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Wal-Mart Stores, Inc. v. National Labor Relations Board
400 F.3d 1093
8th Cir.
2005
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Docket

*1 qualified immunity that he is entitled STORES, INC., WAL-MART

against unreasonably claim he created the need for force. Petitioner/Cross-

Respondent,

G. Failure to Intervene v. NATIONAL LABOR RELATIONS

The district court also denied BOARD, Respondent/Cross- Deputy summary judgment Shelnutt Petitioner, claim the Leafs’ that he failed to inter in Deputy vene Jacobs’ unlawful conduct. United Food and Commercial Workers Because we have determined that the offi Union, Local Intervenor on apartment cers’ actions inside the consti Appeal. tuted an illegal neither search nor an ille seizure, gal we must conclude that 03-3627, Nos. 03-3863. cognizable Leafs do not have a claim United States Appeals, Court of against Deputy failing Shelnutt to in Eighth Circuit. in Deputy tervene Jacobs’ actions. Submitted: Dec. 2004. only remaining conduct of which the Filed: March use complain Leafs is the of force him, Mr. Deputy Leaf when Shelnutt shot

causing above, his death. As we noted

claim for excessive force based on the Mr. shots fired at Leaf remains before However, Deputy district court. Shelnutt engaged shooting, Deputy the act of Therefore, Deputy Jacobs. Shelnutt correctly argues, there is no basis for the failure to intervene claim.

Conclusion For the reasons set forth in this opinion, the judgment of the district court is re- versed and the case is pro- remanded for

ceedings opinion. consistent with this Deputy may Shelnutt recover his costs in this court. And

RevbRSed RemaNded.

Thompson, brief), petition- er/cross-respondent.- Hostak,

Philip A. argued, Washington (Charles Donnelly DC and Michael H. Carlin, brief), on the NLRB for respon- *3 dent/cross-petitioner. Jr.,

D.P. argued, Jonesboro, Marshall AR, for Intervenor UFCW Local 1000. MELLOY, BRIGHT,

Before and BOWMAN, Judges. Circuit

MELLOY, Judge. Circuit Petitioner appeals the National Labor Relations finding Board’s order that it vio- 8(a)(1) 8(a)(3) lated Sections and Act, National Labor Relations 29 U.S.C. 158(a)(1) (3) (the “Act”), § and punish- ing employee Brian Shieldnight for union cross-appeals The Board and asks we enforce the order. affirm We part and in part reverse the finding of 8(a)(3) Section violations and enforce the Board’s order as modified.

I.

This case arises from efforts to unionize employees at the Wal-Mart store in Tah- store, lequah, Oklahoma. The like all stores, maintains and enforces a prohibits during em- time, ployees’ work regardless of the cause or organization. According to this policy, prohibits its associates en- gaging solicitation on behalf of cause or organization public areas of the during store at time which the store is open public. Shieldnight,

Brian .an Wal-Mart, Tahlequah contacted the Unit- Union, ed Food and Commercial Workers '(“Union”) possible Local 1000 about representation. He obtained authorization Hammett, Houston, organize employ- J. Richard cards from Union to argued, (Laurence Liquita TX E. Stuart and Tahlequah Lewis ees at the store. January on January Shieldnight en- the solicitation

