*1
ORDER
EDUCATION ASSOCIA-
POCATELLO
In accordance with the mandate of the
TION;
Association;
Idaho Education
Supreme
Court Ysursa v.
Ed-
Pocatello
Fighters
Idaho,
Professional Fire
—
Association,
-,
ucation
U.S.
Inc.;
Employees
Service
International
1093, 1101,
(2009),
S.Ct.
ecuting Attorney, Defendant, Ysursa, capacity Ben in his official as Secretary of for the of Ida- State State
ho; Wasden, Lawrence in his official
capacity Attorney as General for the Idaho, Defendants-Appel-
State of WALL, Plaintiff-Appellant, Joan lants. No. 06-35004.
United Appeals, States Court of ASTRUE, Michael J. Commissioner of Ninth Circuit. Security,* Social Defendant- Appellee.
April Collins, Jeremiah A. Esq., Bredhoff & No. 06-1029. Kaiser, PLLC, DC, Washington, John E. United Appeals, States Court of Rumel, Association, Esq., Idaho Education Tenth Circuit. Irish, Young
Debra Esq., John F. Green- field, Boise, ID, Esq., Chanin, Robert H. March Scott, DC, Esq., Washington, Judith A. for Plaintiffs-Appellees. Carlson, Esq.,
James D. Michael S. Gil- more, Kane, Esq., Esq., Brian P. Office of General, Boise, ID, Attorney Idaho
Defendants-Appellants. CANBY, JR.,
Before: WILLIAM C. A. TASHIMA, WALLACE and CONSUELO CALLAHAN, M. Judges. Circuit * 43(c)(2), R.App. appellee Pursuant to Fed. P. Michael J. in this action. Astrue is substituted for Jo Anne B. Barnhardt
**
Submitted on the briefs:
** 34(f); examining appellate 34.1(G). After R.App. briefs and rec- P. 10th Cir. R. The ord, panel unanimously has determined case is therefore ordered submitted without grant parties’ request for a decision on argument. oral argument. the briefs without oral See Fed. Newall, Springs, District Court for the District of Colorado. Colorado Frederick W. CO, Plaintiff-Appellant. for The district court—after what was obvi- ously thorough review the record— Leone, Attor- J. United States William sup- determined that substantial evidence Bohn, Assistant United States ney, Kurt J. ported the ALJ’s decision and affirmed the Kraus, Special H. Attorney, and Thomas agency’s ruling in December 2005. Claim- Denver, Attorney, Assistant United States appeal. ant then instituted this CO, Defendant-Appellee. Security The Administration Social uses HOLLOWAY, HARTZ, Before five-step to determine framework wheth
BALDOCK, Judges. Circuit er a claimant is disabled under the SSA. BALDOCK, Judge. 416.920; Circuit § 20 v. C.F.R. see also Allen Barnhart, (10th 1140, 1142 357 F.3d Cir. in Febru- Joan Wall was born Claimant 2004). suit, In present alleg the Claimant a recently most worked as ary 1942. She in principle ways. es the ALJ’s erred three 1997 for MCI from October telemarketer First, alleges the ALJ failed to Claimant 1998, and as a customer service April to proper make a step three determination April Telequest for from representative only Aplt. adequately 1999. See Admin. because he failed 1998 to October (hereinafter App.) at 111. Claimant impairments, mental consider her but also in when a injury August suffered 1995 develop the in administrative record the rear end of the vehicle Cadillac struck Second, regard. argues Claimant the ALJ In addi- driving. See id. she concluded, four, incorrectly step tion, injured August in an Claimant was capable performing past is rele in a flooded restroom. 1999 fall work Third, vant work as telemarketer. dispute parties at 330. The do not suggests applied the ALJ an in sought neither nor that Claimant has en- proof weighing correct standard of the late 1999. gaged in substantial work since credibility testimony. ju of her We have supple- for application
Claimant filed § 405(g) risdiction under 42 U.S.C. and 28 security social income benefits mental § 1291. Because we conclude the U.S.C. In disability based on October (1) duty develop already no the ALJ had 2002, Security February the Social Admin- (2) case, record in this utilized extensive claim, initially conclud- istration denied (3) standards, provided a proper legal precluded if ing that even Claimant was decision, explanation for his sufficient work, relevant performing from (4) findings by ultimately supported made work in the perform she could still other evidence, affirm. substantial record we economy. national See id. at 84. Claim- hearing subsequently ant received before I. of that May an ALJ October explanation a short begin with We year, the concluded was not disability Security Administration’s Social meaning of the disabled under the Social analysis and our standard of review. Un- (SSA). January Security Act Act, Security a claimant is the Social der request denied Appeals Council “any to do disabled if she is unable sub- Accordingly, review. the ALJ’s deci- activity by reason of gainful stantial Security Adminis- sion stands as Social physical or mental medically determinable ap- purposes tration’s final decision for expected ... can be impairment which Barnhart, peal. Blea v. 466 F.3d less period of not (10th Cir.2006). last for continuous challenged 908 416.905(a). § 12 months.” 20 C.F.R. in the than agency’s decision United States 1052 (10th Astrue, 515 F.3d 1070 Cir. framework the Social Securi- five-step
The 2007). to determine uses ty Administration proceeds are met these conditions
whether “Substantial evidence is such relevant § 416.920. as follows. See C.F.R. might evidence as a reasonable mind ac agency to deter- Step requires one cept adequate support a conclusion. “presently en- mine a claimant is whether scintilla, than a requires It more but less gainful activity.” Al- gaged substantial Astrue, preponderance.” than a Lax v. not, len, agency at 1142. If 357 F.3d (10th Cir.2007) (cita 489 F.3d consider, two, step whether proceeds to omitted). tions Our determination of medically impair- “a severe a claimant has ruling supported whether the ALJ’s is impairment Id. An impairments.” ment or upon substantial evidence “must be based regulations applicable under the is severe Washington the record taken as a whole.” physi- limits a claimant’s significantly if it Shalala, Cir. ability perform work cal or mental basic 1994). Consequently, we remain mindful 404.1521. At activities. See C.F.R. is not substantial if it is “[e]vidence *5 three, step the ALJ considers whether a by overwhelmed evidence in the rec other medically impairments claimant’s severe Barnhart, 1257, Grogan ord.” v. 399 F.3d a in equivalent are condition “listed (10th Cir.2005). 1261-62 disability regula- relevant appendix of the Allen, F.3d at 1142. If a claim- tion.” II. a impairments equivalent ant’s are not To demonstrate that the record is suffi- consider, impairment, the ALJ must listed ciently developed and the ALJ’s find- four, impair- a step whether claimant’s evidence, ings supported by are substantial prevent performing ments her from we proceed opinions summarize the of id. if a past relevant work. See Even staggering array experts of whose agency impaired, claimant is so consid- findings in are reflected the record on ers, five, step possesses whether she case, appeal. In this the record consists of capability sufficient residual functional than pages. more seven hundred The perform other work in the national econo- great bulk of document pages these Claim- my. See id. history. ant’s extensive medical review of the ruling Our district court’s security in a social case is de novo. See A. Barnhart, 729, Fischer-Ross v. 2000, From Dr. 1996 to Kenneth Finn (10th Cir.2005). Thus, indepen- we During treated much of Claimant. dently determine whether the ALJ’s deci- work, period, Claimant continued to al- sion from legal sup- is “free error and times, though, at complained of terri- Id.; ported by substantial evidence.” see See, pain. ble e.g., App. early at 550. As (“The 405(g) findings also U.S.C. 1996, diagnosed Dr. Finn Claimant with Security Commissioner Social as to strain, strain, a cervical thoracolumbar fact, if supported substantial evi- disturbance, myofascial pain, sleep conclusive.”). dence, Although shall be we tension headaches. Dr. See id. will reweigh retry “not the evidence or Finn’s last characterization of case,” Claimant’s “meticulously we examine the rec- condition, whole, in indicates that he be- including anything ord as lieved may undercut or detract from the Claimant had cervical strain with ALJ’s findings myofascial pain if residual chronic order to determine the sub- ten- stantiality Flaherty test has been met.” sion headaches. See id. at 539. He indi- “long history of neck noting were ter of these