Richard WAGNER, Appellant, v. Felicia WAGNER, Appellee.
No. S-14403.
Supreme Court of Alaska.
April 5, 2013.
299 P.3d 170
V. CONCLUSION
For the reasons described above, we AFFIRM the superior court‘s decision to award Little Squaw title to the disputed mining claims and its resolution of the other issues raised at trial. Because specific findings are needed to pierce the corporate veil, we REVERSE the superior court‘s decisions to enter judgment and award attorney‘s fees against Gail Ackels and REMAND for further proceedings consistent with this opinion.
CHRISTEN, Justice, not participating.
Felicia Wagner, pro se, Fairbanks, Appellee.
Before: FABE, Chief Justice, CARPENETI, WINFREE, STOWERS, and MAASSEN, Justices.
OPINION
STOWERS, Justice.
I. INTRODUCTION
Felicia Wagner filed for divorce from her husband Richard Wagner. Both parties appeared pro se. The superior court held four pretrial hearings оn the matter, three of which Richard did not attend. Richard called the court‘s judicial assistant to request a continuance prior to two of his three absences. Richard‘s requests were not granted, and it appears that Richard was never informed of the proper manner by which to make a request.
Richard called the court‘s judicial assistant the day before trial to again request a continuance, this time citing his work situation as the cause of his absence. Richard did not appear at trial. The superior court did not acknowledge Richard‘s employment excuse and instead relied on his prior absences to conclude that his failure to appear was voluntary. It thereupon denied Richard‘s request,
It was error for the superior court to deny Richard‘s request for a continuance without informing him of the proper manner by which to make a request. It was also error for the superior court to deny Richard‘s continuance request and to proceed to trial without first considering whether his work situation provided good cause for his absence. We therefore remand for the superior court to determine whether Richard‘s absence was truly voluntary or whether it was supported by good cause.
II. FACTS AND PROCEEDINGS
Felicia and Richard Wagner married in 1993. The couple separated in 2009 and Felicia filed for divorce the following year. Feliciа checked the box in the form complaint for divorce that stated, “We have already divided all marital property and debt so there is none to be divided by this court.” Richard disagreed in his answer and counterclaim, stating that property and debts still needed to be divided. Both parties appeared pro se.
The superior court held a trial date-setting conference in June 2010. Felicia appeared, but Richard did not. Richard had called the court‘s judicial assistant earlier in the day to request a continuance. The court proceeded with the hearing in Richard‘s absence and set trial for early November. There is no indication in the record that the court fully informed Richard that telephonic requests to the judicial assistant were improper and that he was required to file a motion if he wanted to request a continuance.
The superior court held a pretrial scheduling conference in November 2010. Felicia appeared, but Richard did not. Richard again had called the court‘s judicial assistant earlier that day, indicating, according to the court, that he did not know about the hearing, that he would not be able to attend, and that he needed a continuance. Felicia in1formed the court that Richard had also asked her to continue the hearing. The superior court proceeded with the conference and noted “for the record” that “[t]he fact that [Richard] calls and leaves a message with [the] judicial assistants is not an order from the Court that excus[es] him from the pretrial conference.” There is no indication in the record that the substance of the court‘s comment was conveyed to Richard. Trial was rescheduled for early March 2011.
In February 2011 Felicia filed a financial declaration identifying student loans as “property subject to disposition by the court.” Another pretrial conference was held in March at which Felicia appeared but Richard did not. Felicia stated that the parties disputed the distribution of two vehicles and “a few debts.” Trial was again rescheduled for May.
Both parties appeared at the next pretrial conference in May 2011. Richard and Felicia agreed that their dispute was limited to the distribution of two vehicles and Felicia‘s student loan debt.1 There is no indication in the recоrd that the court advised Richard that telephonic requests for continuances were improper or that motions for continuances were the proper way to request such relief.
The one-day trial was held on June 2, 2011. Felicia appeared, but Richard did not. The superior court stated on the record that Richard had again called the judicial assistant, this time indicating that he was unavailable because “[h]e was called out to fight a fire and he‘s going to be gone for two weeks and doesn‘t have cell phone contact.” Felicia confirmed that Richard had given her the same excuse for his absence and asked her to request a continuance on his behalf.
The superior court concluded that it had no choice but to find that Riсhard‘s absence was voluntary:
[Richard] had knowledge of what was going on. He had notice of what was going on regarding the trial. He was at the pretrial conference two weeks ago and knew that this was going on. And I can
take his absence only being that he chose not to be here today.
