*2 MOORE, TIMBERS, Before OAKES and Judges. Circuit TIMBERS, Judge: Circuit judgment this appeal On from a entered *3 a trial after bench in the Southern District York, Owen, New of Richard District Judge, ques- the essential presented per- is whether the work respectively by and formed employed by University cleaners meaning Equal “equal” within of the Pay 206(d)(1) Act of 29 U.S.C. § (the Act). (1970)1 agree We with dis- court equal. trict work We affirm.2 I. Equal Pay prohibits employer Act an discriminating employees “between on by wages paying employ-
the basis of sex to . . a rate ees . at rate less than the wages he pays employees . . . work opposite equal sex for on performance requires of which effort, skill, responsibility, equal and Solicitor, Clauss, Associate Ann Carin which are similar performed working under (William Labor, Washington, D. C. Dept, of ” . . conditions . . supra. See note 1 Labor, Melanie Fran- Kilberg, J. Solicitor Nussdorf, Labor, Wash- Dept, of Atty., co provisions the enforcement Invoking C., LaRuffa, V. Re- D. and Francis ington, Act,3 Fair Standards the Secre- Labor Labor, Solicitor, York Dept, New gional commenced the instant action tary Labor brief), City, plaintiff-appellant. on the for University presi- and its against Columbia (Columbia) on March 1974. The Stitt, City (Anthony dent New
Robert S. York enjoin Limitone, Jr., sought to Columbia from dis- Vandenberg, L. action Raymond Thacher, Wood, against female clean- City, criminating New York its Proffitt & ers, brief), allegedly of sex in violation defendants-appellees. on basis on the any 206(d)(1) (1970) provides: based factor other than sex: 1. other 29 U.S.C. Provided, employer paying an having employees subject That who is employer “No wage any provisions rate of this differential violation sub- of this section shall discrimi- nate, not, any comply within establishment which such section shall in order to employees employed, employees subsection, provisions reduce of this wages paying em- the basis of sex wage employee.” on ployees rate at a in such establishment rate less Equal This is second with the our encounter pays wages to than the rate at which he Pay Judge first Act. is reflected in Chief Our opposite of the sex such estab- Friendly’s helpful opinion Hodgson v. Corn perform- lishment 1973), F.2d 226 skill, effort, requires equal ance of which Corning v. Bren sub nom. Glass Works aff’d responsibility, un- and which are nan, (1974), which of course conditions, working except where similar der law of this Circuit. (i) payment pursuant se- is made (iii) niority system; (ii) system; a merit earnings quantity system measures U.S.C. § (iv) quality production; a differential or Act, them For by paying years at a more than Equal Pay Columbia has to its paid than male divided the duties of its hourly rate custodial force lower into sought “heavy” “light” categories. action also an At cleaners. The time employed of trial it further violations and an against cleaners injunction (designated “janitors” prior 1972), 4 of pay. of back award female, whom were 111 light during September trial day At a 15 bench (designated 1972), prior “maids” all of parties, focusing and November whom were female. Since 1972 all “equal . . effort” the statute’s upon cleaning positions have been open appli- criterion, extensive evidence on produced cants of both No sexes.5 male ever has physical requirements applied position for the of light cleaner. Judge The crux of cleaning positions. always paid have been fact on this critical issue finding of Owen’s less than the cleaners. The differen- opinion February forth in his dated is set *4 tial 45 was cents an hour at the time of as follows: 1976 trial. heavy cleaner and light “[T]he assigns Columbia approximately 80% of beyond Going are different. the cleaner the light cleaners to its buildings academic from the job descriptions, extensive testi- and the remainder its residence halls. trial, mony me at adduced before the it is Each cleaner in the group assigned to the heavy clear the cleaner in- buildings daily academic has responsibility greater than light volves that of floors, between 1 and 5 depending on 407 at cleaner.” 1374-75. the the size of and the building functions of Accordingly, judge held Secre- particular assign- rooms included in the tary had failed to sustain the burden of ment. The functions are those one would heavy light proving that and cleaners expect any university, including at class- within perform meaning work rooms, offices, stacks, library and the like. judgment dismissing the Act. From the The mop cleaners dust or vacuum the action, Secretary taken the has in- floors of rooms and some of the corri- appeal.4 stant dors; dust, polish, dampcloth the furni- ture, fixtures, windowsills; baseboards and