conditions that both cated herniation. C5-6 disk Dr. Lazar stated that Claimant had pain,” to Claimant’s related concluded motion,” Dr. Finn also but spine “decreased cervical his and left knee a lumbar strain had examination showed “no evidence disk strain, underlying posterior medial with an herniation or foraminal encroachment.” he found no id. But meniscal tear. See “surgical He no Id. at saw solu- compromise.” “neurologic of a evidence pain.” tion to neck Id. at 464. [Claimant’s] Finn stated surgery, Absent Id. In 1997 and Claimant saw Dr. maximum medical reach Claimant would pain, Murk in to neck as well Steve three to six approximately improvement in her arms. Dr. as numbness Murk id. at 540. weeks. See clear found Claimant’s mental status be placed Dr. Finn In December guarded her cervical and noted that she of work restrictions. series range of motion. See id. 469. His (1) that Claimant should He indicated radiographic examination of Claimant’s (2) sedentary category; in a work work “very slight flattening studies indicated a on an occa- pounds than ten not lift more [spinal] cord” no “cord of the ventral but (3) basis; be able to alternate sional “small cen- compression.”1 minutes, in- sixty every forty-five to tasks appar- tral which was displacement,” disc standing, walking; cluding sitting, ently had not diagnosed first (4) positions, such as not remain static Dr. Murk changed. Id. at 470. character- than driving, for more sitting, standing, myo- chronic ized Claimant’s condition as forty-five sixty minutes. See id. *6 470, at pain syndrome. See id. 473. fascial 1998, Finn stated that August In Dr. surgical He believed that intervention a full sched- could maintain work Claimant he help pain; would not Claimant’s instead ule, that em- but he indicated Claimant’s undergo physical recommended she thera- that she had two ployer should ensure py. id. at 470. give in days off in a row order recuperate each week. sufficient time B. February at 566. Sometime before 1999, all Dr. Finn rescinded of Claimant’s Dr. Kent began to see Rober- Claimant “I can continue work restrictions: feel she fall. Dr. August son after her Rober- Id. at 551. to work without restrictions.” chronic cervi- diagnosed Claimant with son myofascial pain, cal and lumbar bilateral per- Dr. Richard Lazar In October knees, joint in a disease degenerative Dr. Finn in formed a consult for tear, a knee right knee meniscal left pain. neck He described Claimant’s changes.2 degenerative tear with meniscal as clear and indi- mental status Claimant’s agreed Dr. See id. at 330. Roberson she was alert and oriented cated that Dr. consulting physician, a Af- the view of and time.” Id. at 466. “person, place, pain Myofascial pain describes in muscles 2. X-rays taken in 1997 and 1998 showed 1. or con- from inflamation of the fascia at C4-C5 derived Claimant had a midline herniation them. See Cleve- impression nective tissue that covers on the ven- that caused minimal Clinic, http://www.clevelandclinic.org/ spinal compression. at land tral cord but no health/health-info/docs/3600/3662.asp? possibly was 487. This herniation “Myofascial ... is “slightly larger” appeared in index= 12054. in 1998 than it responsible painful Nothing disorder at in the record common Id. 478. Jennifer E. many pain clinic visits.” See Dr. enlargement had indicates that this subtle Finley, http://www.emedicine.com/PMR/topic adverse effects on Claimant’s condition. id. at See, Lesnak, problems e.g., that with her mistic about her condition. id. cervix, back, longstand- and knees were 246^48. opinion, id. at 330-31. In his ing.3 See Although recognized Dr. Evans tear suffered her left knee Claimant depressed and suffered from Claimant injury. her 1999 See id. at 331.
was due to pain, intractable he most often character gave person impair- a whole He psychological ized her condition as reactive rating of 10%. See id. ment 250-54, 247-48, depression.4 See id. at February specifically Dr. Roberson con- 256-57. Dr. Evans stated that cluded that Claimant was at maximum he did not believe that Claimant suffered improvement. depression See id. at 331. He from “clinical in terms of [her] permanent depression being stated that Claimant “had no debilitating.”5 260; injury restrictions” from her 1999 and indi- contrary, see also id. 255. On the “really cated that she return to Id. at he very could work. believed is appears capable In what to be an at- and she not need to be in a does Finn, however, tempt dependent relationship to defer to Dr. Dr. either with her erroneously providers anyone health care Roberson indicated or with else.” Accordingly, Claimant should follow the restrictions Dr. Id. at 248. Dr. Evans fo put place Finn transitioning had 1997. See id. cused his efforts on 330. The record demonstrates that Dr. back into the workforce and a more inde Finn, pendent style living, lifted these restrictions sometime be- in which he be February fore 1999. See id. at 551. lieved “quite Claimant would function 249; 246-47, Id. at well.” see also Id. at Dr. November Roberson re- 249, 251, 255, 262. Evans, ferred to Dr. James psychologist, help Unfortunately, Claimant deal with Dr. Evans found that pain. multiple chronic See id. at 497. Dr. factors prog- hindered Claimant’s First, Evans treated Claimant over nine month ress. Evans indicated period, beginning ending 1999 and in Claimant was hypochondria- “somewhat cal,” somatization,” 2000. At the “significant onset of Claimant’s treat- evinced *7 ment, Dr. Evans’ records show that Claim- “delayed recovery demonstrated 257, exhibiting signs depres- 251, Second, ant was of serious symptoms.” Id. at 263. sion, including not out of Dr. getting bed on Evans felt that Claimant was not con- days. some See id. at 271. Dr. trolling pain experienced Evans she but was initially questioned allowing “pain also whether Claimant to control her.” Id. at Third, a cognitive had disorder. See id. at 269. 257. he noted had be- treatment, of dependent Over course Claimant’s come somewhat on her health- however, Dr. very opti- Evans became care providers and the attention she re- 3. In Dr. Roberson also referred Claim- or other environmental factor. See Dorland's ant to Dr. Tanweer Khan an assessment of Dictionary Medical for Healthcare Consumers spine and left knee. Dr. Kahn found an (2007). measuring ap- "anterolisthesis of L4 over L5 proximately App. at 5mm.” 374. He noted noted, occasion, 5.Dr. Evans also on that degenerative changes, mild to moderate with symptoms Claimant exhibited fear and anx- of space height. a minimal loss of disc See id. at iety. anxiety His notes indicate that this con- 374-76. Dr. Khan did not find abnor- possibility surgery, prospect cerned the of malities in Claimant's left knee. See id. at work, returning winding and the down See, providers. of treatment with her medical 246, 247, 248, 250, 253, 263, e.g., App. at depression generally 4. Reactive is a transient precipitated by condition a stressful life event a gave person 267. Erosnowski Claimant whole them. See id. ceived from 14%, impairment rating highest im- Fourth, concluded Claimant Dr. Evans pairment rating Claimant received from being comfortable inactive was “too any physician. See id. at 305. receiving her lost much too comfortable at 260. He stated Claim- wages.” Id. In October Dr. Roberson referred secondary gain” which ant had an “issue of Pak in regard Claimant to Dr. John to her her to very difficult to motivate made it pain. knee id. at 321. Because to work. Id. return inconsistent, complaints were Dr. Pak ordered an MRI of her knee. Schlender, left physi- a July In David diagnosed See id. at 320. He evaluated Claimant’s func- therapist, cal only right effusion of the knee with “mild two-day capacity period. tional over and no effusion of the left.” Id. at 316. He that Claimant was id. at 502. noted Although stairs, respond Claimant did reach, up and down able to walk knee, injection in right cortisone Dr. activities, fine motor as well as perform Pak stated that she “at maximum occasional place and stand with walk improvement medical and she should have times, At Mr. shifting. See id. at 503-05. impairment upon range based of motion had diffi- stated Schlender deficit well tear.” as meniscus understanding simple commands. culty specify Dr. Pak did not what he believed indicated, however, He percentage impairment maintain a Claimant could physically be. See id. level, frequent breaks sedentary work day, if was