Lead Opinion
Opinion
In Delaware State College v. Ricks,
The following facts are undisputed. The plaintiff became superintendent of the Pierce power plant, which the defendant owned and operated, in 1989. On February 25, 2000, the plaintiff was informed that the plant would be closed and his position eliminated. The defendant closed the plant on June 30, 2000, but retained the plaintiffs services for some time thereafter as it decommissioned the plant. On November 13, 2002, the defendant’s personnel director received a letter from the plaintiffs attorney. That letter provided in relevant part: “I have been retained by [the plaintiff] to represent him in connection with his current employment situation with the [defendant]. . . . As you probably know, [the plaintiffs] employment is scheduled to terminate effective on or about December 31, 2002 .... All of the other employees at the power plant, who are not being terminated, are substantially younger than [the plaintiff] .... The absence of any other reason substantiating the disparate treatment between [the plaintiff] and the other power plant employees raises a strong presumption that [the plaintiff] is not being transferred to another position simply because of his age. During his employment, certain representations were made to [the plaintiff] . . . that [the plaintiff] would have a position with the [defendant] as long as he wanted. . . . Accordingly, the failure to continue [the plaintiffs] employment with the [defendant] appears to be in direct contradiction of these promissory representations .... [The plaintiff] is prepared to bring his claims to the [commission on human rights and opportunities (commission)] and to court if necessary, but would rather attempt to reach an accord with the [defendant] than proceed in this matter. Therefore, [the plaintiff] respectfully requests that a representative of the [defendant] contact me ... to discuss a possible resolution of these issues short of litigation.”
The plaintiff subsequently was provided written notice of the impending termination of his employment. In a letter to the plaintiff dated December 13, 2002, Raymond F. Smith, the defendant’s director of public utilities, informed him that “[t]his letter will serve as final notice of your termination with the [defendant] . . . .” The plaintiffs final day of employment was January 21, 2003.
The plaintiff filed a complaint with the commission on June 3, 2003, which alleged that his employment was terminated “because of his age in violation of the prohibitions in the Connecticut Fair Employment Practices Act [(CFEPA), General Statutes § 46a-51 et seq.].” After conducting a merit assessment review, the commission dismissed the plaintiffs action as untimely under § 46a-82 (e). The commission stated: “The complaint is untimely filed. There is documentation in the form of a letter written by the [plaintiffs] attorney dated November 13, 2002 which indicates that the [plaintiff] was aware that he was scheduled to be terminated as of December 31, 2002. In that the complaint was not filed until June 3, 2003, more than 180 days had elapsed from the date the [plaintiff] had first knowledge of his impending termination. Termination is not a continuing violation.” The commission further issued
The plaintiffs December 17,2003 complaint followed, which repeated his allegation before the commission that the termination of his employment constituted age discrimination in violation of CFEPA.
Our standard of review governing a court’s grant of summary judgment is well established. Summary judgment is appropriate when “the pleadings, affidavits and any other proof submitted show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.” (Internal quotation marks omitted.) Miller v. United Technologies Corp.,
“Because litigants ordinarily have a constitutional right to have issues of fact decided by the finder of fact, the party moving for summary judgment is held to a strict standard. [The moving party] must make a showing that it is quite clear what the truth is, and that excludes any real doubt as to the existence of any genuine issue of material fact. ... A material fact is a fact that will make a difference in the result of the case. . . . [T]he burden of showing the nonexistence of any material fact is on the party seeking summary judgment .... It is not enough for the moving party merely to assert the absence of any disputed factual issue; the moving party is required to bring forward . . . evidentiaiy facts, or substantial evidence outside the pleadings to show the absence of any material dispute. . . . The party opposing summary judgment must present a factual predicate for his argument to raise a genuine issue of fact. . . . Once raised, if it is not conclusively refuted by the moving party, a genuine issue of fact exists, and summary judgment is inappropriate.
“The court is required to view the facts presented in a motion for summary judgment in the light most favorable to the party opposing the motion. . . .
The plaintiff brought the present action under CFEPA, which proscribes discriminatory employment practices on, inter alia, the basis of age. See General Statutes § 46a-60 (a) (l).
