W.C. LANE, Jr., Plaintiff-Appellant, v. CELOTEX CORPORATION, et al., Defendants, Keene Corporation, Defendant-Appellee.
No. 84-8310.
United States Court of Appeals, Eleventh Circuit.
Feb. 24, 1986.
The Fifth Circuit reversed Foxworth‘s conviction, finding that defense counsel, by virtue of the joint representation, was precluded from adopting a shifting blame strategy and arguing that Bevels alone was responsible for the victim‘s death. Under the circumstances, counsel‘s choice of the united front defense was “not a free choice of strategy.” 516 F.2d at 1079. However, our case is unlike Foxworth where there was testimony to support the alternative defense theory. In the present case there is no clear evidence in the record to suggest that trial counsel‘s choice of strategy was limited by the joint representation.
We are also unpersuaded that Oliver‘s other allegations of prejudice establish that an actual conflict of interest existed. Attorney Emory‘s emphasis on Drayton‘s limited involvement in the altercation between Oliver and the deceased was little more than a summary of the defense witnesses’ testimony. Oliver herself does not dispute the fact that she, and not Drayton, struggled with the deceased, that while struggling they fell onto a pile of trash, and that they continued to struggle until the police separated them. Similarly, the fact that counsel pointed out, on numerous occasions, that only Oliver was arrested at the scene does not justify reversal. Although Drayton‘s later arrest may have made him appear less culpable, it was an undisputed fact which added little to the state‘s case against Oliver. See State v. Oliver, 442 So. 2d at 1076. Finally, attorney Emory did not undermine Oliver‘s case by calling Drayton as a witness. Drayton‘s cross-examination testimony that Oliver had “picked [the victim] up to throw her” did not, in and of itself, discredit the theory that the deceased was the aggressor in the fight because there was already evidence in the record pointing to Oliver as the aggressor. Therefore, we do not find that Drayton‘s testimony at trial significantly damaged Oliver‘s case.
Having found that there was no conflict of interest in trial counsel‘s joint representation of co-defendants Oliver and Drayton, we need not decide whether, to establish a sixth amendment violation, petitioner must also demonstrate that the conflict had an adverse effect on counsel‘s performance.12 For the foregoing reasons, the judgment of the district court granting Oliver‘s petition for habeas corpus is REVERSED.
Richard P. Schultz, Atlanta, Ga., for defendant-appellee.
Before HILL and FAY, Circuit Judges, and TUTTLE, Senior Circuit Judge.
PER CURIAM:
W.C. Lane, Jr., a boilermaker, suffers from asbestosis. On March 31, 1982 he filed suit in the United States District Court for the Southern District of Georgia, claiming exposure to asbestos fibers over a thirty-nine year work span. The complaint alleges that part of that exposure was to asbestos dust emitted from products manufactured by Keene Corporation.1 The district court granted Keene‘s motion for summary judgment. On appeal, Lane argues that the district court improperly disregarded the affidavit of a co-worker which Lane claims raised a genuine issue of material fact. We agree and accordingly reverse the grant of summary judgment.
I.
Under the
II.
A.
The central dispute in this case concerns whether Lane produced sufficient evidence to support a finding that he was directly exposed to any of Keene‘s asbestos-containing products. In order to pursue this lawsuit against Keene, Lane must make this threshold showing. See Blackston v. Shook & Fletcher Insulation Co., 764 F.2d 1480, 1481 (11th Cir. 1985) (“recovery will require the plaintiff to show that he was exposed to defendant‘s asbestos-containing product by working with or in close proximity to the product“).
On November 23, 1983 Keene moved for summary judgment. Keene based this motion on “the fact that through the course of discovery, neither the plaintiff nor any other competent source of evidence has identified or substantiated the plaintiff‘s use or exposure to any products manufactured by Keene.” Lane opposed the motion arguing that a genuine issue of material fact existed which precluded the grant of summary judgment. Lane submitted the affidavit of a co-worker, Wilmer Ring, dated December 16, 1983.3 In this affidavit, Ring “an insulator/pipefitter,” recalled using Keene‘s product Monoblock4 at the ITT Rayonier plant in Jesup, Georgia “in approximately 1969” while “working with and in close proximity to [Lane].”5
Even in light of Ring‘s affidavit, Keene argued that summary judgment was appropriate.6 Keene maintained that Ring‘s affi-
B.
