Lead Opinion
Amy L. Wаlker, a nurse's aide working at University of Wisconsin Hospitals,
We conclude that the trial court properly dismissed the action against the hospital and the board of regents, but that it erred in granting summary judgment dismissing Walker's action against Roelkе. We therefore affirm in part and reverse in part and remand to the trial court for further proceedings.
The facts are not in dispute. Walker was assigned to "sit" with a patient, Gerald Brainard, on November 7, 11 and 12, 1991. Brainard was a liver-transplant patient who had returned to the hospital a year after his surgery. He was alleged to have a history of behavioral and brain disorders which was known to hospital personnel.
When Walker began sitting with Brainard he was in restraints in his bed and was not lucid. And while the first two days of her assignment were otherwise uneventful, Walker did note that Brainard was loud and "extremely uncooperative" and that on more than one occasion he was able to free his arms from their restraints, throwing things around the room and pulling items from tables and carts.
During Walker's shift on November 12, Roelke came to Brainard's room to exercise his limbs. She released his arms and legs from the restraints and when he became uncooperative, she discontinued the exercises, reattached the restraints and left the room.
I. Sovereign Immunity
Sovereign immunity in Wisconsin derives from Article IV, Section 27, of the Wisconsin Constitution, which provides, "The legislature shall direct by law in what manner and in what courts suits may be brought against the state," and which has been interpreted to require that the state must expressly consent to be sued. Busse v. Dane County Regional Planning Comm'n,
The question in Majerus was whether the Wisconsin State Armory Board was ineligible to claim sovereign immunity. In order to resolve the issue, the supreme court looked to the board's statutory designation and powers, which included: (1) its designation as a " 'body politic and corporate'(2) its statutory authorization "to sue and be sued" in its own name; (3) its power to "convey real estate and dispose of personal property without express authority from the state"; (4) its power to "hold and disburse its own funds independent of state warrants"; (5) its power to "borrow money and issue and sell bonds and other evidences of indebtedness to accomplish its purposes"; and (6) its ability to pay its debts out of rents and interest received from its acquired property. Id. at 314-15,
The hospital was established by the UW Board of Regents under § 36.25(13), Stats., for the purpose of
Even so, Walker maintains that other facts establish that the hospital is, like the armory board in Majerus, an independent agency which does not share
Next, referring generally to a collection of two years' worth of minutes of board meetings, she asserts that "[a] review of the[se] minutes . . . bears out the reality" that the hospital administrator, not the board, runs the hospital, apparently without control of either the hospital board or the board of regents. It is an argument we need not consider in light of the absence of citations to the record for the underlying factual assertions.
Walker next contends that the hospital cannot be considered an arm of the state because, according to
Walker, pointing to other portions of Christman's deposition, next asserts that the hospital should not be considered a state entity because its "profits" are not paid into the state treasury and that it acquired and equipped a satellite clinic on Madison's west side with hospital revenues. As to the first, Walker correctly restates Christman's testimony as acknowledging that the hospital's profits are generally not paid into the treasury,
The exception to sovereign immunity which is triggered when, d la Majerus, the state is said to have created an independent agency with proprietary powers, is a " 'traditionally narrow exception,'" Busse v. Dane County Regional Planning Comm'n,
II. "Official" Immunity
The general rule in Wisconsin is that a state officer or emplоyee "is immune from personal liability for injuries resulting from acts performed within the scope of the individual's public office." C.L. v. Olson,
The supreme court has said that a public employee's duty is " 'ministerial... when it is absolute, certain and imperative, involving merely the performance of a specific task when the law imposes, prescribes and defines the time, mode and occasion for its performance with such certainty that nothing remains for [the exercise of] judgment or discretion.'" K.L. v. Hinickle,
As applied to this case, we consider de novo whether the therapist's duty in re-tying the restraints was so " 'absolute, certain and imperative'" as to leave nothing to her discretion. See K.L.,
It is instructive, we think, to consider some examples of "discretionary" acts for which immunity has been found. They include (the list is not exclusive) the conduct of a police investigation
In this case, it was not Roelke's decision to restrain or not to restrain Brainard in his hospital bed — a decision that undoubtedly would involve discretion under
The straightforward and, according to Walker, simple act of re-tying a restraint one has untied only moments before is wholly dissimilar to the types of "discretionary" acts just mentioned. Rather, it seems to us to be exactly the type of duty or act that is so "absolute, certain and imperative" — one that is "define[d]... with such certainty that nothing remains for [the exercise] of judgment or discretion" — that it can lead only to rejection of any claim of governmental or "official" immunity.
We therefore conclude that the defendant Mary Ann Roelke is not entitled to immunity for the acts of negligence alleged against her in this action. Summary judgment dismissing her from the action was, therefore, inappropriate.
By the Court. — Judgment affirmed in part; reversed in part and cause remanded for further proceedings consistent with this opinion. No costs are awarded to either party.
Notes
Walker was employed by a private company, Norrell Health Care, an independent contractor engaged in the business of providing health care workers to several hospitals аnd clinics in the Madison area, including University Hospitals.
Walker also sued several physicians and other hospital employees. While her appeal is from the judgment dismissing the action against all defendants, her argument on appeal centers on Roelke alone.
