*1 injunction is within bond amount of court. of the district discretion the sound Guzman, Dispatch Co. v. Casa Corrigan
See Cir.1978). The Pesee contends, appeal, that the amount
Group on injunction insufficient. We bond is objection was significant that no
deem it the sufficien- district court as to
made find no abuse discre-
cy of the bond. We
tion.
AFFIRMED.4 Plaintiff-Appellee, WALKER,
Michael individually, SCHWALBE, and in
Robert Dean, capacity; Darrell indi-
his official capac-
vidually former official his individually
ity; Roy Parrish, and in his Evans, capacity; David
official only, Defendants-Ap- capacity
official
pellants.
No. 96-8338. Appeals,
United States Court
Eleventh Circuit
May 1997. granted. striking Appellants’ from the record is motion for an order Appellee October 1996 letter of counsel *2 Cosgrove,
Carol Atha Office of State At- General, Atlanta, GA, torney Ronald R. Womack, GA, LaFayette, for Schwal- be/Dean/Evans. Davis, Jr., Rossville, Amy John W. S. GA
Gellins, Gellins, Athens, Amy Law Offices of GA, for Walker. BIRCH, Judge,
Before Circuit *, RONEY and FARRIS Senior Circuit Judges.
FARRIS, Judge: Senior Circuit interlocutorily appeal Defendants the dis- holding trict court’s are not entitled qualified immunity. We have pursuant § to 28 U.S.C. Mitchell Forsyth, 472 U.S. (1985) (denial
L.Ed.2d 411 immu- nity immediately appealable under the col- doctrine). lateral order We affirm.
BACKGROUND Community Programs provides Vista social Catoosa, Chattooga, services for Georgia. Dade counties northern Vista is by County funded the Walker Board of through a Georgia Health contract with the Department of Human Resources. Michael Walker was hired Vista in 1982. In 1986 promoted supervise he was all Vista ser- developmentally vices for the disabled. He responsible budgetary per- was for all issues taining programs. to mental retardation Throughout his career he received excellent performance reviews. charge overseeing
Darrell Dean was in Department as the Vista of Human Re- sources District Health Director. 1988 he Wesley hired Robert as Vista’s Area Director * Farris, Jerome Senior U.S. Honorable Circuit tion. Circuit, Judge sitting by designa- for the Ninth
H29
manag-
system policies.
business
merit
The defendants claim
Nickell as Vista’s
and Tom
Wesley
superior
Taylor
prepared
at Vista.
impro-
was Walker’s
had
the list of
er.
prieties
person primarily
and was the
con-
tenure,
Wesley
Nickell’s
Vista
During
improprieties,
cerned about the
that Walker
employees
supplied to
be-
budget information
only
did not know about the list
complained to
accurate. Walker
came less
job,
protect
involved to
and that
budget prac-
Wesley and Nickell
some
*3
legislators already
problems.
knew of these
Department
regulations and
tices violated
effectively managing
prevented Walker from
meeting
As a
legis-
result of the
with state
responsible.
budgets for which he was
the
lators,
Department
the
of Human Resources
con-
and others voiced these
After Walker
began
investigation
impropriety
at Vis-
cerns,
began
Wesley
to withhold
and Nickell
investigation,
ta. David Nave conducted the
employees.
budget
information from Vista
by
October,
.assisted
Robert Schwalbe.
In
(the
expressed
Wesley
Department
also
concern to
Walker
Dean
of Human Resources
(1)
Vista)
garage
used to service its
employee
that
the
Vista
who oversaw
informed Vista
(chosen Wesley
receiving
by
without
Wesley
vehicles
being
staff that
and Nickell were
bids)
prices
not
charged
dismissed,
exorbitant
and was
assuming
that Dean would be
the
(2)
vehicles,
fixing
Wesley had
properly
Director,
responsibilities of Area
and that
employees to have their Vista
directed all
assuming
Schwalbe would be
Nickell’s for-
at
run
vehicles cleaned
a business
Vista
position.
delegated responsibility
mer
Dean
relatives,
employees and their
and
em-
daily
to Schwalbe for most
administrative
committees,
during
met
work
ployee
which
activities at Vista.
hours,
fund-raising in the commu-
conducted
completed
In
1991 Nave
November
money allegedly
nity to raise
for Vista but
investigative report.
