Lead Opinion
W. B. Coke, Jr. brought this suit under the Age Discrimination in Employment Act of 1967 (ADEA), 29 U.S.C.A. §§ 621 et seq. (1975), alleging that General Adjustment Bureau, Inc. (GAB) unlawfully discriminated against him on account of his age by demoting him. GAB moved for summary judgment. The basis of GAB’s
The en banc court faces only two issues:
I. FACTS
On or about May 1, 1976, Coke was demoted from his position as general manager of GAB’s Dallas, Texas, office to a position as adjuster. He was 55 years old at the time and was replaced by an employee who was under 40 years of age. Shortly after the demotion, Coke advised Mr. Biegert, an official of one of GAB’s largest clients. Mr. Biegert, who knew Coke both professionally and personally, contacted GAB to obtain Coke’s reinstatement. Mr. Biegert was assured by GAB that corrective action would be taken to reinstate Coke as manager. The first such contact occurred in May, 1976, but, when Coke was not reinstated, he again advised Biegert who again contacted GAB, who was again assured that Coke would be reinstated. Several more such conversations occurred between Biegert and GAB from May through August, 1976, and on each occasion Biegert was assured by GAB that Coke would be reinstated. On each occasion these assurances were passed along to Coke. Relying on GAB’s representations, Coke believed he would be reinstated and did not at that time file the required
II. EQUITABLE TOLLING OF THE NOTICE REQUIREMENT
GAB’s primary argument in support of the district court’s grant of summary judgment is that the 180-day filing requirement is a jurisdictional prerequisite, that failure to comply deprives the court of subject matter jurisdiction, and that the court thus has no jurisdiction to consider whether the time period should be tolled for some equitable reason. In addressing this issue, we discuss (1) the relevant Supreme Court cases, (2) the developing case law in the other circuit courts of appeal, (3) our own Fifth Circuit precedent, and (4) the legislative history. In our discussion we will refer not only to cases applying the 180-day notice requirement of ADEA, but also to cases arising under Title VII of the Civil Rights Act of 1964.
1. Relevant Supreme Court Cases
In Love v. Pullman Co.,
In International Union of Electrical Workers v. Robbins & Myers, Inc.,
As to the latter argument, we already have held that the pendency of a grievance, or some other method of collateral review of an employment decision, does not toll the running of the limitations periods. International Union of Electrical Workers v. Robbins & Myers, Inc.,429 U.S. 229 [97 S.Ct. 441 ,50 L.Ed.2d 427 ] (1976)14 The existence of careful procedures to assure fairness in the tenure decision should not obscure the principle that limitations periods normally commence when the employer’s decision is made. Cf. id., at 234-235 [97 S.Ct. at 446 ].15
- U.S. at -,
The trend of the Supreme Court cases is also significant. In the early cases, the Court in dicta referred to such time provisions using the label “jurisdictional prerequisite.” McDonnell Douglas Corp. v. Green,
Another persuasive indication that the Supreme Court does not consider the timely filing of a claim to be a jurisdictional prerequisite is its treatment of Title VII class actions. As we noted in Chappell v. Emco Machine Works Co.,
Although no Supreme Court holding has addressed the precise issue before us, we conclude that there are definite and strong signals from the Court pointing toward a finding that the 180-day notice requirement is not a question of subject matter jurisdiction, but is a condition precedent—more in the nature of a statute of limitations— which is subject to equitable tolling.
2. The Developing Case Law in the Other Circuit Courts of Appeal
Although there is language in the earlier cases, and also an occasional holding, that the 180 day filing requirement is a jurisdictional prerequisite, the overwhelming trend is that the time provision is subject to equitable tolling. On August 11, 1980, the Sixth Circuit, in a unanimous opinion, en banc, overruled its prior cases which had held that the 180 day provision of ADEA was jurisdictional. Relying on its own struggles with the harshness of the jurisdictional rule, and on the developing law in other circuits, and on the legislative history relating to the 1978 amendments to ADEA, the Sixth Circuit clearly adopted equitable tolling. Wright v. State of Tennessee,
The following summary shows the present status of the other circuits with respect to the 180 day time provision of ADEA and Title VII:
a. First Circuit: The First Circuit has expressly reserved decision on the issue, both with respect to ADEA, Ciccone v. Textron, Inc.,
b. Second Circuit: The Second Circuit has not yet definitely ruled on the issue in the ADEA context. See Reich v. Dow Badische Co.,
c. Third Circuit: The Third Circuit has adopted equitable tolling both in the ADEA context and in the Title VII context. Bonham v. Dresser Industries, Inc.,
d. Fourth Circuit: The Fourth Circuit has not addressed the issue in either the ADEA or the Title VII context.