Our Supreme Court scrutinized § 46a-82 (e) in Williams v. Commission on Human Rights & Opportunities,
The plaintiff does not argue that waiver, consent or some other compelling equitable tolling doctrine applies in the present case. Although his claim is simple, its resolution is not. The plaintiff contends that he filed his complaint with the commission within 180 days of the act of discrimination, which he claims occurred on his final day of employment.
The pertinent issue, then, concerns the proper interpretation of § 46a-82 (e). Our task is to determine, in an age discrimination action in which the allegedly discriminatory practice is the termination of employment, precisely when the alleged act of discrimination transpires.
“According to our long-standing principles of statutory construction, our fundamental objective is to ascertain and give effect to the intent of the legislature. . . . In determining the intent of a statute, we look to the words of the statute itself, to the legislative history and circumstances surrounding its enactment, to the legislative policy it was designed to implement, and to its relationship to existing legislation and common law principles governing the same general subject matter.” (Internal quotation marks omitted.) King v. Sultar,
I
As our Supreme Court has observed, CFEPA “defines important rights designed to rid the workplace of discrimination . . . .”
The legislative history surrounding § 46a-82 (e) comports with that principle. The statute was amended in 1974 by No. 74-54 of the 1974 Public Acts, which changed the filing deadline from ninety to 180 days. As the trial court noted in its memorandum of decision, one purpose of that amendment was “to bring state law into accord with federal law.”
Finally, we note that “Connecticut law repeatedly has expressed a policy preference to bring about a trial on the merits of a dispute whenever possible and to secure for the litigant his or her day in court. . . . Our practice does not favor the termination of proceedings without a determination of the merits of the controversy where that can be brought about with due regard to necessary rules of procedure.” (Citations omitted; internal quotation marks omitted.) Egri v. Foisie,
II
The defendant maintains that the United States Supreme Court dispositively resolved the present dispute and urges us to adopt, as a matter of state law, that federal interpretation of the 180 day filing requirement. “In defining the contours of an employer’s duties under our state antidiscrimination statutes, we have looked for guidance to federal case law interpreting Title VII of the Civil Rights Act of 1964 [42 U.S.C. § 2000e et seq.], the federal statutory counterpart to § 46a-60.” Brittell v. Dept. of Correction,
In the seminal case of Delaware State College v. Ricks, supra,
On April 28, 1975, the plaintiff filed with the EEOC an employment discrimination complaint against the college. The EEOC subsequently issued a right to sue letter. Id. The plaintiff then commenced an
On appeal, the United States Court of Appeals for the Third Circuit reversed that judgment. See Ricks v. Delaware State College,
Among the considerations noted by the Third Circuit were the fact that employers may reverse termination decisions and that forcing a plaintiff to file suit while still employed by the defendant would engender hostility in the workplace. Id. The court further stated that a rule focusing on the last day of employment would provide a bright line guide to courts and employees alike in what is often a clouded matter.
The United States Supreme Court reversed the judgment of the Third Circuit. It first observed that “limitations periods, while guaranteeing the protection of the civil rights laws to those who promptly assert their rights, also protect employers from the burden of defending claims arising from employment decisions that are long past.” Delaware State College v. Ricks, supra,
Four justices dissented from the Ricks majority opinion. In a dissent joined by Justices Brennan and Marshall, Justice Stewart indicated that “a fair reading of the complaint reveals a plausible allegation that the [c]ollege actually denied [the plaintiff] tenure on September 12, 1974, the date on which the [b]oard finally confirmed its decision to accept the faculty’s recommendation that he not be given tenure.” Id., 263 (Stewart, J., dissenting). Underscoring the difficulty in determining precisely when definitive communication of termination is made,
Justice Stevens dissented separately. In addressing the issue at hand, he explained that “[t]hree different reference points could arguably determine when a cause of action for a discriminatory discharge accrues: (1) when the employer decides to terminate the relationship; (2) when notice of termination is given to the employee; and (3) when the discharge becomes effective.” Id., 265 (Stevens, J., dissenting). Justice Stevens agreed with the Third Circuit that the filing period should commence on the last day of a complainant’s employment. He stated: “The most sensible rule would provide that the date of discharge establishes the time when a cause of action accrues and the statute of limitations begins to run. Prior to that date, the allegedly wrongful act is subject to change; more importantly, the effective discharge date is the date which can normally be identified with the least difficulty or dispute.” Id. (Stevens, J., dissenting).