The court subsequently proceeded with the trial in Richard‘s absence and questioned Felicia regarding the parties’ property and debts.
The superior court made several findings of fact and conclusions of law based on Felicia‘s testimony at trial. It found that Felicia incurred “substantial student loans” in the amount of $88,380 during the marriage. It also found that the loans were marital debt, with Felicia and Richard each responsible for half the debt because the loans “were usеd for marital living expenses as well as education and were treated as marital debt to the extent payment was made on the loans.” A divorce decree was entered on June 6, 2011. Richard filed a motion for reconsideration that was denied.
Richard appeals, arguing that it was error for the superior court to conclude his absence was voluntary and to proceed to trial without him, and that the superior court erred in its property and debt division.
III. STANDARD OF REVIEW
“We will not disturb a trial court‘s refusal to grant a continuance unless an abuse of discretion is demonstrated. An abuse of discretion exists when a party has been deprived of a substantial right or seriously prejudiced by the lower court‘s ruling.”2
IV. DISCUSSION
A. It Was Error For The Superior Court To Proceed To Trial Without First Examining Whether Thеre Was Good Cause Supporting Richard‘s Absence.
1. Request for continuance
Richard argues that the superior court improperly proceeded to trial notwithstanding his request for a continuance. Richard asserts that after being notified by his employer that he would have to provide emergency transport services to firefighters on the day of trial, he “communicated to [Felicia] and [the] court as best he could considering the emergency nature of his dispatch.” In his motion for reconsideration, Richard stated:
I contacted the Court Secretary and informed her of my delema [sic], that I was on Fire Charter and could not leave the location to file the necessary paperwork, to let the court know that I would not be able to make the court date of 6/2/11 for my divorce trial. I asked if she could reschedule for later, she said she would inform the Judge of what I told her and that it would be up to the Judge.
Richard implicitly argues that the superior court abused its discretion by refusing to grant his request for a continuance. The preliminary question is whether Richard‘s phone call to the court‘s judicial assistant constitutes a request for a continuance that must be considered by the court.
The record shows that Richard called the judicial assistant the day before the trial to inform the court that he would be unable to attend, but he did not file a motion or an affidavit in support of his request for a continuance. Richard had requested continuances in the same manner on two of the three previous occasions when he was absent for court hearings, though on those occasions he did not cite his employment as the cause of his absence. It is clear that the court never issued an order requiring Richard to seek continuances with a written motion served on the other party and to cease making such requests telephonically to the judicial assistant.
Richard‘s oral continuance request to the court‘s judicial assistant does not meet the formal requirements of
We have acknowledged that “the rules of court may be models of clarity to one schooled in the law, but a pro se litigant might not find them so.”6 Richard tried to request a continuance on three separate occasions, including the day before trial, by calling Felicia and thе court‘s judicial assistant. Nothing in the record indicates that Richard was informed by the court of the impropriety of this method of request; the fact that he employed the same method three times arguably indicates that he believed he was utilizing an appropriate procedure. Indeed, if the allegations in his motion for reconsideration are true, Richard reasonably believed his phone call constituted a proper request to be considered by the court after the judicial assistant passed along his message.
Given the relaxed standards for pro se litigants, the fact that from Richard‘s point of view he may have reasonably concluded that his earlier telephonic requests for continuances to the judicial assistant were acсeptable, and the fact that Richard was never ordered to cease calling for continuances and advised that he needed to file a motion for continuance, we conclude that Richard‘s phone call the day before trial and his failure to file a motion or submit an affidavit as required by
2. Denial of continuance
Richard implicitly argues that it was an abuse of discretion for the superior court to deem his absence voluntary, refuse to grant his telephonic request for a continuance, and proceed to trial. Richard asserts that his absence from trial was not voluntary because, as a bus driver, “[h]e was part of essential manpower required to mobilize to fight the Hastings and Murphy Dome fires” threatening Fairbanks at the time of trial. Richard asserts that after attempting but “failing to find any substitute worker,” he “contacted [Felicia] and the court to advise them [of] his inability to attend the June 6, 2011[sic] trial because of his duties related to the wildfires.”