not throughout the work Dr. December Lawrence Les- pounds than ten required to lift more nak, yet physician, another conducted a an occasional basis. See id. Claimant, physical examination of re- records, and viewed Claimant’s medical 2000, Dr. Roberson re- September prepared independent an medical evalua- Audrey Dr. Krosnowski ferred Claimant to pre- tion of her condition. Dr. Lesnak for a medical consultation. Krosnow- summary pared extensive of Claimant’s (1) a concluded that Claimant had ski records, dating from 1988 to 2000. (2) meniscus, in her medial transverse tear See id. at 175-80. In his review of Claim- moderately cartilage mildly to attenuated history, Dr. ant’s medical Lesnak noted horn vicinity posterior in the of her been treated for Claimant had (3) meniscus, medial a mild to moder- early and neck as as 1990. See her back joint id. at 299-300. ate size effusion. See id. at 176. conducting an MRI of Claimant’s After *8 Mitchell, time, a Joseph Dr. Krosnowski found “5 Dr. spine, lumbar Around this degenerative I anterol- also evaluated Claimant. See grade psychologist, mm L4-5 with gross diagnosed ... evidence of L4-5 id. Dr. Mitchell Claimant isthesis without sug- adjustment id. He Id. at Dr. disorder.7 See degenerative changes.”6 301. adjustment nonpsychotic upper An disorder is 6. describes the vertebral 7. Anterolisthesis body slipping onto of the vertebrae forward and related to that is short-term disturbance graded slippage is on a the one below. This adjustment classified with an stress. Persons 4. mild scale from 1 to Grade 1 is classified as judged disproportionately disorder are to be grade slippage, while as severe is classified intense, overwhelmed, overly in their re- Center, slippage. Medical See Cedars-Sinai sponse an identifiable stressor. See Dr. http://csmc.edu/5727.html. Dr. Krosnowski's Benton, http://www.emedicine.com/ Tami D. spi- September diagnosis Claimant's med/topic3348.htm. identical to that made Dr. nal condition is App. 374. Khan in October 1999. See at tests, “unwilling factors were af- certain as Claimant was psychological gested physical symptoms perform any activity may and to that she feels fecting Claimant’s undergo psycho- cause her discomfort.” Id. at 181. Dr. recommended Claimant management.8 therapy pain focused on noticed that exhibited Lesnak Claimant Kaplan, Dr. Glenn anoth- id. In significant guarding when he examined her Dr. evaluated Claimant. psychologist, er range greatly knees and that her of motion had reached Kaplan found that Claimant increased when she was distracted. See regard maximum improvement Dr. During testing, id. muscle Lesnak abnormalities, which “psychological to her “gave poor effort.” recorded Claimant Id. at 177. depression.” included Id. at 182. He also indicated that Claim- multiple pain ant behaviors and “exhibited report Dr. Lesnak’s also indicated nonphysiologic findings, including posi- 4/5 headaches, complained of related Claimant signs.”10 tive Waddell neck, early as problems with id. at 176. In Claimant 1995. See Dr. Lesnak’s December 2000 evaluation Raper regard visited Dr. Kenneth pain concluded that chronic Claimant had knees, pain began in her which to bother neck, muscle, symptoms trapezius in her after her 1995 car accident. See arms, back, knees, lower which were Raper diagnosed id. at Dr. longstanding nature. See id. joint degenerative with disease. See id. im- Dr. Lesnak believed that Claimant’s time, same 176. Around this fully pairments were existent before also saw Dr. E.J. Ausman for left hand although year Claimant’s fall at work that Dr. and arm numbness. See id. Ausman may aggravated have them.11 a thoracic diagnosed Claimant with strain opinion, In his Claimant had been secondary radiculopathy.9 See id. “very dependant provid- on her healthcare ers over the decade” and had “chron- objective Dr. findings, his Lesnak most, pain all, ic ... if documented for cooperative indicated that Claimant was Consequently, of that time.” See id. Dr. during on oral interview but needed to be opined Lesnak Claimant had reached answering multiple ques- redirected when tions, improvement maximum medical and that engaged tangential as she in some pain experiencing the level of she was speech. See Id. to his Claimant, “essentially ques- her baseline.” Id. He physical examination of Les- perform credibility nak noted that she declined to tioned Claimant’s based on cer- www.neuroanatomy.wisc.edu/SClinic/ 8. Dr. referred Claimant Dr. Ev- Roberson Radiculo/Radiculopathy.htm. ans, psychologist, purpose for this same 1999. See 10. Waddell signs pa- are indications that a nonorganic pain. They tient has are used to 9. A inju- strain refers to a soft thoracic tissue identify patients may require who detailed ry region spine, in the of the thoracic which psychological assessment. Three or more signs clinically signifi- causes acute Waddell are deemed or subacute in the back. *9 Vogelgesang, http://www. cant. Dr. Scott See Patients with a thoracic strain have muscle int-med.uiowa.edu/Divisions/Rheumalology/ spasms range a and limited of motion. See LowBackPain.html. Rosenberg, http://www.mdconsult. Dr. Darren com/das/book/body/87764725-2/0/ example, 11. For Dr. Lesnak noted that Claim- "Radiculopathy” refers to dam- 1189/46.html. physical therapy ant had been "referred to for age by injury caused to a nerve root to the an myofascial pains approxi- chronic cervical ... spinal University cord. of See Wisconsin- August mately prior to one month Page, http:// reported injury.” App. Madison Neuroscience Resource work at 185. Claimant, made, tal page which tests reviewed one of tain statements report, prepared medical Dr. Kawasaki’s and an information conflicted with Dr. Lesnak evaluation of mental id. at 185-86. abilities. records. See that Claim- Dr. Although that he did believe See id. Stockdale stated “any work restric- required permanent recently ant was aware that Claimant had Id. at 185. tions whatsoever.” treated another Dr. psychologist, been Evans, Dr. none of Evans’ records were Kawasaki In Dr. Robert March available for his review. made See id. rec- and her medical examined Claimant Dr. During the course of Stockdale’s exam- ords, medi- independent prepared and ination, prob- said that she had Dr. Kawa- of her condition. cal evaluation words, and organizing, finding losing lems very guarded noted that Claimant was saki things. See id. 237. She rated herself range of mo- he tested her cervical when having problems mild to moderate with spine. lumbar See tion and examined her headaches, disorientation, thinking, slow concluded that Claim- id. at 188. He also apathy, and patience, anger, short-term during effort muscle test- poor ant showed memory loss. See id. Claimant also re- “complain[ed] pain of with ing and ported normally glasses that she used maneuvers.” Id. at 188-89. all bring read she did not them to her but impressions/diag- list of Dr. Kawasaki’s Dr. appointment with Stockdale. See id. had a that he felt Claimant noses shows back, trapezi- history pain of chronic for and perform- Claimant’s score verbal cervix, muscle, as chronic um as well intelligence ance was borderline. See id. headaches, and dia- migraine hypertension, intelligence full score in the Her scale at 194. Dr. Ka- mellitus.12 See id. betes In mentally range. deficient See id. Ro- agreed with Drs. Lesnak and wasaki memory, terms scores thoracic, cervical, berson that Claimant’s ranged widely mentally from the deficient back, shoulder, psychological arm pain average. id. at 239. range high in nature. longstanding were issues Based on the limited information he had Kawasaki, however, Dr. attrib- id. at 195. available, Dr. could not deter- Stockdale medial meniscal tear uted Claimant’s left cogni- apparent mine whether Claimant’s posterior of the oblique horizontal tear organic. were tive difficulties right meniscus to her horn of the medial id. He indicated 1999 fall at work.13 See a diagnosed Claimant with Stockdale injuries a “14% gave that these NOS, unknown, etiology cognitive disorder person impairment.” Id. whole psychologi- a as well as disorder factors, symptoms consistent with cal Dr. Steven Stock- November anxiety dale, major depression and disorder.14 psychologist, performed a few men- Surgeons, http://orthoinfo. summary my Orthopedic 12. Dr. Kawasaki's of Claimant’s aaos.org/topic.cfm?topic=A00358. history support impres- does not his sion/diagnoses chronic that she suffered from (not 