II. and walls, remove small spots from the dispute. They ap- facts are not in They The floors and doors. also empty waste- clearly face of pear on the the record. To ashtrays baskets and trashbags. into These necessary to an understanding deposited the extent at the elevator on each floor presented, rulings our on the issues of law where they picked up by heavy cleaners. facts, controlling we performing summarize includ- In their work the light cleaners findings mops, the essential of the district use carpet sweepers, dust household accept pursuant cleaners, brooms, court which we to Fed.R. vacuum toy rags, sponges 52(a). quart Civ.P. and 14 buckets. Some of the Judge companion appeared Owen dismissed a also ac- cation “shower maid” first in its col- Columbia, tion, bargaining agreement. Walker v. 73 Civ. which lective This classifica- encompassed for trial with the had been consolidated instant assigned female cleaners brought action. The Walker action had been to the showers and lavatories in the women’s Rights pursuant VII of the Title Civil Act of hall at residence Columbia. The classification (1970), by 42 U.S.C. 2000e-2000e-17 §§ employees. never included more 8 than At the individual women of Columbia who time of trial of the 4 female cleaners placement, alleged hiring, job discrimination performed the maid” “shower function. promotions pay, training. and The notice of positions All other were limit- appeal judgment dismissing from the the Walk- opened ed to until men 1972 when Columbia er action was withdrawn. remaining them to women. The em- women ployed cleaners time of trial heavy cleaning has been For board, male, formerly worked within this classi- paying cleaning wages more in to a limited fication. number of women since the classifi- 1949 when is accomplished full. Trash removal equipment transport long, un- weigh pounds use of trucks. These are feet 3 feet which carts wheeled itself, including weigh pounds high, wide and 6 feet and equipment The loaded. load, cleaner, pound empty up pounds a 21 full. creates and vacuum indetermi- bag adds an trash a full (1) groups (2) cleaners in and pounds. weight up amount nate on perform additional tasks an occasional the resi- assigned to loading, unloading These include and basis. functions same transporting cleaning halls drums dence solvent buildings. in the academic gallons liquid weigh which hold 55 those rooms and the common day they clean pounds; climbing Each from to 600 14 foot floors, the corri- ground high offices places change ladders to clean residential floors. lounges on the bulbs; dors vacuuming carpets with indus- special on a are cleaned rooms weigh Students’ trial machines to 96 during unoccupied when basis assignment pounds pounds empty and from 122 to 192 the summer. full; cleaning carpets pile with motorized lifters; shovelling snow from entrance may grouped heavy cleaners ways; turning and off venti- categories: (1) those as- four roughly into lation equipment. corridors, lobbies, stairways signed public elevators; assigned public (2) those projects by group (3) handled special lavatories; (3) permanently assigned those regular- cleaners are done *5 (4) assigned and those special projects; to infrequently. but These include scrub- ly buildings. off-campus certain to floors, bing stripping rugs shampooing and washing and Venetian blinds. group daily responsibility primary The corridors, lobbies, the mop to wet (1) is The assignments of those classified elevators, and labora- stairways, classrooms (1), (2) (3) necessarily and are groups in not buildings. They also of the academic tories Hall, example, Avery fast. For in hard and each floor trash left on bags of the collect buildings, heavy of the smaller one one them to transport cleaners and light the wet all and stair- mops cleaner the corridors areas. dumping cases, cleans the lavatories and does (Two light work. handle project cleaners (2) group clean cleaners in heavy The building). in the offices and libraries lavatories. university’s public the daily contrast, building in a large In floors, clean the mop the and wet They dust Library, assignments heavy Butler of the 5 trash, sinks, and wash empty the and toilets among in the are building cleaners divided heavy Many the the walls. from marks (Eleven light 3 classifications. the cleaners heavy the