The state's consent may not be implied:" '[I]n the absence of express legislative authorization the state may not be subjected to suit.'" Busse v. Dane County Regional Planning Comm'n,
Walker asserts in her brief that the hospital has "the [independent] power to borrow money, and has borrowed large sums for building purposes." She points to no statutory authority for the assertion, but instead refers us to the deposition of Peter Christman, a hospital financial officer. Christman's testimony, however, was simply that the construction of the hospital in 1979 and several subsequent additions were financed "with hospital funds either through . . . direct payment" or "by . . . state obligation bonds." Indeed, Christman stated that two-thirds of the original hospital construction was financed by state obligation bonds. Walker has nоt satisfied us that the hospital has either actual or implied authority to borrow funds independent of the State of Wisconsin.
As to the statutory power to sue and be sued, in Bahr v. State Inv. Bd.,
Section 20.865(l)(fm), STATS., appropriates from general state funds " [a] sum sufficient to supplement the appropriations of state agencies ... to pay for state liability arising from judgments and settlements ...."
Walker does not argue that summary judgment on the sovereign immunity issue was inappropriate because of the existence of disputed material facts but that, as a matter of law, the hospital is an independent entity that does not share thе state's immunity.
In Tam v. Luk,
[W]e decline to embark on our own search of the record, unguided by references and citations to specific testimony, to look for other evidence to support [the factual basis underlying a party's argument]. Section (Rule) 809.19(l)(e), Stats., requires parties' briefs to contain "citations to the . . . parts of the record relied on" and we have held that where a party fails to comply with the rule, "this court will refuse to consider such an argument. .."
See also Keplin v. Hardware Mut. Cas. Co.,
He stated at one point, however, that on at least one occasion, some $2.9 million was paid to the treasury.
Walker also points to portions of a 1993-94 Legislative Audit Bureau report evaluating a proposal to restructure University Hospitals as establishing the lack of "[a]ny relationship between the hospital and the government of Wisconsin." She cites us to the bureau's criticism of the hospital's creation of a separate nonprofit corporation to acquire several private medical practices and their assets in the late 1980's. Some of the bureau's concerns were: (1) some of the funding for these acquisitions came from the hospital; (2) it did not appear that the hospital's board of trustees or the UW Board of Regents had been "fully apprised" of the transaction; and (3) there was a lack of "accountability within the . . . network," which should be remedied by creating a new entity to permit the hospital to оperate and expand in the future.
As the audit bureau report acknowledges, "Construction, purchase, or leasing of [hospital] facilities is subject to the review and approval of UW-Madison, UW System, the Board of Regents, [the Wisconsin Department of Administration] and the State Building Commission." We think the fact that the hospital may have exceeded some of the limitations imposed on it by the regents in this instance — for which it obviously has been called to account by the state — does not warrant thе conclusion that it has forfeited or lost what we here conclude is its identity as an arm or agency of the state.
Olson v. 3M Co.,
Wagner v. DHSS,
Hjerstedt v. Schultz,
Meyer v. Carman,
C.L. v. Olson,
State ex rel. Kurkierewicz v. Cannon,
Concurrence Opinion
(concurring). I am convinced that the inconsistencies and anomalies we find in our deci
The doctrine upon which governmental tort immunity was based was the ancient and fallacious maxim that "the king can do no wrong." Id. at 33,
The Holytz court cited the Comment, Municipal Responsibility for the Torts of Policemen, 42 YALE L.J. 241 (1932). The commentator noted that, "[a]n overwhelming opinion thrоughout the world in favor of the assumption of community liability for the torts of public officers may be regarded as representing a growing moral conviction to which the courts should not remain impervious." Id. at 244-45, quoted in Holytz,
While the Wisconsin courts have not been totally impervious to the responsibility of the community to redress those injured by the acts of its public officers and employees, we have on occasion absolved municipalities and public officers from liability for acts callous to the safety and well-being of those to whom the government and its officers owe a duty of care. In Swatek v. County of Dane,
The court did not come to grips with the issue in the case because it concluded that the jail nurse's negligence was "not germane" to the court's decision. Id. at 54 n.2,
The Swatek court should have found that the county was liable for the jаil nurse's negligence, if established, regardless of the nurse's immunity. We contributed to the confusion by complicating the analysis. We should not have been concerned whether the nurse's examination was discretionary or ministerial. The resolution of that dichotomy is irrelevant to the public employer's liability; what is relevant is the officer's or employee's negligence.
Section 893.80(4), Stats., does not alter the analysis or result. Public officer immunity is unaffected by the statute and governmental tort immunity is limited to acts оf governance, as Holytz intended.
If any justification for legislative action is necessary, it can be found in the dissenting opinion of Judge (later Justice) Cardozo, in People v. Westchester County Nat'l Bank,
The legislature might readjust the incidence of the burdеn, might establish a more equitable distribution between the individual and the public, through the voluntary acceptance of liability for a loss which was without a remedy when suffered.... The readjustment of these burdens along the lines of equality and equity is a legitimate function of the state as long as justice to its citizens remains its chief concern.
Quoted in Comment,
Wisconsin has a progressive tradition. It was among the first states to adopt a workers' compensation act, Laws of 1911, ch. 50, and an unemployment compensation act, Laws of 1931, ch. 20. The attempt of the Holytz court to further that tradition in the area of governmental tort liability foundered when the holding
However, the doctrine of respondeat superior does not apply to civil rights' liability. See Monell v. Department of Social Servs.,
Supreme Court Rule 60.01(14) provides: "A judge should contribute to the public interest by advising, suggesting and supporting rules and legislation which, from his or her judicial observation and experience, will improve the administration of justice."
Swatek testified that he thought the nurse meant he had twenty-four hours to live.