14."Cognitive otherwise migraine App. at Disorder NOS headaches. See fact, patient only physi- specified) diagnosed when a has a be the is Dr. Kawasaki seems to cognitive impairment suggest syndrome that does record to Claimant suffered cian of delirium, dementia migraines. not meet the from criteria is] condition [This or amnestic disorders. specific injured parts medical condition commonly often due to 13. “One of the most knee, meniscus, Depres- wedge-like pharmacological reaction.” is a and/or sion-Guide.com, http://www.depression- rubbery major located where the cushion *10 guide.com/cognitive-disorder.htm. leg Acade- bones of the connect.” American time, earlier. At that she stated that if Noting that some See id. down, her office had not shut she would than would [he] were “much lower scores working. have continued at See id. 185. way presented] expect [Claimant] Conflicting record evidence also exists as herself,” that “[i]t Dr. stated Stockdale quit job to whether Claimant at MCI important to review would be pain, simply because of her because she get Evans ... a sense records from Dr. not like did her work as telemarketer. any past assessment of her intellec- about See id. at memory functioning.” Id. Al- tual and intelligence though some of Claimant’s diagnosed pain Dr. Kras Claimant with low, expressed scores were Dr. Stockdale back, knees, in the lower and lower neck. able to the belief that Claimant would be findings at no See id. 243. She made focal manage any she received. See id. benefits during neurological id. exam. See degenerative joint Given Claimant’s dis- Lucy Dr. Kras exam- December ease, Dr. Kras believed Claimant suffered Claimant, Dr. Kawasaki’s ined reviewed Nonetheless, pain. from See id. at 244. report, prepared findings. written Dr. mobility she concluded that Claimant’s that Kras indicated when Claimant came “fairly good.” Dr. Kras found that physical in for her examination she was stand, walk, Claimant could and sit for six nurse, very friendly upbeat with the eight workday, out of hours in a normal appeared but she anxious and some- although may she noted that Claimant depressed spoke what when she to the need to fluctuate positions during between doctor. See id. at 242. physical time. opined See id. She further depending behavior also varied on whether (1) occasionally Claimant could lift or present. Apparently, the doctor was (2) carry bend, up pounds, to ten appeared getting to have Claimant trouble stoop, or crouch. See id. onto the examination table in a and walked bent over fashion when the doctor was in C. the area. See id. When the doctor was engaged Bethany Claimant Dr. present easy not had an Claimant time primary physician. Wallace as her id. getting higher x-ray onto a much table and obviously Wallace took Claim- walked in an erect Ini- fashion. See id. complaints ant’s seriously more tially, would cooperate with Indeed, previous than had her physicians. testing. muscle See id. 243. After appears Dr. Wallace to be the first treat- coaching, Dr. Kras reported ing physician give of record to achieved a score of five out five. See id. prescription for Lortab and Lidoderm
Regarding severity pain, of her (a patches, which dispense lidocaine local Claimant indicated to Dr. Kras that “her anesthetic).15 307-08, 326. Pre- pain kept working” job. her from her last viously, the record primar- shows Claimant Motrin, Id. at 241. This statement conflicts ily used otherwise known as Ibu- See, year profen, what Claimant told Dr. Lesnak a pain.16 e.g., relieve her id. prescription 15. Claimant received a for Vico- 16. The record contains some indication that din, occasionally hydrocodone, received various other another form of from an pain, including treatments for her Skelaxin emergency room doctor in 2001. See (muscle relaxants), Naproxen and Norflex suggests 235. One notation in 1997 also (Aleve), bag, Theragesic a refreezable ice taking night- Claimant was "one Vicodin at (used pain). cream to treat minor aches and help sleep, time” to but the record is See, 179, 342, 346, 395, 612, e.g., App. at physician pre- unclear as to which issued this treatments, however, appear None of these scription. Id. at 632. consistently in Claimant's medical records. *11 566, 607, 237, 241, 465, 538, January Corsello, 131, 188, Dr. Catherine on insu- government physician, prepared Dr. also started Claimant another a Wallace See id. at 311. to treat her diabetes.17 Capacity lin Functional Assessment of Claim- diag- ant’s mental condition. Dr. Corsello D. with a pain nosed Claimant somatoform or Security Administration’s At the Social disorder.18 See Id. at 165. She found physicians re- request, two additional moderately that Claimant was limited history to eval- Claimant’s medical (1) viewed ability understand and remem- severity of her condition. uate (2) instructions, carry ber detailed out de- January government an unknown (3) instructions, tailed maintain concentra- Capacity a Functional physician prepared (4) periods, complete tion for extended physical condi- Assessment a normal work schedule and at a perform physician a with the first tion. While pace consistent without an unreasonable assessment, signed this name of Jane periods. number of rest See id. legible. name is not See physician’s last Claimant, Dr. Corsello noted that physician concluded id. at 154. This forms, completing various “understood the had a disorder with primary back questions,” gave responses,” “coherent secondary diagnosis pain of knee etc.,” “good spelling indicating had specified id. at 154. She diabetes. See “adequate had cognition.” Id. at lift frequently should no that Claimant subjective 171. She found twenty-five pounds, than or more sit/stand complaints fully were “not credible” and hour eight for more than six hours an poor discounted evidence of Claimant’s Overall, this workday. See id. at 148. cognition. Id. Dr. Corsello indicated that physician concluded Claimant did have give did not effort dur- best medically impairment. determinable See ing testing capacity of her mental and that severity id. 152. She considered (i.e. Stockdale’s) Dr. her examiner’s find- symptoms, reported duration of Claimant’s ings would have different if he had been however, disproportionately great to be been able to review the notes of Claimant’s in a compared expected to those when Dr. psychologist, Evans. See id. Cor- of her condition. See id. Accord- person that Dr. believed Claim- sello noted Evans concluded Claimant’s ingly, physician this fully capable returning ant was to work. symptoms only “partially reported were See id. at 249. While Claimant exhib- did credible” and that her condition not could, symptoms that psychological “limit her from all work activities.” Id. ited Indeed, Thus, agency it and indicates that could not consider a notation Dr. Finn pursuing ... may Claimant was “not interested in neither we. management” than Mot- medication —other pain. Id. at 566. rin—for are characterized 18. Somatoform disorders appropriate by physical complaints which rely appeal, on three 17. On Claimant seeks physical medical evaluation fails to reveal highly cryptic Dr. Wal- short and notes from complaints, pathology, or when such lace, which Claimant entered into the admin- resulting impairment, grossly in excess of is record the ALJ denied her istrative after expected patient's diag- be from a what would only particular claim. The note of relevance type of somato- noses. A disorder is one appeal to this indicates Claimant suffered psychological in which factors form disorder type injury some of closed-head and had onset, severity, play important in the role memory problems. App. at short-term exacerbation, pain. IV.A.2.b, or maintenance of explained in Part 15. As infra http://www. Protagoras-Lianos, Dr. Dolores chronologically note relevant. See 20 is 404.970(b); 416.1470(b). emedicine.com/ped/topic § 1706.htm. C.F.R. *12 work, that she suffered
times, ability professional, her health but interfere with at “memory from some loss.” Id. 47. that Claimant could Dr. Corsello concluded involving sig- adequately perform work Claimant, point, At one the ALJ asked judgment. nificant See id. complexity directly, why she could not work. quite and fre- Claimant stated headaches restroom, which are
