Lead Opinion
On September 6, 2012, we entered an order granting Appellant Texas Secretary of State Hope Andrade’s
I. Background of Election Code Chapter 13
Like other states, Texas has a system by which citizens desiring to vote in elections
Appellant Hope Andrade is the Texas Secretary of State; in that capacity, she is charged with administering Texas’s election laws.
Pertinent to this appeal, the district court enjoined enforcement of the following portions of the VDR Law:
(1) that portion of Texas Election Code § 13.038 that prohibits VDRs from photocopying or other duplicating of voter registration applications submitted to the VDR but not yet forwarded to the county registrar (so long as no information deemed confidential under § 13.004 is included)(the “Photocopying Provision”)
(3) that portion of Texas Election Code § 18.081(d)(8) to the extent it forbids non-Texas residents from serving as VDRs (the “Non-Resident Provision”);
(4) that portion of Texas Election Code § 13.038 that prohibits VDRs appointed in one county from serving in another county (the “County Provision”)
(5) Texas Election Code § 13.008(a)(2) & (3) (the “Compensation Provision”).
The task before this court is only to decide the emergency motion to stay, which we decided on an abbreviated briefing schedule and within a limited time (although we did hear oral argument, conducted on shortened notice). The question we address, then, is whether, while the appeal is pending, Texas can enforce the entirety of the VDR Law or whether it is proscribed from enforcing the sections outlined in the district court’s injunction. We disclaim any intent to bind a subsequent merits panel.
It sometimes takes time to decide a question, but, meanwhile, time itself does not “stand still.” Nken v. Holder,
II. Standards For Granting a Stay
The standards for granting a stay pending appeal are well-established: “(1) whether the stay applicant has made a strong showing that he is likely to succeed on the merits; (2) whether the applicant will be irreparably injured absent a stay; (3) whether issuance of the stay will substantially injure the other parties interested in the proceeding; and (4) where the public interest lies.” Hilton v. Braunskill,
In this case, both sides cloak themselves in the mantle of irreparable harm — An-drade, because all the ills that gave rise to the need for the VDR Law can occur in connection with voter registration for the upcoming election, while Appellees counter that they will be prevented from fully implementing their large-scale voter registration drive efforts in connection with the same election. In one corner, Appellees valiantly champion the need to both encourage and facilitate citizens in registering to vote, a noble tradition in our country. In the other corner, Andrade agrees with this need, but is concerned about protecting the integrity of the registration process from harms of fraud or error, and from people who might seek to disenfranchise those with whom they disagree. Both sides claim the public interest supports them and that their prospective harm is greater than the harm to the other. While this panel rules only on the immediate motion to stay the district court’s injunctive order pending appeal, the analysis under these circumstances centers on the likelihood of success on the merits. We turn to that question first.
III. Discussion
A. Standards Applicable to the Merits
The Supreme Court has expressly countenanced “substantial regulation of elections” to avoid “chaos,” even as it has protected important rights, such as petitioning the government. Buckley v. Am. Constitutional Law Found.,
Appellees made two basic challenges to the various sections of the VDR Law: violations of the First Amendment of the United States Constitution and violations of the National Voter Registration Act (“NVRA”), 42 U.S.C. §§ 197Sgg et seq. Specifically, they contend that their right to engage in voter registration activities is “expressive” in nature, such that limitations upon it abridge Appellees’ First Amendment rights. Relevant to this motion to stay and the underlying appeal, the district court grounded its preliminary injunction against enforcement of the NonResident, County, and Compensation Provisions in First Amendment jurisprudence. It based the injunction against the Personal Delivery Provision and the Photocopying Provision upon the premise that they violate the NVRA. We examine each in turn.
Turning to the constitutional analysis, while not a model of clarity, it appears that
Our task as a federal court is, to the extent possible, to construe the provisions to avoid a constitutional conflict. See, e.g., Ohio v. Akron Ctr. for Reprod. Health,
Most constitutional analyses of a statute begin -with an examination of the degree of scrutiny a statute will receive. Cf. District of Columbia v. Heller,
In examining the claimed violations of the NVRA, we must analyze whether the challenged provisions of the VDR Law conflict with the federal statute such that the NVRA preempts the contrary state provision. Though states generally bear responsibility for the mechanics of congressional elections, Congress may act to preempt state legislative choices. See Foster v. Love,
B. Likelihood of Success on the Merits
1. County and Non-Resident Provisions
We conclude that Andrade has presented a strong likelihood of success on the merits in that the district court incorrectly applied these standards in the order it issued. We turn first to the County Provision and the Non-Resident Provision, both of which, as pertinent here, apply only to the question of who may be appointed as a VDR and empowered to physically receive a completed voter registration application from a potential voter and transmit it to the proper county official.
All parties agree that the primary act of simply encouraging citizens to vote constitutes core speech and would be protected under the First Amendment. State restrictions on this activity would be analyzed under the lens of strict scrutiny, under which the state would have to advance a compelling justification for its regulation. Concomitantly, we have recognized that states have a compelling interest in protecting citizen’s rights to vote. Schirmer v. Edwards,
We conclude there is nothing “inherently expressive” about receiving a person’s completed application and being charged with getting that application to the proper place.
Because we conclude that the physical receipt and delivery of completed voter registration applications are not “expressive conduct” as separately analyzed and are not “part and parcel” of the expressive conduct, we employ rational basis scrutiny to the County and Non-Resident Provisions. With respect to the Non-Resident Provision and the County Provision, An-drade justifies these requirements on the theory that local control over people entrusted with these applications is an important and necessary safeguard in preventing fraud and improper handling of such applications. While we cast no aspersions on the parties before us, we recognize that without some regulation, out-of-state individuals could descend upon Texas before the voter registration deadline, engage in unlawful and fraudulent registration practices, and then leave the state before action could be taken against them. Importantly, Appellees’ own witness (Executive Director of Project Vote, Michael Slater) eschewed any desire to have the voter registration drives run entirely by those from out-of-state, dismissing the practice of “parachuting in” by out of state individuals.