In support of the district court‘s decision, Keene cites Perma Research & Development Co. v. Singer Co., 410 F.2d 572 (2d Cir. 1969), for the proposition that a district court may grant summary judgment if an issue raised by affidavit is clearly inconsistent with earlier deposition testimony. In that case, the plaintiff Perma Research alleged that the defendant had fraudulently entered into a contract which it never intended to perform. The president of Perma Research was extensively deposed and disclosed no specifics of the fraud claim. In a subsequent affidavit, the president referred to a conversation in which a representative of the defendant allegedly stated that the defendant “never had any intention of performing the contract.” Id. at 577 (emphasis deleted). The Second Circuit concluded that the district court had properly granted summary judgment since the statement in the affidavit was blatantly inconsistent with the earlier deposition. “If a party who has been examined at length on deposition could raise an issue of fact simply by submitting an affidavit contradicting his own prior testimony, this would greatly diminish the utility of summary judgment as a procedure for screening out sham issues of fact.” Id. at 578 (citations omitted).
The Second Circuit‘s rationale has been followed by other courts faced with a party‘s attempt to create a factual dispute through a contradictory affidavit. For example, in Radobenko v. Automated Equipment Corp., 520 F.2d 540 (9th Cir. 1975), the Ninth Circuit affirmed a grant of summary judgment where an issue of fact existed “only because of the inconsistent statements made by Radobenko the deponent and Radobenko the affiant.” Id. at 543. The court recognized that “[t]he very object of summary judgment is to separate real and genuine issues from those that are formal or pretended,” id. at 544 (citation omitted), and concluded “that the issues of fact created by Radobenko are not issues which this Court could reasonably characterize as genuine; rather, they are sham issues which should not subject the defendants to the burden of a trial.” Id.
The Eleventh Circuit authority is Van T. Junkins & Associates v. U.S. Industries, 736 F.2d 656 (11th Cir. 1984). In that case, this court affirmed a grant of summary judgment, holding that a district court may properly find that a party‘s contradictory affidavit is a sham.9 “When a party has
Notes
given clear answers to unambiguous questions which negate the existence of any genuine issue of material fact, that party cannot thereafter create such an issue with an affidavit that merely contradicts, without explanation, previously given clear testimony.” Id. at 657. See also Camfield Tires, Inc. v. Michelin Tire Corp., 719 F.2d 1361, 1366 (8th Cir. 1983) (“only ... where the conflicts between the deposition and affidavit raise only sham issues should summary judgment be granted“); Price v. Worldvision Enterprises, 455 F. Supp. 252, 260 (S.D.N.Y. 1978) (affidavit testimony departed “so markedly from the prior deposition ... as to brand as bogus the factual issues sought to be raised“), aff‘d mem., 603 F.2d 214 (2d Cir. 1979).
The crux of these cases rests with the reviewing court‘s determination that an issue raised by an affidavit is a sham because it contradicts or conflicts with earlier deposition testimony. In Kennett-Murray Corp. v. Bone, 622 F.2d 887 (5th Cir. 1980), however, the Fifth Circuit cautioned of the dangers inherent in this approach.
Certainly, every discrepancy contained in an affidavit does not justify a district court‘s refusal to give credence to such evidence. In light of the jury‘s role in resolving questions of credibility, a district court should not reject the content of an affidavit even if it is at odds with statements made in an earlier deposition. Id. at 894 (citation omitted). The plaintiff in Kennett-Murray brought suit against Bone, a former employee, to recover on a promissory note and an employment contract. Bone‘s defense was that no consideration existed for the note because he was fraudulently induced to sign the employment agreement. During his lengthy deposition, Bone gave inconsistent testimony regarding whether his former employer, the plaintiff, made any “statements ... that could be construed as a fraudulent misrepresentation.” Id. at 890. In a subsequent two-page affidavit, however, Bone explained his earlier deposition testimony and supported his allegations of fraud. In reversing the district court‘s grant of summary judgment, the Fifth Circuit found that Bone‘s affidavit was not “inherently inconsistent” with his earlier testimony. Id. at 894. “While some statements in Bone‘s deposition differ with those in his affidavit, these conflicts present questions of credibility which require jury resolution.” Id. at 895.