The superior court denied the continuance request and proceeded to trial because it determined that Richard “voluntarily chose not to appear.” The superior court based this determination on the following observations: (1) Richard was properly notified of the trial; (2) this was the third trial date for the matter; (3) Richard failed to attend prior court hearings; (4) Richard failed to fully participate or cooperate in related custody matters; (5) Richard was aware from earlier contacts with the court‘s judicial assistant that he needed to file a motion or stipulation in order to change the court dates,8 which he failed to do; and (6) Richard appeared at the most recent pretrial conference and was “actually aware” of the trial date.
Whether Richard‘s absence was voluntary and without good cause is a factual question. Richard attributed his absence to his mandatory employment responsibilities in his requests to Felicia and the court‘s judicial аssistant, and he made a similar argument in his motion for reconsideration, stating he “was on Fire Charter and could not leave the location to file the necessary paperwork.” The superior court did not acknowledge Richard‘s work situation in its findings of fact or in its denial of the motion for reconsideration and instead determined that because Richard “was aware of the time, date, and place of the trial,” his absence was voluntary. The superior court proceeded to trial without Richard on this basis, predicating its findings of fact and conclusions of law regarding the parties’ property and debt on Felicia‘s testimony alone.
While we are mindful of the need for the orderly, prompt, and effective disposition of this matter, Richard‘s inability to attend the trial constitutes a “weighty reason” to grant his request for continuance if his absence is supported by good cause.14 The failure to allow Richard to present his case seriously prejudiced his right to participate in his own trial and to rebut Felicia‘s testimony, which provided the sole basis for the superior court‘s findings of fact and conclusions of law. The superior court should have inquired into whether Richard had good cause for failing to attend trial—that is, whether his work commitments demanded his presence on the day of trial—or whether his absence was actually voluntary. It was an abuse of discretion for the superior court to find that Richard‘s awareness of the trial date in itself warranted the denial of his continuance request without first considering whether Richard‘s absence was supported by good cause.
B. In Light Of The Decision Above, We Do Not Reach The Additional Points On Appeal.
Because the superior court‘s finding that Richard‘s absence was voluntary failed to consider whether Richard‘s work situation provided good cause for his absence, and because our decision today remands this is
V. CONCLUSION
Because the superior court failed to consider whether Richard had good cause for failing to appear at trial, we REVERSE the superior court‘s finding that Richard‘s absence was voluntary. We REMAND for further proceedings consistent with this opinion. We retain jurisdiction unless the court finds that there was good cause for Richard‘s absence.
WINFREE, Justice, dissenting.
WINFREE, Justice, dissenting.
I respectfully disagree with the court‘s decision to remand this case to the superior court for further proceedings on whether Richard Wagner voluntarily failed to appear at trial. In my view: (1) the superior court‘s finding that Richard‘s absence from trial was voluntary is not clearly erroneous; (2) Richard has made no showing he was prejudiced by not participating in the trial; and, therefоre, (3) the superior court‘s decision to conduct trial without Richard was not an abuse of discretion. I would recognize Felicia Wagner‘s right to an orderly, prompt, and effective disposition of this litigation and affirm the superior court‘s entry of divorce and its property division.
Background
Felicia and Richard married in 1993 and separated in 2009. Felicia filed for divorce in February 2010. In her complaint Felicia stated that she and Richard had “already divided all marital property and debt so there [was] none to be divided by [the] court.” But in his answer Richard disagreed, stating that vehicles needed to be divided. Felicia and Richard appeared pro se.
A trial date setting conference was held in June 2010. Felicia appeared; Richard did not. Richard had telephoned the judge‘s assistant earlier that day and requested the hearing date be changed. The superior court stated on the record:
Mr. Wagner is not present. As I understand it, Mr. Wagner called my judicial assistant several times today wanting to change this hearing. And I can tell you, ma‘am, that our response is that he needs to get a stipulation from you to waive it or file a motion. He chose not to do either. So I don‘t expect him to be here, and I‘m not moving this hearing without written consent of the parties.
Trial was set for November.
A pretrial conference was held in November. Felicia appeared; Richard did not. Richard again had telephoned the judge‘s assistant earlier that day and said he had not been aware of the conference, he could not attend, and both he and Felicia wanted to set off the trial. The superior court stated on the record:
I‘m taking the position that Mr. Wagner‘s [absence] here today has not been excused. The fact that he calls and leaves a message with my judicial assistants is not an order from the Court . . . excusing him from the pretrial conference. That‘s—there‘s some procedures and some formalities that need to be done, and that‘s why we‘re here today. I didn‘t cancel this hearing based on what he said.
