Lead Opinion
We granted certiorari in People v. Waits,
I.
On February 15,1977, the defendant was charged with second degree burglary under section 18-4-203, 8 C.R.S. (1978), after
On December 18, 1978, the defendant was charged with attempted first degree murder under section 18-2-101, 8 C.R.S. (1978), based on evidence that during the night of December 15, 1978, after the victim found the defendant standing in the victim’s living room, the defendant stabbed the victim a number of times. The victim escaped and ultimately recovered from the stab wounds; the defendant was arrested inside the victim’s home. The December 18, 1978, information included two habitual criminal counts. § 16-13-101(1), 8 C.R.S. (1978).
On January 30, 1979, after this court’s reversal of the suppression order in the burglary case, the defendant pleaded guilty to attempted first degree murder, second degree burglary, and the habitual criminal charges. At the advisement the defendant stated that he understood the elements of attempted first degree murder and second degree burglary and that he was the person convicted of two prior felonies in New Mexico. The court sentenced him to two concurrent prison terms of twenty-five to fifty years, and other charges pending against him were dismissed.
On November 3, 1980, the defendant filed a Crim.P. 35(c) motion asserting that the district court had failed to comply with Crim.P. 11 because its explanation of the elements of first degree murder and second degree burglary was inadequate. At the hearing on his motion, the defendant testified that he did not know during the advisement whether he was pleading guilty to attempted murder or murder or what the elements of burglary were. The district court denied the defendant’s Crim.P. 35(c) motion, ruling that the defendant stated during the advisement that he understood the nature of the charge, that the advising court
Prior to oral argument in the court of appeals on the defendant’s Crim.P. 35(c) claim, this court, in People v. Thomas,
The court of appeals affirmed the district court’s rulings on the ground that because the defendant received a substantial benefit
II.
The defendant asserts that his guilty pleas to attempted first degree murder and second degree burglary were entered in violation of Crim.P. 11 and due process of law because the advisement concerning attempted first degree murder was nonsensical and because the advisement concerning second degree burglary failed to define and explain the terms “intent,” “specific intent,” and “theft.” Due process requires that a court accept a guilty plea only when it has ascertained that the plea is voluntary, knowing, and intelligent. See Boykin v. Alabama,
Crim.P. 11, which contains the procedure for taking guilty pleas in accordance with constitutional requirements, Leonard,
(b) The court shall not accept a plea of guilty or a plea of nolo contendere without first determining that the defendant has been advised of all the rights set forth in Rule 5(a)(2) and also determining:
(1) That the defendant understands the nature of the charge and the elements of the offense to which he is pleading and the effect of his plea....
In meeting the requirements of Crim.P. 11, we have not required courts to proceed in a formulaic manner, see Wilson v. People,
A.
The district court gave the following attempted first degree murder advisement:
Q. In Case CR-11604, in Count 1, Mr. Waits, you are charged that on the 15th day of December, at the City and County of Denver, State of Colorado, Jimmy L. Waits, that is you, did unlawfully and feloniously attempt to commit the crime of First Degree Murder, which is a Class 1 felony, against [the victim] and did engage in conduct constituting a substantial step toward the commission of said crime, as defined by 18-3-102, C.R.S. 1973, as amended; contrary to the form of the statute in such case made and provided, and against the peace and dignity of the People of the State of Colorado.
Do you understand the nature of the charge?
A. Yes.
*1333 Q. You understand that the elements of First Degree Murder are that you, acting either alone or with one or more persons, committed or attempted to commit, and in the course of or furtherance of the crime that he is committing or attempting to [commit], or of immediate flight therefrom, the death of a person, other than than one of the participants, is caused.
You understand that the elements— those are the elements of murder, and the District Attorney would have to prove all the elements of the offense beyond a reasonable doubt.
Do you have any questions about those elements, sir?
A. No, sir.
(Emphasis added.) Later, in explaining the elements of criminal attempt in connection with first degree murder, the court noted that
the substantial step, Mr. Waits, means any conduct, whether act, omission, or possession, which is strongly corroborative of the firmness of the actor’s purpose to complete the commission of the offense. Now, I think the definition is probably more complicated—
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It shows, Mr. Waits, that you were serious about what you started to do.