On wore a t- his off-duty. soliciting the store while He on the sales floor with t-shirt tered Teamsters” January by verbally soliciting read “Union and on “Sign a card ... me how!” front and Ask on-duty while and on sales Manager on back. Assistant Store Shieldnight that it was floor. Lamont told Manag- Night John Lamont and Assistant off wrong Shieldnight to have sent Wal- Tammy er Flute saw t-shirt Lamont clari- property completely. Mart him Flute speak and saw an associate. Shieldnight that while could solicit fied work, and associate to told the return floor, so he could do in the on the sales Shieldnight ordered to leave asso- Lamont Hawkins, duty. while parking lot alone. Lamont then consulted ciates Lamont, also discussed “union The hotline *4 Wal-Mart hotline.” Shieldnight’s questions and concerns re- representative told that Shield- Lamont employment policies, garding Wal-Mart and night’s solicitation shirt constituted for as health insurance associates. such Shieldnight that should be removed suggested Shieldnight should Lamont sought out Lamont and Flute store. meetings matter “grassroots” raise the in They jewel- in Shieldnight. found him the to identify all stores hold that Wal-Mart ry talking Mends who department to two issues. top company-wide three informed were not associates. Lamont arranged a time to meet in the three men a Shieldnight that his constituted meeting That never occurred. future. and would have form of solicitation that he subsequently filed unfair The Union immediately. Lamont to leave the store practice charge against labor Wal-Mart on Shieldnight front door of escorted to the 2, 2001, February charge and an amended and him to leave the store instructed 27, 2001. The Union claimed April on property. store and Wal-Mart 8(a)(1) by deny- Wal-Mart violated Section January The next incident occurred on facility Shieldnight to its ing access and store, duty on at the 2001. While 8(a)(3) him by disciplining his Section for Manager Shieldnight Department invited Regional solicitation efforts. Director Patricia Scott Starr and associates Debra the National Labor Relations Board for for Parsons, also and James all of whom were on Region complaint May 17 issued a Shieldnight on duty, meeting. to a union An law judge administrative meeting come and asked Starr to to the (“ALJ”) Shieldnight ruled that violated would to consider stated he like her solicitation when he ver- Wal-Mart’s card. signing a union authorization bally employees, solicited three but did and Shieldnight separately asked Scott violate engage solicitation or Wal- meeting to attend’the “the Parsons hear ' he wore the a “Sign Mart’s when story.” other side ... me t-shirt. The card Ask how!” ALJ incidents, Based on these two Co-Man- concluded Wal-Mart violated Section ager Manger Rick Hawkins and Assistant 8(a)(1) by Shieldnight from the removing “coaching John Lamont held a written ses- wearing for the t-shirt and Sections store the no- Shieldnight violating sion” with for 8(a)(3) him, disciplining and “coaching solicitation rule. A session” is on the t-shirt incident. part, part discipline progressive of Wal-Mart’s filed exceptions ALJ’s process. and written coaching Verbal t-shirt findings regarding the solicitation. in a four- coaching steps are the first two Board filed ex- The Union cross-ex- step Hawkins and Lamont process. plained Shieldnight had violated the verbal solicitation. ceptions regarding that he September On a divided Board form of NLRB v. W.W. Inc., panel Shieldnight found had not en- Grainger, 1) gaged in when he: (1977), wore the WL 8580 the Board held: 2) duty; t-shirt in the store off while asked “Solicitation” for a usually means on-duty employees to attend a union meet- asking join someone to by the union 3) ing; or asked a co-worker to a signing his name to an authorization panel union card. The concluded that card in way the same that solicitation for Wal-Mart violated the Act asking charity a asking would mean an employ- store, Shieldnight to leave the ee to contribute to a charitable organiza- coaching regarding him both incidents. tion ... or in the commercial context appeals that decision. asking an employee buy product exhibiting the product for him .... II. Ordinarily, employees may to issues this case are whether the insignia wear union while on their employ following three incidents constitute solici- premises. er’s NLRB v. Corp., Chem Fab 1) tation: when a t-shirt wore (8th Cir.1982) (“Ab 691 F.2d how;” “Sign which read ... card Ask me special sent justify circumstances which 2) he had when conversations with co- prohibition wearing insignia, *5 attending about a union meeting; workers employer violates Section if it inter 3) sign or when he asked a co-worker to feres with wearing insignia of union by union authorization card. The Board held its during organizational an that none of these actions solic- constituted campaign.”). protection This includes the itation. right to insignia wear union on shirts. Id. “Our standard of review affords An employer may not bar the wearing of great deference to the Board’s affirmation t-shirts, insignia, such merely as on findings.” the ALJ’s Town & Country it “join,” because contains words such as Elec., NLRB, (8th 816, Inc. v. 106 F.3d “vote,” or “support.” NLRB v. The DeVil Cir.1997). “We will enforce the Board’s Co., (1953) (“the biss correctly order the Board has applied ‘join’ words or ‘support’ ‘vote’ or do not findings law and its factual sup are destroy essentially protected character ported by substantial evidence on the rec insignia insignia and convert such ord as a whole.” Id. Substantial evidence into the kind of solicitation which is other exists when “a might ‘reasonable mind ac rules”). wise amenable to proper Union cept’ particular evidentiary record as propaganda must involve more than mere ” ‘adequate support to a conclusion.’ Dick ly type language to permis convert Zurko, 150, 162, inson v. 527 U.S. insignia impermissible sible union into so (1999) S.Ct. 144 L.Ed.2d 143 (quot licitation. ing NLRB, Consolidated Edison v.Co. Board stated that the t-shirt U.S. 59 S.Ct. 83 L.Ed. 126 (1938)). insignia should be treated as union be ‘speak’ directly cause did not “[i]t to

