History
  • No items yet
midpage
Volma Overton, and Ernesto Calderon, Plaintiffs-Intervenors-Appellants v. City of Austin, and Black Citizens Task Force, Defendant-Intervenor-Appellee
871 F.2d 529
5th Cir.
1989
Check Treatment

*2 THORNBERRY, Before RUBIN and JONES, Judges. Circuit PER CURIAM: We are asked black and Mexican- plaintiffs-appellants American to review City at-large, whether the of Austin’s ma jority place system for election of seq. members violates Section 2 et Voting Rights Act of 42 U.S.C. (1982) (as amended). seq. et (a) voting qualification prerequi- or “searching and No performed district court standard, practice, or site to or present ‘past evaluation practical imposed applied by procedure shall be Cong., 2d 97th reality’,” S.Rep. No. in a any State or subdivision Cong. & Sess., in 1982 U.S.Code reprinted *3 results in a denial or manner which 177, 208, both before Thorn Admin.News abridgement right any of the citizen of 80, 478 U.S. burg Gingles, v. to vote on account of and, the United States (1986), addi 2752, L.Ed.2d 25 92 color, in or or contravention of the race evidence, on re Thornburg after tional in guarantees set forth section 150. The 798 F.2d mand from this Court. title, 1973b(f)(2) provided of this We af found no district court violation.. (b) of this section. subsection firm. (b) (a) ... A violation of subsection if, totality on the established based I. INTRODUCTION circumstances, politi- it is shown that the a members and six council Austin elects processes leading to nomination or cal using at-large an majority vote mayor by political election in the State or subdivi- city capital Although the Texas system. equally open participation sion are not and a Mexican-Ameri- had both a black has by protect- of class of citizens members a years, this nearly 15 can on its council (a) by ed ... in that its mem- subsection From 1924 to always the case. was not opportunity than have less other bers at-large 1951, elected council was participate members of the electorate places by plurality vote. designated without political process repre- and to elect for the unsuccessfully ran Black candidates of their choice. The extent to sentatives 1969, 1949, 1951, and a protected which members of a class have was defeated candidate Mexican-American to office in the State or been elected Building skele- upon this in a 1969 run-off. political subdivision is one circumstance plaintiffs, black history, electoral tal Provided, may considered: which be individuals, and Mexican-American a nothing That this section establishes MALDEF,1 prove seek to two NAACP protected right members of a to have city charter contentions: the 1953 equal to their in numbers class elected amendments, sys- place a which introduced population. in the proportion requirement, were majority vote tem and (1988). Congress provid- 1973 42 U.S.C. § discriminatorily and thus war- motivated totality of the circumstances ed that the relief; Voting Rights Act and that rant whether, specific because of determines notwithstanding significant successes district- practice like multimember years, minority candidates in recent blacks of a State or ing, political processes suffered ac- Mexican-Americans have open partic- equally are not subdivision relief, dilution.2 As racial vote tionable Simultaneously, Con- races. ipation all pos- court two they urged upon the district requirement propor- rejected any gress single-member council dis- forms of sible S.Rep. representation race. See tional member, mayor one a six council tricts: 417, supra. No. nearly majority scheme with in- significant Supreme Court’s first district; or an voting age citizens in one 2 is found amended Section terpretation of member, mayor plan in one eight council Gingles, U.S. and Mexican-Americans which blacks (1986). The Su- 92 L.Ed.2d S.Ct. districts. comprise majority in two would report of the Sеn- preme Court viewed accompanying the Judiciary ate Committee analysis starts with amended Our 2 as instructive Section Rights that amended Voting Act: bill 2 of the Section intervened in Task Force The Black Citizens stand for National NAACPand MALDEF 1. The City participated of Colored on the side for the Advancement case and Association this Legal People Defense and Mexican-American of Austin. Fund, respectively. voting; plain- might proba- of racial bloc factors that be the existence of the various prove it. Voting Rights Act claim: tiffs must tive of a Report specifies factors The Senate 44-46, at 106 S.Ct. at Thornburg, 478 U.S. relevant to a typically which 2763-64. voting-related history of dis- claim: the Discussing the issue of multimember dis- political or crimination in the State subdi- tricts, again noted that Court vision; voting in the the extent to which per violative of voters’ se political or elections of the State subdivi- rights. Thornburg, 478 U.S. racially polarized; the extent to sion is held, “Minority S.Ct. at 2765. It subdivision State that the multimember form of who contend *4 voting practices procedures used or has districting prove violates must that the § opportunity tend to enhance the use of a electoral structure multimеmber against minority the discrimination operates to minimize or cancel out their group, unusually large such as election ability preferred to elect their candidates. districts, majority requirements, vote and See, e.g., S.Rep. 16.” Id. voting; prohibitions against bullet the that, The Court then noted exclusion of of the members many While or all of the factors listed in group slating processes; from candidate Report may the be relevant to a Senate group the extent to which mem- through claim of vote dilution submer- past the effects of discrimina- bers bear districts, gence in multimember unless education, employ- tion areas such as following conjunction there is a of the ment, health, and which hinder their abil- circumstances, the use of multimember ity participate effectively politi- in the generally impede districts will not the process; cal use overt or subtle appeals political ability minority repre- voters to elect campaigns; racial the extent to which of the mi- sentatives of their choice. members nority group public have elected to 47-50, Id. 478 at at U.S. 2765-66. jurisdiction Report office in the ... The The circumstances cited the Court are demonstrating notes also that evidence minority group: that the unresponsive that elected officials are (1) sufficiently demonstrate that it particularized needs of the members large geographically compact to con- minority group and that the policy majority single-member stitute a in a dis- underlying the State’s or the trict; prac- subdivision’s use of the contested (2) cohesive; politically show that it is may tice or structure is tenuous probative value. (3) majority demonstrate that the white specifically recognized Court that: sufficiently votes as a bloc enable Although Report espouses the Senate a special it—in the absence of circumstanc- flexible, fact-intensive test for 2 viola- § es, such as the candidate run- tions, it limits the circumstances under ning unopposed usually to defeat — may proved violations § minority’s preferred candidate. First, ways. devices, three electoral 50-52, id. 478 U.S. at See 106 S.Ct. at elections, at-large such as not be 2766-67. per considered se violative 2. Plain- opinion The remainder of the Court’s that, tiffs must demonstrate under the upon elaborates the nature of the evidence circumstances, totality of the the devices relevant to these three factors. unequal result in access to the electoral process, Second, Neither the nor the dissenters [citation omitted] conjunction allegedly Congress of an in Thornburg dilutive elec- itself— —nor adopted toral mechanism propor- and the lack of talismanic test for a Section representation tional upon alone does violation. not es- Reliance either the Court’s violation, tablish voter dilution analysis, threshold the “total- [citation omitted] Third, ity circumstances,” results test does not upon assume alleged below, found therefore discussed that the discriminatory acts intentional change fact-bound, intensely in- 1953 charter did not result from a local becomes intent, discriminatory racially district has not been highly dependent upon the quiry such, clearly purpose, maintained for that and has had conclusions. As court’s no such result. While the court acknowl- applies to district court’s test erroneous eighth edged that a black candidate ranked findings. Thornburg, among 14 2781; Baytown, in the number of votes received Campos City S.Ct. at Cir.1988). candidates in the court found (5th 840 F.2d “pure folly major it that a and radical of re- this deferential standard Despite change system in the entire electoral was a view, eyes to the fact may not close our we candidacy reaction to the of a black man analysis, fluidity that the of the Section for office.” who ran may encourage glossed by Thornburg, facts aggregate statistics or litigants Between 1951 and a 15 member hope that a indiscriminately in the propose changes rather committee was created to simply count facts rather court will district in the charter. The Austin amend- carefully. The district analyze than them product year-long ments of a were *5 short-coming prey to that committee, court did not fall study by this which included Indeed, the case was well-tried representatives here. communities. copious, compre- and resulted propositions repre- sides on in both The voted findings trial court. We by hensive the complete of the structure sented overhaul findings some detail must review those city government. There were more than appellants’ as- perspective lend to the separate propositions to Is- on the ballot. signments of error.3 power city manag- the sues included candidates,