quent trips to the III. necessary high, sugar when her level is id. at prevented working. her from See ini- Security Administration The Social medications, pain 51. tially application for denied Claimant’s hydroco- took Claimant indicated she security supplemental social benefits. Upon done.19 See id. at 69. close Subsequently, agency granted Claim- ALJ, questioning by admit- ALJ, provid- an hearing ant a before thus prescribed any that she had not been ted ing opportunity to flesh Claimant with migraines medication used to treat the disability claim. proceed out her We complained. which she had earlier id. See at summarize the course of events Claim- only significant pain 52. The other hearing, administrative as well as the ant’s using treatments mentioned denying contents of the ALJ’s order injections in were cortisone her back and supplemental benefits. patches Lidoderm on her shoulders and knees. See Id. 69. A. ability When asked about her to sit for hearing in During the administrative prolonged periods, Claimant indicated that case, engaged in a wide- ability widely day day, her to sit varied ranging discussion with Claimant concern- that, generally, longer but she could sit for Upon ing thorough ques- her condition. periods put if she her feet up and took her ALJ, tioning by the Claimant stated that medications. See id. 54-55. Claimant herself, she was able to dress and bathe explained prescribed later that some of her gradually perform basic household tasks— stomach, upset medications so she laundry, cooking, cleaning such as —and regularly does not take them. See id. at up thirty drive for minutes at a time. addition, 65. Claimant indicated that See id. at 67. Claimant described un- pain disrupted sleeping See id. at dertaking general the same activities in result, aAs Claimant stated that November 1999. See id. at 499. When regularly naps took for fifteen to twen- ailments, physical ty throughout day. asked about her worst minutes headaches, Claimant mentioned migraine testimony After Claimant’s was com- neck, pain in her back her diabe- plete, opinion the ALJ elicited the of Dr. questioned tes. See id. at 44. When Manuele, Anthony expert. a vocational about her mental condition and treat- id. at Manuele identified ment she undergoing, Claimant stated relevant work as customer longer seeing that she was no a mental telemarketing.20 service and See id. at 74. Hydrocodone Drug is used to treat moderate to such as Vicodin and Lortab. See U.S. moderately pain. Agency, http://149.101.L32/dea/ severe It is the fre- most Enforcement quently prescribed opiate concern/hydrocodone.html. United form, hydrocodone States. In its marketed is always drug. Previously, combined with at least one other Claimant worked at a mess hall, frequently prescribed company, gym, The most combination for a furniture in a at a pairs hydrocodone acetaminophen. commissary, hairstylist. Ex- and as a amples hydroco- fittingly of medications that combine 237-38. Claimant described herself acetaminophen "jack-of-all-trades." done with are killers as a Id. at 238. tal impairments, spine, Dr. Manuele to assume a disorders of the The ALJ asked limited to seden- hypothetical individual and somatoform disorders. See id. He work, involving significant no com- tary impairments found that Claimant’s did not *13 at lifting. See id. plexity and occasional requirements listings meet the of these inquired then whether 74-75. The ALJ that impairments and Claimant’s were not in the would be able to work person such a equivalent listing applicable the service or telemarket- fields of customer Fourth, regulations. id. the ALJ de- that Dr. Manuele indicated ing. See id. present termined that impair- Claimant’s telemarketing could work person such a ments at “approximately existed same service, the latter in customer as but not severity” engaged level of when she last id. at significant complexity. See involved in full time work. Id. at 28-29. Accord- by Claimant’s Upon cross-examination that ingly, he concluded Claimant could counsel, opined further that Dr. Manuele perform her relevant work as a tele- ability to en- hypothetical this individual’s ALJ, marketer. id. at 31. The telemarketing adversely would be gage in therefore, ruled Claimant was not dis- (1) if take more than affected she had abled, SSA, meaning under the and during twenty naps minute four fifteen that she was thus not entitled to receive (2) away move workday, frequently station, security supplemental social benefits. See opposed her mere- from work id. at ly engaging postural shifts. See id. IV.
B.
In
the ALJ issued a four-
October
alleges
first
that
Claimant’s
ALJ
denying
single-spaced opinion
page,
teen
a proper step
failed to make
three deter-
Eight
claim.
disability
Claimant’s
regarding
alleged
mental im-
mination
pages
these
summarize Claimant’s testi-
sum,
In
pairment.
suggests
history.
mony and extensive medical
concluded, despite
the ALJ should have
First,
stated that Claimant had
history, that
long
and varied work
engaged
gainful activity
in substantial
suffers from a substantial mental disabili-
application for benefits.
since she filed her
argues
ty.
regard,
this
Second,
he summarized
See id.
(1)
listing
ALJ should have
considered
testimony and her extensive
Claimant’s
12.05(C),
retardation,
covers mental
which
history
and concluded
Claim-
(2) developed
regard
the record in
to her
knees, neck,
problems
ant’s
psychological disor-
cognitive and other
back, and
somatoform disorder
Claimant’s
(3)
ders,
whether her men-
considered
impairments.
constituted “severe”
combination, equaled
impairments,
tal
Third,
considered whether
the ALJ
impairment.21
listed
For the reasons
require-
met the
impairments
follow,
listings governing
disagree.
musculoskele-
we
ments of
did not find that Claimant suf-
argument
that the ALJ should
21. The ALJ
12.05(C)
cognitive
listing
step
a "severe”
disorder
have considered
three
fered
curious,
challenge
step
two
given
has not
Claimant does not
is
that Claimant
raised
Therefore, why
any allegations
appeal.
Claim-
of error in
to the ALJ’s
conclusion
two,
findings
step
step
believes the ALJ should have considered
two. At
the ALJ
ant
listing
condi-
from "se-
related to mental retardation —a
concluded that Claimant suffered
knees, neck,
implicitly found Claimant
impairments
to her
tion which the ALJ
vere”
related
best,
is,
back,
unclear.
disorder. See
did not
somatoform
suffer—
good judgment.” Hawkins v.
A.
sonable
(10th
Chater,
1162, 1168
Cir.
113 F.3d
12.05, a claim-
satisfy listing
order
1997).
such, an
enti
generally
As
ALJ is
requirements
ant must “meet[]”
“rely
tled to
on the claimant’s counsel
...
definition
listing’s “capsule
[as
in a
present
structure and
claimant’s case
severity
for
prongs
of the four
well
one
as]
way that
the claimant’s claims are ade
regula-
as listed in the
mental retardation
Barnhart,
quately explored.” Branum v.
Lax,
cap-
at 1085. The
tions.”
Cir.2004).
1268, 1271
Noth
listing
12.05 states:
sule definition
justifies excusing
ing
Claimant’s counsel
significantly
refers to
“Mental retardation
important duty
from this
here. The rec
*14
functioning
intellectual
subaverage general
that the
ord
this case demonstrates
ALJ
functioning initial-
adaptive
with deficits in
good judgment
refusing
exercised
to
ly
during
developmental
manifested
impair
deeply
delve more
into the mental
i.e.,
period;
evidence demonstrates or
emphasizes
ap
ments Claimant now
impairment
before
supports onset of
peal.
Ill,
age
Subpt.
22.” 20 C.F.R. Ch.
Pt.
assuming
preserved
Even
this
P,
severity
App.
prong
1. The
found
two,
argument
step
rec-
nothing
12.05(C)
provision
issue here —re-
—the
suggests
satisfy
ord
Claimant can
the basic
verbal,
quires
showing
per-
of a “valid
requirements
listing
of
To come
12.05.
formance,
IQ
full
through
or
scale
of 60
70
12.05,
scope
listing
within the
of
a claimant
physical
and a
or other mental impairment
satisfy
listing’s capsule
defini-
must
an
imposing
significant
additional and
Lax,
(explain-
tion. See
ALJs are not
to “ex
sure,
Flaherty,
a.
pairment.”). Neither Claimant nor her
argued
cognitive
counsel ever
that a
im-
inform an
preconditions
Several
pairment
contributed to Claimant’s inabili-
duty
develop
administrative
ALJ’s
*15
ty
fact,
1071;
to work.
In
when asked
Flaherty, 515 F.3d at
what
record. See
Hawkins,
conditions hindered her
looking
nor
from
for
additional
there is
[1]
new evidence which is material
b.
failure to
the record in a
and that there is
incorporate
prior proceeding”).
[2]
good
such evidence into
cause for the
entire
evidence of a
record,
event,
Claimant
cognitive impairment
in the context of the
failed to
present
Washing
on
face.