e. Sixth Circuit: The Sixth Circuit has now adopted equitable tolling under both Acts. Wright v. State of Tennessee,
f. Seventh Circuit: The Seventh Circuit has adopted equitable tolling in the ADEA context, Kephart v. Institute of Gas Technology,
g. Eighth Circuit: The Eighth Circuit has adopted equitable tolling in the ADEA context, Nielsen v. Western Electric Co.,
h. Ninth Circuit: The Ninth Circuit has apparently adopted equitable tolling under Title VII. Cooper v. Bell,
i. Tenth Circuit: The Tenth Circuit has adopted equitable tolling under both Acts. Dartt v. Shell Oil Co.,
3. The Fifth Circuit Precedent
With this background of signals from the Supreme Court and overwhelming precedent from the other circuits, we turn to our own Fifth Circuit precedent. GAB relies primarily on McArthur v. Southern Airways, Inc.,
The McArthur plaintiffs-appellants made no equitable tolling arguments to the en banc court, arguing only that the alleged discriminatory acts were continuing violations. As noted by the en banc court,
Both before and after our 1978 McArthur decision, panels of this court have held that Title VII’s 180-day time period is subject to equitable tolling. Finding support from Fifth Circuit precedent, and also from the Supreme Court opinion in Love v. Pullman Co., supra, we held in Reeb v. Economic Opportunity Atlanta, Inc.,
The ratio decidendi, however, of the leading cases dealing with timing requirements in general under the Act compels the conclusion that the ninety day [Expanded to 180 days by the 1972 amendments, 42 U.S.C.A. § 2000e-5(e)] requirement is not ‘jurisdictional’ in the sense that compliance with it vel non determines the jurisdiction of the district court, without respect to any of the other circumstances in a particular case. We accept the view that the requirement should be analogized to statutes of limitations. Equitable modifications, such as tolling and estoppel, that are applied to them should also be applied here. The Act contemplates that complaints initiating EEOC proceedings will be brought in the first instance by laymen. It is reasonable, therefore, for courts to refuse to apply technical rules of common law pleading to charges filed initially with the Commission.
Since decisions of the Supreme Court and of this court have recognized that equitable considerations can, in certain circumstances, mitigate the demands of § 2000e-5(e) of Title VII [the 180 day provision], holdings which characterize § 2000e-5(e) as jurisdictional do not preclude equitable modification of its requirements.
We conclude therefore that McArthur does not preclude equitable tolling and does not stand for the proposition that the 180-day provision relates to the subject matter jurisdiction of the court; accordingly, GAB’s reliance on McArthur is misplaced. In the Title VII context, Reeb v. Economic Opportunity Atlanta, Inc., supra, and Chappell v. Emco Machine Works Co., supra, clearly establish the Fifth Circuit precedent as permitting equitable tolling of the 180 day provision.
4. The Legislative History
Neither the language nor the legislative history of either Act—Title VII or ADEA— provides a definitive answer to the issue we face. We do note that in each Act there is a provision
Several courts have noticed, and we agree, that the legislative history of the two Acts provides very little guidance.
This subsection as amended provides that charges be filed within 180 days of the alleged unlawful employment practice. Court decisions under the present law have shown an inclination to interpret this time limitation so as to give the aggrieved person the maximum benefit of the law; it is not intended that such court decisions should be in any way circumscribed by the extension of the time limitations in this subsection.18
Turning to the legislative history of the ADEA, we note that in revising the very ADEA provision at issue in 1978, Congress expressly endorsed several circuit court opinions approving equitable tolling. The conferees stated:
The conferees agree that the ‘charge’ requirement is not a jurisdictional prerequisite to maintaining an action under the ADEA and that therefore equitable modification for failing to file within the time period will be available to plaintiffs under this Act. See, e. g., Dartt v. Shell Oil Co.,539 F.2d 1256 (10th Cir. 1976), affirmed by an evenly divided court, [434 U.S. 99 ]98 S.Ct. 600 [54 L.Ed.2d 270 ] (1977); Bonham v. Dresser Industries, Inc., 16 FEP Cases 510 (3d Cir. 1977); Charlier v. S. C. Johnson & Son, Inc.,556 F.2d 761 (5th Cir. 1977).