er, eligibility requirements for II. OF DISTRICT SUMMARY limited-purpose annexation. and the use of COURT OPINIONS light wide-ranging changes pro- In updated ex population, Austin’s to to conclude posed, the court was unable 362,000, of whom approximately ceeds 12% racial discrimination motivated two of of whom are Mexican- are black 18% changes. those The court found insuffi- pertinent findings American. The court’s any racial ten- cient credible evidence (1) grouped topics: under six histo it sion existed in Austin in 1953or that was (2) slating; districting; ry of multimember change the time that the to “well known at (4) (3) elections; re appeals past racial requirements di- place would sponsiveness city to council minority voting power.” Evidence lute needs; (5) justification tenuousness of the absent, stated, support- was (6) districting; the Thorn for multimember me- of the charter amendments or the ers burg factors. emphasized potential the vote dilution dia change. The court noted aspects of the History multimember district- adopt staggered city did not also that the ing. vote-diluting ar- potentially or other terms Proposition effected at-large rangements. implemented Austin an election elections, brought change place also calling for a member to system five including setting the changes, large plurality other council elected at on a basis. about Saturday in elections on the first mayoral position by then filled an date for was requirement lowering the sitting April, residence among election the five council councilmen, eliminating the re- city adopted a ma- members. petition of 25 voters to quirement for a jority requirement vote and chose to elect filing. The court by designation. Contrary accompany a candidate’s place councilmen contentions, of Austin did appellants’ which will be concluded that noted, court, reasoning previously the facts and on which the district on re- We recite 3. As Court, ultimately concluding district court relied in mand from this took additional evidence findings light Thornburg. that there was no 2 violation. and amended its groups recognized The court that various adopted it intend to discriminate when energy the elec- system money, in 1953.4 donate time and to majority, at-large electoral candidates, single it no tion of but found 2.Slating. strength slating group to be of sufficient by dеny the intent mean- or motivated slating as the The district court defined dilute their ingful access to minorities or to candi- package or slate of creation of short, voting strength. the court found office, orga- dates, filing an before by fac- politics that Austin are influenced strength make sufficient nization with constantly shifting coali- tions who form stamp approval of merely a the election other than racial tions motivated issues group. Slating candidate pre-ordained exclusivity. control effective ac- operate could thus The trial cess of minorities to ballot. appeals. 3. Racial evidence that minorities ex- court found no taking perience any such roadblocks to memory campaign No Austin in recent any place their on the ballot for ethnicity. race has included issues of Further, the court found that no seat. particularly The court dismissed group political power or financial has appeals contention that subliminal racial resources to control the election of a slate accompanied rejection the voters’ in 1985 of of candidates. proposing single-member an amendment districts. accepted arguendo appel- The court Progres-

lants’ identification of the Austin Responsiveness (APC) needs. “powerful sive Coalition as a endors- *6 Nevertheless, ing group.” appellants the city The court considered the Austin failed to establish that members of minori- especially council to be attentive to the ty groups participate not allowed to in were suggested needs of minorities. It that an minority the APC or candidates were at-large system electoral forces each coun- contrary, denied its endorsement. On the respond minority cil member to com- at least one black and one Mexican-Ameri- munity, support to whom he must look for APC and by can have endorsed the polls. at the The court considered testimo- by every city elected the voters in council ny by minority council members that election since 1975. At least one black fully represent minority felt the unable candidate was endorsed and elected in the community, testimony but it found this 1971 and 1973 elections. A second Mexi- vague. The court observed numerous can-American, DeLeon, was endorsed but officials, city including city manager, the not elected 1981. city manager, senior assistant and seven The court minority department found that candi- out of 17 heads are black or dates, also approval Hispanic. Among who received the city’s the various boards the minority community, by commissions, are endorsed and a total of 16% the APC. It also appointments found that in 1984-85 were black and groups participate in the APC endorsement were Mexican-Americans. These 11.5% process. Austin, observed, In the figures higher court a were than those of 1976-77. exist, endorsing groups number of city passed each of The antidiscrimination laws cov- pursues agenda. which its ering public accommodations, own No evi- employment, suggested dence that the value or effect of housing Sixty and per- 1976 and 1977. an APC endorsement is significant city’s $273,000,000.00 more cent of the in commu- than that of the NAACP or the nity development Mexican- grant bloc funds between Democrats, American or that APC endorse- 1979 and 1984 housing. was related to The highly ment is more coveted city than that of corporation also funds a to make mort- any group. other gage loans to persons, provides low-income city enlarged again 4. Thе council provide was in 1967 separate an amended to for the elec- city providing amendment to the mayor. Apparently, charter for six tion of a neither of these council members. steps challenged by the charter appellants. was is op- Thornburg poor, the medical services essential factors. and con- transients a shelter