And if you‘re willing to continue this, I can set a new trial date.
With Felicia‘s consent, trial was rescheduled for March 2011.
In February Felicia filed a financial declaration identifying her student loans as “property subject to disposition by the court.” Another pretrial scheduling conference was held in March. Felicia appeared; Richard did not. Felicia indicated that the parties disputed the distribution of two vehicles and “a few debts.” The superior court stated: “[H]e got notice of this hearing, and he‘s not here. So I guess we‘ll set the date without
Both parties appeared for a pretrial conference on May 24. The parties identified their dispute as being over two cars in Richard‘s name and Felicia‘s student loans. The superior court judge handling the conference reminded them that trial before the assigned superior court judge was scheduled for the week of May 30. After Felicia requested to know the specific trial date so she could arrange her work schedule, the parties apparently were informed that trial was set for June 2.
Felicia appeared for trial; Richard did not. The superior court stated on the record:
I understand the history of this case, is that Mr. Wagner has had sporadic participation in it from the—its inception . . . my review of the file indicates that he didn‘t file an answer in a timely fashion, that Ms. Wagner had to move for an entry of default before he filed an answer.
On June 22nd . . . of 2010, a year ago, there was a trial date scheduling conference. Mr. Wagner failed to appear for that. Ms. Wagner did appear. Trial was set for the week of November 8th. The parties were referred to the child custody investigator. Ms. Wagner did that. Mr. Wagner was remiss in contacting the child custody investigator.
On November 2nd, 2010, . . . Mr. Wagner had made a[n] unauthorized telephone call to my judicial assistant indicating that he couldn‘t be present at the trial. And . . . at the pretrial conference, Ms. Wagner again was present. Mr. Wagner was not present, didn‘t file a motion. Didn‘t file a stipulation, didn‘t do anything. But Ms. Wagner agreed to continue the trial until March of this year.
On March 1st we‘re here for a hearing. Again, . . . Mr. Wagner failed to appear. And at that time, . . . this present trial date was set. Another pretrial order was sent out.
I know Mr. Wagner received a copy of it because on May 24th there was a pretrial conference, and Mr. Wagner did appear. That was in front of Judge Downes. The parties were told to make a list of assets and debts from the marriage and a proposed division.
So Mr. Wagner knows about this. And apparently, again, he called, yesterday, my judicial assistant and indicated he‘s not gоing to be available. He was called out to fight a fire and he‘s going to be gone for two weeks and doesn‘t have cell phone contact.
Apparently, he‘s told you the same thing, Ms. Wagner; is that right?
MS. WAGNER: Yes.
THE COURT: Well, I can‘t conclude anything other than his absence today is voluntary. He had knowledge of what was going on. He had notice of what was going on regarding the trial. He was at the pretrial conference two weeks ago and knew that this was going on. And I can take his absence only being that he chose not to be here today. And I‘m prepared to go forward if you are.
MS. WAGNER: Yes.
The court questioned Felicia regarding the parties’ property and debts. The court found that Felicia incurred “substantial student loans” during the parties’ marriage. It also determined that the loans wеre marital debt because they “were used for marital living expenses as well as education and were treated as marital debt to the extent payment was made on the loans.” The court awarded one vehicle to each party and made each responsible for one-half of the student loans. A few days later the court entered findings of fact and conclusions of law and a decree of divorce.
Richard moved for reconsideration, stating, without affidavits or supporting documentation, that he had been unable “to file the necessary paperwork” for a continuance or to appear for trial because of his work schedule; that he knew the decision to continue the trial “would be up to the judge” but he had assumed the court would grant a continuance; and that he had made arrangements to get time off from work for future trial dates later in the summer. The motion was denied.