Appellees suggest (and the district court and dissenting opinion appear to accept) that these provisions will prevent non-resident volunteers from participating in voter registration drives. Nothing in the statute or record indicates that non-resident volunteers will be prohibited from participating in voter registration activities in a non-VDR capacity. Indeed, Andrade has made it clear that the act of passing out voter registration applications or otherwise encouraging voter participation may be performed by any individual. National “get out the vote” campaigns can still operate in Texas largely unchanged, provided there are properly appointed resident VDRs involved to facilitate any activities that only VDRs are empowered to do (namely the receipt and transmission of the completed application).
2. Compensation Provisions
With respect to the Compensation Provisions, we agree that these provisions encompass some expressive conduct rather than merely the receipt and delivery of completed voter registration applications. Cf. Meyer,
As discussed above, Appellees did not expressly explain whether this challenge is facial or “as-applied” in their brief. If facial, as conceded at oral argument, An-drade has made a strong showing that the challenge will fail because these sections can apply constitutionally to proscribe quota or numerically-based compensation situations that all agree are a recipe for fraud. The State has a legitimate interest in preventing fraud. Buckley,
Even if this challenge were an “as-applied” challenge, Andrade has made a strong showing that it is likely to fail because Appellees have not shown that they actually have been prevented or hindered by this statute from hiring “volunteers” and firing them if they fail to perform properly. Unlike the cases cited by the district court, see, e.g., Citizens for Tax Reform v. Deters,
3. Photocopying and Personal Delivery Provisions
Turning to the alleged NVRA violations, we agree with Appellees that federal law preempts state law in this area to the extent of a conflict. We conclude, however, that Andrade has made a strong showing that she is likely to prevail in showing that the Photocopying and Personal Delivery Provisions do not conflict
While nothing in the Texas Election Code precludes public inspection of properly submitted voter registration applications, including those submitted by VDRs, Texas law, as construed by Andrade, prevents pre-submission photocopying. The NVRA pertains to state-maintained registration records, requiring states to make records available for public inspection and photocopying for two years after submission and processing. The VDR is “deputized” only to receive and transmit completed applications, not to “maintain” them for the state. Tex. Elec.Code § 13.038. The state and federal provisions do not conflict.
Project Vote/Voting for America, Inc. v. Long,
The NVRA also requires that applicants be able to use the United States mail to forward their registration to the appropriate officials. The Personal Delivery Provision of the Texas statute is not to the contrary, as it does not address whether the prospective voter can mail an application or not, instead limiting a third-party (the VDR) who has agreed to deliver the application for the voter from doing so. Texas law requires an appointed VDR accepting voter registration applications to deliver the forms in person to the county registrar. See Tex. Eleo.Code § 13.042.
Again, the two laws do not conflict.
Importantly, Texas law requires county registrars to accept every voter-registration form that arrives through the mails. See Tex. Eleo.Code §§ 13.071-.072. This includes applications sent through the mails by VDRs in violation of state law. Texas, therefore, “accepts and use[s]” every federal mail application, while penalizing VDRs for using the mail to submit other people’s applications. As a result, individuals in Texas may, in every circumstance, send their applications through the mail. This promotes voter turnout and ease of registration. Texas’s VDR provisions accomplish a similar goal, albeit based in a third-party regime. This law does not conflict with the NVRA’s provision for mail-in applications because individuals may mail their applications in; VDRs may not.
This element of the VDR Law distinguishes it from the law considered by the Eleventh Circuit in Cox,
We thus conclude that Andrade has made a strong showing of likelihood of
Although we have, of necessity, addressed the merits of this appeal in our analysis, we again caution that our ruling does not bind the subsequent merits panel addressing this appeal, and we disclaim any intent to do so. Mattern v. Eastman Kodak Co.,
Accordingly, as we ruled by order of September 6, 2012, the Emergency Motion for Stay is GRANTED, and the district court’s injunction orders are STAYED until the final disposition of this appeal.
Notes
Pursuant to 5th Cir. R. 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5th Cir. R. 47.5.4.
. Although Cheryl Johnson, Galveston County Assessor was also sued in the district court, she did not file a notice of appeal.
. At this point, Andrade has not reasserted the standing issues she raised in the district court. Because standing is a component of federal subject-matter jurisdiction, we must examine it on our own. Sommers Drug Stores Co. Emp. Profit Sharing Trust v. Corrigan,
. For purposes of assessing this motion to stay, we examine only the preliminary injunction as modified on August 14, 2012: We note that Appellees challenge additional portions of the VDR Law, but we examine only those as to which enforcement was enjoined by the district court's order and as to which the current stay request pertains.
.Section 13.038 states: "A [VDR] may distribute voter registration application forms throughout the county and receive registration applications submitted to the deputy in person.” Although this provision says nothing about photocopying, Appellees contend, and Andrade does not dispute, that Andrade has taken the position that VDRs are prohibited from photocopying forms they receive and, instead, are limited to transmitting such forms to the appropriate county official.
.Section 13.038, quoted in footnote 4, supra, does not have an express "county-by-county” limitation. Once again, however, the parties seemingly agree that Andrade construes the appointment of a VDR to be limited to the county in which the appointment is made. We note that this interpretation is supported by the language of Section 13.033 which contains the precise wording of the appointment document, including a statement that the county registrar "do[es] hereby appoint_ as a[VDR] for_County,” suggesting that the powers granted by appointment are limited to that county alone. Tex. Elec.Code § 13.033. This section has been the law for over twenty years, yet it has sparked no reported decision.
. The district court’s denial of a stay of judgment pending appeal is generally reviewed for abuse of discretion. See Beverly v. United States,
. In granting a temporary injunction, the district court must weigh four factors: "(1) a substantial likelihood of success on the merits, (2) a substantial threat of irreparable injury if the injunction is not issued, (3) that the threatened injury if the injunction is denied
. The dissenting opinion takes issue with this statement but, unquestionably, in the ultimate appellate review of the district court's decision, our court will have to examine whether Appellees met their burden to show irreparable harm in order to sustain the preliminary injunction. Whether Andrade is likely to succeed in showing that Appellees did not meet that burden is one question before us in the context of this emergency stay motion.