It
that
concluded
Vista
money for weekend social
instead used the
mismanaged,
had been
that there had been
activities.
law,
Georgia
misconduct and violations of
and
July
Georgia’s governor
In
directed
that Vista administration had shown little
budget
agencies to submit
reduction
all state
regard
Department policy.
report
for
The
Wesley
that
and
proposals.
learned
Walker
investigations
alleged in-
included
of several
closing
proposed
had
Vista’s Chattoo-
Nickell
nepotism
stances of
and
concluded
at
ga County
urged
Walker
Service Center.
least one was a clear violation. The investi-
he
them to reconsider because
believed
gation
report generated
great
and
deal of
proposed closure was inconsistent with the
Georgia.
media attention
northwest
Dean
budget
Department of Human Resources’
ultimately resigned
position
his
at the De-
proposal request. The defendants claim that
partment
Human
due to
Resources
propos-
also learned that there was a
Walker
investigation
media attention.
and
position.
al to cut his
County Board of Health
Some Walker
Wesley
efforts with
When Walker’s
legislators,
upset
members were
that the
sought
failed he
assistance
state
Nickell
from
Board,
had been contacted about
legislators.
August
high-level
In
Vista
improprieties. The Board was also embar-
Swafford,
employees
Taylor, Nora
Ernest
negative publicity.
It
rassed about the
con-
represen-
met with
state
and Walker
several
county’s
refusing
sidered
to renew the
status
They
tatives and senators.
discussed Walk-
county
funding
as lead
for Vista. Members
budgetary
three-page
and a
list
er’s
concerns
of the Board were aware that Walker was
“possible improprieties” at Vista.
When
among
complained
leg-
had
to the
those who
knowledge
particular impro-
had
of a
Walker
islators.
priety he shared that information. He was
wife,
budget
Crystal
primarily
expendi-
concerned with
1990 and 1991 Walker’s
tures,
service,
Walker,
car
a Vista teacher consultant.
the car wash
and the
served as
repair
deposi-
supervisor
Her
was Amanda
service. Walker stated
immediate
Wesley’s
Boyd,
County
that he
Director of the Walker
Service
tion
never feared
bud-
job
Boyd’s superior in
get proposal
him his
because Center.
was
would cost
Walker
program. Prior to
protected by
he
he was
the state Vista mental retardation
believed
Boyd
employees
disciplined
anti-
re-
were
hiring
Mrs.
policies.
policies regard-
nepotism
written
viewed all available
that it
to ensure
ing employment
relatives
meeting
legislators,
.with the
After
suggested
Boyd
permitted. Walker
was
(the
Taylor
employee
pre-
Vista
who had
regarding the
personnel office
contact the
pared
improprieties)
removed
the list
Georgia Department of Human
issue.
management
from the
team
Vista
Policy
Administrative
and Proce-
Resources
authority
placed under the
of one of his
employment of
rel-
dures Manual stated
investigation,
After the
Swaf-
subordinates.
atives,
spouses,
preclud-
is not
which includes
(the
employee
ford
third Vista
who met with
ed,
employed
shall not be
but that relatives
legislators)
man-
was removed
superior-subor-
in which a direct
situations
agement team at Vista and transferred from
relationship would exist.
dinate
office
she had worked for twelve
where
years.
justifications
given
were
No
these
Boyd
concluded that Mrs.
*4
actions.
hired,
agreed
Boyd
Walker could be
and
wholly responsible
supervi-
all
would be
§
42
Walker filed suit under
U.S.C.
1983
terms,
sion,
employ-
of
and conditions
her
against
and
his
Schwalbe
Dean
Walker, Wesley, and Dean each
ment.
speech by
right to First Amendment
demot-
signed Mrs. Walker’s contract.
ing him in
for his
retaliation
conversation
legislators.
with the
Defendants moved for
documents,
produced
Defendants have
summary judgment. The
court held
district
poli-
they allege
applicable
were the
which
genuine
that Walker had established a
issue
cies,
employment
any
prohibit
of material fact that he was demoted
retal-
employee’s
chain of
relatives in an
entire
speech
iation for his
and that the defendants
command.
ruling
a
were therefore
entitled to
investigative
re-
After the release
qualified immunity prior to trial. The defen-
port,
met with
and stated
Schwalbe
Walker
appeal interlocutorily.
dants
County Board
that a member of the Walker
of Health had asked Schwalbe
review
DISCUSSION
contracts with Mrs. Walker. The next
Vista
QUALIFIED IMMUNITY
gave
pro-
day
Walker a notice of
Schwalbe
A. Standard
disciplinary salary
Review
posed
re-
demotion
charged that
duction. The notice
Walker
ruling
A district court’s
that an offi
policies
Vista conflict of interest
had violated
cial’s conduct violated
established law
by hiring his wife. It also stated that Walk-
ruling
official not
a
so
entitled to
“negligent
for direct-
er was
and inefficient”
prior
to trial
is re
ing
approval
to obtain
subordinate
Forsyth,
viewed de novo. Mitchell v.