group assist in this cleaners Butler).6 assigned to job group with the the first in cleaners Depending the load trash. removing (4) group The cleaners in are as- hour to than one-half from less this takes buildings signed to small converted office daily. hours adjacent on streets to Columbia’s located campus. They primarily perform main both of these mopping wet In cleaning Light duties. cleaners han- light dolly two which carries groups use assignments these until 1974 when con- dled cleaning and wringers buckets quart security prompted Columbia siderations emp- dolly weighs pounds The solution. The employees. male build- to substitute larger full. For pounds up and ty security ings involved are outside hold which mop use trucks they areas campus main and are perimeter the from 160 to 200 weigh These gallons. during 8 A.M. shift. pounds midnight to 500 cleaned empty and from 300 pounds corridors; cleans the Heavy predominate the second in some of the tories cleaners trash; Chandler, third example, and removes buildings. the chemis- lavatories For project light light special cleaners try building, and 2 work. cleaners does has 3 library building. mops the offices labora- handle cleaner One cleaners. posted cleaners escorted since that change heavy time. At trial several Before campus main light from the they cleaners testified had not light them in. Each buildings applied heavy cleaning positions and locked for these because alone spent night then light heavy cleaning beyond tasks were their ca- later was es- building it, pacity. put her As one of them “I respective cannot do campus. main to the job already.” corted a heavier than I back have buildings only off-campus These There of course was much other evidence uniform line of otherwise exception trial, day appears adduced at the 15 maintains be- which Columbia demarcation forego- the 4 trial transcript. volume cleaning tasks. “heavy” “light” tween sufficient, ing summary is believed listing job descriptions Written however, an understanding for of our rul- cleaning incorporated tasks are below, ings especially district bargaining agreements be- the collective clear, adequate findings court’s concise and Transport Work- and the tween Columbia undisputed of fact based evidence. ers’ Union.7 III. themselves are well aware
The cleaners
distinction
job
Since
content is a matter de
hesitated to en-
assignments and
particular
employer,
termined
example,
force it.
In
whether
two
classifications
entail
successfully protested
assign-
an
“equal
necessarily
work” under
the Act
trash.
ment
remove
must be decided
case-by-case
on a
basis.
“light”
changed
has
moreover
Hospital Corp.,
Brennan v. Prince William
techni-
“heavy”
assignments
certain
(4
denied,
1974),
cert.
“light” category
cally were
but
(1975); Hodgson
959
McDermott,
....
But
illusory,
economic worth
Ross and
The Equal
tions of
distinctions
overly
Pay
nice
Act
1963:
defer
A Decade of Enforce-
if courts
content,
evade the
employers may
ment,
16 B.C.Ind. &
Com.L.Rev.
Prince William
Brennan v.
at will.”
(1974),
Act
significantly
weight
limit the
at 285.
supra, 503 F.2d
Corp.,
Hospital
be
given
should
the fact that male and
employees
perform
female
who
similar
criterion —the
“equal
effort”
perform
work in fact
different duties. The
been
in the instant case—has
principal issue
Secretary contends on the facts of this case
cases
extensively
prior
upon
elaborated
requires
rules
these
promulgat
interpretive bulletin
argument
prongs.
reversal. His
has two
800.114-
Secretary.
C.F.R.
§§
ed
First,
argues that,
he
notwithstanding Act,
“effort”
(1976).9 Under the
800.163
particular
differences
tasks
required
or mental exertion
performed by
cleaners,
the heavy
ultimate
job.
long
as the
performing
So
they ultimately expend equivalent amounts
comparable,
remains
of exertion
degree
What the light
of effort.
cleaners save in
two
call for effort dif
mere fact
having
to deal with
equipment,
unequal.
will not render them
in kind
ferent
argument goes, they expend
so the
in hav-
Community Hospi
Davis
Brennan
South
larger
to cover
areas and
1976);
handling
(10
tal,
F.2d
863-64
Cir.
Second,
additional fixtures
furniture.10
Education, Jersey City,
v. Board of
Brennan
significance
he
attacks
the district court
(D.N.J.
Jersey,
New
attached to the heavy cleaners’ heavier
will
(1976). Nor
1974); 29 C.F.R. 800.127
equipment. According
Secretary,
to the
as
tasks
expended
additional
“nothing
there
the record ...
employees necessarily suf
to male
signed
support
the court’s assumption
If the
justify
pay
differential.
fice
[heavy
that the
equipment
.