erates Focusing the dilution threshold vote Forty-two center. job training structed Thornburg, enumerated in the factors recreation city’s parks and percent of city various council election court reviewed city percent of all forty-five through and and ana- facilities results from 1965 three of Aus- lyzed precincts in the statistics from 52 Austin are located facilities concerning involving elections minorities having high- eight fiscal districts tin’s city ran for council.5 The court found who populations. est city council elections in which a minori- composition ethnic during the 1960’s ty candidate ran were approxi- force Austin’s work was city of racially polarized. (compared to mately black 12.2% 19% (com- Hispanic population); total 20.6% compactness. geographical A. and Size pоpulation), total pared to 18.7% analysis requires first approximately Anglo (compared to 59.1% court to determine whether the minori- Minority workers population). in total 68% geo- ty population sufficiently large extensively in administrative employed compact majori- graphically to constitute city, numbers and their positions with single-member Appellants ty in a district. categories have in such percentages embodying either a six- proposals furnished addition, city 1975. In increased since mayoral plan or an one council and election promoted business effectively has eight-one plan expanded which through contract awards. enterprises its agreed The court two members. Furthermore, in- County, Travis proposal, proposed that in the six-one Austin, enjoys and Mexican- black ap- cludes contain an largely district would black legis- representation population, the state but a proximately American 50.7% population voting age black Independent School 45.8%. The Austin lature. population would The Mexican-American one at least one black and District has had 13.9%, of which were estimated be 12% Hispanic member since voting age. eight-one plan, In the *7 voting age population of and a black 60.6% 5. Tenuousness. 57.2%, could occur in population of black city’s reasons The court found that the plan type In neither of would one district. maintaining at-large place re- voting age its command a Mexican-Americans membership eight- are although in an quirements majority, one district single Mexi- proposal the of include a tenuous. Each time issue one would 57.5% voting a population, with placed on the can-American districts has been member The Mexican- population of age 49.8%. ballot, recently in Janu- it has failed—most specific a electoral dis- American claim to defen- The court credited the ary 1985. appellants inseparable, is as trict therefore at-large system the dants’ evidence found, from its acknowledge and the court access, particularly minority be- enhances for Thorn- politically claim to be cohesive community the is substan- cause population. the black burg purposes with throughout city. It tially dispersed the carry appellants did not concluded that neither the black noted thаt The court establishing plaintiffs that an at- had sub- their burden of nor Mexican-American plan in would maintained on a tenuous six-one which large system is mitted a the vot- a of separately constitute pretext for discrimination. as a basis can-American, they contained a 60- recognized judge inherent because the 5. The district pre- relying generated population. from Nine on results limitation 89% Mexican-American votes, proportion of total but population a small the containing such he observed that no black a 50-85% cincts black, other more reliable method the predominantly were identified estimating breakdown of the vote the ethnic Anglo greater sample a or rest in the had 90% Among precincts, provided. the had population. predominantly Mexi- were classified as seven contrast, signifi- the rated as proposed By dis- court ing age population in the concerning the cant the statistics upon various com- tricts. The court relied frequency with which blacks and Mexican- Thornburg pointed ments which supported the same candidates. Americans voting age majority of requirement of a aptness comparison The of such a was proposed single-mem- minority voters in a Thornburg’s drawn from comment that “a ap- The court discounted ber district. showing significant mi- that a number of fig- pellants’ request that the 1980 census nority group usually members vote for the updated ures to include all members way proving same candidates is one minority population who were eleven necessary cohesiveness to a vote eligible in their among older claim_” dilution 478 U.S. at concluded, court also how- district. The at 2769. Between S.Ct. ever, permits it to order an preferred Mexican-American candidate eight expansion city council to mem- supported by average was an guarantee 69% remedy that would bers—a voters, pre- Austin’s and the black black majority voting age population dis- supported by ferred candidate was an aver- permit adoption of a district trict and would age of of Mexican-American voters. Mexican-Americans, 73% although not in which however, significantly, More in those same majority, aggregated could be elections, Anglos voted with one or the possi- This blacks to achieve such a result. minority groups other frequently more bility led the court to consider whether Thus, groups together. than the two voted politically Hispanics blacks and cohe- Anglos against in elections where mi- ran according Thornburg’s sive second supported norities and a different candi- prong. date did groups, than minori- together ties voted five times and voted B. Political cohesiveness of the differently result, four times. This groups. found, hardly court evidence of cohesive- The court found that blacks and Mexi- ness.6 are, groups, can-Americans as individual compared court also the results of a politically cohesive. black, 1987 race for Place 1 in agreed The court that the black and Mex- Davis, Terry Mexican-American, and a Gil- ican-American communities share common Martinez, bert were candidates. concerns and have common histories of dis- race, Davis received vote 12.1% not, however, crimination. It did rate as precincts, Mexican-American to Martinez’s conclusive the affidavits and precincts In the black Martinez 46.7%. *8 depositions politically from active Austin vote, garnered compared of the 10.8% to perceptions citizens that reflect their of the Davis’s The сourt held 63.5%. that such cohesiveness minority between the two support evidence likewise failed to a find- First, groups. the court noted that such ing of cohesiveness between blacks and perceptions up by survey were not backed Mexican-Americans. The court considered or other demonstrative evidence ‍​​​‌‌​​​​​‌​​‌‌​‌​​‌​​​‌​‌​​​‌​​‌​​​​​​​​‌​‌​​​​‍to rein- likely it large that a district with a Second, force these conclusions. the court minorities, percentage of both black and testimony found such counter-balanced oppose Mexican-American candidates will city office, affidavits submitted on behalf of the so, of each other for and if did the any systematic politi- Austin which denied Anglo residual vote would determine the cal cohesiveness. outcome of the election. minority

