hearing.)
at the
victim testified
lee.
carjacked
woman and at
In another he
POSNER,
Judge,
get
Chief
and
knifepoint
Before
her to drive to a
tried
.
RIPPLE,
Judges.
area;
deliberately
and
Circuit
CUMMINGS
collided with
secluded
and,
thrust,
eluding
car
his knife
another
POSNER,
Judge.
Chief
(She
testified.)
Thomas had
fled.
leg.
one of his teachers with a table
struck
Illinois
Thomas was convicted in an
Walter
other
his
murder,
He had committed
and three
burglary,
in 1987
and
state court
juvenile.
he was a
arson,
offenses when
When
aggravated
sentenced
and was
murder,
he
remedies,
questioned
connection with
exhausting his
After
state
death..
joke.
previous offenses as a
Thomas,
dismissed his
People v.
137 Ill.2d
see
for
He
no remorse either
those
(1990);
exhibited
People v.
pose as he used the plain error does not N.E.2d review (Toward rebuttal, said, the end of Gramley, v. procedural cure a default. Neal every night- Cir.1996). Thomas woman’s “Walter 843-44 mare”—a theme to which the seem, in other This not cases resonance.) In- evidence would have added be, entirely satisfactory not resolu- deed, that if Thomas’s predictable it is law- tion, prosecutor appealing since was yer path that his current law- had taken objection prejudice an racial taken, says we yer she should have would magnified ap- appeal. But in context argument that now be faced pears only purpose that the of the remark wrong psy- choice—that following a was to that Thomas was establish chological too evidence was thin be worth behavior; pattern in his and his assaultive jury—and a putting before that therefore object- not testified later that she had sentencing hearing new should be ordered. not it an ed because she had considered Gramley, prosecution appeal prejudice. is Emerson v. The His best case su racial suggest possible racial did not elsewhere a pra, where we held that failure investi crimes; history, was gate in a in motive for Thomas’s remark the defendant’s case fleeting planted too to have such mitigation evidence at all was intro and isolated which no mind; jury’s and the sentencing hearing, suggestion entitled him duced at testify hearing. history, detective never did about race to a new Emerson’s howev er, including any The remark did garish shocking, of Thomas’s victims. was trial, from seriously age prevent at the Thomas fair being shot and wounded process Mm deny so it did not due arrived for work- at Mount Hospital. Sinai DeChristoforo, Lying hospital lot, Donnelly wait parking law. U.S. Mr. nurse, 637, 642-43, 1871-72, placed Thomas accosted the knife to S.Ct. throat, (1974). her grabbed her the wrists and led L.Ed.2d her nearby park. point, to a At that some- magnitude No error of constitutional Thomas; tMng frightened Mr. he released sentencing hearing. committed The the victim and scene. fled the court is judgment the district therefore pattern A continued. few months la- Affirmed. ter, Mr. Thomas attacked another nurse in the parking hospital. lot of that same On RIPPLE, Judge, dissenting. Circuit occasion, knife, that wielding Mr. began Mr. Thomas’ with the law troubles car, ordered the nurse into her told her to years when he was old.1 In Febru- fourteen clothes, take off purse. and stole her ary Mr. attacked a female Again, Mr. apparently scared attending. teacher at the he was school off opportunity before he had the to assault attack, Mr. accosted that teach- sexually crimes, his victim. For these two knife, and, holding er with a while the knife adjudicated Mr. Thomas was a delinquent throat, attempted to her to lead her down the ward of the court committed to the later, hall. Several months Thomas at- Department Corrections, Juvenile Divi- During tacked another teacher. female sion, for During time, fifteen months. attack, Mr. struck Thomas twice the teacher Mr. Thomas psycholog- underwent numerous leg. face with a table these two For ical examinations and was treated with at offenses, adjudicated a de- least psychothera- six months of one-on-one linquent pro- minor six and received months py. juvenile Mr. Thomas’ records contain During probation, bation. Mr. Thomas ample evidence of these examinations and was examined the Clinical Division of the treatments and indicate serious concern Court. individual conducting Juvenile with Mr. Thomas’ mental health. the examination2 concluded Mr. Thomas February On an initial examina- “explosive” could be “poor at times and had tion psychologist was conducted associ- impulse control.” He further noted that Mr. County ated with the Cook Juvenile .Court. tendency explo- Thomas had a to “act out in The psychologist reported that Mr. Thomas *7 ways” sive when “irritated and frustrated.” IQ placing had an of him at the “low end The examiner Mr. Thomas concluded range of the intelligence.” dull normal of was an intelligence” individual of “limited psychologist The also concluded that Mr. who “is new unable to handle stresses and Thomas exhibited elements of a “schizoid concepts always and does not tolerate au- personality.” further He noted that Mr. examiner, very thorities well.” This howev- signs Thomas exhibited of “conflict with the er, did not believe that Mr. in Thomás was opposite by sex” and felt threatened female any psychiatric need of care and concluded authority figures. Finally, psychologist the “thinking there was no disorder.” counseling recommended and warned that