.
signifi
cleaners’]
tasks do not consume
additional
which was either
infrequent peri-
used for
employees’
amount of all of
cant total
or in
ods
combination with other [heavy
Drug
time, Hodgson v. Behrens
was on
or
wheels and could
denied,
(5 Cir.),
cleaners]
cert.
easily, required
moved
any greater effort.”
v. Brookhaven
(1973); Hodgson
Hospital,
General
Turning
prong,
first
it is true that
perform
also
female
1970); or if
great
cover a
deal of
effort,
require
additional
duties
ground
night.
each
But
the evidence of
Corp.,
Hospital
William
v. Prince
Brennan
of work assignments among
distribution
286;
persons
if
F.2d at
third
supra, 503
ground
buildings shows
the amount of
tasks as
additional
who
cleaners,
by the
while
covered
less
*7
the male
paid
less than
primary
by
square
some
extensive
number
feet
v. Whea
question,
in
see Shultz
by
cannot
specified
Secretary,
Co., supra,
F.2d at 266—in
ton Glass
easily.
very heavy
dismissed so
clean-
is in
the additional
these situations
Secretary
responsible
singles
ers
out
posi
the male
to differentiate
sufficient
for small areas testified to difficulties in
the Act.
tions under
daily assignments.
completing
More-
Secretary’s
expert
rules,
embrace situa-
own
witness
formulated to
over
These
merely
corridors,
the heavy
in effort are
testified that
cleaners’
where differences
tions
Secretary’s
cifically,
responsible
a
for 60
have
inter-
li-
courts
used the
Other
9.
g.,
“cubicles”,
offices,
brary
applying
carpeted
E.
pretation
an aid in
the Act.
5 other
County Hospi-
rooms,
classroom,
toilet,
private
v.
Brennan
Owensboro-Daviess
a
and
a
1975).
(6
tal,
n.
stairs,
F.2d
& 13
Cir.
flight
compared
with a
clean-
lavatories,
responsible
public
for the 16
er
Secretary’s
mainstay
argument
in
10. ranging in size from 1 toilet and sink to 4
comparison
daily
respect
is a
sinks,
in
and the trash detail
toilets
responsibilities
and those
of two
10,000
daily.
building
by
people
used
public
assigned to the
of two
building. Spe-
lavatories
the same academic
lobbies, stairways,
and lavatories
Jersey City,
Jersey,
elevators
New
supra, 374 F.Supp.
greater
828-29;
of dirt than
collect a
concentration
at
but see Marshall v. Marist Col-
cleaners’ offices and classrooms
do
lege,
(S.D.N.Y.
No. 74 Civ. 4713-LWP
June
effort.
require greater cleaning
hence
1977.) Close scrutiny of the
facts
cases, however,
these
shows that
the divi-
As
we believe that
prong,
second
sion
of duties
the instant case is materi-
appropriate sig-
court attached
the district
ally different. The cited cases follow the
equipment.
nificance
cleaners’
fact pattern
emerged
which has
as the dom-
clearly
the inference
supports
record
one
inant
in cases under the Act involving
principal
cleaners’
task of
all types of work. The central fact is the
mopping heavily
wet
areas re-
traversed
sharing of
responsibilities
common
by
quires greater physical
wielding
effort than
male
and female
rags.
dust
workers. The
mops
only
frequently
This is true not
most
litigated question
because
surfaces
dirtier but also
is whether additional lift-
ing,
equipment
fetching, hauling
because the
is substantially
or other tasks per-
and heavier.
bulkier
formed
men require an amount of addi-
tional effort sufficient
foreclose
hold-
concept
of “effort” in the Act
ing of substantial equality under the Act.
straightforward.
It calls for a direct
part
For the most
the cases have concluded
comparison
of the amount of
exer
the additional duties are either
too
required by
jobs;
there
no factor
insubstantial
amount or too inconsistent-
compensate
physiological
dif
added
ly assigned to measure up to the Act’s stan-
between men and women. Based
ferences
dard of substantial equality.11 See also
our careful review of the record
before
Hodgson v. Corning
supra, 474
say
us we cannot
that the district court was
234;
at
F.2d
City
Peltier v.
Fargo,
clearly
making
this direct
erroneous
com
(8
F.2d
376-79
1976);
Cir.
