The sole issue in this appeal is one of first impression in North Carolina: whether an indigent defendant in a paternity suit instituted by the State has a constitutional due process right to court-appointed legal counsel. Based on the Fourteenth Amendment due process requirements of the United States Constitution, and on the Law of the Land provision in Article I, Section 19 of the North Carolina Constitution, 1 we hold that an indigent defendant has a right to appointed counsel in paternity suits instituted by the State.
I
Due process must be afforded when a State seeks to deprive an individual of a protected liberty or property interest.
In-
*651
graham v. Wright,
Right to counsel cases analyzed in terms of constitutional mandates of due process require the application of a balancing test to determine the amount of process due an indigent to ensure fundamental fairness.
Lassiter v. Department of Social Services,
- U.S. - ,
The analysis utilized by the United States Supreme Court in the recent decision of
Lassiter
to determine the right of indigents to appointed counsel in termination of parental rights hearings is useful to our inquiry. The
Lassiter
analysis begins with “the presumption that an indigent litigant has a right to appointed counsel only when, if he loses, he
may
be deprived of his physical liberty. It is against this presumption that all the other elements in the due process decision must be measured.” — U.S. — ,
first, the private interest that will be affected by the official action; second, the risk of an erroneous deprivation of such interest through the procedures used, and the probable value, if any, of additional or substitute procedural safeguards; and finally, the Government’s interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail.
II
An action to establish paternity is civil in nature,
Bell v. Martin,
A. Interests of the Defendant
The first prong of the Mathews v. Eldridge test — the determination of the amount, of due process necessary to ensure fundamental fairness — concerns the private interests of the defendant that are placed in jeopardy. The personal freedom of the defendant is the most significant and steadfastly-guarded interest to be considered.
1. Liberty Interest
The defendant contends that his freedom is at stake in this civil paternity proceeding because a judgment of paternity will be
res judicata
in any subsequent proceeding to enforce his obligations to make support payments or to punish him for refusing to make support payments. Under North Carolina law, a defendant’s liberty interest may be adversely affected in two ways by a civil adjudication of paternity. First, G.S. 49-15 provides that once paternity has been determined, the duties and obligations of the adjudicated father riiay be “enforced in the same manner, as if the child were the legitimate child of such father.” The parental obligations owed a legitimate child may be enforced in a proceeding for civil or criminal contempt under G.S. 5043.4(f)(9). Therefore, once adjudicated the father of the illegitimate child and ordered to pay child support in a proceeding without benefit of counsel, defendant may be incarcerated under the contempt provisions of G.S. 5043.4(f)(9) for failure to make such payments. Second, it is a misdemeanor for a parent to fail to adequately support his or her illegitimate child, G.S. 49-2 (1979 Cum. Supp.), and the penalty for this offense may be a prison term “not to exceed six months.” G.S. 49-8(1). Moreover, failure to make the court-ordered support payments is a continuing offense which may result in successive six month terms of imprisonment.
See State v. Green,
*654
The County argues on the other hand that an indigent defendant in a paternity suit has no liberty interest at risk. It argues further that the mere fact that an adjudicated father
may
face a criminal prosecution for subsequent failure to make support payments has no bearing on the parental adjudication proceeding. According to the County, a due process right to counsel does not depend upon the hypothetical and remote possibilities of future enforcement actions for nonsupport. The County also points out that defendant would have court-appointed counsel in a criminal nonsupport prosecution,
State v. Lee,
Our reading of
Tidwell
and the more recent decisions of this Court in
Withrow v. Webb,
— N.C. App. — ,
*655
In the case before us, the State, through its subdivision (County), is the real party in interest in the civil paternity proceeding. Likewise, the State would be the prosecuting party in a criminal contempt
or
nonsupport hearing. The County’s contention that it is not a party to the civil paternity action belies the reality of the AFDC situation. By virtue of accepting AFDC funds, Ms. Carrington’s right to bring suit for support from the child’s father is automatically assigned to the County. 42 U.S.C. § 651
et seq.;
G.S. 110-128 (1979 Cum. Supp.). The County has a statutory duty to bring paternity proceedings against, and to establish support obligations from, putative fathers. G.S. 110-138, 139 (1979 Cum. Supp.). The County brings suit in its name, ostensibly on behalf of the mother and child. In actuality, under G.S. 110-128 and 110-135, the payment of AFDC funds by the State creates a debt owing to the State by the responsible parents of the child. Under our State’s public assistance statutes, the mother receiving AFDC funds must cooperate with the County by giving the name and by assisting in the location of the nonsupporting, putative father. G.S. 110-131. The mother’s failure to cooperate will result in her ineligibility for future AFDC funds.