It long placed was not Mr. Mr. before Thomas should be under “strict juvenile in morning supervision” prevent back court. On the controls in of and order wrongdoing. October he attacked a nurse as his involvement further in part, transcript the 1. For most the information contained taken from the of Mr. in Thomas' sen- following the has been discussion taken from the tencing hearing which found in the state court psychiatric reports ju- record, contained in Mr. Thomas' transcript trial volume numbers 44-46. deposition venile records and the of Mr. Thomas’ trial defense was counsel which taken in connec- conducting 2. The the name and title of individual post-conviction proceeding. tion with the state this been had redacted from the The reports can he found volume in report Accordingly, found in the we do record. post-conviction one of the record state of the professional background not know the 10-24; proceeding deposition at labs can be findings individual are whose contained in that addition, found tab 1 in the volume. In same n (cid:127) report. following some information in discussion was “very and juvenile Thomas suffered from real seri- report, this reviewing After problem.” of light In this “dangerous it ous was court concluded problem, Ac- the doctor warned that Mr. Thomas to walk the street.” Thomas] allow [Mr. quite dangerous, par- regarded “no “must be as the court decided cordingly, , ticularly point view.” The from of recommend commitment sexual alternative but boy’s that Mr. Thomas prob- this doctor concluded should understanding that psychotherapy. six months of of an emotional receive deeply rooted and lems are addition, court' recom- In nature.” examination, Shortly after Mr. Thom- placed be that Mr. Thomas mended regime psycho- began prescribed of rather than Mental Health Clinic Tinley Park therapy. Mr. Thomas’ treatment consisted The court further punitive institution. weekly meetings In psychologist. with a placement was not stated such addition, EEG examination was conducted an be psychotherapy should available possible, during Mr. Thom- that time. The results of placed. April wherever Mr. Thomas Al- EEG were “borderline abnormal.” as’ placed in the Illinois Thomas Mr. strong though EEG itself was not evi- Boys (“Training Training School State own, its organic damage brain dence School”). electroeneephalographer noted that School, supportive opin- clinical EEG “could be placement Training Prior to psychi- epilepsy” the event that the clinical both a ion Mr. Thomas was evaluated supported that He psychiatrist The record also conclusion. psychologist. atrist and that Mr. Thomas return for a from recommended that Mr. suffered concluded repeat in six months and that he be but noted that he exhib- EEG psychosis” “no overt subject clinical propensities.” In addi- to additional observation “mildly paranoid ited tion, the meantime. psychiatrist recommended that given electroencephalogram At the conclusion of six months of (“EEG”) if he to ascertain had suffered treating psy- psychotherapy, Mr. Thomas’ long a result' of a bout with scarlet damage as chologist reported that Mr. Thomas had diag- youth. psychologist The fever as a significant progress during the six- emotionally as “an dis- nosed Mr. Thomas began regime. Athough Mr. Thomas month youth” concluded that his attacks turbed regime disposition, with a hostile his feeling of his threatened were continuation “a therapist hostility had noted that the subsid- attempts “to increase females” and and that Mr. had im- ed over time masculinity.” psychologist rec- sense proved relationships peers. with his Thomas be involved ommended that Mr. therapist reported that be- psychotherapy” “intensive one-to-one improved institution had havior “psychiatrically prior examined he be significant in his that he had shown interest degree threat release to assess time, welding classes. At that Mr. Thomas poses assess for females and himself psychiatrist re-evaluated the same *8 mildly paranoid propensities.” his place- shortly him his who examined after psychia- Training The placement A his at the ment School. months after few School, Mr. made signif- trist Thomas had Training Mr. Thomas evaluated noted therapy report, progress but cautioned psychiatrist. In his icant another progress by no that Mr. Thomas’ “should psychiatrist stated his examination interpreted suggestion as an strong “a of means be indication Thomas revealed Mr. psychopa- plus degree of emotional Walter out of woods from organicity, a severe addition, strongly suspected thological point of view.” In He psychopathology.” organic noted the inconclusive EEG results suffered from brain doctor that Mr. Thomas suspicion that strong Mr. that an EEG be done and restated damage and ordered degree organ- Thomas suffered from some on The doctor stressed Mr. Thomas. damage.3 organic damage, Mr. ic brain with or without organic question organicity regard possibility of his is still unre- 3. The With to the and, course, electroencephalo- damage, psychiatrist solved stated: Nonetheless, light progress. pattern later, The continued. A few weeks made, psychiatrist Thomas had recom- Mr. Thomas attacked a female medical stu- that Mr. Thomas be mended transferred to dent who was leaving the Medical Center out-patient setting on the condition that mid-afternoon. Mr. grabbed arrangements continuing be made for treat- car, student as she entered her which was psychiatrist psychologist ment or packed on a side street near the Medical regular repeated ups that there be follow put Center. He a knife to her throat and ensure such treatment was indeed get ordered her to in the car and to move taking place. The doctor also recommended