Case Information
*4 Bеfore ERVIN, LUTTIG, and TRAXLER, Circuit Judges. _________________________________________________________________ Affirmed by published opinion. Judge Luttig wrote the opinion, in which Judge Ervin and Judge Traxler joined.
COUNSEL
ARGUED: Thomas J. Byrne, CUMMINGS, CUMMINGS & DUDENHEFER, New Orleans, Louisiana, for Appellants. Gary Joseph Spahn, MAYS & VALENTINE, L.L.P., Richmond, Virginia, for Appellees. ON BRIEF: John J. Cummings, III, Frank C. Duden- hefer, Jr., CUMMINGS, CUMMINGS & DUDENHEFER, New Orleans, Louisiana; William C. Lane, MASSELLI & LANE, P.C., Arlington, Virginia, for Appellants. Dabney J. Carr, IV, MAYS & VALENTINE, L.L.P., Richmond, Virginia; George Lehner, PEPPER HAMILTON, L.L.P., Washington, D.C., for Appellees.
OPINION
LUTTIG, Circuit Judge:
Jeannette and Edwin Wade appeal the district court's decision to grant summary judgment against them in this diversity action on the ground that the statute of limitations on their action was not equitably tolled during the pendency of federal class actions against some of the same defendants. Because we conclude that Virginia lacks an equita- ble tolling rule, and that Virginia law on equitable tolling would gov- ern in this case, we affirm. I.
In 1985, appellant Jeannette Wade began to experience back pain. In the following years, she underwent back surgery twice, but contin- ued to suffer pain. Consequently, on October 26, 1992, Wade again underwent surgery, this time to fuse two vertebrae in her spine. Dur- ing the course of that surgery, doctors implanted a pediclе screw spi- nal fixation device, manufactured by appellees Sofamor-Danek Group, Incorporated, and its subsidiaries (collectively "Danek"). The purpose of this device was essentially to act as an internal splint, thereby facilitating the fusion of the vertebrae. Although the use of the device for this purpose appears to have been common at the time of Wade's surgery, this use was not listed on the label for the device approved by the Food and Drug Administration.
The fusion surgery was a succеss; however, immediately after the surgery, Wade began experiencing worsened pain in her back and leg. She reported this pain to her doctors by no later than April 1993. In addition, Wade subsequently developed arachnoiditis, which is an inflammation of the membrane covering the spinal cord, and inconti- nence. After consulting with a number of doctors, Wade had the spi- nal fixation device removed on April 26, 1995. Meanwhile, on December 30, 1993, a federal class action was filed in the United States District Court for the Eastern District of Pennsyl- vania against various pedicle screw spinal fixation device manufactur- ers, including Danek. See Zampirri v. AcroMed, No. CA-93-7074 *6 (E.D. Pa. filed Dec. 30, 1993). On April 14, 1994, a similar class action was filed in the United States District Court for the Eastern District of Louisiana. See Brown v. AcroMed, No. 94-1236 (E.D. La. filed April 14, 1994). Wade and her husband, appellant Edwin Wade, were putative, but not named, class members in each of the actions. Pursuant to the multidistrict litigation statute, the Brown class action was transferred to the Eastern District of Pennsylvania, where it was consolidаted with the Zampirri class action. On February 22, 1995, the district court denied class certification in Zampirri; on July 13, 1995, it did likewise in Brown. On October 23, 1995, appellants filed this action in the United States District Court for the Eastern District of Virginia against Danek and a number of other manufacturers, individuals, and medical associ- ations, alleging negligence, strict liability, conspiracy, and a host of other state law claims. The case was briefly transferred to the Eastern District of Pennsylvania, where the class actions had been consoli- dated, before being remanded to the Eastern District of Virginia. After the remand, defendants moved for summary judgment on the ground that Virginia's two-year statute of limitations had run. See Va. Code § 8.01-243(A) (1998). On May 13, 1998, the district court granted defendants' motions, rejecting plaintiffs' argument that the statute of limitations should be equitably tolled for the period during which the federal class actions were pending. See Wade v. Danek Med., Inc., 5 F. Supp. 2d 379, 384 (E.D. Va. 1998). Plaintiffs now bring this appeal against Danek only, challenging the district court's decision to grant summary judgment and also its decision to deny their motion fоr reconsideration.
II.
Appellants first contend that, even if the district court correctly concluded that the statute of limitations on their action should not be equitably tolled during the pendency of the federal class actions, the limitations period had nevertheless not lapsed by the time they filed their action. 1 Appellants' primary argument is that, although Wade's At oral argument, counsel for appellants seemed to concede that the limitations period would have lapsed in the absence of an equitable toll- ing rule. Because appellants dispute this issue in their brief, however, we briefly address it here. *7 initial injury -- namely, her worsening pain -- occurred immediately after the surgery, and therefore more than two years before their action was filed, Wade suffered a number of subsequent injuries -- such as her incontinence -- that did not arise until less than two years before their action was filed. This argument, however, is squarely foreclosed by Virginia law. In Virginia, "an injury is deemed to occur, and the statute of limitations period begins to run, whenever аny injury, however slight, is caused by the negligent act, even though additional or more severe injury or damage may be subsequently sus- tained as a result of the negligent act." St. George v. Pariser, 253 Va. 329, 332 (1997); see also, e.g., Joyce v. A.C. and S., Inc., 785 F.2d 1200, 1205 (4th Cir. 1986) ("[U]nder Virginia law[,] the statute of limitations does not accrue separately for each set of damages which results from a wrongful act."); Caudill v. Wise Rambler, Inc., 210 Va. 11, 14-15 (1969) ("[T]he running of the statute is not postponed by the fact that the actual or substantial damages do not occur until a later date.").