6. Between supported 1983 a was a can- Mexican-Americans a different can- Anglos supported didate in Anglos. Significantly, 19 races. the minor- didate than did the court Thus, ity eight races, of those 19 races. in those found that in four of these nine the black- races, eight city cohesively. supported majority the entire voted candidate did not receive a races, minority two of the 19 the candidate did of Mexican-American votes and the Mexican- plurality support not American-supported receive of either communi- candidate did not receive a races, ty. remaining majority In the nine blacks and of black votes. support voting. bloc mitted to a Section 2 claim Evidence of white when C. racially polar- there is otherwise a lack of its discus- The district court commenced Austin, voting. noted, ized as the court prong third sion polarized voting found no racial since the not observing Supreme the Court did that “gentle- late 1960’s. The court found no type on what of evidence reach a consensus agreement” might man’s that minorities bloc-voting majority proves that a white prevail only in Places and 6 on the minority’s preferred the usually will defeat council, allowing polarization the racial opinion Brennan’s candidate. Justice remaining support the council seats. To flatly the stated four members of Court conclusion, in this the court or intent are irrelevant observed that that causation 1987, comparing voting the behavior of whites 1985 and Martinez Gilbert obtained a the minority, and a and that the race of majority Anglo precincts of votes in certain disa- candidate is irrelevant. Justice White running even while for Place 1. opinion. greed portion with this the Jus- Second, persuasive no found concurrence tice O’Connor’s four-member voting. evidence of white bloc Between although evidence of the rea- stated that winning 1975 and the candidate in voting patterns could not be sons behind Austin council pre- races was the black showing plaintiff’s to rebut a of racial used ferred candidate of the time and was 85.7% cohesiveness, such evidence is rele- preferred the Mexican-American candidate vant anglo time. Since 1975 80% voters answering question the whether bloc given from of their 47% vote 84% voting by consistently white voters will prevailed candidates who have minority candidates. evi- defeat Such city council elections. suggest dence would that another candi-

date, explained why The court in detail equally preferred by it did the group, might greater accept probative testimony able to attract the be support in future elections. appellants’ expert white Dr. Miller whose bivari- ecological regression analysis áte was a at at appellants’ polarization cornerstone regard- The district court concluded that assuming proof. Even that Dr. Miller’s less of which view of white bloc is results are reliable and indicate that some adopted, evidence failed to polarized, recent elections have been demonstrate it. found that those results do court not neces- pointed The district court first out that sarily that show white will in Thornburg all members of the Court usually vote as a to defeat the minori- bloc consistent, agree sustained ty preferred Additionally, candidates.7 presumptively electoral success is “incon- analysis Dr. court found Miller’s statistical allegation sistent with ... [an] seriously The court said: flawed. ability repre- to elect ... analysis highly of Dr. Miller sus- equal sentatives of their choice is not pect for several reasons. Dr. Miller used enjoyed by majority.” white different measures to determine Black at U.S. S.Ct. 2780. Since voting strength. and Mexican-American consistently repre- there has been a black *9 He failed to take into account the differ- council, city sentative on the and since 1975 voting pre- population ence in sizes of rеpre- has been a Mexican-American there analysis impossi- cincts. His resulted on the council. The court sentative instances]_ results some ble suggests Thornburg [in held that while addition, completely he failed to establish minority candi- the occasional election confidence for the results of his owing special level dates to circumstances such regression analysis.... Without such a opposition incumbency may as lack of measure, if way there is no to determine racially polarized rebut the existence of statistically significant. voting, per- such circumstances not be the results are See, e.g., supra, Dr. Miller’s data. 7. the court’s conclusions at n. 6 drawn from 62, short, accept racially polarized voting. 478 U.S. at court, felt it could not analysis at face value. at 2772-73. Justice White disa expert’s 106 S.Ct. portion opinion and greed with this of the

III. DISCUSSION particularly took issue with its statement virtually preferred by ev- issue with that the race of the candidate Appellants take legal of the dis- minority and conclusion is irrelevant to racial bloc ery factual 83, voting analysis. trict court. 478 U.S. at 106 S.Ct. O’Connor, representing 2783. Justice at not address all of their conten- We need Court, agreed of the four members however, tions, because failure establish point on this and further Justice White is fatal any singlé Thornburg criterion suggested that evidence of factors other Thornburg, case. 478 U.S. to their voting patterns than statistical racial 48-51, (1986). 2765-67 We assessing minority considered in should be clearly that the trial court was not conclude vote dilution. 478 U.S. at 106 S.Ct. at finding in its that the ma- erroneous white 2792. sufficiently jority in Austin did not vote it to defeat the minorities’ a bloc to enable responded The district court con must also ad-

preferred candidates. We servatively uncertainty, by focusing to this appellants’ contention that Aus- dress on statistical evidence of election contests plan tin’s multimember district was enacted involving minority by rely candidates and perpetuated with an intent to discrimi- results, ing largely on election rather than minority groups. against nate factors, in drawing extrinsic its conclusions Racially Voting. polarization.9 on racial vote A. Evidence of Polarized the absence Supreme guidance, of further Court we do perplexing aspect A most methodology, although not criticize this it is its discussion what constitutes evi only permissible wаy approach is not the legally significant, racially polar dence of 2 claims. Cf. Haley, Houston v. voting. prong plurali The third ized (5th Cir.1988), F.2d 341 vacated on other ty opinion requires proof that the white (5th Cir.1989). grounds, 869 F.2d 807 Two sufficiently votes as a bloc to en findings critical to the trial court’s deci usually minority’s pre it to defeat the able grant weight sion. It declined to much predictability ferred candidate. The “usual performed analysis by appellants’ ex majority’s distinguishes success Miller, pert Dr. and it found that the sus structural dilution from the mere loss of an history tained of electoral success Thornburg, occasional election.” 478 U.S. candidates, 51, 106 Mexican-American