. At oral argument Appellees conceded that the challenge to the statute was facial, likely because there are insufficient factual allegations in the record to establish the Appellees’ individual harm for an as-applied challenge. The dissenting opinion suggests that it does not matter whether the challenge is facial or "as-applied.” It matters a great deal here because the district court — rather than attempting to construe statutes so as to make them lawful — accepted hypothetical scenarios Appellees posited to enjoin these laws. In an "as-applied” challenge, Appellees could point to some specific situation the district court, and this court in review, could examine. Very little in the way of hard facts — rather than rumor and vague "fears” was actually presented to the district court. Appellees’ concession thus makes sense.
. Appellees’ witness Michael Slater testified that he was not aware of any prosecutions of voter registration drive participants in Texas. Indeed, he testified that his organization conducted a successful large-scale voter registration drive in Harris County, Texas, in 2008 and that the impact of the amendments to the VDR law were “unknown.” Testimony of Appellees' witness Estelle Holmes, a VDR in Galveston County, indicated that she was not aware of any instance where the laws have created concrete problems preventing third-party voter registration.
. We have defined "intermediate scrutiny” in the First Amendment arena as follows: "[W]e ... sustain the provisions [under intermediate scrutiny] if they further an important or substantial governmental interest; if the governmental interest is unrelated to the suppression of free expression; and if the incidental restriction on alleged First Amendment freedoms is no greater than is essential to the furtherance of that interest.” Time Warner Cable, Inc. v. Hudson,
. Here, that ultimate goal is a laudatory one of having citizens vote. But First Amendment protections exist not just for speech that may be noble but also for speech that is not. The Court's discussion in Meyer,
Appellees also rely on Meyer (and the later Supreme Court case of Buckley) to urge that the VDR Law has "the inevitable effect of reducing the total quantum of speech,” limiting "the number of voices who will convey [Plaintiffs’] message and the hours they can speak and, therefore, limit[ing] the size of the audience they can reach.”
. At oral argument, Appellees urged the court to draw a close parallel to the Supreme Court’s reasoning in Meyer,
. Appellees do not contend that they should be free to receive a completed application from a prospective voter and throw it in the trash. Implicitly, if not explicitly, they concede the importance of making sure this process is handled carefully and without fraud or malfeasance.
. The Eleventh Circuit affirmed a district court’s preliminary injunction enjoining a Georgia voter registration statute, which rejected voter registration forms submitted to the state in a single mailed package. Charles H. Wesley Educ. Foundation, Inc. v. Cox,
. One key difference between the Florida statute at issue in Cobh and the Texas VDR Law is that the Florida statute discriminated against non-political party organizations. Cobb,
. Mr. Slater was asked, "What is your opinion about parachuting in, is that an effective way to do things?” He answered: "No, it’s not an effective way to do that.”
. When given the chance to actually submit facts to support his concerns about Texas, Slater had little to offer beyond the bare conclusion that it is "too difficult” to conduct voter registration drives in Texas.
. Slater admitted that paying "volunteers” for each registration encourages fraud.
.Appellees presented expert testimony to the effect that low paid "unskilled workers," such as those they would hire to engage in voter registration outreach, need goals in order to be motivated to work. The expert witness admitted having no actual knowledge of voter registration work or employees who work in that field.
. The Ohio code at issue in Citizens for Tax Reform stated "No person shall pay any other person for collecting signatures on election-related petitions or for registering voters except on the basis of time worked.”
. The district court made no specific findings of fact with respect to particular harm to Appellees, stating only: "Plaintiffs presented a significant amount of testimonial and documentary evidence detailing how the challenged provisions of the Election Code prevent them from conducting effective voter registration activities in Texas.” Andrade, - F.Supp.2d at -,
. Whatever the salutary purpose of the photocopying (as discussed in the dissenting opinion), the question is whether the Photocopying Provision conflicts with the NVRA, not whether it is a good idea. We note, however, that Slater testified that the photocopies are kept "forever” on a datábase, and he does not know how secure the database is. Appellees state that they redact sensitive information such as drivers’ license or social security numbers if required to do so by state law before copying. While we do not question their sincerity, we note that it is not unreasonable for the State to require parties to obtain public government records from the government, which can then make sure that appropriate redactions occur before the records are released.
. To the contrary, they must deliver them to the county registrar within five days. Tex. Elec.Code 13.042(b).
. Rather than trying to construe the state and federal laws in harmony, the dissenting opinion finds a conflict in that VDRs cannot use the mails. However, the NVRA does not address whether third-parties to the registration process must be permitted to use the mails. Thus, there is no actual conflict.
. The dissenting opinion focuses on harm to Appellees' "business model” from the Texas restriction. For example, Appellees want to copy applications so they can "follow up” with potential voters. However, they put on no evidence in the district court that they are prevented from obtaining information from potential voters by simply asking them for follow-up contact information such that they can contact the potential voter by the means most efficacious for that voter (mail, e-mail, telephone, or some other means). The dissenting opinion also catalogs perceived harms caused by various provisions of the law not at issue here. For example, the dissenting opinion describes the five-day delivery period requirement of § 13.042(b) as burdensome, although this provision was not enjoined beyond the “personal delivery” portion. Additionally, this provision has been in place for over twenty years, yet Slater admitted that his organization conducted a "successful” voter registration drive in Harris County, Texas in 2008, registering 23,000 voters, apparently finding it possible to comply with this law.
Dissenting Opinion
dissenting.
I respectfully dissent from the majority’s stay of the judgment of the United States District Court for the Southern District of Texas enjoining the Texas Secretary of State from applying five provisions of the state election code against the plaintiff nonprofit voter registration and voting organizations. Because the majority completely disregards and fails to apply the Supreme Court’s standards governing a court of appeals’ issuance of a stay of a lower court’s judgment, it erroneously grants the Secretary’s motion to stay the district court’s judgment pending her appeal.