Appellants briefly make two other points in support of their argu-
ment that the limitations period had not run on their right of action,
neither of them availing. First, appellants contend that, because Wade
had suffered similar back pain even before the implantation of the spi-
nal fixation device, their right of action should accrue not at the time
at which the device was implanted, but rather at the time at which the
worsening of Wade's pain was specifically linked to the implantation
of the device. It is well settled in Virginia, however, that the limita-
tions period begins running at the time of the initial injury, not at the
time of diagnosis or discovery. See Va. Code§ 8.01-230 (1998) (stat-
ing that limitations period runs "from the date the injury is sustained
. . . and not when the resulting damage is discovered"); Locke v.
Johns-Mansville Corp.,
Second, appellants contend, albeit baldly, that appellees failed to
bear their burden of proving when Wade's injury occurred. In view
of Wade's own admissions regarding thе time at which her symptoms
arose and the time at which she communicated them to her doctors,
however, we agree with the district court that appellants amply met
their burden of demonstrating when Wade's injury occurred "with a
reasonable degree of medical certainty." Locke,
III.
Because appellants' action would otherwise be barred by Virginiа's
statute of limitations, we are squarely presented with the question
whether the statute of limitations in appellants' action should be equi-
tably tolled during the pendency of the Zampirri and Brown federal
class actions. In answering this question, we must, because this is a
diversity action, determine whether to look to federal or state law as
a source for any equitable tolling rule.
3
On the one hand, the Supreme
Court has held that the statute of limitations in a subsequently filed
federal question action should be equitably tolled during the pendenсy
of a federal class action. See American Pipe and Constr. Co. v. Utah,
should be equitably tolled during the pendency of either a state or a
federal class action, and no Virginia сourt has ever applied such a rule.
4
As a threshold matter, appellants contend that this apparent conflict
between the federal and state rules on equitable tolling is illusory
because the Virginia Supreme Court would apply an equitable tolling
rule if presented with the issue. We disagree.
In predicting whether the Virginia Supreme Court would apply an
equitable tolling rule, we are mindful of the general principle that,
"[i]n trying to determine how the highest state court would interpret
the law, we should not create or exрand that State's public policy."
Talkington v. Atria Reclamelucifers Fabrieken BV,
In the absence of any relevant Virginia law, we naturally look to
the practices of other states in predicting how the Virginia Supreme
Court would rule. A number of other states -- some looking to the
Supreme Court's decision in American Pipe-- have adopted a rule
allowing equitable tolling during the pendency of a class action in
their own courts. See, e.g., First Baptist Church of Citronelle v.
Citronelle-Mobile Gathering, Inc.,
could always stay proceedings in that action pending the resolution of the class action in the other jurisdiction, thus minimizing the effect of any duplicative litigation.
those jurisdictions. See id. at 1104. And Virginia has historically resisted such dependency. For these reasons, we reject appellants' argument that the Virginia Supreme Court would adopt a cross- jurisdictional equitable tolling rule. 9
IV.
Having concluded that Virginia lacks an equitable tolling rule, and
that the Virginia Supreme Court would not adopt such a rule, we are
faced with a square conflict between the federal rule in favor of equi-
table tolling, on the one hand, and the state rule against equitable toll-
ing, on the other. We therefore must determine whether we, as a
federal court sitting in diversity, should resort to federal or state law
on equitable tolling under Erie and its progeny. The Supreme Court
has never directly addressed this question. However, not long after
Erie, the Court held that, at least in cases (like this one) in which the
choice of state or federal rule would be "outcome-determinative," it
In addition, we believe that, even were the Virginia Supreme Court
to adopt a cross-jurisdictional tolling more generally, it would not apply
such a rule in a case such as this one, at least as against many of the
defendants not named in this appeal, because the federal class actions did
not place those defendants on sufficient notice of appellants' claims. One
of the purposes of a statute of limitations is to put a defendant on notice
of the claims against him within the specified period. Seе, e.g., Order of
R.R. Telegraphers v. Railway Express Agency, Inc.,
Although the subsequent actions in Tomanio and Chardon were
federal quеstion actions, rather than diversity actions, we read those
cases, together with Walker, to stand for the proposition that, in any
case in which a state statute of limitations applies-- whether because
it is "borrowed" in a federal question action or because it applies
under Erie in a diversity action -- the state's accompanying rule
regarding equitable tolling should also apply. Most of the other fed-
eral courts to have considered the issue in the diversity context have
In Hanna v. Plumer ,
so ruled. See, e.g., "Agent Orange",
Second, appellants contend that the application of the federal equi-
table tolling rule is mandated by our prior decision in Atkins v.
Schmutz Mfg. Co.,
CONCLUSION
The judgment of the district court is affirmed.
AFFIRMED