at S.Ct. at 2767.8 Justice Brennan’s (or yielded proportional greater) has repre opinion for four members of the Court sentation on the Austin holds that statistical evidence that different council for over 10 differently, by years, races racially vote itself—without refuted the contention of proof polarized voting.10 of causation or intent —establishes Earlier, opinion explained significance consistently 8. Miller's results with Justice O'Con- electoral results on the vote dilution nor's admonition that factors other than race process as follows: might be relevant in the overall decision wheth- Consequently, difficulty electing if usually er white voters will defeat can- proven, minority white bloc are not didates. voters have not established that the multi- ability member structure interferes with their connection, properly 10.In this court the district preferred to elect their candidates. held that consistent electoral success 49 n. 106 S.Ct. at 2766 n. does not as a matter of law foreclose a Section 2 claim, 100-01, Thornburg, assertion, U.S. ‍​​​‌‌​​​​​‌​​‌‌​‌​​‌​​​‌​‌​​​‌​​‌​​​​​​​​‌​‌​​​​‍at 76 and Contrary the district J., (O’Connor, 106 S.Ct. at impermissibly 2780 and con- *10 require court did not 2793 them to curring), "presumptively prove Anglos but is inconsistent” vote as a bloc because of (as ethnicity opposed with a claim. The or that multi-variate court thus accorded consid- to bivariate) regression analysis required. significance is Rath- erable but not conclusive to these er, explained viewing that it was Dr. electoral successes.

539 results,” reject force into their we cannot the court’s find- Attempting to breathe ing polarized voting elections have opinion clearly that Austin of a lack of expert’s appellants as- racially polarized, erroneous.12 been analysis precise- used Dr. Miller’s sert that properly recognized The trial court also methodology as that of the

ly the same the limitations inherent in Dr. Miller’s dif- level. Bivar- expert at the trial Thornburg fering composition of the measures ethnic regression analysis was ecological iate precincts. Explaining of that his base data that does not by experts, but used both him, supplied were the most reliable Dr. reliability of the to establish the suffice extrapolated Miller the number of black expert in this case. As of the conclusions precinct in a from census data on recounted, the district have earlier we population, regard age without suspect pri- court found those conclusions registration. levels or voter He estimated expert’s failure marily because voters, the number of Mexican-American coefficients meaningful correlation achieve hand, from the of on the other number measures of use of inconsistent and his Spanish precinct regis- surnames on voter strength. minority voter tration lists. These estimates tend to over- eco- criticisms are valid. Bivariate Both state vote results unless has fre- logical regression analysis high higher is as or than that voter turnout after employed in Section cases quently precinct. This of the rest of overstate- See, Campos City v. Thornburg. e.g., of magnified by ment is Dr. Miller’s calcula- Texas, supra; Citizens For Baytown, Anglo tion of the vote as the remainder Gretna, La., 834 City v. Better Gretna of subtracting minority from total after votes Cir.1987), (5th F.2d 496 reh. denied precinct. Consequently, in votes each Cir.1988). (5th to the Crucial F.2d 1471 tend to inflate the level of these measures analysis are the val- validity regression minority support for a candidate. this “r2”, for “r” and which measure ues case, expert’s computa- a number of the and linear rela- strength of the correlation difficulties, yielding tions reflected such examined, being in tionship of the variables figures support of Mexican-American and the this case the race the voter and, Ang- in over some instances 100% supports. candidate he Mexican-Americans, support levels los and case, “r” Miller calculated In this Dr. candidates. of less than for various 0% for the mainly between 0.5 and 0.7 values Although agree perfection we that absolute polarized, plaintiffs claim are 43 raсes statistical data is not to be the base only 6 cases. “r” values above 0.8 ignore expected,13a trial court should not “r” Consequently, squaring these values nor the imperfections of the data used dem- coefficients of determination calculate analysis. limitations of statistical explains race more than half onstrates that trial court’s ref- Appellants also fault the six of the of the variance results from the 1985 and erence to plaintiffs.11 con- races relied on involving Martinez as evi- races Gilbert text, of the district court’s view refuting alleged polariza- racial dence methodology con- finding that “Dr. Miller’s court, Anglo The how- vote. practices that tion many questionable so tains ever, city’s “extreme case” weight in the relied on the place cannot much the Court analyst precincts, assumes that the expresses percentage then 11. The "r2" value explained according precincts the race to their variance in the vote that voters in most voted assumptions of the voters. ethnicity. piling on of sophisticated easily statistical prey fall to more significance upon the statistical 12. Insistence Wildgen, Adding errors. regression analy- ecological results in bivariate Ecological Fallacy Parameter Thicket: The important in- particularly because of the sis is Cases, Urban Law. Control in Vote Dilution methodology. Briefly limitations of that herent stated, (1988). upon premises facts it correlations upon but as- individual voter behavior about Edmisten, F.Supp. Gingles at 368. 13. Cf. precinct sumptions usually developed elec- from composition Estimating the ethnic tion returns. *11 analysis in con- B. Intentional Discrimination. “homogeneous precinct” extremely performed cluding that Martinez Appellants alternatively contend that the Anglo pre- predominantly inwell certain inaugurated at-large City of Austin its ma- suggest that the did not cincts. The court place jority system with the intent to dis- the precinct percentages reflected overall against criminate and Mexican- blacks analysis limita- type This vote. They Americans. contend that the court’s —the recog- expressly tions of which findings regarding the 1953 charter revi- Voting utilized in other nized—has been present system the sion which introduced See, e.g., Gingles Rights erroneous; Act cases. v. clearly findings are that those 29; Edmisten, F.Supp. at 367-68 n. according appro- not to the were evaluated standard; Gretna, legal priate Better 834 F.2d and that where dis- Citizens For a criminatory underlying intent a statute’s 496; Baytown, 840 F.2d Campos City v. original proven, enactment is it is unneces- 1240. that, later, sary years to demonstrate the Simply put, the district court’s discriminatory statute continues to have a findings regarding presence racially reject effect in order to invalidate it. We polarized voting clearly were not errone these contentions. repeatedly ous. Austin has elected black evaluating When the historical back and Mexican-American council members ground city’s revision, of the 1953 charter during past years. according Even the trial court did Village not cite Ar voting analysis, winning lington Heights Metropolitan Housing frequently candidates received Development Corporation, 252, 429 U.S. (50%) fifty percent Anglo well over 555, (1977). 97 S.Ct. 50 L.Ed.2d 450 That preferred vote and were also the candi per decision identifies five factors that are Minority dates of the minorities. candi tinent to determine the discriminatory in routinely dates have been elected to other regulation tent of a that continues tо have posts surrounding in Austin and the Travis disparate impact. racial Those factors County. adopt appellants’ position To that (1) background include: the historical racial bloc nonetheless inhibits mi decision, (2) specific sequence nority participation govern in Austin’s leading up decision, (3) depar events ment, ignore we would least have to procedural tures from the normal se 14 successful races four different mi (4) quence, (5) departures, substantive nority years, candidates in recent a fact the legislative history, especially where there Supreme “presumptively Court holds incon contemporary statements members sistent” with a ignore Section claim.14 To decision-making body. elections,