over to passenger’s seat. After rummag- that a second EEG be done on Mr. Thomas ing through the purse, student’s Mr. Thomas during out-patient therapy. the course of the pants unbuttoned her and looked down her Accordingly, placed Mr. Thomas was on pa- shirt. remarking After that the student’s ear custody role and to the par- released of his small, was too Mr. Thomas switched seats April Department ents in of Correc- with the victim and ordered her to drive to a tions arrangements records indicate that secluded area. After turning busy onto a were made for Mr. Thomas to con- receive road, the-victim deliberately bumped into the tinuing psychotherapy Englewood car in front of her. When the driver turned Mental Health Center. around, began the victim to waive her arms later, year About one Mr. Thomas reverted and scream. After attempting to stab the pattern ways to his old and the of his earlier victim, Mr. Thomas fled the scene. assaultive behavior toward females resumed. pattern again continued. July On In June Mr. Thomas followed nurse 1973, University Security Illinois leaving University work at the Officer of Illinois (“Medical Center”) observed Mr. Thomas following Medical Center and ac- women near costed her with a knife the Medical getting as she was Center. Each patrol time his place into her car. This attack by, took car drove Mr. Thomas would do “a 180” middle of the afternoon a few blocks way. and walk the other This scenario- away from the Medical Center. After hour; played itself out about ten times over an nurse, threatening kill Mr. Thomas and a half. The officer placed then ripped raped off her clothes and her. Mo- Thomas under arrest for the attacks on the later, ments Mr. Thomas forced the victim to two women. Both victims later identified perform oral sex. He then instructed the him as their attacker. Mr. Thomas was victim to drive the car to a more secluded charged robbery, with armed deviate sexual raped again. kept area where he He her rape assault and for the first attack and was in the car for another hour and a half. Dur- charged attempted rape attempted time, ing that he told the victim that he robbery pleaded armed for the second. He kill would have to her because the last nurse guilty charges against to all -him 'and was raped identified him go and caused him to sentenced to concurrent sentences of four to prison. implored She him to spare her life eight years. Mr. paroled promised that she would not turn him in. 23,1978. February He then parking drove to the lot of a Sears raped foregoing store and her one narrative of Mr. Finally, more time. propensity after instructing the victim to to attack drive to a females evidences either location, very depraved certain Mr. Thomas very took her wallet individual or a dis- (so and driver’s making license he would turbed one. know where the life or death lived), judgment falls, exited her vehicle and fled the as to whether Mr. Thomas *9 conduct, scene. group virtue of his into that small of gram very interesting exactly electroencephalographer saying since it is in the this could vis-a-vis, picture, line organic depending with the clinical it is be on the clinician. This being possibili- recorded right as borderline and the leaves us we where were and we still ty epileptic say of an disorder suspicion cannot be ruled out. have to that there is a of peculiar picture We are damage Certainly, thus faced with the insight of here. the lack of stating organic a clinician displays that this could be that Walter is characteristic of this depending electroencephalogram on the kind of condition. responsibility imposition Illinois the for moral makes of for which reserves criminals 5/9-1, it penalty, 720 ILCS was penalty see the death unwarranted. death jury know that important that the not majority evades this crucial issue history, that a but he had such conduct focusing holding on its concern that history. jury clinical also had such a perfor- to such a standard of deprived information the of that because per a se mance would establish rule that did not uncover it. trial defense counsel comprehensive counsel must make a investi- my view, this failure constituted substandard gation every background of a defendant’s competent representation. I that a believe capital ease which the defendant has a attorney in a representing a defendant crimi- history committed sex-related point would make a nal case of this nature answers, correctly, majority crimes. The its thoroughly with the familiarizing herself by noting firmly that it is history. apprised own fears estab- Once client’s criminal competent must history, reasonably a lished that each case be assessed on its that criminal pos- attorney strong the recognize would also As own merits. the rendition above makes accompanied, sibility it might admits, that it clear, majority and as the this case was, significant psychiatric with a dimension. predator a involves recidivist sexual whose Furthermore, presented given options the behavior, severity frequency, both its record, was no real choice but to there- ought possibili- to have to the alerted counsel jury.. that information to disclose ty psychiatric importance information of a capital sentencing hearing. Under the cir- that, agree majority in a
I
situa
here,
presented
cumstances
is no reason
tion which there
to doubt
family
ability
simply
or of his
conducted
defense
was far
defendant
counsel
assistance,
good
it
performance
render
makes
sense for
below
level of
that one
r'ely upon
Indeed,
their accounts of the
expect.