Discussion
A. The Court‘s Finding Of Voluntary Failure To Appear For Trial
Richard argues that just before the June 2, 2011 trial he was employed as a bus driver and “was ordered by his employer to work” nearby wildfires. Richard contends he was unable to attend the trial because he could not find a substitute worker. The day before trial Richard telephoned Felicia and the judge‘s assistant to inform them that he would be unable to attend trial. According to Richard‘s reconsideration request, he asked the judge‘s assistant if trial could be rescheduled even though he had been unable “to file the necessary paperwork.” Richard‘s own description of his statements reflects that from earlier telephone calls to the judge‘s assistant he knew exactly what was needed to seek a trial continuance. This corroborates the superior court‘s June 2010 statement on the record, after Richard called several times seeking a hearing date change, that the judge‘s assistant had informed Richard of the proper procedures: “And I can tell you, ma‘am, that our response is that he needs to get a stipulation from you or file a motion.” (Emphasis added.) I therefore disagree with the court‘s conclusion today that nothing in the record demonstrates that Richard was aware of the proper procedures for requesting a continuance.1
But it appears that in light of Richard‘s pro se status, the superior court actually did consider Richard‘s telephone call as a nonconforming motion for a continuance; the superior court denied that request when it found Richard “voluntarily chose not to appear.” The voluntariness finding was based on the following: (1) there had been three trial dates; (2) Richard had not appeared for any trial date; (3) Richard had not actively participated or cooperated in the case; and (4) Richard had appeared at the May 2011 pretrial conference and was “actually aware” of the trial date. In light of Richard‘s failure to provide the superior court any factual support that he was ordered or otherwise commandeered against his will to help fight forest fires and that he was somehow prevented by his employer from filing a motion for a continuance or appearing for trial, the superior court‘s finding that Richard voluntarily chose not to appear for trial is not clearly erroneous.
B. The Property Division
Richard argues the superiоr court legally erred in determining that he was responsible
Richard‘s argument that the superior court erred by providing relief different from that sought in Felicia‘s complaint is belied by the rule‘s purpose and his actual knowledge of the issues to be decided at trial. In her complaint, Felicia stated that there were no assets to be divided by the court. But Richard disagreed, stating in his answer that “[t]here [was] property and debt to be divided” and requesting division of their vehicles. Then in her February 2011 financial declaration, Felicia identified her student loans as property subject to the court‘s disposition. During the May pretrial scheduling conference, at which Richard appeared, the parties specifically identified Felicia‘s student loans as disputed debt. Because Richard had actual notice that Felicia sought equitable division of her student loan debt, the superior court‘s rulings regarding the student loans did not violate
Richard relies on Oaks v. Grocers Wholesale, Inc.,3 but that case is distinguishable. In that case, Oaks gave Grocers a promissory note secured by property.4 Oaks defaulted on the note.5 Grocers sued, requesting foreclosure and sale of the mortgaged property to satisfy the outstanding debt.6 Oaks did not answer the complaint or make an appearance, and a default money judgment was entered against Oaks.7 On appeal, we held that the default money judgment was improper because Grocers’ prayer for relief did not include a request for a money judgment and therefore thе available relief was limited to satisfying the outstanding debt through sale of the property.8
Here, Richard answered the complaint. He counterclaimed that there was marital property to be divided by the court. He was present at the pretrial conference when Felicia identified the student loans as disputed debt. In fact, the superior court expressly indicated in Richard‘s presence that the student loan dispute would be adjudicated at trial. Because Richard had notice of the relief sought, and ultimately granted, Oaks is inapposite. Furthermore, “Alaska‘s civil rules clearly contemplate that a party‘s identification and itemizations of assets, liabilities, and their proposed values in a divorce proceeding might not be produced until trial nears.”9 Under
Richard also does not challenge the superior court‘s equal division of the student loan debt. Superior courts exercise broad discretion in the division of marital assets.12
C. No Abuse Of Discretion In Holding Trial Without Richard
“Refusal to grant a continuance is an abuse of discretion when a party has been deprived of a substantial right or seriously prejudiced.”15 “The particular facts and circumstances of each case determine whether the denial of a continuance is so unreasonable or so prejudicial as to amount to an abuse of discretion.”16 “Because of the neсessity for orderly, prompt and effective disposition of litigation and the loss and hardship to the parties,” motions for continuance should be denied “unless there is some weighty reason to the contrary.”17
Given (1) the finding that Richard voluntarily chose not to appear for trial, and (2) Richard‘s failure to make a legitimate argument that he was prejudiced by the trial in his absence, I conclude that the superior court did not abuse its discretion in refusing to grant Richard‘s implicit continuance request. Richard had known since March that trial had been rescheduled for the week of May 30. Richard does not dispute that he was informed of the specific trial date, and he clearly had time to arrange his work schedule. The court already had rescheduled two prior trial dates, giving the court reason to deny a third continuance in the interest of orderly, prompt, and effective disposition of
Conclusion
I would affirm the superior court‘s decision.