A. The T-shirt specific individual ... it did not call for an response, immediate as would an The Union that Shieldnight’s contends t- oral solicitation, person-to-person accept invitation did not constitute to but sign rather was a or insignia.” “union authorization card.” Wal-Mart Wal-Mart Stores, Inc., argues by encouraging people ap- 340 NLRB No. 2003 WL him, (2003). proach Shieldnight’s t-shirt was a *4 22273588 at The Board found buttons”). mag- Fabri-Tek manufactured evidence that “no claim or there was computers memory in furtherance of devices anything netic Shieldnight did merely This message equipment. .... He Id. at 579. digital other the T-shirt ... socialized about around and “there is no doubt walked stated that Court Anyone, including Id. matters.” product nonunion is extraor- finished [Fabri-Tek’s] who saw Shield- undisputed dinarily complex .... It is also ignore was free to January night, on ... step in the fabrication that each message on the t- Shieldnight and the both high degree requires hand and done contrast, a solicitation shirt. rig- (noting also the concentration.” Id. requires more interac- card authorization quality regarding the requirements orous tion, yes or no answer. likely a direct Fabri-Tek had product). finished of each inquiry of direct evidence Absent further minimize distrac- efforts to great taken was the Board’s conclusion by Shieldnight, at 580. The workplace. in the Id. tions evidence. supported substantial circumstances, particular special con- alleges panel’s that the eliminating distractions importance of “the ignores because it is not reasonable clusion in- to a substantial ... which could lead long- Shieldnight’s purpose and both [items],” produced Id. poorly crease employer may implement rule that an held “wearing justified prohibition work time during rules usual union insignia or of unusual produc- with work interference prevent way.” Id. at insignia in an unusual Fabri-Tek, NLRB, Inc. v. 352 F.2d tivity. distinguishable from Fabri-Tek is (8th Cir.1965) (“[A]n employer can unique dis- present case because wearing of union regulate prohibit justified imposition of re- ruption that where, him- as the Trial Examiner insignia present in Fabri-Tek are not strictions states, ‘special consider- *6 there are self here. efficiency and relating employee ations may employer that an Fabri-Tek holds ”) right to restrict plant discipline.’ that wearing insignia of union prohibit the wearing activity, such as organizational there are otherwise be would insignia of union the restrictions circumstances and special activities to the restriction of is limited spe narrowly tailored to address are disrupt, pro- disrupt, or tend to which of es burden “[T]he cial circumstances. down duction and to break circumstances tablishing [special] rest[s] restric- and does not include discipline, by sub employer,” inoffensive advertisement who must show passive tion of interests, i.e., organizational aims and that those circumstances stantial evidence advertising insignia and wearing of Employees, 278 Am. Fed’n Gov’t exist. buttons, in with way (1986). which no interferes Wal-Mart did not NLRB 385 production. discipline or efficient circum special evidence of put forth in Fabri-Tek present akin to those Fabri-Tek, stances F.2d at 585. 352 justify prohibition would Shield- that in Fabri-Tek lost the Although Shieldnight’s night’s t-shirt. and “ordi- right to wear oversized buttons than the may have been more visible extraordinary way,” nary insignia in an Fabri-Tek, failed to in Wal-Mart buttons complex pro- a disrupted because it from in how the t-shirt interfered demonstrate “concentration process duction operation of the manner with the (stating Id. at necessity.” was a 586 evidence Accordingly, substantial store. right to wear employees “never lost their Board’s conclusion customary supports form of insignia union 1099 Shieldnight’s t-shirt did not constitute so- statement of fact that put his co-workers licitation. on notice that there was to be a union meeting that night and that they were