counsel to
majority
admits
Indeed,
past.
specifi
defendant’s
Strickland
as much. See ante at 515-516.
cally contemplates such reliance.
Strick
See
Having
a good
admitted that
case can be
Washington,
land
466 U.S.
performance
that
up
made
counsel’s
was not
(1984).
2066-67,
4. The contends in the event that have been for counsel to reasonable psychological trial on the counsel discovered shelf and to "stake evidence, swayed jury by convincing all ... could that Thomas presenting "theory generally person yielded that Thomas nice was a decent crazy impulse most of the time but went under certain times an irresistible to violence.” Yet, view, my majority two stimuli.” Ante at 516. later Ante 517. In these theories are *10 that, circumstances, fact, substantially jury might under the it In a concludes same similar. penalty majority engages imposed. then its own as- would not have been psychiatric Gramley, of the evi- See Emerson v. of the worth sessment (7th Cir.1996) (evidence petitioner’s dull; notes the obvious risk that it dence and jurors. IQ, accepted by many psychological problems Two normal might not be and con against giving militate sistent antisocial considerations behavior have con nonacceptance jury juror some vinced at least possibility against one to vote imposition sentence), controlling effect. of the members death cert. de —nied, -, U.S. S.Ct. First, prejudice, in order to show (1997); Aiken, L.Ed.2d 364 Brewer v. a Thomas must show that “there is reason Cir.1991) (petitioner F.2d 857-58 that, unpro probability but for counsel’s able prejudiced by present counsel’s failure to errors, proceeding fessional the results of IQ, damage, evidence of low brain lack of self Strickland, 466 would have been different.” control, susceptibility to influence of others 694, 104 S.Ct. at 2068. Under Illinois U.S. disadvantaged background). law, a defendant cannot receive the death Second, admits, juror objects imposi majority to the as the sentence one possibility rejection tion of"that sentence. See ILCS of such must be 5/9- Thus, case, weighed against 1(g). this Mr. Thomas need the alternate defenses avail- proba guy” show that there is a reasonable able to Mr. Thomas. The “nice defense is, bility unprofessional adequate by panel majority for counsel’s found but essence, errors, juror against no at all.5 one voted defense Its weakness short, juror penalty. emphasized by aggra- if one the death State’s ease that Mr. Thomas’ back vation which believed focused the horrible nature ground penalty unacceptable, of Mr. Thomas’ earlier made death crimes—an account theory, presented that Walter found the first when Thomas she knew could not have n copious psychological evidence summarized committed the murder or the crimes. above, persuasive probability more than the second. There is a reasonable that this strate- gy juror would have convinced least one Indeed, guy” trial counsel’s chosen "nice strat- capacity Mr. Thomas’ diminished for moral re- large part egy because it did not faltered in sponsibility required punishment other than provide jury explanation with an of Mr. death. aberrant This Thomas’ behavior. omission easy jury for the to dismiss the "nice testimony In addition to the of Mr. Thomas’ view Mr. Thomas as defense as irrelevant and to urged mother that she had her son to confess who, words, depraved criminal in the State's police because a had assured that he officer enough neighborhood was "nice to leave his disposition, could obtain a favorable counsel of- people’s neighborhoods go to other to terrorize following testimony. fered the The first witness fact, guy” strategy them.” In the "nice was so was a cousin of Mr. Thomas whom counsel dis- dismiss, easy to it amounted to no at all. defense morning mitigation phase covered the contrast, By strategy combining evidence of accompanied when she Mr. Thomas' mother to "good Mr. Thomas’ with the evidence of side” court. This witness admitted that she was not psychological problems presented would have very "quite but knew close Mr. him picture logical with a more coherent and testimony account well.” Her was limited to an psychologically aof disturbed individual who doing jobs of Mr. Thomas various around the normally may have been able to function in some witness, Wallace, church. The second Noreen life, aspects subject but was nonetheless family, landlord of Mr. Thomas’ testified that she bouts of behavior under certain stimuli. aberrant (cid:127) years had and that he known him for last ten juve- in Mr. Thomas' evidence performed jobs helped odd for her and supports theory—Mr. nile records this neighborhood gatherings. On cross-examina- diagnosed as an individual with a "schizoid tion, admitted, however, that, a substan- tendency” impulse "poor who had control” and time, period tial Mr. Thomas had not lived prone explosive ways.” to "act out family. apartment A former mate testi- diag-