was substantial
its
See
Claimant,
Because neither
nor her coun-
ton,
(recognizing
psychological impairments, impairment. to a listed equivalent were allegation that the ALJ failed only listing suggests her But the by the imposed consider limitations arguably meet is list- impairments mental physicians is an isolated com- upon based 12.05(C). above, As noted that conten- ing opinion, ment in the ALJ’s which states: siupra Part IY.A.1. tion is meritless. See of the record in this case re- “[A] review argue To the extent Claimant seeks veals no restrictions recommended combination, equal any impairments, treating Contrary doctor.” Id. at 30. listing, support she has failed to other assertions, this statement any “developed argumen- contention with was not error. At her administrative City Albuquer- Hardeman v. tation.” hearing, Claimant told the ALJ that the Cir.2004). (10th 1106, 1122 que, 377 F.3d “only currently doctor” she saw for treat- issue, appellant lists an but “Where Bethany ment was “Dr. Wallace.” Id. at argument, support does not the issue decision, explicitly his the ALJ appeal.” is waived on Christian issue to Dr. “the claimant’s referred Wallace as Secondary Sch. Heritage Acad. Okla. Therefore, treating physician.” Id. at 28. Ass’n, Activities pointed out that when “the treat- Cir.2007); § 405(g) also 42 U.S.C. see ing doctor” had recommended “no restric- a district court’s (stating that we review tions,” merely observing he was that Dr. “in ruling security appeal in a social imposed any had not restrictions Wallace civil judgment manner as a other same Id. at 30. on Claimant’s work activities. actions”). therefore, We, to con- decline Indeed, record reflects Wal- sider this issue further. *17 operate lace never recommended Claimant under sort of restrictions. B. argues To the extent Claimant the that the Claimant’s second contention is ignored physician-imposed ALJ other concluded, four, incorrectly step restrictions, similarly work her claim lacks capacity that her residual functional ren- matter, physi merit. As a factual no active performing past of capable dered her cian-imposed restrictions existed for the relevant work as a telemarketer. de- Undoubtedly, Dr. Finn ignore. ALJ to termining a claimant’s residual functional on work restrictions in placed Claimant capacity, the ALJ must consider all of a 1997, but—as Claimant’s counsel admitted impairments, claimant’s whether or not court—Dr. Finn later before the district
they 20 are “severe.” See C.F.R. 551, restrictions. id. at lifted these See 416.945(a)(2). Hence, argues 2001, concluded that 759. In Dr. Roberson (1) in failing the ALJ erred to consider no work restric permanent Claimant had on physician-imposed various restrictions injury. as a result of her 1999 See tions (2) activities; physical her work restric- an effort appears id. at 330. In what to be recommended after her functional ca- tions however, Finn, (3) to Dr. Dr. Rober examination; to defer impact of pacity erroneously stated that Claimant son alleged impairments, specifical- mental headaches, to follow the restrictions ly fatigue, Claimant’s should continue 330, here, appeal on Dr. Finn in 1997. id. at waived: “The issues raised imposed however, reflects, concern mental parties impairments; and the 771. The record therefore, go the Court will not dispute, do that these restrictions were not through pre- all of the medical evidence Finn. lifted impairments sented with to the failure discuss Accordingly, the ALJ’s subject appeal.”24 that are not the rescinded work restrictions Accordingly, Id. at 766-67. the district Haga error. cannot be reversible solely court reviewed ALJ’s “assess- (10th Cir.2007) Astrue, 1205, 1207 482 F.3d mental capability.” ment of [Claimant’s] only (noting required that an ALJ is uncontroverted evidence he “discuss the “perfunctory presentation” The of rely signifi upon, not to as well as chooses argument concerning her resid rejects”). cantly probative evidence he No physical capacity “deprived ual dis [the “uncontroverted evidence” exists opportunity analyze court of the trict] subject to be to work Claimant continues and rule on this issue now raised in detail restrictions and rescinded restrictions do appeal.” the first time on Tele- “significantly probative evi not constitute Commc’ns, Inc. v. Internal Comm’r concerning dence” Claimant’s current con (10th Revenue, 104 F.3d Cir. Consequently, simply dition. ALJ was 1997). Because Claimant failed “to state not to discuss these limita required theory required with the speci below ability tions Claimant’s work. ficity,” preserve” she has “failed to this precedents issue for our review. Id. Our generally establish that we do “not consid argues Claimant also argued er an issue raised in the but adequately ALJ failed to consider district court.” & Fox Nation Mis Sac physical limitations recommended as re Pierce, souri v. 213 F.3d capacity sult of Claimant’s functional eval Cir.2000); see also Ecclesiastes 9:10-11- Presumably, allegation uation. refers Co., Holding Inc. v. LMC 497 F.3d capacity to the results the functional (10th Cir.2007) 1135, 1141 (noting that the performed by evaluation David Sehlender “ ‘vague ambiguous’ presentation of a Claimant, however, July failed theory the trial before court” does not True, preserve this issue for our review. “preserve theory an appellate is attempted Claimant’s counsel to raise this sue.”); States, Harrell v. United court, point the district but Claimant’s (10th Cir.2006) (declining (several times) merely alleged counsel appellants address an issue where “did not “objective the ALJ failed consider *18 any “in develop argument” point the App. medical evidence.” at 760-61. Be court”). case, district In this we see no present cause Claimant’s counsel failed to depart general reason to from rule. any argumentation developed physical impairments, contrary, the dis Claimant’s On the substantial reasons ex- obviously precedents trict court viewed this issue as ist to enforce our waiver here.25 Indeed, specifically ... the district court stated ered a ‘second-shot’ forum where second- “challenges” presented that the "on ary, back-up may theories be mounted for the appeal” directly were "not related to the encouraged first time. Parties must be physical injuries that suffered.” See [she] give everything they’ve got it at the trial level. App. at 775. Thus, to, presented an issue must be consid- by ered and decided trial before it the court preserve integrity 25. "In order to structure, appellate we should not be consid-
1067
case,
court explicitly
district
resentation and malingering”
by
submitted
“declined to address” the ALJ’s assess-
Evans, Lesnak,
Drs.
and Kras.27Id. at 24-
capacity
ment of
physical
Claimant’s
be- 30;
Chater,
Winfrey
see also
v.
92 F.3d
cause
... was
“issue
waived.”
Cir.1996)
1020
(“Credibility de-
M.D., P.C.,
v. Fred A. Ray,
Schrader
296
peculiarly
terminations are
province
(10th Cir.2002).
We,
F.3d
n.
975
6
the finder of fact ... and we will not upset
therefore, refuse to address Claimant’s ar-
such
they
determinations
sup-
[if
are]
gument
appeal.
the first time on
See
evidence.”).
ported by substantial
There-
Porter,
v.
United States
fore,
ALJ,
quite reasonably, based his
(10th Cir.2005) (“We
1141-42
do not con-
evaluation of Claimant’s residual functional
presented
sider issues not
to the district
capacity predominately
objective
on the
court,
waived.”).
they
are deemed
evidence
the record.
App.
See
at 28-29.
challenges
adequacy
Claimant also
a.
alleged
of the ALJ’s consideration of her
Claimant argues the ALJ failed to
mental impairments, specifically her head
adequately
migraine
consider her
head
aches, fatigue,
pain
disorder.26 Our
recognized
aches. The ALJ
that Dr. Finn
review is focused first and foremost on
diagnosed Claimant with “tension head
whether the ALJ’s
supported
decision is
aches,” rather than migraines.
at 24.
Id.
by substantial evidence and we conduct
He noted that
treating
Claimant’s current
inquiry
via a meticulous examination
Wallace,
physician, Dr.
never indicated
Flaherty,
of the “record as a whole.”
Claimant suffered from migraines. See id.
1070;
F.3d at
405(g).
see also U.S.C.
Further,
the ALJ observed that
required
every
The ALJ is not
to “discuss
Claimant’s
Astrue,
treating physicians did not
piece of evidence.” Frantz v.
(10th Cir.2007).
place
any
her on
specifi
medication used
On the
contrary,
generally
cally
migraines.
we will
to treat
find the ALJ’s
See id. at 23.
adequate
decision
if it discusses the “un- Clearly, the ALJ’s
discussion Claimant’s
controverted evidence” the ALJ chooses
alleged migraines was more than adequate.
rely
not to
upon
any “significantly
Flaherty,
In his the ALJ discussed graine treating physi headaches subjective complaints of head- cians or aches, prescribed medication to treat fatigue, some detail. condition, ALJ, however, sup such evidence The substantial found testimony “fully ports discounting not to be the ALJ’s of Claimant’s reports credible” based on the of “misrep- complaints migraines. appeal.” Overwhelming can be raised on de supports Torres la record evidence Cruz *19 Maurer, (10th Cir.2007). 1023 the ALJ's that Claimant’s testimo- conclusion Thus, ny fully light was not credible. Headaches, fatigue, and somatoform disor- record, any entire evidence that Claimant's only impairments der are the mental Claim- testimony "significantly was is not reliable See, e.g., ant raised before the district court. probative” and the ALJ did not error in fail- App. Accordingly, these are the ing to discuss it. only impairments preserved mental for our supra review. See Part IV.B.2.