The plaintiffs in this action are nonprofit voter registration and voting organizations that seek to assist African-American and Latino citizens in Texas in registering to vote and voting in the upcoming federal elections. The complaint alleged that the Secretary’s enforcement of Texas Election Code provisions will prevent them from engaging in their chosen, effective methods and practices for assisting and encouraging citizens to register and to vote. After a full hearing, the district court issued a preliminary injunction enjoining the enforcement of five provisions of the state election code, viz., the requirements that persons providing such assistance must be residents of Texas and appointed in the particular county in which each assisted citizen resides; that assisters personally deliver to registrars all completed voter registration applications obtained within
I. Standards Governing the Issuance of Stays
The standards governing the issuance of stays are well established. As the Supreme Court explained in Nken v. Holder,
“[Tjhose legal principles have been distilled into consideration of four factors: (1) whether the stay applicant has made a strong showing that he is likely to succeed on the merits; (2) whether the applicant will be irreparably injured absent a stay; (3) whether issuance of the stay will substantially injure the other parties interested in the proceeding; and (4) where the public interest lies.” Id. at 434,
“[A] reviewing court may not resolve a conflict between considered review and effective relief by reflexively holding a final order in abeyance pending review. A stay is an ‘intrusion into the ordinary processes of administration and judicial review,’ and accordingly ‘is not a matter of right, even if irreparable injury might otherwise result to the appellant[.]’” Id. at 426-27,
In the procedural posture of this case, we are considering whether the defendants are likely to be able to show that the district court abused its discretion in granting a preliminary injunction. See U.S. Student Ass’n Found. v. Land,
Moreover, under this Court’s precedent, the district court’s denial of a stay pending appeal is reviewed for abuse of discretion: “[T]he accepted standard for review of such a stay is whether or not the trial court abused its sound discretion in denying the stay.” Beverly v. United States,
Whether or not the plaintiffs prevail in this court, the fact is that they were granted partial constitutional relief by the district court. The burden is on the Secretary to establish that the judgment of the district court should not be enforced. In my judgment, as in the judgment of the district court, the Secretary has failed to carry her burden to make a strong showing that: (1) the state will be irreparably injured if a stay is not granted pending her appeal; (2) on the other hand, there is not a substantial likelihood that the First Amendment speech and voting rights of the plaintiff voter organizations and of the citizens they seek to assist will be irreparably injured by the stay; (3) there is a strong likelihood that the Secretary will succeed on the merits in her appeal; and (4) the public interest will be served by the stay.
II. No Irreparable Injury Shown By Applicant
The Secretary has not carried her burden of demonstrating that she will be irreparably injured absent a stay of the district court’s judgment during her appeal. See Nken,
Here, the state has not demonstrated any concrete way in which it would be irreparably injured by the denial of a stay of the district court’s judgment during its appeal. The five provisions at issue here are the in-state requirement, the in-county requirement, the personal delivery requirement, and the photocopying prohibition, and the compensation prohibition. The Secretary argues, without presenting evidence or proof, that the district court’s injunction of the provisions will irreparably injure the state’s efforts to prevent election fraud. Most importantly in the stay context, the state did not provide any evidence at all that it has experienced any specific type of fraudulent activity; it merely asserts that the enjoined laws protect against the threat of fraud.
Tellingly, the majority does not advert to, rely on, or treat as meritorious the Secretary’s arguments that the state is likely to be irreparably injured because the injunction will hamper its efforts to deter and detect fraud. Thus, it is undisputed that the argument lacks persuasion. While a state may enact a law based on a hunch that it will curb fraudulent conduct, a showing that the nonenforcement of such a provision will produce irreparable injury must be based on evidentiary proof. The Supreme Court has admonished that “simply showing some ‘possibility of irreparable injury[ ]’ fails to satisfy th[is] factor.” Nken,
The majority’s mistake in finding that the Secretary carried her burden on this factor is evidently due to its inexplicable error in placing the burden of proof or persuasion on the plaintiffs rather than on the stay applicant, the Secretary. See Maj. Op., ante at 894 (“[W]e have here the somewhat circular situation of deciding whether there is irreparable harm to An-drade in part by analyzing the likelihood of success on the merits by Appellees of showing irreparable harm to them.”) The majority’s “circular” notion that the plain
III. Substantial Injury to Appellees
The absence of irreparable injury to the State is made all the more dramatic in contrast to the substantial injury that will result to the plaintiffs. The stay applicant bears the burden of showing both factors: that its own irreparable injury is likely if a stay is not issued, and that the plaintiffs will not be substantially injured if the stay is granted. See, e.g., Nken,
The Supreme Court has held that deprivation of First Amendment rights constitutes injury sufficient to establish irreparable injury. Elrod v. Burns,
Applying Elrod, I conclude that the plaintiffs have demonstrated that if the
The plaintiffs are organizations “dedicated to helping citizens become registered to vote and to encouraging eligible voters to vote.” Voting for Am. v. Andrade, No. G-12-44, - F.Supp.2d -,
Crucially, the canvassers collect the applications for delivery and return them to their supervisors, who in turn perform “quality analysis and control checks by reviewing the applications for completeness and signs on fraud.” Id. at -, at *2. They then photocopy or scan all documents with confidential information redacted for tracking purposes and then mail them to the appropriate state office. Id. at —— -, at *2-3. This provision is important because applicants who are added to the rolls are later contacted and encouraged to actually vote. For applicants who were not added to voter rolls, the plaintiffs seek to determine if the voter was rejected for a legitimate reason and if not, the plaintiffs inform them and contact them to re-register if they are eligible. The plaintiffs also use the information to keep track of whether voters are being denied the right to vote for improper reasons, and if so, they may seek legal or political action in response. Id. at -, at *3. The plaintiffs also make hiring and termination decisions, based in part on the performance of their employees and volunteers in successfully registering voters. Id. at -, -, at *3, *28.
The five enjoined provisions all serve to hamstring the plaintiffs’ voter-registration efforts. The in-state restriction targets the plaintiffs because many of their organizers are trained nationally and come from out of state to engage in voter registration activity. As the district court found, the organizations’ efforts are materially hampered if they cannot bring people from out of state to train their canvassers and oversee the process by which the applications are collected, checked for accuracy and completeness, and returned to the appropriate state agency. Likewise, the county limitation imposes significant administrative burdens on the plaintiffs. Employees must be trained and appointed in multiple counties. In addition, canvassers usually work in high-foot traffic areas, often in metropolitan regions, where many potential voters will be from different counties. Thus, canvassers must contend with potential voters residing in different counties traveling through population centers. Especially in light of the fact that Texas has 254 counties, this burden is quite severe.