Id.
In short, the State has an active and vested interest in paternity proceedings involving mothers and children receiving AFDC funds. As was found in
Little v. Streater,
it is clear that “the State’s involvement in this paternity proceeding was considerable and manifest, giving rise to a constitutional duty” to provide court-appointed counsel. — U.S. at — ,
In an indirect, but nonetheless significant way, the indigent defendant in a paternity action instituted by the County has his liberty placed in jeopardy. The availability of court-appointed counsel at the subsequent criminal proceeding comes too late. Counsel is of little value to the indigent defendant at that time because his best defense — denial of paternity — has already been determined at a prior hearing in which all the resources and ex
*656
pertise of the State were brought to bear on the unrepresented, indigent defendant. Defendant may be sent to jail without ever having had a
meaningful
opportunity to be heard on the issue of paternity. We agree with former Chief Justice Sharp who dissented in
State v. Green:
4
“In common parlance, ‘[i]t’s at that first trial [civil paternity hearing] a man needs a lawyer.”
[t]hat a judgment rendered by a court having jurisdiction to do so finding paternity to exist bars the relitigation of that issue by the parties to the original judgment is a well established rule of law in other jurisdictions that have considered the question. [Citations omitted.]
Williams,
2. Property and Familial Interest
Other important personal interests are at stake in a paternity suit. For example, defendant has several property interests at stake. An adjudication of paternity can mean up to eighteen years of child support payments —not an insubstantial amount. Moreover, paternity necessarily affects the distribution of defendant’s estate upon death, G.S. 29-1, et seq.; Workers’ Compensation *657 benefits, G.S. 97-1; Social Security benefits, 42 U.S.C. 402(d)(1); and insurance proceeds.
Paternity also has a direct effect on the family unit by creating a parent-child relationship. As pointed out in
Little v. Streater,
“[j]ust as the termination of such [family] bonds demands procedural fairness, [citation omitted], so too does their imposition.” — U.S. at — ,
It has been rightly noted that a paternity adjudication dramatically affects the personal interest of the child as well. “[I]t must now be accepted that the child’s interest in an accurate determination of paternity at least equals that of the putative father.”
“The [property and familial] interests implicated here are substantial.”
Little v. Streater,
— U.S. at — ,
B. Risks of an Erroneous Adjudication of Paternity
The second prong of the Mathews v. Eldridge test requires an analysis of the risk that the procedures used will lead to an erroneous determination of paternity, and an analysis of the value of granting the defendant additional procedural safeguards such as appointed counsel. Without counsel to advise an indigent defendant in a paternity suit of his right to a blood grouping test, to conduct vigorous cross-examination of the State’s key witness and to assist the defendant through the complexities of the paternity hearing, the risk of ah erroneous adjudication of parentage is great.
The frequently cited study made by Professor Harry D. Krause bears witness to the tremendous potential for erroneous adjudications of paternity. Krause’s research revealed that it is *658 not uncommon for 95% of paternity disputes to result in findings of parentage. Yet, in a study based on 1000 cases, 39.6% of the accused men were conclusively shown by blood tests not to be the fathers. Of equal significance is another study in which 18% of a group of accused men who acknowledged paternity were proven by blood tests not be the fathers of the children they acknowledged. Krause, Illegitimacy: Law and Social Policy 149-51 (1971).