It is unclear from either the information or the advisement whether the defendant was charged with attempted murder with deliberation, attempted felony murder, or attempted extreme indifference murder. The People assert that the charge of attempted first degree murder involved a charge of attempted felony murder. A person commits the crime of felony murder if
[a]cting either alone or with one or more persons, he commits or attempts to commit arson, robbery, burglary, kidnapping, sexual assault in the first degree or second degree as prohibited by section 18-3-402 or 18-3-403, or a class 3 felony for sexual assault on a child as provided in section 18-3-405(2), and, in the course of or in furtherance of the crime that he is committing or attempting to commit, or of immediate flight therefrom, the death of a person, other than one of the participants, is caused by anyone.
§ 18-3-102(1)(b), 8 C.R.S. (1978). Specific intent is not required for felony murder. People v. Scheer,
acting with the kind of culpability otherwise required for commission of an offense, he engages in conduct constituting a substantial step toward the commission of the offense. A substantial step is any conduct, whether act, omission, or possession, which is strongly corroborative of the firmness of the actor’s purpose to complete the commission of the offense.
§ 18-2-101(1), 8 C.R.S. (1978). An essential element of criminal attempt is that the defendant act knowingly with respect to the underlying offense. People v. Krovarz,
Here, the district court mislabeled the attempted murder charge as that of first degree murder numerous times and gave an incomprehensible description of the elements of attempted first degree murder. Therefore, the advisement concerning attempted first degree murder did not meet the requirements of Crim.P. 11,
B.
The defendant also asserts that the advisement concerning second degree burglary was deficient because the district court did not explain the terms “intent,” “specific intent,” and “theft.” Section 18-4-203(1), 8 C.R.S. (1978), provides that “[a] person commits second degree burglary, if he knowingly breaks an entrance into, or enters, or remains unlawfully in a building or occupied structure with intent to commit therein a crime against a person or property.” Second degree burglary requires specific intent and actual constructive trespass. People v. Diaz,
Initially, the district court advised the defendant concerning second degree burglary as follows:
Q. Now, in Case No. 8362, it’s charged that on the 11th day of February, 1977, at the City and County of Denver, State of Colorado, Jimmy Lee Waits, did unlawfully, feloniously and knowingly break an entrance into and enter and remain unlawfully in [a] dwelling ... with the intent to commit therein the crime of theft....
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Q. (By the Court) Now, second degree burglary, Mr. Waits, is — the elements are as follows:
That knowingly breaking and entering into or entering or remaining unlawfully in a dwelling or building or occupied structure, other than a dwelling, with the specific intent to commit the crime or crimes against person or property, a crime other than trespass.
Do you understand the elements of that offense?
A. Yes.
Later, after the prosecutor reminded the court to break down the elements of the crime and explain each one, the court stated:
Q. (By the Court) On Case No. 8362, Mr. Waits, the first count reads that on the 11th day of February, 1977, at the City and County of Denver, Jimmy Lee Waits did unlawfully, feloniously and knowingly break an entrance into and enter and remain unlawfully.
Now, the Court — the District Attorney, if this matter went to trial, would have to prove, first of all, that on the 11th day of February, — he would have to prove the date and place. That the offense occurred in the City and County of Denver. That you did unlawfully, which means against the law, feloniously, which also means it was against the law, and knowingly, which means that you knew what you were doing, and that you deliberately did it, break an entrance, which means that you didn’t have the right to break into and enter and remain unlawfully in the dwelling ... with the intent therein to commit the crime of theft, and this means that you did not have the consent of [the victim] to be at that place, and that you went in there with the intent to commit that kind of a crime. Either stealing something against the peace and dignity of the State of Colorado.
Those are the things that the District Attorney would have to prove beyond a reasonable doubt to a jury. And by entering a plea of guilty, of course, you are waiving those rights.
While the district court did not define the terms “intent,” “specific intent,” and “theft,” the court correctly noted that second degree burglary required specific intent to commit a crime against person or property, in this case theft,
III.