The photocopying restriction is highly detrimental to the plaintiffs’ business mod
The in-person provision requires that the plaintiffs return the completed applications in person within five days or else face criminal penalties. This would impose a significant administrative burden in terms of work hours and costs because it would require the canvassers’ time and effort to hand the applications in personally rather than simply sending them by mail. Because the individual who collects an application must personally deliver it within a short time period, the provision would also hamper the plaintiffs’ ability to monitor the canvassers’ work by performing quality analysis and , control checks by reviewing the applications for completeness and signs of fraud, which could potentially take more than five days given the volume of applications. See id. at -, at *2-3. The possibility of criminal sanctions would likely make this provision all the more burdensome.
The compensation provisions will either force the plaintiffs to rely on volunteer staff only, which would likely decimate their available staff, or else will prohibit the plaintiffs from disciplining paid canvassers for poor performance or low productivity. The compensation provision criminalizes the plaintiffs’ “practice of requiring some bare minimum level of productivity,” which is an additional injury with which the plaintiffs would be threatened. Id. at -, at *29. Conversely, the inability to discharge “deadweight” employees might in turn make it more difficult to function effectively and secure donors. Id. at -, at *31.
As Michael Slater, Executive Director of Project Vote and Voting for America, stated in his affidavit, the organizations are actually and materially hampered from engaging in their chosen form of advocacy in Texas. While “Project Vote would like to directly fund voter registration activity in Texas,” it is unable to do so “because of restrictions placed on organizations conducting voter registration drives, and the risk of criminal liability for the organizations ... [and] employees[.]” Slater Decl. ¶ 8, at 3.
The district court found that “[s]o long as the provisions remain in force, the likely violations of Organizational Plaintiffs’ statutory and constitutional rights continue, and they remain unable to engage in their chosen form of political speech and associational activity.” Id. at at -, at *33. The plaintiffs are unable to operate and get out their message. Especially in light of the impending elections, the timeline of the appeal will likely last beyond the deadline to get people registered for the November elections, even with an expedited appeal schedule. Thus, the plaintiffs will not be able to get out their message in time for the elections, which is a significant and irreparable harm. Consequently, the district court clearly did not abuse its discretion in finding that the Secretary failed
IV. Likelihood of Success on the Merits
In addition to the two “injury” factors, the Secretary must make a “strong showing” that she is likely to succeed on the merits. See, e.g., Nken,
A. First Amendment
The majority commits two grave errors in assessing the likelihood of success of the Secretary’s argument that none of the enjoined state-law provisions violates the First Amendment. First, the majority takes an unprecedentedly narrow view of what conduct implicates the First Amendment. Second, the majority attempts to make the Secretary’s showing of potential success on the merits appear stronger by claiming that the plaintiffs’ burden on the merits is heavier because they are making facial challenges to the state-law provisions, an approach the Supreme Court has never required and in fact disavowed in Citizens United v. FEC,
1. Voter-registration activities implicate the First Amendment
The plaintiffs are engaged in the First Amendment activities of encouraging and assisting voters in registering to vote and in voting on election day. In their methodology, the plaintiffs complete several steps that are woven into one process. First, they furnish registration applications and persuade individuals to fill them out and consent to their being filed with the proper registrars. Second, they copy the completed applications and see that the originals are properly filed with the correct registrars. Third, they check with the registrars to make sure that the registration applications have been properly recorded. Finally, they recontact the newly registered voters and provide them with assistance and encouragement in traveling to the proper voting places to vote on election day and render assistance if it appears they have been wrongfully denied the right to register to vote. See Voting for Am., — F.Supp.2d at -,
The Secretary has not met her burden of proving a likelihood of success on the merits of her First Amendment argument. As the majority opinion observes, the' Secretary concedes that the speech and expressive conduct in which the plaintiff organizations engage are within the protection of the First Amendment. See Maj. Op., ante at 896-97. The majority opinion’s First Amendment analysis relies on a compartmentalization of the plaintiffs’ activities, reasoning (1) that the voting regulations target only the physical collection and submission of completed voter applications, and (2) that those particular activities are not part of expressive political conduct. However, the collection and submission of completed voter application materials are inextricably intertwined with plaintiffs’ political speech and expressive conduct in persuading and assisting voters to register, in making certain their registration applications are delivered and recorded by the proper
The majority’s interpretation and approach is inconsistent with the Supreme Court’s First Amendment jurisprudence. Federal courts have rejected invitations like defendants’ to compartmentalize core political activities from the “procedural” or “ministerial” aspects of those activities; the majority cannot point to a single federal decision that has approved the separation of expressive conduct from core political speech as it does today. The Supreme Court rejected this divide-and-conquer strategy in cases in which the Court considered whether a similar core political activity, initiative petition circulation, was protected by the First Amendment. See Buckley v. Am. Constitutional Law Found., Inc., 525 U.S. 182,
In Buckley, the Supreme Court held that the circulation of initiative petitions and attendant speech and activity is protected by the First Amendment.
In defending the regulations, the State of Colorado made a nearly identical argument in favor of its regulations on ballot-initiative circulation as the Secretary does in this case. Citing concerns about fraud in initiative circulation, Colorado argued that the conduct did not entail protected speech or expressive conduct: “The circu-lator collects the votes and presents them to [the] Secretary of State to be validated and counted. The signers depend upon the circulators to collect and submit the signatures.” Petition for Certiorari, Buckley v. Am. Constitutional Law Found., Inc. (No. 97-930),
The Court rejected this argument, concluding the conduct was important to voters to ensure that “the political process is responsive to their needs.” Buckley,
Similarly, in Meyer v. Grant, the Supreme Court struck down Colorado’s prohibition of payment for the circulation of ballot-initiative petitions.