III.
Despite the broad language in Kennett-Murray, this court found that “[t]here is no conflict in the Perma Research and Radobenko decisions and the Fifth Circuit opinion in Kennett-Murray Corp.” Van T. Junkins, 736 F.2d at 658. But see id. at 659-60 (Johnson, J., dissenting) (criticizing the majority‘s reading of Kennett-Murray as too narrow). This court recognized: “Each grant by a district court of a summary judgment rests upon the distinct issues and facts of that particular case.” Id. at 658.
Given the facts in this case, we hold that the district court improperly granted Keene‘s motion for summary judgment. As an initial matter, we note that Wilmer Ring is not a party to this lawsuit. In Perma Research, Radobenko, Kennett-Murray and Van T. Junkins, the contradictory affidavits were submitted by a party and, thus, the possibility of sham factual issues was raised. Here there is little chance of sham factual issues. Ring is a disinterested witness and it is our view that any inconsistency in his testimony is more likely the result of his faulty memory than
We need not decide, however, whether a district court should be permitted to disregard a disinterested witness’ affidavit merely because it is inconsistent with prior deposition testimony. Even were we to assume that the rationale behind Perma Research, Radobenko, Kennett-Murray and Van T. Junkins is applicable to a case such as this, summary judgment would still be inappropriate because Ring‘s affidavit is not “inherently inconsistent” with his earlier deposition testimony.
In his affidavit, Ring recalled the use of Keene‘s product Monoblock “with and in close proximity to” Lane “in approximately 1969” at the ITT Rayonier plant in Jesup, Georgia. In his deposition, Ring did not mention his work at ITT Rayonier in 196912 and could only recall using Monoblock “[a]t the pulpmill in Brunswick,” Georgia “[i]n the ‘60‘s.”13 In support of the
First, Keene argues that Ring‘s affidavit must be disregarded because, during his deposition, Ring testified that he recalled working for Rust Engineering at ITT Rayonier in 1967 and in early 1968 but did not testify that he worked there at any other time. In his affidavit, Ring recalled working at the ITT Rayonier plant “in approximately 1969.” Keene‘s position is that Ring was “under substantial financial motivation to recall as completely as possible his work history and product exposure at [his] deposition.” Thus, Keene concludes that Ring‘s deposition is “thoughtful and complete,” and his “affidavit shifting dates of employment from 1967 and early 1968 to 1969 is clearly a substantial direct and fatal departure from his previous deposition testimony.” We disagree.
Ring‘s affidavit is not necessarily inconsistent with his earlier deposition testimony. According to Keene, Ring‘s deposition testimony evidences that Ring only worked at the ITT Rayonier plant in 1967 and 1968. Keene is incorrect. At one point in his deposition Ring did testify that he recalled working at ITT Rayonier in 1967 and 196814 but Ring never stated that he did not work at ITT Rayonier in 1969 or that he only worked at ITT Rayonier when employed by Rust Engineering. Ring‘s deposition testimony does not at all foreclose the possibility that Ring was at ITT Rayonier in 1969 with Lane. That Ring did not mention his work at ITT Rayonier in 1969 during his deposition is no basis for disregarding the affidavit; instead this apparent conflict presents a question of credibility which requires jury resolution.
Second, Keene argues that Ring‘s affidavit may properly be characterized as a
sham because Ring, during his deposition, testified “that the only time he used Monoblock was on a pulpmill (Brunswick Pulp & Paper Company) in Brunswick, Georgia, sometime in the 1960‘s.” Since Ring, in his affidavit, recalled the use of Monoblock at ITT Rayonier in 1969, Keene maintains that the affidavit “is in irreconcilable and total conflict” with his deposition testimony and must be disregarded. Our interpretation of Van T. Junkins, however, necessitates a different result.
As we read Van T. Junkins, we may only disregard an affidavit that “contradicts, without explanation, previously given clear testimony.” Van T. Junkins, 736 F.2d at 657 (emphasis added). The earlier deposition testimony must consist of “clear answers to unambiguous questions which negate the existence of any genuine issue of material fact.” Id. Here, Ring‘s deposition testimony is neither clear nor unambiguous.