The reasons for erroneous accusations made by mothers of illegitimate children are not altogether clear. As noted by the California Supreme Court:
There are many reasons why the man named by a mother as the father of her child may not necessarily be the father. She may simply not know which of several possible men is in fact the father. Additionally, she may wish to protect the actual father or protect herself from retribution from him. (See generally, Poulin, Illegitimacy and Family Privacy (1976) 70 Nw. U. L. Rev. 910, 923-24). Since cooperation with the district attorney is mandatory for women receiving AFDC, a mother may also simply supply a name in order to avoid termination of welfare benefits. (Gliaudys, supra, 53 State Bar J. at p. 322). Further, studies have shown that much testimony regarding the parties’ sexual contacts in paternity suits is unreliable. (See Krause, Illegitimacy: Law and Social Policy (1971), pp. 107-108).
Salas v. Cortez,
Moreover, many indigent defendants are illiterate and unfamiliar with judicial process. As a result, they are often unable to appreciate fully the significance of the proceeding against them and unable to understand the requests for admissions, interrogatories and requests for documents. Failure to answer these discovery requests can be used against the defendant; in fact, failure to respond to a request for admission of paternity may even be deemed as true, thereby “resolving” the ultimate issue in the case. G.S. 1A-1, Rule 36.
In
Little v. Streater,
the United States Supreme Court held that an indigent defendant who faces the State in a paternity suit has, upon demand, a constitutional right to a free blood grouping
*659
test. In the Court’s opinion, . . access to blood grouping tests for indigent defendants . . . would help to insure [sic] the correctness of paternity decisions. . . .” — U.S. at — ,
In our opinion, an indigent defendant’s right to a free blood grouping test may be rendered meaningless without counsel to advise him of his right to demand such a test, to explain the test’s significance, to ensure that the test is properly administered and to ensure that the results are properly admitted into evidence. As pointed out by the Supreme Court of Minnesota “the importance of blood tests magnifies the necessity for the timely assistance of counsel, to ensure that the defendant is apprised of his right to request blood tests and to inform him of their significance.”
Hepfel v. Bashaw,
For the unrepresented indigent defendant in a paternity suit, the complexities of a jury trial provide another barrier to his “meaningful opportunity to be heard.” In an AFDC situation, the State attorney has available unlimited resources and expertise while the defendant has no money, little, if any, experience with the judicial process, and no one to help represent his interests. In short, “the full power of the state is pitted against an indigent person in an adjudication of the existence of a fundamental biological relationship entailing serious financial, legal and moral obligations.”
Salas v. Cortez,
The additional safeguard of appointing counsel to indigent defendants in paternity suits would greatly reduce the risk of erroneous determinations of paternity.
[B]y intervening heavily on behalf of one side in what has traditionally been a private dispute, the state has skewed the outcome of the case. The chances that the significant consequences of fatherhood will be imposed on an innocent man obviously increase dramatically if, because he is unable to afford counsel, the defendant offers no defense. They increase still further if counsel for the plaintiff [the State] is a specialist in prosecuting such claims. . . . Unless the rights of indigent paternity defendants are protected, courts risk find *660 ing not the right man, but simply the poorest man to be the father of a child.
Because of the risk associated with relying on the present procedural safeguards, we find ourselves in agreement with the Minnesota Supreme Court: “the
accurate
determination of paternity, given the present adversary nature of the proceeding, is best promoted by a system that ensures the competent representation of both sides to the controversy.”
Hepfel v. Bashaw,
C. Interests of the Government
The last prong of the
Mathews v. Eldridge
test focuses on the interests of the government. The government interests are primarily two-fold: economic and minimization of litigation. Requiring the State to pay for court-appointed counsel will most likely increase the costs of establishing the paternity of a child receiving public assistance.