1068 medical treatment course of Claimant’s
b.
conserva-
“essentially routine
was
and/or
the ALJ
argues
also
also
at 28. He
App.
in nature.”
tive
Other
fatigue.
account for her
failed to
impairments
that Claimant’s
explained
lit
subjective complaints,
than Claimant’s
the same level of
“approximately
were at
relates
tle evidence in the record
severity
to the ... date” Claimant
prior
The ALJ
sleeping.
problems
Claimant’s
Id. at 29.
alleged she became disabled.28
testimony
discounted Claimant’s
properly
impairments
Because Claimant’s
—includ-
fatigue based on
sub
regarding her
her
ing
pain
prevent
her
disorder —did not
in the record —which
evidence
stantial
and the nature
working
past,
from
in his deci
thoroughly discussed
had not
severity
impairments
of these
engaged in “ma
indicating Claimant
sion—
reasonably
changed, the ALJ
significantly
misrepresentation.” App.
or
lingering
condition would
concluded
Claimant’s
30;
24-29. The scant ob
also id. at
see
her
performing
her from
prevent
relating
in the record
jective evidence
sup-
The ALJ
work. See Id.
relevant
fatigue
or
is not
sleeplessness
prec-
with one of our
ported his conclusion
“
Thus,
probative.”
the ALJ
“significantly
edents,
‘disability’
re-
which noted
specifically dis
declining
not err in
inability
did
more than the mere
quires
30;
see also
pain.”
cuss this issue.
work without
Id.
(10th
Bowen,
Ray v.
case,
generalized ex-
any
the ALJ’s
Cir.1989).
decision, under the cir-
planation for his
case, the
the facts of this
ALJ’s
Under
cumstances,
Because he
was sufficient.
was
analysis
pain
of Claimant’s
disorder
testimony was not
concluded Claimant’s
allow the ALJ
precedents
Our
sufficient.
credible,
focused his atten-
fully
the ALJ
analysis where
engage
in less extensive
con-
diagnosed “medical
tion on Claimant’s
medical evidence con
“none of the record
examining
at 28. After
dition.”
conclusion that
claimant
[a]
flicts with [his]
history, the
extensive medical
light work.” Howard
perform
can
“difficult
that it would be
ALJ concluded
Barnhart, 379 F.3d
Cir.
limitation”
degree of
[the]
to attribute
2004). Here,
all of the
the ALJ “discussed
alleged
experienced
she
—includ-
detail.”
medical evidence
some
relevant
napping
ing
reports
of extensive
—to
the ALJ
Id. This discussion demonstrates
impairments.
Id. at
her identified
credibility
considered the Luna
factors
416.905(a) (stat-
28;
also 20 C.F.R.
see
pain, including Claim
assessing Claimant’s
disability must be
ing that a claimant’s
(2)
(1) medication,
attempts to obtain
ant’s
or
physical
on a “determinable
predicated
(4)
(3)
contacts,
relief,
frequent medical
impairment”). Clearly, substantial
mental
(5)
activities,
daily
description of
conclusion.
supports
record evidence
Branum,
23-31;
credibility.
App. at
noted,
F.3d at 1273-74. As the ALJ
c.
for his consideration
the record submitted
suggests
also
the ALJ
treating
any opinions
contain
from
did not
indicating
disorder. The
essentially ignored
examining physicians
ALJ, however,
totally
disabled.29
stated that Claimant
specifically
claim,
disability
disability,
purposes
alleged
for
of her
application, Claimant
In her
filed her
2001—when Claimant
is October
Because
became disabled in December 1999.
C.F.R.
application
benefits. See 20
disability
benefits cannot be awarded for
§ 416.335.
period prior
the date a claimant files an
Security
*20
application
Social
Adminis-
with the
by Dr. Wal-
prescription written
29. A short
tration,
alleged
onset date of Claimant’s
lace,
pool
give Claimant access
in order to
at 30. Where —as here—-the “ALJ does ment
concluding Claimant has “mild
reject weigh
evidence unfa-
not need
daily
activities,
restriction in
living
mild
in
a
vorably
order to determine
claimant’s difficulties in maintaining social function-
capacity],
functional
the need for
[residual
ing, moderate difficulties in maintaining
Howard,
express analysis is weakened.”
concentration, persistence or pace and no
379 F.3d
repeated
episodes
decompensation.”
Chater,
(10th App. at
Accordingly,
manently.” App. at prescription, 16. Claimant submitted Such an obscure which contains however, agency findings, this note to the after the ALJ clearly issued no medical is insuf- change analysis. his decision. Because this note relates to ficient to our *21 at 1071. We have ev- Flaherty, 515 F.3d finding in favor of strong evidence be First, allegedly by this well-estab- ery reason to abide claimant disabled. objec- cannot be entirety, activities In its daily principle limited lished here. de- any reasonable with tively and his discussion of the evidence “ALJ’s verified Secondly, if the even certainty. gree demonstrate for his conclusions” reasons truly are as daily activities claimant’s considered Claimant’s adequately that he to attrib- alleged, it is difficult limited as Flaherty, 515 F.3d alleged impairments. to the degree of limitation ute that Fischer-Ross, 1071; see also condition, in view of claimant’s medical (evaluating the substantial at 730 whether in this decision. factors discussed other ... met “based on evidence test had been added). (emphasis Id. whole”). Accord- as a the ALJ’s decision above, ruling of the dis- ingly, the ALJ’s statement we AFFIRM the As shown could not daily limitations Appellant’s proceed that Claimant’s motion trict court. reason- “objectively verified be denied. pauperis in forma is certainty” did not state degree of able the ALJ made his ad- by which standard HOLLOWAY, Judge, dissenting: Circuit credibil- determination
verse disposition to concur in the Being unable Rather, the ALJ’s statement ity. I dis- majority opinion, respectfully observation that merely a common sense my are My reasons for conclusion sent. not treat Claimant’s testi- the ALJ would stated below. disability “strong evidence” of her mony as that Claim- prior his determination due to Here, from appeals Joan Wall “fully credible.” testimony was not ant’s application supple- the denial of misconstrues simply Id. Claimant (SSI) un- security income benefits mental suggesting otherwise. comment ALJ’s under jurisdiction Title have der XVI. We 405(g). Because the adminis- that an ALJ’s credi U.S.C. recognize We (ALJ) “closely judge provide and failed to bility determination must be trative law record affirmatively weighing linked” substantial of his explanation sufficient Barnhart, Hardman support evidence. his balancing of the evidence Cir.2004). In this four, 678-79 I step step three and findings both case, just did that. his deci the ALJ for additional would reverse and remand affirmatively sion, clearly and the ALJ proceedings. determination of Claim
linked his adverse
evi
credibility to
record
ant’s
substantial
History
Facts and Procedural
engaged in ma
indicating Claimant
dence
the exten-
only
I review
a few facts from
misrepresentation.
lingering
case. Claimant was
sive record
24-30; Winfrey,
prec
The administrative record con- 20, trative judge May law tains dating claimant’s medical records hearing, After the the ALJ denied benefits years, back more than ten showing visits ain written decision filed on October to or review numerous medical profes- Noting 2003. Id. at 20-33. evidence stat- for both physical prob- sionals and mental ing injured that claimant was not in her lems. These records contain evidence of beyond injuries, 1999 fall her preexisting claimant’s ap- medical treatment quit working, he concluded that she parently resolved individual medical prob- fall, Telequest because of the but because (e.g., lems hysterectomy carpal and tunnel closed its office Colorado Springs release), as well as evidence of chronic or paid wages. she was lost Id. at 29. He degenerative problems (e.g., dia- determined at one that step claimant had betes, hypertension, problems, knee de- not application worked since she filed her pression, pain). for SSI benefits. Id. at 21. He concluded explanation step without two “[t]he
Claimant’s medical records also docu- supports finding” evidence that claimant ment her extensive attempts to resolve neck, back, injuries had suffered injuries to her resulting from series of acci- knees, nineties, dents. she had a somatoform she was in a car disorder. Id. He step accident—another vehicle rear-ended determined at three stoplight. satisfy specific vehicle as she sat at a that claimant did not 184, 270, 667. inju- The accident caused listings spine, either for disorders of the P, adequate support might accept mind Subpt. Pt. 1.04, 20 C.F.R.
Listing
disorder,
Perales,
1.04,
1, §
or for somatoform
Richardson
a conclusion.”
12.07, or,
12.07,
generally,
id.