Thomas’ records also reveal that he was apartment fied that he had shared an with Mr. having "very psycho- nosed as real and serious n Thomas, but that he was unaware of his logical problem" admitted and that at least one girlfriend A psychologists criminal record. former live-in testi- strong possibility felt there was a knew could not organic fied that the individual that she that Mr. Thomas suffered some damage have committed the crimes of which he stood as the result aof childhood illness. For example, prepared mitigation ample psychological convicted. Counsel all these group morning given entirely would have different context to witnesses in a session on the girlfriend testimony. the statement of Mr. former their *11 above, that, account set forth unlike the America, of Mr. of no mention Thomas’ UNITED STATES fact, argument, closing Plaintiff-Appellee, its
condition.6 emphasized fact that there the the State Mr. indicating that in the record no-evidence MILWAUKEE, Jones, Arthur CITY OF any from suffered Police, City Milwaukee, of of Chief problems. City Gardner, Chief, of Mil Lawrence course, that we is, well established Department, al., of It Fire et Defen waukee tactical choices of second-guess the shall not dants-Appellees, 689, 104 Strickland, 466 U.S. at counsel. See CULVER, Appeal of: Scott (“Judicial scrutiny of counsel’s S.Ct. at Proposed Intervenor. deferential.”). highly performance must be Nonetheless, choices must be reason those No. 97-3167. Here, simply was unreasonable able ones. Appeals, of United States Court go unanswered the State’s counsel to let for Seventh Circuit. past and to Thomas’ criminal account of Mr. guy exclusively on so-called nice rely the Argued April 1998. defense. May Decided 1998. I believe that Mr.
Because right assistance of the effective
denied Amend- guaranteed by the Sixth
counsel
ment, judgment reverse the of I would
district court. attacks, began aggravation told him its case with the June 1973 Mr. Thomas 6. The State really testimony the nurse Mr. Thomas brutal- "he didn't care about the victims of whom time,” ly raped described that those "were more or less of a on June 1973. The nurse crimes "trying prove graphic joke,” de- that he with Mr. Thomas in ánd man- her encounter testimony presented presented then from hood to his friends.” The State then tail. The State Foster, University testimony employees Illinois two of Donald of Illinois Officer Security First, Department Thomas for of Corrections. Dermis Jen- Officer arrested Mr. observing nings, Sociologist, attacks him follow- described June 1973 after Correctional an University ing Mr. of Illinois interview with Thomas after his conviction women outside gears Jennings The- State shifted for June 1973 attacks. Mr. testified Medical Center. momentarily then presented testimony responsibility of a that Mr. Thomas denied for the complex where Mr. June 1973 attacks that he was of a condominium and claimed tak- resident ing ness, performed janitorial work. This fall some second friends. The wit- Caldwell, employee testified that he once discovered Mr. Robert De- individual Division, garage. Returning partment snooping in his of Corrections Microfilm read attacks, presented description containing the State then from records Mr. the June 1973 testimony prior including juvenile of the crimes of Detective Michael Thomas’ of- Shull circle, Department participat- Coming pre- Chicago full Police who had fenses. the State then testimony investigation June 1973 attacks. the medical student ed in the sented testimony attempted rape Mr. Thomas State followed Detective Shull's whom 22, June student, testimony two Aurora members of the former who had become doctor, provided testimony concerning Department who- were vivid Police involved Dudek, Finally, Thomas. of the murder of Darlene her encounter ’ aggravation by offering its case. The second State closed case into the crime issue . officer, copies juvenile Langston, told the certified Detective Lawrence questioned convictions. Mr. Thomas about and adult when