6
This increase in cost, however, must be weighed against the State’s and the defendant’s interest in an accurate determination of paternity. The fairer and more accurate fact-finding which will result from equal representation may encourage the man finally adjudged the father to make support payments. Understandably, a person erroneously determined to be the father will be less likely to maintain support payments to a child he knows is not his.
See State v. Camp,
Ill
The final step in concluding our analysis is to balance the three Mathews v. Eldridge factors against one another and then weigh them collectively against the weakened presumption in this case that no right to appointed counsel exists in a civil paternity suit instituted by the State. On the imaginary scales of justice, the defendant’s substantial liberty, property and familial interests (see IIA, supra)-, the significant risk of an erroneous adjudication of paternity under the present procedures (see IIB, supra)-, and the State’s minimal counterveiling monetary interests (see IIC, supra) overwhelm the already weakened presumption against the right to appointed counsel in cases of this nature. When the State marshalls its many resources against an indigent defendant to have him adjudicated the father of the child receiving public assistance, that defendant is entitled to the protection afforded by court-appointed counsel based on the due process clause of the Fourteenth Amendment and on the Law of the Land provision of the North Carolina Constitution.
Our decision is not inconsistent with existing case law in North Carolina. Although the State cites
Jolly v. Wright,
Our decision today also has support in other jurisdictions. In
Salas v. Cortez
and
Madeline G. v. David R.,
the courts held that the defendant in a state-instituted paternity case had a Fourteenth Amendment due process right to counsel. In
Artibee v. Circuit Judge,
An adjudication of paternity imposes on an individual duties and obligations of great significance. For the accused father, a paternity proceeding puts at risk his liberty, his property and his family relationships. When these interests are threatened by the powers of the State, our federal and state constitutions require that certain basic procedural due process protections be afforded so that the individual has a meaningful opportunity to be heard. Given the interests involved in, and the implications of, a paternity proceeding, court-appointed counsel for the indigent defendant *663 is essential to his having a meaningful opportunity to be heard. We must not be niggardly or equivocal in appointing counsel for indigents when rights as fundamental as these are at stake. Due process and basic, fundamental fairness demand that counsel be appointed in paternity suits instituted by the State. In reaching this decision, we find it necessary to reverse the judgment of the trial court and remand for a new paternity hearing only after the trial court appoints counsel for the defendant.
Reversed and remanded.
Notes
. Although the Law of the Land provision in the North Carolina Constitution is synonymous with the due process clause of the United States Constitution, United States Supreme Court decisions interpreting the due process clause of the Fourteenth Amendment to the Federal Constitution are instructive, but they do not restrict or control our courts’ interpretations of the Law of the Land provision in the State constitution.
Horton v. Gulledge,
. See Section II-A, infra.
.
State v. Green
was effectively reversed by
Argersinger v. Hamlin,
. See Footnote 3, supra.
. Other states have recognized the
res judicata
effect of a paternity determination in a subsequent criminal nonsupport action. In several of these jurisdictions, the courts have found a right to appointed counsel in AFDC-related paternity actions instituted by the state.
See Artibee v. Circuit Judge,
. It is important to note, however, that the North Carolina State Department of Human Resources collects on the average three dollars ($3) for every one dollar ($1) paid out in AFDC funds. North Carolina Department of Human Resources, Child Support Collection Statistics (1979). Equally important is the will of the people, expressed through the Legislature, to shoulder the additional cost of appointed counsel in closely-related proceedings. After the United States Supreme Court held, in Lassiter v. Dept. of Social Services, that the due process clause of the Fourteenth Amendment does not require the appointment of counsel for indigent parents in every parental status determination proceeding, the North Carolina General Assembly, on 10 July 1981, passed an act requiring the appointment of counsel for indigent parents in parental rights termination proceedings. Rat. Ch. 0966.