those find, we would have to 267-68, course, 564-65. Of contrary court, to the district out, City points as the Arlington Heights product slating process were of a suggest does not these factors are essentially rigged Austin’s elections exhaustive. 429 U.S. at 97 S.Ct. at against minority However, ample access. Moreover, 565. Arlington Heights supports evidence the record the trial original legislative evaluation of intent finding wide-open court’s that the vig supports a Fourteenth Amendment chal political system orous Austin is not manip lenge facially where a neutral state law has by any ulated group, one certainly produce disproportionate shown ef manipulated for racial along reasons.15 fects racial lines. Hunter v. Under- Ignoring those races leaves the Thornburgs five races in with admonition that occasional candidates failed to win elec- simply equate defeat does not previously tions. Two of those candidates have polarization. racial 478 U.S. at 106 S.Ct. at by appellants been conceded not to have been city-wide Finally, serious appel- contenders. candidacies, emphasis losing lants' especially 15. A exhibit at trial showed that 27 different overwhelming minority support the face of groups endorsed candidates in Austin elections. candidates, winning minority for the conflicts

541 222, 228, possible impact change on wood, “minori- case, (1985). 222 In this L.Ed.2d findings 85 ties.” The court’s are shielded however, the record of sustained clearly erroneous standard of review. city on Austin’s representation simply We are not left with a definite and finding present- a decade belies a over wrong. firm conviction that impact the num- discriminatory from day Appellants’ evidence of intentional dis bered-place system. fruitfully crimination in this case governs Arlington Heights if Even compared with the evidence of discrimina case, findings court’s were this the district in tion Hunter v. Underwood and Carroll conclu inadequate not to reach its ultimate Stallings, ton Branch C.P. v. of N.A.A. the 1953 charter revision did not sion that (11th Cir.1987). F.2d The latter discrimination. result from intentional presented challenge case a Section to a at the findings, Those recited more detail single-member county up in commission set opinion, implicitly treated outset of this representative in 1951. The local Alabama by Arlington each of the factors listed sponsored effecting who had bill Heights. decrease from a commission three-member findings describe the The trial court’s quoted had a related context as background as historical of the revision saying, country “This is a white man’s general the Austin part of a overhaul of keep way.” we must it that 829 F.2d at city charter. The revision to a numbered- Likewise, Hunter, counsel for the place system of council member elections virtually state defendants conceded that committee, proposed by a citizens’ on was challenged statute was enacted with represented, which racial minorities were disenfranchising the intent of blacks. Thirty- year after more than a of effort. 231, 105 U.S. at S.Ct. at 1921. The law had re- propositions two were voted on. Other put passed part of visions to the voters at the same time been the state’s changes in gamut ran the from the council- constitutional convention in which a “zeal manager prohibition to a on city relations supremacy rampant.” for white ran Id. having an interest in council members’ Here, equivocal concerning the record is contracts, changes municipal annexa- adopting majority-vote, the motivation for tion, taxing personnel, policies. While Thus, place charter revision.16 numbered acknowledged proposals that the interpreta district court’s ambit for charter revision followed on the heels tion of the evidence was wide. city council election in which a of a eighth finished in a field of four- candidate competing for six council IV. CONCLUSION

teen candidates positions, the court found no other evidence Voting A 2 of the claim under Section hoc, support post propter discrimination Rights questions Act raises serious about The court did not consider that two or hoc. integrity of a subdivision’s contemporary allowing three references to case, governance. In this the evi- mode of city govern- “minorities” to take control of parties dence offered both was volumi- probative, such termi- ment were because arguments presented. nous and the well equivalent nology was not at that time an conscientiously The district court its turn Additionally, City minorities. for racial foregoing the case. For the rea- evaluated contemporary arti- ‍​​​‌‌​​​​​‌​​‌‌​‌​​‌​​​‌​‌​​​‌​​‌​​​​​​​​‌​‌​​​​‍offered numerous news sons, judgment of the district court is thirty-two charter cles which describe the alluding AFFIRMED. revisions in detail without ever already additionally suggest repetitious. testified Appellants was Wendler had that the dis- by excluding testimony their length, trict court erred in evidence the court had received Wendler, Sr., pro- era, witness Ed who would regarding many articles and exhibits vided-background on the attitude of "the whites" testimony. We can- and it had heard other live during on charter revision. The the discussions say its discretion. the court abused testimony grounds that it court excluded this partic- 2 is to facilitate of amended JONES, Judge, *13 and Circuit EDITH H. pro- in our ipation by minorities concurring: of their cesses, by preventing dilution rea- and panel’s our result I concur with voting age persons can vote. Only votes. also they go, I would soning but as far Pyrrhic victory for a court to It a would be analysis of the trial court’s have addressed district in single-member create factors: the size Thornburg the first two absolute, minority population dominant mi- geographical compactness and numbers, age continued but political cohesive- nority groups, and the polls. Thornburg to defeated at be groups. racial these two ness between fact: implicitly recognized this decision that light our court’s recent of possess po- Unless Rights applies Act Voting 2 Section of representatives in the to elect tential Edwards, elections, judicial v. Chisom challenged structure or absence (5th Cir.1988),together with F.2d 1056 839 they claim to have practice, cannot round another Census-related the advent of injured by practice. redistricting, would be legislative of we 17, at 50-51 n. 106 S.Ct. at 2766- 478 U.S. likely are to resolve issues that wise added). (emphasis 67 n. 17 Additionally, panel ought to recur. our addressed this issue Courts which have misperception apparent clarified an Thornburg’s first have concluded that among appropriate as to the evalua- courts majority voting age popu prong refers to a in vote dilution tion of statistical evidence proposed single-member district. lation thorough analy- The district court’s cases. District, 851 Springfield McNeil v. Park furnishes a sis of the case well-documented 937, (7th Cir.1988); F.2d 944-45 Ketchum ends. steppingstone to these 1398, (7th Byrne, 740 F.2d 1412-13 Cir. v. Pomona, 1984); City Romero v. 665 Geographical Compactness. A. Size of 853, (C.D.Cal.1987); F.Supp. 854 Martin v. in the appellants’ The first hurdle wake Allain, 1183, (S.D.Miss. F.Supp. 1204 658 Thornburg of to show 1987); Political Action Committee Latino geographically sufficiently numerous and Boston, (D.C. F.Supp. 739 City v. 609 of single compact form a in a (1st Mass.1985), aff'd, 784 F.2d 409 Cir. or districts. 478 U.S. at member district 1986); Washington County, 653 Potter v. 50, appellants’ 106 S.Ct. at 121, (N.D.Fla.1986); F.Supp. 129 Gingles v. single-member plan, neither six/one blacks 345, Edmisten, (E.D.N.C.1984), F.Supp. 590 381 n. 3 nor Mexican-Americans would command a part part, and rev’d in aff 'd voting age population in majority of the Thornburg Gingles, sub nom. v. any Consequently, in order to ob- district. (1986). L.Ed.2d 25 relief, legal appellants propose three tain also, Menefee, From See Blacksher prong Thornburg: refinements to this of Reynolds City Mobile v. v. Sims figures population total rather than Bolden, (1982). Hastings 55-56 L.J. may voting age minority citizens those previous Our court’s cases have not ad test; fulfill that the court be used to this issue,1 dressed this in each of them the but may expanded council from six to order the newly-created single-member con districts members, eight reducing the thresh- thus population tained a well excess district; requirement in each population old percent, raising of 50 the inference that and Mexican-Americans that blacks voting age population comfortably was also may aggregated politically as a cohesive be See, percent. Campos City over minority. ap- The court ruled district (5th Cir.1988); Baytown, 840 F.2d