B. The Co-Worker Conversations welcome to Nothing attend. in the rec- earlier, ord suggests As stated employer may the environment at implement rules during Shieldnight’s made actions prevent uniquely work hours to disruptive. interference with Accordingly, productivity. work Republic panel’s conclusion regarding Aviation NLRB, Corp. v. n. 324 U.S. 803 65 conversations was supported by substan- (1945). S.Ct. L.Ed. 1372 89 tial Furthermore, “[Solici evidence. panel tation for a union is not thing the same as acted reasonably when it concluded that talking about a union meeting “simply informing another employee of an or whether a union good is or bad.” W.W. upcoming meeting brief, or asking a un- Inc., Grainger, NLRB at 166. The ion-related question does occupy not, therefore, employer may prevent con enough time to be treated as a in- work versations about unions that do not inter terruption in settings.” most productivity. fere with work Although not Stores, Inc., 2003 WL at *4. court, binding on this the Board has con Asking C. Sign Co-Worker to a Card sistently concluded that an employee does engage solicitation when he makes Board concluded that it was pro-union during statements working not solicitation Shieldnight when asked a union,” “support hours such as “there co-worker a union authorization is a meeting tonight,” or meeting “the card. This conclusion supported by is not 2, 166; cancelled.” Id. at 161 n. see also Dickinson, substantial evidence. 527 U.S. Inc., NLRB v. Mfg., Yamaha Music Solicitation, 119 S.Ct. 1816. (1991) (invitation NLRB earlier, described asking includes someone on-duty employee to ten co-workers to at join signing authorization union meeting tend not a was violation of Grainger, card. W.W. 229 NLRB at rule); employer’s no solicitation NLRB v. case, WL 8580. the record Corp., Sahara-Tahoe indicates that said he would (1975) (holding that introducing a co “like for Starr to have authoriza [union *7 worker to a representative union did not to sign.” card Starr tion] understood the solicitation); constitute NLRB Flamingo exchange request card, as a sign to the an Hilton-Laughlin, 110 understanding likely to be reached the (1997) (concluding that a conversation dur average person in a similar situation. ing work hours in employee which an light In of totality the of the circum- asked another questions about stances, Shieldnight’s actions constituted solicitation). union issues was not though actually even he did not case, In this invited offer a card Starr at the time he asked her Fabri-Tek, three co-workers to a union to meeting. sign. 352 F.2d at 587. These facts are analogous to those in Shieldnight had contacted the Union about Yamaha or Shieldnight’s obtaining Sahara-Tahoe. representation and had ob- require statements did not an immediate tained pur- cards the Union for the response from the three In pose organizing co-workers. of employees Taleq- at the stead of a solicitation that required a re uah store. There is little doubt as to sponse, the record shows that Shield- Shieldnight’s intent in the words spoke he night’s statements were more akin to a to Starr. The record indicates that Shield- BRIGHT, concurring in Judge, hand at Circuit have a card in his the