The Court rejected Colorado’s argument, holding that the activity of collecting and verifying signatures is connected with the ballot circulators’ overall message. See Meyer,
The Meyer Court concluded that, without question, the subject-matter of the initiative petition (whether the trucking industry should be deregulated in Colorado) was a matter of societal concern that the plaintiffs had a right to discuss publicly without risking criminal sanctions. “The freedom of speech and of the press guaranteed by the Constitution embraces at the least the liberty to discuss publicly and truthfully all matters of public concern without previous restraint or fear of subsequent punishment. The First Amendment was fashioned to assure unfettered interchange of ideas for the bringing about of
Further, the Court in Meyer observed that “[t]he circulation of an initiative petition of necessity involves both the expression of a desire for political change and a discussion of the merits of the proposed change. Although a petition circulator may not have to persuade potential signatories that a particular proposal should prevail to capture their signatures, he or she will at least have to persuade them that the matter is one deserving of the public scrutiny and debate that would attend its consideration by the whole electorate. This will in almost every case involve an explanation of the nature of the proposal and why its advocates support it. Thus, the circulation of a petition involves the type of interactive communication concerning political change that is appropriately described as ‘core political speech.’ ” Id. at 421-22,
The Court explained that this “core political speech” was inextricably mixed up in the more procedural aspects of ballot circulation, but that the speech, like the solicitation of charitable contributions, was nevertheless within the protection of the First Amendment. Id. at 422 n. 5,
Similarly, here, whether certain communities, such as Latino and African-American communities, are underrepresented in voting in Texas is a matter of societal concern that plaintiffs have a right to discuss publicly without risking criminal sanctions. More broadly, the decision of whether to vote and participate in the democratic process is a matter of public concern. Plaintiffs seek by voter registration drives and get-out-the-vote campaigns to achieve political change in Texas; their right freely to engage in discussion concerning the need for that change is guarded by the First Amendment. Project Vote organizers “approach members of the community, ensure that applications are completed legibly and completely, and discuss the importance of voting. [They] encourage canvassers to point out that if the community wants politicians to listen to their concerns and do something about them, then the community as a whole needs to get registered to vote.” Slater Decl. ¶ 16, at 5. Canvassers “distribute and collect voter registration applications while simultaneously discussing the importance of participating in the democratic process by voting.” Id. ¶ 18, at 5. The ability to directly contact potential voters and assist them in filling out and submitting completed voter applications in person is a key way in which the organizations fulfill their mission of maximizing voter registration and “it also ensures that [potential voters] hear [their] message about how important it is to vote.” Id. ¶ 24, at 8.
Moreover, just as the Court recognized in Meyer that the solicitation of signatures often involves speech protected by the First Amendment, so should we recognize here that the state’s attempt to regulate the canvassing of persons to register to vote and to actually vote on election day would infringe on that speech. The plaintiffs encourage and assist voters, especially those in historically disenfranchised groups, in registering to vote and in voting on election day. Their process involves several steps, all of which are “intertwined.” First, they furnish registration applications and persuade individuals to fill them out and consent to their being filed with the proper registrars. Second, they copy the completed applications and see that the originals are properly filed with the correct registrars. Third, they check with the registrars to make sure that the registration applications have been properly recorded. Finally, they recontact the newly registered voters and provide them with assistance and encouragement in traveling to the proper voting places to vote on election day and render assistance if it appears they have been wrongfully denied the right to register to vote. See Voting for Am., — F.Supp.2d at - -,
In both Buckley and Meyer, the Court refused to conclude that the ministerial act of collecting and submitting signatures for a ballot was the only conduct truly targeted by the regulations. The Court instead concluded that those activities were inherently wrapped up with the speech and expressive conduct that those signature drives entailed. Other courts have likewise rejected the Secretary’s argument in favor of compartmentalizing registration procedures from protected speech and conduct. See, e.g., Bernbeck v. Moore,
The majority finds Meyer distinguishable because it addressed the constitutionality of a ballot initiative circulation law, not a voter-registration law. See Maj. Op., ante at 896 & n. 11. Other than citing its “perception” that voter registration is different, Maj. Op., ante at 896, the majority does not justify distinguishing between these types of activities and core political speech although all other courts have rejected defendants’ invitation to do so.
In light of the literally unprecedented nature of the majority’s approach, I cannot see how the defendants have established a “strong showing” of likelihood of success on the merits, which the Supreme Court has emphasized means “more than a mere possibility of relief[.]” Nken,
2. The “facial challenge” concept does not create a “high hurdle” or change the burdens and standards governing the issuance of a stay pending appeal
Contrary to the majority’s reasoning, the plaintiffs’ challenges may be more correctly described as a mixture of facial and as-applied challenges to the Secretary’s enforcement of state laws that thwart and burden the plaintiffs’ exercise of First Amendment political speech and associational rights in voter registration drives and get-out-the-vote campaigns. The majority’s conclusion that the plaintiffs cannot be making both a facial challenge and an as — applied challenge rests on a faulty premise. The concept of a facial challenge is not well settled and there is not one single test for all facial challenges; on the contrary, the Supreme Court’s decision in Citizens United v. FEC,
Likewise, the “no set of circumstances test” that the majority appears to employ to the plaintiffs’ facial challenge lacks foundation. See, e.g., Doe v. City of Albuquerque,
All this is to say, without exhaustively reiterating the facial versus as-applied debate, that the majority cannot invoke as a talisman the “facial challenge” concept to impose a higher burden that the First Amendment requires for proof of the plaintiffs’ constitutional claims. The majority cannot, by this sleight of hand, shift the burden of persuasion off of the state and back onto the Plaintiffs, contrary to the burden and standards governing the issuance of stays prescribed by the Supreme Court’s holdings in Nken and others. See, e.g., Nken,
3. The Secretary did not make a strong showing that she is likely to succeed in defending the burdens imposed on First Amendment rights by the state voter registration provisions enjoined by the district court.
Applying the correct First Amendment principles, the district court justifiably concluded that the Secretary failed to carry her burden to make a strong showing that she is likely to succeed on the merits in her appeal. For the reasons stated by the district court, and for additional reasons assigned herein, I agree that the Secretary’s motion to stay the district court’s judgment should be denied.