Brennan v.
finding
and in
as a fact that
parison
Hospital
Prince William
Corp., supra, 503
“greater
cleaning involves
effort”.
286-90; Hodgson
F.2d at
v.
Drug
Behrens
which,
We are mindful of other cases
Co., supra,
1048-50, 1051;
475 F.2d at
janitors
the Act to
applying
maids who
Hodgson v. Golden Isles Convalescent
general
the same
cleaning duties
Homes, Inc.,
1257-58;
supra, 468 F.2d at
cleaners,
and light
as Columbia’s
Schultz
American Can Co.-Dixie Prod-
substantially
held that the
involve
ucts,
(8
1970);
360-61
Cir.
effort. Brennan
South
Com-
Davis
Schultz v.
supra,
Wheaton Glass
munity Hospital,
863-64;
supra, 538 F.2d at
F.2d at 262-63.
Brennan
Goose Creek Consolidated Inde-
District,
case,
contrast,
In the instant
pendent School
male
Education,
1975);
employees’
Brennan v. Board
consistently
require
duties
Community
practice
In Brennan v. South Davis
Hos-
jani-
at
duties
Columbia. But in
janitors
pital, supra,
performed
and maids
tors and maids did almost identical work. 519
duties, except
janitors
(1)
common
occasionally operated
stripping
a floor
ma-
Education,
Jersey
In Brennan v. Board of
machine;
chine;
(2)
(3)
refilled a soft drink
City,
Jersey,
janitors
New
the maids and
receptacle;
(4)
carried trash cans to an outside
mopping, sweep-
both
the basic wet
ladders;
(5)
used
shovelled snow. The
ing,
classrooms,
dusting
corridors and
ladders, occasionally
maids also worked on
janitors’ yard
lavatories. The court found the
*8
trash,
cleaning
additional
carried
had
work,
work,
removal,
light hauling
snow
ladder
janitors.
duties not
with the
The Tenth
shared
stripping
and floor
either too incidental
to over-
Circuit,
recognizing
janitors’
that
ad-
while
[performed]
come the
basis
“common chores
effort”,
require
ditional duties did
“extra
found
by
workday”
for the bulk of the
or balanced
preclude
the amount
too insubstantial
assigned
additional
tasks
to the maids.
application.
Act’s
(8 Cir.
226,
(2d
1973),
of such a threshold
234
imposition
hold that the
Cir.
aff’d sub nom. Corn
ing
Brennan,
188,
be unreasonable.
Glass Works v.
417
requirement would
Co-
2223,
94
accord,
S.Ct.
or other wheels, requires greater overall
ly movable by janitors expended
effort. effort public clean areas fre- required
who appear a wet would mop and to use
quently maids who balanced effort of
to be
areas,
KATZ,
Bankruptcy
clean
move furniture in Donald
larger
must
Trustee
areas,
Foundry Company
vacuum,
Belleville,
hard-to-reach
Oakland
order
clean
Illinois, Inc.,
dust,
Plaintiff-Appellant,
wax furniture. As the
wash
notes,
long as the ultimate
majority
“[s]o
comparable,
remains
of exertion
degree
The FIRST NATIONAL BANK OF
jobs call
that two
dif-
mere fact
HEAD, Defendant-Appellee.
GLEN
not
them un-
kind will
render
ferent
No.
Docket
Ante,
76-7577.
equal.”
at 959.
two
appear
differences be-
There
United States
of Appeals,
Court
janitors
tween
work of
restroom
Second Circuit.
former
a wet mop
the maids:
use
Argued May
1977.
push
of them
trash trucks out to
and some
weight
the street. The minimal
differen-
Decided Oct.
1977.
(two
dry mops
tial
wet and
Certiorari Denied Feb.
pounds
compared
one-quarter
three
See
mops large must be maneuvered around Similarly,
numbers seats and benches.6 eight' pushing of trash trucks for day is not
twenty minutes a so enormous a require finding
task as of substantial as a of law. In fact
difference matter these considered minor and
differences could be pails pound Furthermore, cleaning heavier water carried on carts. dollies the maids weight pounds carry lighter pails a total loaded water hand. significantly different from the maids’ 111-