night did not as to to Starr. It is silent spoke dissenting part. time he and in part person. a card on his The he had whether majority’s with decision in agree I the directly place a in he did not card fact that 2(A) 2(B) opinion and of its that sections at the of his statement of time front Starr it Board’s order must be enforced as the to regard in the makes little difference to the incident and to pertains t-shirt Further, of his conversation. nature Shieldnight’s about a union meet- remarks in instance are Shieldnight’s actions this ing. to a solicitation than analogous direct more agree majority’s I do not with the rever- his to attend he asked co-workers when 2(C) order, in of the Board’s section sal of meeting. Asking someone to majority opinion, Shieldnight’s as to card that individual a union offers to represented the choice be a card. person about union remarks a un- Informing union. co-workers about majority in requiring errs merely puts meeting fellow ion interpret of concept to “solicita- Board going to meeting that is take notice interprets majority ap- tion” as the and place. this concept. reaching deci- plies there insufficient evi- Accordingly, believe, has, majority I in sion the erred conclusion support the Board’s dence (1.) ways: three It has misconstrued not solicita- actions were (2.) fact; of law as an it has issue issue tion, we the Board re- and thus reverse misapprehended concept the role of the the authorization card issue. garding (3.) law; in it has “solicitation” labor granted deference Board III. Supreme has Court held we asking Board appeals cross I grant. points briefly these must discuss or that we enforce Board’s remedial turn, stating after first what the Board to re Board ordered der. The in this decided case. Shieldnight’s personnel from Mr. file move concerning The Board’s decision “solici- disciplinary reference to action First, aspects: tation” has two case allegedly illegal him for the 8(a)(1) legal conclusion that post also Sections The Board ordered Wal-Mart 8(a)(3) prescribed concerning em protect employee’s certain notices of the Act rights. ALJ had recom ployee union activity workplace union-related so sanction limited" the ex- mended this but not have long activity signifi- .does personnel file to pungement those potential disrupt workplace. cant the ALJ determined to be items Second, empirical judgment the Board’s thus a activity and violation Sections talk about union cards which does not and(3). essentially The Board some active require response immediate *8 with the ex adopted recommendation not, general the listener as a by does pansion to include all expungement matter, significant have potential dis- pro the found to be the activities Board ruption thus cannot be barred as —and with enforce the Board order tected. We under a lawful “non-solicita- “solicitation” not re exception the Wal-Mart, policy. tion” See In re quired to delete Mr. (N.L.R.B.) (op.below). WL *3 personnel coaching the file reference to 1. resulted from session that do not here the Board’s find- We review Starr a union authorization Debra case, of this ings as facts card. would be reviewed under the substantial “Solicitation” is a term of art the Board developed through has majority evidence standard that the decades of its case states. law, to determine companies what conduct repeatedly emphasized, Wal-Mart has may lawfully proscribe through “non-solici at argument, briefs and oral that it dis- See, tation” policies. e.g., Overnite facts, putes only not the but the Board’s Co., Inc., Transp. 332NLRB Appel- definition “solicitation.”1 See (2000); NLRB 2000 WL 1803047 St. Br., Br., passim; Reply passim. lant’s In- Luke’s Hosp., (1990); 300 NLRB deed, majority the does not overturn Nenner, M.D., al., Ralph et 253 NLRB Rather, finding of fact. majority the de- (1980); 1980 WL 12633 Mfg. Farah undisputed cides that the facts constitute Co., (1970); 187 NLRB 601-02 Cook words, In majority other the Co., Paint & Varnish majority’s decides the meet the facts (1960); Co., May Dep’t Stores NLRB “solicitation,” definition of reversing the (1944) 976, 981 [“Solicitation Cases”]. Board’s narrower definition of “solicita- case, In this had a “non-solici- See'maj. tion” op., described above. su- tation” policy simply, that read “Associates at pra, 1099-1100. may engage not in solicitation ... during reversing the definition that the working time.” J.A. 527. Like stated, Board majority the reviews the policy, this policy non-solicitation is en- Board’s conclusion of law that the Act forceable to the extent it is lawful under protects non-disruptive activity Act, and the and unenforceable to the extent it policy judgment general Board’s as to Act. See Solicitation Cases. violates empirical question about what sorts of ac- The Board what decides activities are significant tivities have potential disrupt by Act, deciding thus what workplace. question requires Neither can and cannot count as “solicitation”—and reviewing the findings Board’s of fact for policies be such as forbidden —under Wal- substantial evidence. is, Mart’s. That the Board defines “solici- tation” so as to render poli- non-solicitation 2. Act, cies implemented lawful under the as by the Board.2 See Id. majority has reviewed the Board’s definition of “solicitation” as if that word does not interpret Board appears if reviewing the Act—as we are contract, as it were a to determine the statutory Board’s construction of lan- parties, intent of the and then decide guage ifas the Board were interpret- whether the contract is lawful under the —or ing a contract to determine the intent law, Act or not. In its case the Board parties. The word “solicitation” does simply protect- decides what activities are appear the, the Act. And the Board did Act, ed and treats those activities as interpret Wal-Mart’s non-solicitation companies non-solicitation —because can- if it were a contract. not forbid them as “solicitation.” See Id. argument, 1. At oral approach Wal-Mart's first substan- The Board could its task different- was, ly. company It tive could decide what statement "The critical means facts in this "solicitation,” and then decide whether really dispute.” case are not in After stress- *9 policy compa- is lawful and to what extent the ing such'dispute the absence of for two min- ny can enforce it. The of more result this utes, counsel concluded: "What all that boils approach roundabout would be the same. only down to is that issue is: Was this— generally But the Board has not taken this were these —-acts solicitation not?” approach. 1102