Listing
28 L.Ed.2d
91 S.Ct.
U.S.
*23
at
Aplt.
App.
Admin.
listing.
omitted).
any other
(1971)
“In order
(quotation
842
that
step
at
four
concluded
22. The ALJ
deci-
[agency’s]
whether the
to determine
functional
the residual
retained
claimant
evidence,
by substantial
supported
sion is
(RFC)
range
full
of seden-
for a
capacity
the record.
meticulously examine
must
we
approximately
of
work, “sitting a total
tary
However,
reweigh the evi-
may neither
we
workday, with
eight
in an
hour
six hours
that
our discretion for
dence nor substitute
breaks,
walking
and occasional
normal
Musgrave, 966 F.2d
[agency].”
of the
further
at 30. He
standing.” Id.
and/or
mental condi-
that “claimant’s
determined
complexity
of less
permit work
tion would
Appeal
Issues on
in up
be learned
judgment
that could
Id. at 31. Based on
three months.”
that
ALJ
argues
appeal
the
hearing from a
at the
evidence adduced
of the five-
steps
erred at
three
four
(VE),
ALJ concluded
expert
vocational
v.
sequence. See Williams
part evaluation
job
past
to her
claimant could return
that
(10th
Bowen,
748, 750-52
Cir.
those limitations.
a telemarketer with
1988)
five-part evaluation se
(discussing
result,
four
step
he determined at
Id. As a
ALJ
argues that
quence). Claimant
and was not
claimant was not disabled
step
finding:
a
three
proper
failed to make
Id.
entitled to SSI benefits.
(1)
her men
by failing to consider whether
arguments on the
to the
addition
equaled
met or
one of
impairments
tal
appeal
she made
her
existing record
retardation, Listing
listings for mental
Council,
presented
claimant
Appeals
12.05C,
P,
Subpt. App.
Pt.
20 C.F.R.
evidence,
previously
some additional
(2)
12.05C,
listing;
by
another
fail
agency,
to the
that she had been
submitted
the record with
ing
develop
injury
a closed head
diagnosed with
other mental disorders
cognitive
her
by
cur-
memory problems
her
short-term
disorder; and
in addition to somatoform
doctor,
who did not consider her
be
rent
(3)
impairments
by failing to consider
12, 14,
15. This
malingerer.
a
Id.
argues
also
that the
in combination. She
part
additional evidence was made
erroneously
step
found at
four
Nevertheless,
Ap-
record.
Id. at 9.
capable
performing
of
review, making the
denied
peals Council
(4) by
relevant work as
telemarketer:
final decision.
agency’s
decision the
ALJ’s
treating physicians
find that her
failing to
in the dis-
at 6-8. Claimant filed suit
ability to
issued restrictions on her
had
court,
relief.
trict
which also denied
(5)
work;
by failing to consider restrictions
appeal.
Claimant filed
(6)
assessment;
agency’s
on the
RFC
degree
a “reasonable
erroneously applying
Standard
Review
certainty”
capacity
standard to her
[agency’s]
court reviews the
deci-
“This
tasks, Aplt. Admin.
perform household
findings are
to determine whether the
sion
(7)
28;
by failing to consider
App. evidence and
supported by substantial
other
diagnosed
impairments
mental
legal
[agency] applied
correct
whether
agency
The
than
disorder.
somatoform
Sullivan,
v.
966
Musgrave
standards.”
are harmless.
argues
errors
Cir.1992)
(quotation
F.2d
review,
my
claimant’s assertions
omitted).
Based on
“means
Substantial evidence
of error have merit.
evidence as
reasonable
such relevant
agency urges
Discussion
The
us to conclude that
equal
claimant cannot meet or
Listing
Step Three
12.05C because the
already
ALJ has
found
three,
stepAt
the ALJ considers wheth-
that she did not satisfy the “B” criteria of
impairments
equal
er a claimant’s
meet or
12.07,
Listing
Aplt.
Admin.
Chater,
impairment.
a listed
Clifton
foreclosing a finding that she satisfies the
(10th Cir.1996).
“B” criteria of Listing 12.05. An examina-
the,
argues
light
diagnosis by
Listings, however,
tion of these two
shows
Ph.D.,
Stockdale,
Steven
that she had a
that Listing 12.05 has neither the same
NOS, major
cognitive
depression
disorder
*24
structure nor the
“B”
same
criteria as
recurrent,
anxiety
disorder NOS and a Listing
Therefore,
12.07.
the agency’s ar-
67,
IQ
full
Aplt.
App.
scale
of
Admin.
gument is without merit.
239,
the
should have
ALJ
considered
agency
argues
The
also
that claimant
equaled
whether she met or
one of the
has
presented any
not
satisfy
evidence to
listings
retardation, Listing
for mental
12.05, called,
thé first sentence in Listing
12.05C,
404,
P,
Subpt.
App.
20
Pt.
C.F.R.
alternatively,
“capsule
the
definition” or
1, 12.05C,
§
listing.
or another
claims
She
See,
“diagnostic
the
description.”
e.g., 20
equals Listing
or
she meets
12.05C.
C.F.R.,
404,
P,
1,
Subpt.
Pt.
App.
Aplt. Opening Br. at 13.
§
capsule
12.00A. The
requires
definition
me,
To
decision does not re
ALJ’s
claimant to show “significantly subaverage
flect that he
or not
considered whether
general intellectual functioning with defi
12.05C,
equaled
claimant met or
Listing
cits in adaptive
initially
behavior
manifest
may
which
understandable
claim
be
since
during
i.e.,
ed
the developmental period,
argue
hearing
ant did not
at the
that she
the evidence demonstrates or supports on
equaled
Listing.
met or
this
This does not
impairment
set of the
age
before
22.” Id.
court,
effect waiver
see Sims v. §
agency’s
12.05. The
argument
us
asks
103, 108-12,
2080,
Apfel, 530
120
U.S.
S.Ct.
overstep
authority,
our
however. “[A]s
(2000),
may
147
only
L.Ed.2d 80
but
ex
acting
a court
within the confines of its
plain why
Listing
the ALJ did not address
authority,
administrative review
we are
12.05. The
failure
ALJ’s
to consider List
empowered only to ‘review the ALJ’s de
error, however,
ing 12.05C was an
because
and,
cision for substantial evidence’
ac
showing
record contains some evidence
cordingly,
position
‘we are not in a
requirements
claimant satisfied the
of
factual
”
draw
conclusions
behalf of the
verbal,
Listing 12.05C to show a “valid
Allen,
(quoting
ALJ.’
struggling generate back to work to “get desire to income,” Id. at 271. These are her normal in the record examples of inconsistencies through should resolve evidence, weighing balancing merely stating conclusions. I Accordingly, respectfully I dissent. proceeding would reverse and remand this directions to re- to the district court with proceed- agency mand to the additional my disposi- ings consistent with views tion. adverse determination is not notes his 15, 2000, testimony August whether the claimant’s can be note on that claimant Rather, fear, objectively anxiety pain, verified. an adverse suffered “intractable (1) credibility depression,” determination must and mild to moderate id. at be 246; 247-57, “closely affirmatively linked” to the see also id. at 259. In other (2) evidence, office, based on evidence that is notes from his he or his staff stated Chater, following through “substantial.” v. that claimant was on his Kepler to become plans or her own instructions Sunday ZOKARI, 266, 275, 282, A. Plaintiff- 248, 261, Id. more active. Appellant, to these inconsisten- In addition cies, that claimant Evans’ comment Dr. is inconsistent with to motivate was hard Aus- 2001 from E.J. from June evidence GATES, Secretary of Robert M. man, 208. Ausman D.O. Id. at Defense, Department that claimant’s diabetes May wrote Defendant-Appellee. extremely poor control because was and that he told her No. 07-6173. noncompliance absolutely serious” “get needed to Appeals, Court of United States He re- about diabetes. Tenth Circuit. that claimant “has one month later corded medication,” had actually taking been March exercising trying weight, lost was active, stay asking questions about the following, to be supposed diet she was was better. Id. at pressure that her blood in the record I also see no information long to how claimant received lost Telequest’s closing; from I doubt wages layoff benefits from would indefinitely. continue Claimant testified hearing that she received assistance Colorado, but she would from the State of rather if she could. Id. at 72. And work