472
superior for the contract with his
Walker’s
511, 530,
2806, 2817-18,
U.S.
105 S.Ct.
86
wife.
(1985);
Clifton,
411
L.Ed.2d
Johnson v.
74
1087,
(11th Cir.),
F.3d
1090
cert. denied sub
pursued
appeal
Walker
a written
to Dean
— U.S.-,
Clifton,
nom Hill v.
117 S.Ct.
16,
upheld
on December
1991. Dean
(1996).
51,
H31
Walker,
is entitled to
most favorable to
the official
speech was on a matter of
concern.
immunity for that conduct. The
factual,
legal.
the second
John-
first issue is
Second,
significant
had a
interest
— U.S.-,---,
Jones,
v.
son
speaking
legislators
in order to
with
(1995).
2156-59,
L.Ed.2d 238
prevent
program
harm to
the Vista
and the
community
argue they
it serves. Defendants
"Where,
here, the defendants con
as
significant
enforcing
interest
legal holding,
court’s
we
test the district
anti-nepotism policy. This is beside the
because it is
the factual issue
also consider
point.
government
The issue is whether the
qualified immunity analysis.
part of the core
preventing
speech.
an
has
interest
Clifton,
at 1091.
do
v.
74 F.3d
We
government
Johnson
Whether the
had valid reasons
so,
take,
given,
only
the facts that
for its actions is
relevant to
“simply
as
the third
part
Viewing
of the test.
the evidence in the
when it denied
the district court assumed
light most favorable to
defendants
(purely legal)
summary judgment for that
legitimate
preventing
have no
reason for
Smith,
Id.;
Cooper
see
reason.”
speech.
Walker’s
The second element of the
Cir.1996) (in
most
Bryson test is satisfied..
immunity interlocutory appeals
appellate
Third,
employee’s
initial burden to
facts that the district court
accepts
court
retaliatory
demonstrate that a
intent was a
assumed).
government’s
substantial factor behind the
*5
heavy
employment decision is not a
one.
Fact
Issue Material
as to
C. Genuine
of
Beckwith,
pro-
1133
Cir.1988)
(10th
(same);
speech.
was demoted
retaliation for his
savio,
he
F.2d 642
(6th Cir.1988);
immunity analysis
F.2d 418
The
is therefore
Haydon, 858
Poe v.
(2d Cir.
Hourigan,
The
thought
could not have
that he could retaliate
element in First Amend
is a critical
mind
against
exercising
rights
un-
It
retaliatory
claims.
must
ment
demotion
guise
anti-nepotism policy.
der
in this case. Because Walker
be considered
AFFIRMED.
material
issue of
has established
retaliation, it
assumed at
must be
fact as
RONEY,
concurring:
Judge,
Circuit
Senior
retaliate
stage that
defendants did
this
I
When the defendants
first
speech.
him for his
concur.
against
qualified immunity,
the district
moved
the defendants acted
At the time
untimely.
appeal,
denied it as
On
court
reasonable
clearly
law informed
established
panel of this Court issued a writ manda-
could not
that Walker
government officials
prior
directing the district court to rule
mus
speech.
punished for his First Amendment
be
to trial on defendants’ defense
Pickering v. Board
Education
See
by
immunity.
responded
court
district
205, 391 U.S.
Township High School District
deciding
not entitled
that the defendants are
(1968)
1731,
cussing
sup-
more than whether the
could
evidence
qualified immunity with
are not entitled to
port
finding
particular
conduct oc-
respect
retaliation claim.
curred,
to Walker’s
truly
question
decided is not
claim,
“separable”
plaintiff’s
from the
recently
Supreme Court most
articu
decision”____
hence there is not a “final
underpinnings
jurisdictional
of an
lated the
summary-judg-
Johnson reaffirmed that
interlocutory
on
im
appeal based
——
appealable
ment determinations are
when
Jones,
U.S.-,
munity in
v.