House Conference Report No. 950, 95th Cong., 2d Sess. at 12, reprinted in 1978 U.S.Code Cong. & Admin.News 504, 534 (footnote omitted). Although subsequent legislative history is not considered part of the legislative history of the Act and cannot overcome the clear and convincing import of contemporary legislative history, Oscar Mayer & Co. v. Evans,
[W]hile the views of a subsequent Congress cannot override the unmistakable intent of the enacting one, . . . such views are entitled to significant weight .. . and particularly so when the precise intent of the enacting Congress is obscure.
(Citations omitted). It is evident from the foregoing excerpt of the legislative history of the 1978 amendments that Congress was aware of the prevalent view of various courts, including this one, that the ADEA’s filing period is subject to equitable modification. Had this been an incorrect view of Congress’ intent, Congress had the opportunity to correct it. In the absence of any clear intent by the enacting Congress, Congress’ later acquiescence in and apparent approval of the judicial interpretations offers significant evidence that equitable modification of the time limit is appropriate.
5. Conclusion Concerning Equitable Tolling
To summarize, we find strong signals from the Supreme Court favoring equitable tolling. We find overwhelming authority from the other circuits favoring equitable tolling. Our own Fifth Circuit cases have adopted equitable tolling in the related Title VII context. The legislative histories of Title VII and the ADEA, though not conclusive, point toward equitable tolling. We also believe that consideration of equitable factors more nearly fits the statutory purpose than would a construction that the provision is a rigid jurisdictional prerequisite. Like Title VII of the Civil Rights Act of 1964, the ADEA is remedial legislation, and therefore entitled to the benefit of
On the basis of Supreme Court authority, and that of our own and other circuits, and on the basis of the legislative history and purpose of the Act, we conclude that the 180-day provision at issue is a pre-condition to filing suit in district court, but is not related to the subject matter jurisdiction of the court. The provision is subject to equitable tolling.
III. GENUINE ISSUE OF FACT AS TO EQUITABLE TOLLING
The posture of this case is significant. GAB’s motion for summary judgment has been granted because Coke failed to notify the Secretary of Labor within 180 days of his demotion. Thus, Coke has not had an opportunity to develop at trial proof of facts which he asserts should equitably toll the 180 day requirement. On summary judgment, a court must draw all inferences of fact in favor of the party opposing summary judgment, and the burden is on the moving party to demonstrate that there is no genuine issue of fact.
It is well-settled that the party moving for summary judgment has the burden of demonstrating that the Rule 56(c) test— ‘no genuine issue as to any material fact’ —is satisfied and that he is entitled to judgment as a matter of law. The movant is held to a stringent standard. Before summary judgment will be granted it must be clear what the truth is and any doubt as to the existence of a genuine issue of material fact will be resolved against the movant. Because the burden is on the movant, the evidence presented to the court always is construed in favor of the party opposing the motion and he is given the benefit of all favorable inferences that can be drawn from it. Finally, facts asserted by the party opposing the motion, if supported by affidavits or other evidentiary material, are regarded as true.
10 C. Wright and A. Miller, Federal Practice and Procedure, § 2727 at 524-30 (1973) (footnotes omitted). See also United States Steel Corp. v. Darby,
‘[N]o man may take advantage of his own wrong. Deeply rooted in our jurisprudence this principle has been applied in many diverse classes of cases by both law and equity courts and has frequently been employed to bar inequitable reliance on statutes of limitations.
Accordingly, the judgment of the district court is REVERSED AND REMANDED.
Notes
. The applicable provision states in pertinent part:
No civil action may be commenced by any individual under this section until the individual has given the Secretary [of Labor] not less than sixty days’ notice of an intent to file such action. Such notice shall be filed— (1) [W]ithin one hundred and eighty days after the alleged unlawful practice occurred,
29 U.S.C.A. § 626(d)(1) (1975) (amended 1978).
In 1978, Congress amended this section of the ADEA, but the amendment is applicable only to suits filed after its effective date. Age Discrimination in Employment Act Amendments of 1978, § 4(b). Pub.L.No.95-256, 92 Stat. 189. Since this suit was filed prior to April 6, 1978, the effective date of the amendment, the original provision of the ADEA applies. As amended, § 626(d)(1) now provides:
No civil action may be commenced by an individual under this section until 60 days after a charge alleging unlawful discrimination has been filed with the Secretary. Such a charge shall be filed—
(1) [W]ithin 180 days after the alleged unlawful practice occurred; ...