Ring was asked whether he “recall[ed]” using Monoblock “on any job other than the Brunswick paper mill.” He was not asked whether he could recall exposure to, or “working with and in close proximity to” others using Monoblock. In his affidavit, Ring “recall[ed] the use of and exposure to” Monoblock at ITT Rayonier. Ring‘s affidavit, however, does not state that Ring recalled using Monoblock at ITT Rayonier. Ring may have used Monoblock only at the Brunswick paper mill. His deposition testimony does not necessarily rule out exposure to the product, with Lane, at ITT Rayonier. Because Ring‘s affidavit may be harmonized with his earlier deposition testimony and because his deposition testimony is not clear but equivocal (“I believe that was it.“), we feel that submission of the case to a jury is warranted.
IV.
Ring‘s affidavit is not inherently inconsistent with his prior deposition testimony. Ring‘s affidavit should not have been disregarded but considered with “everything in the record.” Keiser, 614 F.2d at 410. When considered, it becomes clear that Lane produced sufficient evidence to support a finding that he was directly exposed to Monoblock. While some statements in Ring‘s deposition might be difficult to square with his affidavit, these conflicts present questions of credibility which require jury resolution. Accordingly, the grant of summary judgment is reversed.15
REVERSED and REMANDED.
HILL, Circuit Judge, dissenting:
As the majority opinion notes, it is the general rule in this circuit that “[w]hen a party has given clear answers to unambiguous questions which negate the existence of any genuine issue of material fact, that party cannot thereafter create such an issue with an affidavit that merely contradicts, without explanation, previously given clear testimony.” Van T. Junkins & Associates v. U.S. Industries, 736 F.2d 656 (11th Cir. 1984). The majority suggests (without holding) that perhaps the Ring affidavit ought not be tested by this standard, which has previously only been applied by this court to inconsistent sworn statements by parties to the litigation.
I would apply this rule with as much force in this particular context, however, as in the context in which it was developed. I am not as confident as the majority seems to be in Ring‘s neutrality in this litigation; I certainly would not consider him “disinterested” in a practical rather than purely legalistic sense. Lane and Ring have, through the same counsel, filed lawsuits alleging asbestos-related injuries against many of the same manufacturers of asbestos-containing products. Evidence of exposure to the defendants’ products is obviously essential to the success of such claims. There may not exist, as Keene suggests, a “cooperative arrangement” whereby workers “exchange” testimony of product exposure in each other‘s cases; the threat of such a situation developing, however, is clear. Without passing upon the applicability of the Van T. Junkins rule to witnesses who are without question certain to be entirely disinterested in the outcome of the case, I would find it applicable here.
Applying the Van T. Junkins rule, the court in the majority opinion finds that “Ring‘s affidavit is not necessarily inconsistent with his earlier deposition testimony.” In my view, the Ring affidavit does indeed clearly contradict his earlier deposi-
I would also add a further comment. These asbestos cases have imposed a heavy burden on the district courts. The district court whose decision we reverse in this case has prescribed precise, orderly and efficient procedures for the processing of such claims. These procedures, the integrity of which is essential to the success of the tasks the court must perform, included the requirement that Lane provide the defendants with a list of the witnesses he intended to produce at trial by November 30, 1983. Lane provided Keene with a list of nineteen witnesses that Lane indicated he might call to testify at trial. That list did not include Ring. Each of the witnesses on Lane‘s “may call” list was deposed; because no witness indicated any knowledge that Lane had been exposed to any Keene asbestos-containing products, Keene filed its motion for summary judgment. The Ring affidavit was only produced by Lane in response to the motion for summary judgment. Ring‘s name was never added to Lane‘s witness list. Keene filed with the district court a motion to strike the Ring affidavit on the grounds that it should not be considered on summary judgment in a case in which the affiant will not be permitted to testify at trial. As this court‘s opinion notes, the district court did not rule on the motion to strike the Ring affidavit, and it is therefore not before us now. I simply add to what the majority has already said the observation that, on remand, the propriety of considering the Ring affidavit on summary judgment in light of Lane‘s failure to include Ring on his witness list will apparently still be before the district court.
UNITED STATES of America, Plaintiff-Appellee, v. Andrew B. SOUDER, Defendant-Appellant.
No. 85-5163.
United States Court of Appeals, Eleventh Circuit.
Feb. 24, 1986.
