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549 F. App'x 32
2d Cir.
2014

Monique WAGER, individually and as heir at law of Saul Dharien, Plaintiff-Appellant, v. Jonathan LITTELL, Harper Imprint Of Harper Collins Publishers Ltd., Defendants-Appellees.

No. 13-1683-cv.

United States Court of Appeals, Second Circuit.

Jan. 6, 2014.

immaterial unless and until the sentence imposed pursuant to Count 1 is vacated.

Pray also argues that the district court erred in dismissing his petition rather than recasting it as a § 2255 petition and transferring it to the Court of Appeals for a determination of whether to issue a certificate of appealability. However, the district court was well within its discretion to dismiss the petition in this case. See Cephas v. Nash, 328 F.3d 98, 104 n. 5 (2d Cir.2003). Moreover, if the district court had recast the petition as a § 2255 petition and transferred it for certification, the § 2255 petition would have had to be adjudicated by the sentencing court—the United States District Court for the District of New Jersey. 28 U.S.C. § 2255(a). In that circumstance, the determination to issue a certificate of appealability would have to be made by the Third Circuit, see Wright v. Nash, 84 Fed.Appx. 143, 146 (2d Cir. 2004), which has already considered a similar claim by Pray that his life sentence is parolable and found that Pray “is not serving a sentence from which he may be paroled.” Pray, 338 Fed.Appx. at 170. In addition, Pray has already filed a § 2255 petition in the United States District Court for the District of New Jersey, which was denied. The Third Circuit then denied his request for a certificate of appealability and subsequently denied his application to file a second § 2255 petition. See United States v. Pray, 187 Fed.Appx. 131, 132 (3d Cir.2006). Accordingly, “dismissal in these circumstances was both permissible and appropriate.” Adams v. United States, 372 F.3d 132, 136 (2d Cir.2004).

We have considered Pray‘s remaining arguments regarding the district court‘s ruling and we find them to be without merit. For the reasons stated herein, to the extent Pray‘s petition challenges the legality of the sentence imposed, the judgment of the district court is AFFIRMED.

To the extent Pray‘s petition challenges the execution of his sentence, the judgment of the district court is VACATED, and the case is REMANDED for dismissal on the merits.

Eddie Zyber Zyko, Esq., Middlebury, CT, for Appellant.

Katherine M. Bolger, Levine, Sullivan, Koch & Schulz, LLP, New York, NY, for Appellees.

PRESENT: REENA RAGGI, DENNY CHIN and CHRISTOPHER F. DRONEY, Circuit Judges.

SUMMARY ORDER

Plaintiff Monique Wager, as heir of her son Saul Dharien, appeals from the dismissal of a copyright infringement action against defendants Jonathan Littell and Harper Imprint of Harper Collins Publishers LTD. for failure to state a claim upon which relief can be granted. We review such a dismissal de novo, see Peter F. Gaito Architecture, LLC v. Simone Dev. Corp., 602 F.3d 57, 61 (2d Cir.2010), and we will affirm only if plaintiff failed to plead “sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face. A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.” Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (internal quotation marks and citation omitted). Upon independent review of the record, we conclude, largely for the reasons stated by the district court, that Wager failed to satisfy her pleading burden, even under the more liberal pleading standard afforded to pro se litigants. See Brownell v. Krom, 446 F.3d 305, 310 (2d Cir.2006).1 We assume the parties’ familiarity with the facts and record of the underlying proceedings, which we reference only as necessary to explain our decision to affirm.

To plead copyright infringement, a plaintiff must allege (1) ownership of a valid copyright and (2) unauthorized copying of the copyrighted work. See Scholz Design, Inc. v. Sard Custom Homes, LLC, 691 F.3d 182, 186 (2d Cir.2012). To allege that a work was copied, a plaintiff must allege “both that his work was actually copied and that the portion copied amounts to an improper or unlawful appropriation.” Jorgensen v. Epic/Sony Records, 351 F.3d 46, 51 (2d Cir.2003) (internal quotation marks omitted). Where direct evidence is unavailable, copying may be pleaded by reference to circumstances showing that the works are substantially similar and that defendants had “a reasonable opportunity to view” the copyrighted work. Id. at 51, 54-55 (internal quotation marks omitted).

Like the district court, we conclude that Wager failed plausibly to plead such a reasonable possibility of defendants’ access to the Dharien work. Insofar as Wager alleges that Dharien loaned his manuscript to “Paul,” “Jacques,” and “April,” three persons who are not further identified, she pleads no contacts or connections between these persons and defendants. Meanwhile, her allegation that Littell may have seen Dharien‘s manuscript when the men lived at some distance from each other in Spain because Dharien frequently traveled to various cities to meet local writers is too speculative plausibly to state a reasonable opportunity to view. See Gaste v. Kaiserman, 863 F.2d 1061, 1066 (2d Cir.1988) (stating that “[a]ccess must be more than a bare possibility and may not be inferred through speculation or conjecture“). Simi-larly speculative, and therefore inadequate, is Wager‘s allegation that, because Dharien‘s manuscript was stored on-line, defendants could have gained access by hacking his account.

Access can nevertheless be inferred where “two works are so strikingly similar as to preclude the possibility of independent creation.” Repp v. Webber, 132 F.3d 882, 889 (2d Cir.1997) (internal quotation marks omitted; emphasis added). While similarity is often a question of fact for a jury, we have held that the issue can be decided as a matter of law, even at the pleading stage, by examining the four corners of the complaint together with the works themselves when “no reasonable jury, properly instructed, could find that the two works” are strikingly similar. Peter F. Gaito Architecture, LLC v. Simone Dev. Corp., 602 F.3d at 63-64. This is because “no discovery or fact-finding is typically necessary“; the court can inspect the works directly to determine if there is a plausible claim of striking similarity. Id. at 64; see also id. (stating that “[i]n copyright infringement actions, the works themselves supersede and control contrary descriptions of them, including any contrary allegations, conclusions or descriptions of the works contained in the pleadings” (internal quotation marks and citations omitted)).

Having reviewed both works at issue and paying special attention to the similarities Wager specifically alleges, we conclude, as a matter of law, that the works do not admit a jury finding of striking similarity. As the district court correctly observed, the two fictional works are set in World War II and focus on the Holocaust and its tragic consequences. Plainly, no author can claim a copyright in such historical themes or in public source material relating to them. The fact that the works occasionally have brief common references, for example, to a Nazi proposal to relocate Jews to Madagascar, or to Hitler disguised as a rabbi, is insufficient to plead substantial similarity, much less the striking similarity required to support a plausible inference of access.

We have considered Wager‘s remaining arguments and reject them as without merit. Accordingly, the judgment of the district court is AFFIRMED.

Notes

1
Wager pursued her claim pro se in the district court but is represented by counsel on this appeal.

Case Details

Case Name: Wager v. Littell.
Court Name: Court of Appeals for the Second Circuit
Date Published: Jan 6, 2014
Citations: 549 F. App'x 32; 13-1683-cv
Docket Number: 13-1683-cv
Court Abbreviation: 2d Cir.
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