pellants the second of these three League United Latin American Citi refinements. Dist., Indep. 812 F.2d zens v. Midland Sch. (5th appellants’ propositions The are ill-found- vacated en banc 829 F.2d 546 First, Cir.1987). Thornburg ed. the raison d’etre of see, (5th factor), voting age Haley, 1. But Houston v. 859 F.2d 341 must be the determinative J., vacated, (5th Cir.1989).

Cir.1988) (Brown, dissenting) (arguing that 869 F.2d 807 eight- standing Thornburg. parties The advocacy of an dis- overcoming however, pute vigorously, as a means of member council whether blacks prong is likewise the first aggregat- and Mexican-Americans The district court assumed ar- deficient. politically minority. ed into one cohesive If expansion of might it order an guendo that possible, this is not there is an insufficient single- to accommodate population Mexican-American to obtain § reasoning puts This member districts. Thornburg's requirements relief under *14 horse, authorizing by a cart before geographical compactness.3 size and This a violation remedy for voter dilution before previously (although par- court has held I 2 of Section has been found. Actionable ticipated in the dissent from the denial of against the vote dilution must be measured banc), rehearing may en that minorities existing govern- positions number of aggregated purposes establishing hypothetical than body mental rather some if, 2 voter dilution claims in addition to § upon size is neces- model based whatever demonstrating otherwise a violation sary accomplish proportional representa- they they politically are show cohe- Adding districts tion. council member Campos City Baytown, sive. v. voting rights “would create a violation 1240; also, Campos F.2d City see by enabling рresently where none exists (5th Cir.1988) (dis- Baytown, 849 F.2d 943 necessary precondi- appellants to meet the banc). rehearing sent from denial of en tion of their Section claim.” McNeil v. The issue before us is whether blacks and District, supra Springfield Park at 946. Austin, single Mexican-Americans in as a have The district court should therefore group, proven politically themselves only a sin- considered whether six-member cohesive. gle-district appellants council afford would principal underlying The evidence the dis- greater potential electing a candidates chart, prepared trict court’s conclusion is a of their choice. by City appellants’ expert’s fig- from appellants required If are utilize the ures, depicting the estimated votes of mi- single-member plan district and six-one vot- nority candidates council races ing age majorities satisfy Thornburg’s Appellants and between 1975 1983.4 con- prong, they first must establish that blacks tend that this chart demonstrates consist- politically are a and Mexican-Americans support by ent blacks and Mexican-Ameri- minority.2 appropriate cohesive It is minority cans for the same candidates. At larger argument consider this in the con- however, least, very the district court prong. Thornburg’s, text of second reading clearly not erroneous in was B. The Political Cohesiveness of the Mi- finding eight differently chart and that in nority Groups. races, of the 19 whites voted with both candidates; minority in two minorities for Mexi- It is uncontested that blacks and failed to receive can-Americans, races a candidate groups, as individual minority group; and politically plurality the under- a from either cohesive within if, although geo- populations *15 fact remains in v. ican-Americans 840 F.2d at Solomon ‍​​​‌‌​​​​​‌​​‌‌​‌​​‌​​​‌​‌​​​‌​​‌​​​​​​​​‌​‌​​​​‍Campos, analysis (11th Fla., statistical County, 865 F.2d 1566 Liberty complex pattern of more Cir.1988); County, demonstrated a Edgefield v. Jackson ethnicity appel- than voting by race and (D.S.C.1986). F.Supp. 650 1197 Thus, while black portray. lants would be given “r” value should Whether and Mexi- extremely cohesive voters were statistically significant must regarded as somewhat cohe- voters were can-American since determined on a case case basis in races where a among themselves sive significance signifying statistical the value ran, they did not usual- minority candidate (e.g., upon sample size dependent candidates who werе support ly combine precincts studied in each elec- number by Anglo voters. usually disfavored tion). D. Barnes & J. Con- generally See at at Thornburg, 478 U.S. ley, Litigation Statistical Evidence 2769-70.6 (1986). existing case law A review the Treen, 574 beginning Major v. Evi- Significance of the Statistical C. (E.D.La.1983), suggests that F.Supp. 325 Presented. dence appreciate this often failed to courts have said, part opinion IIA we “Cru- In of our On several occasions important fact. regression analysis validity cial to the seemingly unqual- have made the courts “r2”, “r” and are the values for “r” values at or above ified assertion that strength measure the of the correlation significant. statistically Major 0.5 are See relationship of the variables be- and linear 338; Treen, F.Supp. Gingles v. v. 574 at examined, ing in this case the race (“In Edmisten, experi- F.Supp. 590 at 368 supports. In he voter and the candidate ence, an value correlations above absolute case, “r” values this Dr. Miller calculated relatively of .5 are rare and correlations 43 mainly 0.5 and 0.7 for the races between rare.”). extremely v. above .9 Solomon Cf. “r” plaintiffs polarized, claim Fla., (“r” F.2d at 1575 Liberty County, cases.” 0.8 in values above statistically significant at values become Edmisten, 0.3).7 contrast, theory simply precludes Gingles Statistical By v. (E.D.N.C.1984), F.Supp. part such universal conclusions. aff'd voting patterns Thornburg, are not racial- 106 S.Ct. at ence that Austin’s Cf. (the polariza- ly politically meaningful of racial 2769-70 same evidence sense correlated in a polit- probative to establish the tion will be both have and that blacks and Mexican-Americans minority group and to ical cohesiveness of supporting minority monopoly candi- no on polarization). show white racial dates. of the five races in which blacks and three Major comment v. Treen 7.The supported the same minori- Mexican-Americans ty testimony from Dr. Henderson. been based opposition candidate in so, indicating sig- a threshold If this Anglos, actually won election statement — those candidates obviously "r" —is confined to the nificance for percentage they because received a sizeable presented specific in that case. evidence forty- Anglo no instance less than vote—in (47%). percent This reinforces the infer- seven investigate contrast, reading of the continue to these issues careful- a careful ly, that the district as the district court did here. Campos opinion indicates of, with, note presented and took court was the level at which