The defendant also asserts that his guilty pleas were not knowingly, intelligently, and voluntarily entered because they were entered after an erroneous ruling of this court. Prior to the defendant’s guilty plea, this court reversed the district court’s suppression order concerning the objects found in the defendant’s car, finding that the defendant’s evasive maneuvers established sufficient reasonable suspicion by police officers to support an investigatory stop. People v. Waits,
While we determine that a defendant may not attack a guilty plea on the basis that the law later changed, there remains the question whether Thomas should be applied retrospectively to require suppression of the objects found in the defendant’s car and therefore invalidation of his guilty pleas. This court has followed the lead of the United States Supreme Court in determining the retrospectivity of a rule of criminal procedure, but on fourth amendment questions we have not chosen between the retrospectivity analysis set forth in Stovall v. Denno,
In Johnson,
Neither the Stovall analysis nor the Johnson analysis, however, leads us to conclude that Thomas should be applied retrospectively. In applying Stovall, we first look at the purpose of the rule in Thomas that furtive gestures alone may not be the basis for an investigative stop. Thomas focused on the protection of personal security and privacy from arbitrary and abusive police practices. This purpose, while important, is less significant than whether the new rule in Thomas enhances the reliability of the fact finding process and whether violation of the rule produces an unfair trial. See Adams v. Illinois,
Even if this case involved direct review, Johnson,
The analysis in United States v. Peltier,
Having determined that Thomas is not to be applied retrospectively, we reject the
Even if we were to apply Thomas retrospectively, in this case by pleading guilty the defendant waived any argument about illegally seized evidence. The general rule is that a defendant who pleads guilty is precluded from attacking his plea on the ground that evidence was seized in an illegal search and seizure unless a right to challenge the plea is preserved by statute. E.g., Lefkowitz v. Newsome,
In McMann v. Richardson,
IY.
The defendant argues that if his guilty plea to attempted felony murder is vacated
In this case, the failure properly to advise the defendant concerning attempted first degree murder under Crim.P. 11, unlike the exclusion of illegally obtained evidence in Miller and Hill, does not cumulatively weaken the state’s case against the defendant and there is no reason to invalidate the plea to second degree burglary. In the context of two guilty pleas that resulted in consecutive sentences, we have previously invalidated one plea and upheld the other. People v. Cabral,
Ordinarily the People may reinstate the charges when a guilty plea is vacated, see People v. Colosacco,
We reverse that portion of the judgment of the court of appeals affirming the defendant’s guilty plea to attempted first degree murder and affirm the court of appeals' judgment with respect to the guilty plea to second degree burglary. We remand the ease to the court of appeals with directions to the district court to vacate the plea to attempted first degree murder. If the People wish to reinstate any of the original charges, they must do so within sixty days of the order vacating the plea. Then the district court is directed to vacate the guilty plea to second degree burglary if the defendant so moves within thirty days after the filing of the charges.
Notes
. The People apparently were prepared to file three more habitual criminal counts if the defendant did not plead guilty.
. The pending cases included separate charges of aggravated robbery, two second degree burglaries, theft, and carrying a concealed weapon.
. The district court judge who took the defendant’s plea is not the same judge who heard the Crim.P. 35(c) motion.
. The defendant was facing the possibility of a life sentence, for which he would have had to serve a minimum of twenty years; his sentence to a term of twenty-five to fifty years had a twelve year minimum.
. The defendant asserts that it is logically impossible to attempt felony murder because such a crime would require intent to commit the felony murder, not the burglary, and, by its nature, felony murder, unlike murder with deliberation, is an unintentional crime. See People v. Hernandez,
. Section 18-4-401, 8 C.R.S. (1978), defines theft as follows:
(1) A person commits theft when he knowingly obtains or exercises control over anything of value of another without authorization, or by threat or deception, and:
(a) Intends to deprive the other person permanently of the use or benefit of the thing of value....