" “solicitation,” general policy as to judgment Board’s the Board defines When of about sorts activities therefore, question a term of what construing it is neither disrupt to significant potential have Act, company’s it interpreting nor is -Rather, by workplace reasonable. over- deciding what policy. It is non-solicitation turning the of the non- Board’s definition by the Act. It is activities are “solicitation,” statutory term art, defining incorporates of of.art term no deference majority granting Act and the construction of the the Board’s — Board’s Board —reverses the construction judgments general as to policy Board’s judgment empirical Act and its con- of the industrial concerning matters empirical cerning the actualities of industrial life. Id. life. See us, the the record before Board’s On definition When we review the‘Board’s Challeng- reasonable. determinations are art, are non-statutory we term reasonableness, ing their Wal-Mart as- specific reviewing a construction of a judg- the Board’s serts that we allow statutory or a construction of a con- term will soon stand, ment then we have con- reviewing are the Board’s tract. We floor, fistfights Appellant’s Br. sales Act of the a whole and struction as 22, and union activists sandwich at judgments as to matters Board’s strolling through kitchenware boards competénce. area of its special within the stores, of Wal-Mart id. at 36. aisles 3. exaggerated These assertions do over- Supreme long Court has held judgment the Board’s come reasonable we to the construction must defer Board’s appeal. the issues raised on Act, reasonably long so as it is entirety. I enforce order its would NLRB v. Town & Coun defensible.3 See Inc., 89-90, Elec., try 516 116 U.S. (1995); 450, 133 L.Ed.2d 371 Chev

S.Ct. ron, U.S.A., Inc. v. Resources Natural Def.

Council, Inc., 837, 842-44, 467 104 U.S. (1984); NLRB L.Ed.2d S.Ct. 81 694 WILLIAMS, Appellant, Allen Richard v. No. 434 Local Union U.S. v. (1978). S.Ct. L.Ed.2d 586 SERVICES, has held that we must Supreme Court also NATIONAL MEDICAL INC.; Ballard, Appellees. Kevin reasonable defer Board’s concerning empirical judgments general No. 04-2665. NLRB v. matters of industrial life. See Appeals, United States Court of Corp., Erie Resistor 373 U.S. Eighth Circuit. (1963). 1139, 10L.Ed.2d 308 S.Ct. 18, 2005. Submitted: Feb. majority does whether not consider 16, 2005. Filed: March that the Act legal the Board’s conclusion protects non-disruptive activity is reason- it

able. Nor does consider whether ter, contrary binding Supreme point, 3. erred in Court On this Wal-Mart's counsel Healthcare, precedent. Evergreen asserting Compare Board’s "The. conclusions NLRB, (6th de Br. Inc. v. 104 F.3d Cir. Appellant's law are reviewed novo.” 14; 1997) (cited holding Reply Appellant's at Br. at 14 and in at Br. cited Counsel 2) holding Reply Packag v. that the Br. with NLRB Webcor from a Sixth Circuit case'—a Inc., (6th Cir.1997). repudiated only ing, la- Sixth Circuit six months F.3d

Case Details

Case Name: Wal-Mart Stores, Inc. v. National Labor Relations Board
Court Name: Court of Appeals for the Eighth Circuit
Date Published: Mar 14, 2005
Citation: 400 F.3d 1093
Docket Number: 03-3627, 03-3863
Court Abbreviation: 8th Cir.
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