expert testimony as to statistically signifi-

the “r” value became analysis of the elec- regression for the

cant correlation coeffi- yielding

tion the lowest that, careful to note

cient. Our court was race, found Campos

“[f]or .52, slope of .33 and

that the “r” value of significance .0456 were the lowest val- MOORE, al., Rachel et but, introduced as testified ues [the Plaintiffs-Appellants, Brishetto, they still plaintiffs’ expert] were significant.” Campos, statistically ought encourage dis- F.2d at 1247. We MISSISSIPPI VALLEY STATE UNIV- litigants pay alike to close trict courts and ERSITY, al., Defendants-Appellees. et “r” signifcance val- attention to No. 87-4830. regression analysis. generated by Sta- ues tool, especially tistics are a mischievous Appeals, Court of United States court, prepared if are not and offered Fifth Circuit. *16 convincing explanation of their with a 1,May and limita- mathematical characteristics customary here of lev- tions. absence rightly ac- reliability

els of statistical was

knowledged by the district court.

CONCLUSION

Previous cases and the above discussion propositions regarding the

establish three Thornburg prongs

first two that should be First, recognized by

explicitly our circuit. single-

voting age majority proposed in a district, population rather than

member

majority, a mi- should determine whether sufficiently

nority group is numerous.

Second, Thornburg analysis should be according existing

conducted number subdivision, in a

of districts

according larger to a number tailored to single-member

accommodate a district ra- Third, majority. although

cial we

now held that two racial minorities jointly politically cohe-

prove that Thornburg, under this factual determi-

sive suggest

nation in one or two cases does not every Mexican- case blacks and satisfy

Americans will their burden

proof. Finally, should insist not courts generat- “r” provision ‍​​​‌‌​​​​​‌​​‌‌​‌​​‌​​​‌​‌​​​‌​​‌​​​​​​​​‌​‌​​​​‍on the values regression analyses, but also on

ed “r”

evidence as to the level at which those significant. become should

values Courts 2.Even if total be considered notes "... minority group graphically compact, so is eight-member city yard- and an surrounding popu- white violation, small relation appellants’ population stick for a 2§ in a lation that it could not constitute single-member figures yield barely still districts that assure the district, these electing possibility of a black council member. they would have been able cannot maintain population The does not Mexican-American representatives of their choice in the to elect generate potential eight- itself such even in an struc- absence of the multi-member electoral observes, City plan. member district U.S. at 50 n. 106 S.Ct. at 2766 n. ture.” 478 justification, that minorities would not some necessarily represented find themselves better if single-member they achieve one district on a Dr. Miller's 4. The district court found that council, six-person they enjoy where now two questionable analysis yielded highly results. representatives; comprising or two members entitled to cre- But even if these results are dence, proportion expanded eight-person of an court found that do smaller the trial arguments. support appellants' council. nom., Thornburg v. races, part, rev’d in sub remaining nine blacks in the Gingles, the same voted for Mexican-Americans (1986), bivariate Dr. Grofman’s mis- L.Ed.2d Appellants times. candidate five yielded “r” values ecological regression support their necessary to proof state the 0.98; exceeded ranging from 0.7 to most by consid- mutual cohesiveness position of n. 30. The ex F.Supp. at 368 0.9. 590 both races in which ering those analysis relied on Cam pert’s regression vot- way as white same groups voted the generally “r” values above pos yielded tends to show evidence ers. Even such 0.68, “r” ex solidarity, it simul- three out of five values black-Hispanic that the white date courts have based any notion ceeded 0.84. To taneously refutes Although yield on data racially polarized.5 polarization conclusions vote vote was of similar higher evidence 0.8 or for the ing testimonial “r” values of there was See, and Mex- espoused e.g., blacks political goals majority of elections examined. Austin, 1246;

Case Details

Case Name: Volma Overton, and Ernesto Calderon, Plaintiffs-Intervenors-Appellants v. City of Austin, and Black Citizens Task Force, Defendant-Intervenor-Appellee
Court Name: Court of Appeals for the Fifth Circuit
Date Published: May 1, 1989
Citation: 871 F.2d 529
Docket Number: 87-1805
Court Abbreviation: 5th Cir.
AI-generated responses must be verified and are not legal advice.