. Because the Court in Stone v. Powell,
. Prospective application of a "new” constitutional rule allows those involved in the challenge that results in the new rule to benefit from the new rule. See Peltier,
. A guilty plea does not preclude all challenges to the plea even when competent counsel is provided. See Menna v. New York,
Concurrence Opinion
concurring in the result:
I concur in the result reached by the majority. I write separately to express my disagreement with that portion of Part III of the opinion that relates to prospectivity and retrospectivity. In my view, retro-spectivity is not an issue because the peti
The facts in this case cause me to emphasize how little relevance the search and seizure has to the defendant’s guilty pleas. The attempted murder charge is tied to events which occurred on December 15, 1978. The defendant was burglarizing the victim’s house and his activities awakened the victim. The victim confronted the defendant in the living room. The defendant assaulted the victim and said: “You saw me. Now I am going to have to kill you, kill you.” The victim was stabbed many times but managed to escape and the police were called. The defendant was arrested by police officers while he was still inside the victim’s house. People v. Waits,
A plea of guilty that is intelligently, understanding^, and voluntarily made waives all nonjurisdictional defects, including any claim that evidence was illegally seized. United States v. Johnson,
The fact that People v. Thomas,
[The defendant who pleads guilty] is convicted on his counseled admission in open court that he committed the crime charged against him.... Whether or not the advice the defendant received in the pre-Jackson era would have been different had Jackson then been the law has no bearing on the accuracy of the defendant’s admission that he committed the crime.
McMann v. Richardson at 773,
The fact that Brady did not anticipate United States v. Jackson, supra, does not impinge the truth or reliability of his plea. We find no requirement in the Constitution that a defendant must be permitted to disown his solemn admissions in open court that he committed the act with which he is charged simply because it later develops that the State would have had a weaker case than the defendant had thought or that the maximum penalty then assumed applicable has been held inapplicable in subsequent judicial decisions.
Brady v. United States at 757,
As in McMann and Brady, the fact that the relevant law later changed does not affect the voluntary and knowing character and substance of the plea of guilty. By pleading guilty, petitioner admitted the truth of the charges against him — he did not vouch for the strength of the prosecution’s case. A change in the law which affects the strength of the prosecution’s case is simply irrelevant to petitioner’s admission of factual guilt. See Erickson, The Finality of a Plea of Guilty, 48 Notre Dame Law. 835 (1973).
Accordingly, the retrospectivity issue in Part III of the court’s opinion need not be addressed. Even if we were to assume that People v. Thomas is to be given retrospective effect, the defendant waived any objection to illegally seized evidence by his plea of guilty. In my view, the court has failed to elaborate the correct basis for the result in this ease, and has decided the retrospectivity issue prematurely. I therefore concur in the result reached by the majority.
. Brady v. United States,
. Jackson v. Denno,
. United States v. Jackson,
Concurrence Opinion
specially concurring in part:
I concur in the result reached by the majority. I write separately as to Part II, A., of the opinion because I believe a defendant may not be charged with attempted felony murder, which disposes of the adequacy of the advisement issue under Crim.P. 11. I also join in Justice Erickson’s concurrence in result and disagreement with Part III of the opinion.
We granted certiorari review on the question of “[wjhether the entry of a plea of guilty to a non-existent offense [attempted felony murder] is valid and whether the entry of such a plea extinguishes a defendant’s due process and procedural right to be advised of the nature of the offense.” Under existing Colorado law, upon the entry of a guilty plea, a defendant must be afforded the due process and procedural right to be advised of the nature of the charge and of the elements of the offense to which he is pleading and of the effects of his plea. Crim.P. 11(b)(1); People v. Gorniak,
In my view, attempted felony murder is a non-existent offense, and a plea of guilty to such a charge is invalid. The commission of a criminal attempt under section 18-2-101, 8 C.R.S. (1978), requires a mens rea element of intent to commit a specific crime. Allen v. People,
An attempt to commit felony murder thus requires proof that the defendant intended to perpetrate an unintentional killing; a logical impossibility. The statutory definitions of the words “attempt” and “felony murder” are internally inconsistent and mutually exclusive.
Because I believe attempted felony murder is a non-existent offense, the information fails to allege a cognizable criminal offense, and the district court was without jurisdiction to have accepted the plea of guilty. Accordingly, I do not believe the majority should have addressed the Crim.P. 11 advisement.
. Moreover, because felony murder, itself, contains an attempt element under certain circumstances, one can conceive of an attempt to attempt to commit the underlying felony. In Allen v. People,