Johnson
they
dispute concerning
resolve a
an “ab-
2151,
115 S.Ct.
Johnson that defendants them determinations find, basis, evidentiary sufficiency summary to be and on that of at their any judgment immediately appealable clearly conduct did not violate are not estab- merely they happen juris- I because to arise in a lished law. believe that we do have case; qualified-immunity if what is at issue diction to determine whether the district
H35 that, argue appeal in this support the defen fendants do not findings factual court’s viewing in the violated the facts most favorable contention that Walker dants’ factual they place plaintiff, to the nonetheless are entitled anti-nepotism policy in at the a valid Rather, Moreover, immunity. qualified to transpired.1 defen these events time essence, evidentiary sup argue, viewing dants to find conclusive were we be, allege to version of the facts facts as the defendants them for the defendants’ port they legitimate case, precedent suggests had another reason for de our circuit in this moting separate apart any jurisdiction to resolve could exercise that we by the defendants First Amendment concerns. Because there question presented immunity. support not is no conclusive for the defendants’ qualified This is regarding facts, challenge presented here. The dis version of the defendants’ the circumstance effectively requires predicate fact to be we decide a factual trict court found is, question court found a issue—whether there is conclusive foundation dispute —that specific to confirm the defendants’ contention that fact to exist as to what state of employees was Walker did violate state law—based neither regulation governing VISTA acted; drawing have on the record nor the of reasonable place the time we previously with inferences based on facts found. that the district court erred not found my opinion, type purely of finding. I do not believe that this factual respect to this subject decision-making proper is not of ease as it has been framed posture of this interlocutory appeal qualified an based on permits us to “assume” the defendants fact, did, immunity.2 violate a state either that Walker him demoted sole
law or that the defendants
say
may
that we
never
This is not
speech.
ly
asserting
right
to free
As
underlying
whenever the
exercise
result,
properly the
we cannot evaluate
intent of a state actor is intertwined with the
materially
application
extent to which
indeed,
immunity;
cir-
issue of
our
might
clearly
to the law
similar facts
See, e.g.,
precedent
cuit
holds otherwise.
conduct vio
that the defendants’
established
Johnson,
McMillian v.
Holston, (11th Cir.1996). Foy ... [T]he F.3d 1528 record does show Defendants 94 had, fact, removal of two children in cause to that [a involved the state’s understand community possibly to foster care. religious being from a mistreated. The child] were, plaintiffs claimed the state’s conduct was record also shows in Defendants discrimination; fact, by religious motivated aware information that would war- children____ proffered investigation to show that state evidence rant of other being mistreated. Acknowl- children were edging discriminatory-intent that ele- ____Because, given the circumstances and question ment “can cloud the of whether the law, of the state reasonable child lawfully unlawfully in official acted or custody worker could have considered De- 1534, circumstances,” id. at we held that arguably proper fendants’ conduct if even qual- defendants nonetheless were entitled to in Defendants were motivated substantial immunity:
ified motives, by part unlawful Defendants’ con- objectively duct was reasonable for the trigger application to doctrine’s
One
purposes
qualified immunity.
depends upon whether
the record estab-
defendant,
fact,
pos- Foy,
Foy,
in
lishes that the
did
ly that Walker the time the relevant
nepotism policy at occurred, explicitly it also does
events could have demoted that the defendants
show part, this at least Indeed, cannot discern because we
policy. juncture the de-
conclusively at this justification for some lawful
fendants had Walker, we do not decision to demote
their application there exists
know whether
materially facts to law that or similar placed the defendants on notice not have violated a estab- their conduct words, cannot right; in other we de-
lished immunity question. core
cide the reason, inappro- that it is I believe
For this remaining issue raised
priate reach appeal.
this DENTAL MANUFACTURING
YOUNG
COMPANY, INC., Plaintiff-
Appellant,
Q3 INC., PRODUCTS, SPECIAL Kraenzle,
David Defendants- G.
Appellees.
No. 96-1298. Appeals,
United States Court of
Federal Circuit.
April 1997. Denied; Suggestion
Rehearing
Rehearing In Banc Declined
June disputed predicate question analytical approach— jurisdiction. tent is raised as a well as its —as ' subjective qualified-immunity in- fact. cases when