The burdens imposed on the plaintiffs’ core political conduct and speech make it impossible for them to conduct voter registration drives and get-out-the-vote campaigns using their chosen effective methods of operations they have employed in other states. The state argues that the restrictions imposed by its laws are necessary to prevent fraud in connection with elections in Texas. The only specific kind of fraud it identifies, however, are cases in which a voter registration worker intentionally deprives a person of the opportunity to vote by failing to deliver timely a completed registration application to the
With regard to the in-state restriction (Tex. Elec.Code §§ 18.081(d)(8) & 11.002(a)(5)), the district court found it,was likely to violate the First Amendment because it “imposes a substantial burden on [plaintiffs’] First Amendment rights, and Defendants have not been able to explain how it substantially advances a legitimate state interest.” Voting for Am., — F.Supp.2d at -,
As to the county limitation (Tex. Elec. Code § 13.038), the court found it was likely to violate the First Amendment because it imposes a heavy administrative burden on an organization conducting voter registration drives as its employees must be recruited, appointed, and trained in each county (and Texas has 254 counties), which would not be feasible or efficient in urban centers covering multiple counties. Id. at - & n. 21, at *25-26 & n. 21. Conversely, there are little or no “county-specific issues” that arise vis-a-vis voter registration, as it is a state or federal matter, and county-level registration would have a negligible impact on voter fraud. Voting for Am., — F.Supp.2d at -,
Finally, the court held that two of the three sub-provisions of the compensation prohibition (Tex. Elec.Code §§ 13.008(a)(1) & (3)) violated the First Amendment.
The majority concludes that the state’s interests in deterring and preventing fraud are sufficient to sustain the election regulations. However, the Secretary has not introduced evidence of fraud; the majority takes it at face value that an unsubstantiated risk of fraud is enough to justify a significant infringement on the plaintiffs’ First Amendment rights. As Justice Thomas noted in his concurring opinion in Buckley, however, “the State has failed to satisfy its burden demonstrating that fraud is a real, rather than a conjectural, problem.”
The majority’s reasoning is doubly unpersuasive because, with regard to the regulations the district court found likely unconstitutional, the court not only noted that the Secretary failed to demonstrate any evidence of actual fraud, but also that the Secretary failed to demonstrate how the provisions would reasonably achieve the goal of fraud prevention. Thus, although a state need not have evidence of fraud to justify enactment of a particular election regulation, without objective evidence or expert opinion, the Secretary failed to make a strong showing that the measure actually prevented or reduced fraudulent acts and was narrowly tailored to do so.
Moreover, other laws preexisting the third-party registration law were in place to prevent fraud, see, e.g., Tex. Elec.Code § 13.007 (stating that a person commits an offense if he or she “knowingly makes a false statement or requests, commands, or attempts to induce another person to make a false statement on a registration application”); as the district court reasoned, enjoining the provisions in question were not demonstrated to materially lessen the deterrent effect of the whole scheme of applicable Texas laws.
For these reasons, the Secretary did not meet her burden of making a strong showing that she is likely to prevail on the merits. The district court did not abuse its discretion in denying the Secretary’s motion for a stay pending appeal as to the provisions enjoined pursuant to the First Amendment.
B. Preemption
The Secretary also has not met her burden of making a strong showing of her
1. Preemption under the Elections Clause
The right to vote has long been recognized as central to the protection and exercise of the other rights guaranteed in our society. As noted by the Supreme Court in Wesberry v. Sanders,
The NVRA reflects the view of Congress that the right to vote “is a fundamental right,” that government has a duty to “promote the exercise of that right,” and that discriminatory and unfair registration laws can have a “damaging effect on voter participation” and “disproportionately harm voter participation by various groups, including racial minorities.” 42 U.S.C. § 1973gg(a). Congress enacted the NVRA in order to “increase the number of eligible citizens who register to vote” in federal elections, “enhance[] the participation of eligible citizens as voters[,]” “protect the integrity of the electoral process!!,]” and “ensure that accurate and current voter registration rolls are maintained.” Id. § 1973gg(b); Project Vote/Voting for Am., Inc. v. Long,
The NVRA directs states to establish at least three methods of voter registration for federal elections: “(1) by application made simultaneously with an application for a motor vehicle driver’s license[,]” “(2) by mail application” using a federally prescribed form, and “(3) by application in person” at designated voter registration agencies. 42 U.S.C. § 1973gg-2(a). It further requires that states conduct a general program to remove ineligible voters from official voter lists without engaging in improper voter removal. Id. § 1973gg-6(a)(3) — (4); Long,
Section 8(i)(l) of the NVRA mandates public disclosure of voter registration activities. Id. § 1973gg-6(i)(l). It generally requires states to “make available for public inspection and, where available, photocopying at a reasonable cost, all records concerning the implementation of programs and activities conducted for the purpose of ensuring the accuracy and currency of official lists of eligible voters[.]” Id. “This language embodies Congress’s conviction that Americans who are eligible under law to vote have every right to exercise their franchise, a right that must not be sacrificed to administrative chicanery, oversights, or inefficiencies.” Long,
Of the eight regulations at issue in the present case, the district court entered an order preliminarily enjoining the enforcement of Texas’ photocopying prohibition (Tex. Elec.Code § 13.038, as interpreted
“The Elections Clause establishes a unique relationship between the state and federal governments.” Gonzalez v. Arizona,
When states enact election laws that are contrary to federal election laws, the state laws are unquestionably preempted. See Ex Parte Siebold,
Under our Circuit precedent, if a state election law “directly conflicts” or is “inconsistent with” a federal election law, the state law is preempted under the Elections Clause. Voting Integrity Project, Inc. v. Bomer,
The district court did not find it necessary to go any further than its “direct conflict” analysis. However, this court’s language in Bomer finding preemption where a state election law “directly conflicts” or is “inconsistent with” a federal election law has deeper roots in Supreme Court precedent indicating that preemption under the Election Clause entails a more searching analysis than preemption under the Supremacy Clause. See id. (citing Foster,
As the Ninth Circuit persuasively elucidated in Gonzalez v. Arizona, “[w]hile Congress may not always choose to exercise [its Election Clause] power, ‘when exercised, the action of Congress, so far as it extends and conflicts with the regulations of a State, necessarily supersedes them.’ ”
Reading Siebold and Foster together, we derive the following approach for determining whether federal enactments under the Elections Clause displace a state’s procedures for conducting federal elections. First, as suggested in Sie-bold, we consider the state and federal laws as if they comprise a single system of federal election procedures. Siebold,100 U.S. at 384 . If the state law complements the congressional procedural scheme, we treat it as if it were adopted by Congress as part of that scheme. See id. If Congress addressed the same subject as the state law, we consider whether the federal act has superseded the state act, based on a natural reading of the two laws and viewing the federal act as if it were a subsequent enactment by the same legislature. Foster,522 U.S. at 74 ,118 S.Ct. 464 ; see id. at 72-73,118 S.Ct. 464 . If the two statutes do not operate harmoniously in a single procedural scheme for federal voter registration, then Congress has exercised its power to “alter” the state’s regulation, and that regulation is superseded.