29 U.S.C.A. § 626(d)(1) (Supp.1980).
. Coke also argued to the district court and to the panel that the 180-day period did not begin to run until he reasonably concluded that his demotion was “unequivocal and final.” All three members of the panel concurred in Part II A of the panel opinion,
. 42 U.S.C.A. §§ 2000e et seq.
. The notice requirement applicable to Title VII is set forth in 42 U.S.C.A. § 2000e-5(e) (1974), and provides in pertinent part:
A charge under this section shall be filed within one hundred and eighty days after the alleged unlawful employment practice occurred and notice of the charge (including the date, place and circumstances of the alleged unlawful employment practice) shall be served upon the person against whom such charge is made within ten days thereafter
. Chappell v. Emco Machine Works Co.,
. Oscar Mayer & Co. v. Evans,
See also B. Schlei & P. Grossman, Employment Discrimination Law, 235 (1979 Supp.), and cases cited therein,
We do not suggest that aspirants for academic tenure should ignore available opportunities to request reconsideration. Mere requests to reconsider, however, cannot extend the limitations periods applicable to the civil rights laws.
. 42 U.S.C.A. § 1981 (1974).
. Prior to the 1972 amendments the Title VII limitations period had been 90 days.
. Smith v. American President Lines, Ltd.,
. Hart v. J. T. Baker Chemical Co.,
. In a subsequent case, the Seventh Circuit indicated that its position on the issue may be softening. In Movement for Opportunity and Equality v. General Motors Corp.,
. With respect to Title VII, see International Union of Electrical Workers v. Robbins & Myers, Inc.,
. Although United Air Lines, Inc. v. Evans, supra, does use the jurisdictional label once in a footnote,
. It is true that in the en banc brief filed by amicus, EEOC suggested that on remand the McArthur plaintiffs should be able to show equitable modification. It is also true that Judge Rubin, in dissent, clearly raised the same issue of whether the time provision involved the subject matter jurisdiction of the court and suggested that equitable modification should be applied.
. We are aware that several of our cases have used the jurisdictional label with reference to a different precondition to filing a Title VII suit, i. e., the requirement that suit be filed within 90 days after receipt of the right-to-sue letter from the EEOC, 42 U.S.C.A. § 2000e-5(f)(1) (1974). See Genovese v. Shell Oil Co.,
The Supreme Court has impliedly resolved this question in Mohasco Corp. v. Silver,
. Title VII jurisdictional provisions is found at 42 U.S.C.A. § 2000e-5(e) and (f) (1974). The ADEA jurisdictional provision is found at 29 U.S.C. § 626(c) (Supp.1980) (a civil action may be brought in any court of competent jurisdic, tion).
. Powell v. Southwestern Bell Telephone Co.,
. At least two commentators have seized upon this analysis and concluded that Congress implied that the filing requirement is akin to a statute of limitations subject to tolling. See Jackson & Matheson, The Continuing Violation Theory and the Concept of Jurisdiction in Title VII Suits, 67 Geo.L.J. 811 (1979); Note, 65 Geo.L.J. 147, 163 n.98 (1976). See also Statz v. ITT Financial Corp.,
. GAB also argued below that the alleged violation was not a “continuing” one, a position that Coke has now abandoned. See note 2, supra. GAB also made two fleeting and conelusory comments in its “Reply Memorandum in Support of Motion for Summary Judgment” to the effect that Coke had not been prevented from filing. R. 36, 40.
. “The elusive principle of estoppel prevents a defendant from asserting the statutory bar when his representations or conduct have induced the plaintiff to forbear from prosecuting his known cause of action, and the limitation period has expired while the plaintiff continues to forbear.” 63 Harv.L.Rev. at 1222 (footnotes omitted). See also Ott v. Midland-Ross Corp.,
Concurrence Opinion
joins, specially concurring in the result only:
In writing for the court, Judge Anderson has done a scholarly job of assembling those authorities and pieces of legislative history which hint, imply, suggest or allow one to infer from silence that the 180-day filing requirement of the ADEA is subject to equitable tolling. An overwhelming majority of our en banc court agrees with our brother and consequently, until the Supreme Court deals directly with the issue, we have a clear statement of the law within our circuit. This is good.
As I stated in my partial dissent from the original panel opinion,
Although I am unable to find in the cited Supreme Court opinions the support necessary to conclude that Congress did not mean what it said, I have no stomach for continuing to urge the harshness of an absolute condition precedent (timely notice) to such claims. My brothers and sisters find that equitable tolling has a place in the presentation of such claims. This will most certainly allow many more to be decided on the merits. Abstract justice is not always inappropriate.