Gonzalez,
Applying the principles of Foster and Siebold, as explained in Gonzalez and Bomer, I conclude that the Secretary has not met her burden of showing a strong likelihood of success that the Texas photocopying ban and personal delivery requirement are not preempted by the NVRA either under the Fifth Circuit’s “direct conflict” or “inconsistent with” test or under the Ninth Circuit’s failure to “operate harmoniously” test.
2. The photocopying provision
As interpreted by the Secretary, section 13.038 flatly prohibits any person collecting voter registration applications from photocopying them before they are delivered to the registrars. The Secretary does not change her interpretation on appeal. Relying on the Secretary’s interpretation of how section 13.038 is to be enforced, the district court held that the photocopying provision (Tex. Elec.Code § 13.038) directly conflicts with the NVRA provision, 42 U.S.C. § 1973gg-6(i)(l). Subsection 6(i)(l) provides:
Each State shall maintain for at least 2 years and shall make available for public inspection and, where available, photocopying at a reasonable cost, all records concerning the implementation of programs and activities conducted for the purpose of ensuring the accuracy and currency of official lists of eligible voters, except to the extent that such records relate to a declination to register to*923 vote or to the identity of a voter registration agency through which any particular voter is registered.
In Project Vote/Voting for America, Inc. v. Long,
In addition to its textual analysis, the court emphasized that the NVRA expresses a policy strongly favoring transparency and public disclosure of completed voter applications. See id. at 334. The NVRA photocopying provision “embodies Congress’s conviction that Americans who are eligible under law to vote have every right to exercise their franchise, a right that must not be sacrificed to administrative chicanery, oversights, or inefficiencies.” Id. at 334-35.
Following Long, the district court in the present case found that the NVRA’s rule requiring states to “make available” the records for photocopying “unmistakably encompasses completed voter registration applications.” Voting for Am., — F.Supp.2d at ---,
3. The in-person provision
Next, the district court in the present case held that the personal delivery requirement directly conflicted with NVRA provisions 42 U.S.C. §§ 1973gg-4(a)(l)-(2) and 1973gg-6(a)(l). Subsection 4 provides that “[e]ach State shall accept and use the mail voter registration application form prescribed by the Federal Election Commission pursuant to section 1973 — 7(a)(2)[.]” Id. § 1973gg-4(l). Subsection 2 states that “notwithstanding any other Federal or State law, in addition to any other method of voter registration provided for under State law, each State shall establish procedures to register to vote in Elections for Federal office ... by mail application pursuant to section 1973gg-4[.]” Id. § 1973gg-2(a). Subsection 6 likewise requires each state to “ensure that any eligible applicant is registered to vote in an election ... in the case of registration by mail under section 1973gg-4” if the form is postmarked in time. Id. § 1973gg — 6(a)(1).
The district court interpreted these provisions to mean that the federal mail-in application “must be allowed in all circumstances.” Voting for Am., — F.Supp.2d at -,
In the present case, the district court found that federal law makes no distinction between VDRs and voters mailing in applications on their own behalf, and that Texas’ in-person requirement is inconsistent with the federal law, which requires that states “accept and use” all federal mail-in applications. Voting for Am., — F.Supp.2d at ---,
Texas states that it will accept all mailed in applications, regardless of whether the sender violates state law in mailing them in rather than submitting them in person. However, even if this is the case, it remains that Texas prohibits third parties from submitting applications by mail under pain of criminal punishment, even though mail-in applications must be permitted under federal law. The public is entitled under federal law to take advantage of mail-in voter applications. The Texas law punishes third parties criminally for submitting voter applications by mail when there is a federal directive to the contrary. See Tex. Elec.Code § 13.043. The NVRA
V. Public Interest
Finally, a stay of the district court’s judgment will not serve the public interest. See, e.g., Hilton,
Texas’ voter registration laws unquestionably made it more difficult to register to vote, thereby decreasing the level of enfranchisement in the state. The plaintiffs’ voter-registration drives “are primarily aimed at registering voters from demographic groups ... with a history of underrepresentation in the political process.” Voting for Am., — F.Supp.2d at -,
The state’s asserted interest in preventing voter fraud cannot justify the severe impingement on plaintiffs’ voter-registration rights and the concomitant intrusion into the ability of many historically disenfranchised voters to register to vote. In this election cycle, two Voting Rights Act panels have refused to preclear portions of Texas’ recently overhauled election law regime, finding that the redistricting and the voter ID provision are both likely to have the effect of reducing the number of minority voters eligible to vote in the state. See Texas v. Holder, No. 12-0128, — F.Supp.2d -,
The Secretary has failed to carry her burden to make a strong showing that
. Citing Maryland v. King, - U.S. -,
. In addition, at least one federal district court has rejected a similar argument in the context of a voter-registration regulation much like the one at issue here. In League of Women Voters of Florida v. Cobb,
. The plaintiffs did not challenge subsection (2), prohibiting the payment of canvassers per application collected, because they do not employ that practice.
. The majority's opinion does not engage with the district court's finding on this point, but