Less than one year after deciding Ricks, the United States Supreme Court revisited the issue in Chardon v. Fernandez,
In a per curiam opinion, the Supreme Court concluded otherwise. It stated: “The decision below is contrary to [our] recent decision [in] Delaware State College v. Ricks [supra,
As in Ricks, the Chardon opinion was not unanimous. Justice Brennan, joined by Justice Marshall, dissented, stating that the case was “plainly distinguishable from Ricks . . . .” Id., 9 (Brennan, J., dissenting). He explained: “It is one thing to hold, as was held in [Ricks], that for the purpose of computing the limitations period, a cause of action for denial of a benefit such as tenure, and consequent damage, accrues when the plaintiff learns that he has been denied that benefit; it is quite another to hold, as the [c]ourt does here, that a cause of action for damages resulting from an unconstitutional termination of employment accrues when the plaintiff learns that he will be terminated. To my knowledge, such a rule has no analogue in customary principles of limitations law. See 4 A. Corbin, Contracts § 989 (1951) (‘The plaintiff should not be penalized for leaving to the defendant an opportunity to retract his wrongful repudiation; and he would be so penalized if the statutory period of limitation is held to begin to run against him immediately’).” Chardon v. Fernandez, supra,
As he did in Ricks, Justice Stevens authored a separate dissent, this time joined by Justices Brennan and Marshall. Quoting from the decision of the First Circuit, he stated: “The issue of when the cause of action accrues depends ... on when the alleged unlawful act occurred. It is necessary, therefore, to identify the unlawful act. Where, as here, the claim is that an employment decision was made for a prohibited reason, it could be argued that the unlawful act was the making of the decision, rather than the implementation of it. But we think such a refined rule would depart too sharply from the understanding of ordinary people. . . . The alleged unlawful act was revocable, incomplete and, for practical purposes, nonexistent until the actual demotion or discharge. . . . [W]here, as here, the date that is most closely related to the plaintiffs’ claim is also the date most easily identified, we think concern for adoption of the rule that best promotes certainty and eliminates litigation over technical niceties is well warranted. . . . [The] plaintiffs’ quarrel is with their demotions and discharges—not with the notices themselves. No actual harm is done until the threatened action is consummated. Until then, the act which is the central focus of the plaintiffs’ claim remains incomplete.” (Citation omitted; internal quotation marks omitted.) Id., 10-13 (Stevens, J., dissenting). Justice Stevens thus concluded that the plaintiffs’ complaints should not have been dismissed as untimely. Id., 13 (Stevens, J., dissenting).
Prior to the enunciation of the so-called Ricks-Char-don rule, several federal courts, in addition to the respective decisions of the Third Circuit and First Circuit in Ricks and Chardon, rejected such a rule.
Like the present case, Janikowski involved a question of whether the filing limitation commenced on the final day of employment or the date of notice of termination. Most notably, the plaintiff filed suit alleging age discrimination in violation of both federal and state law.
The court then turned its attention to the plaintiffs state law claim under Michigan’s
In light of the foregoing, it appears to us that although the Ricks-Chardon rule is the law of the land in regard to federal claims of discriminatory discharge, it is not a fortiori the appropriate standard for claims arising under Connecticut law. As our Supreme Court has explained, “under certain circumstances, federal law defines the beginning and not the end of our approach to the subject.” (Internal quotation marks omitted.) State v. Commission on Human Rights & Opportunities,
The decisions of sister states construing similar statutory provisions also inform our interpretation of § 46a-82 (e). See Johnson v.Manson, supra,
A majority of jurisdictions have applied the Ricks-Chardon rule as a matter of state law in discriminatory discharge cases.
One case that addresses policy considerations is Turner v. IDS Financial Services, Inc.,
A minority of states have rejected the Ricks-Chardon rule.
Ill
In reviewing precedent that has considered the question before us, we agree with the observation of the Appellate Division of the New Jersey Superior Court that neither Ríete nor Chardon, nor any of the decisions that followed them contains a persuasive analysis as to why we should adopt the Ricks-Chardon rule. See Homlin v. TRW, Inc., supra,
As the Third Circuit warned, courts must be mindful that it is often laymen, not lawyers, who initiate the complaint process. Ricks v. Delaware State College, supra,
It is basic to our law that a cause of action accrues when a plaintiff has been injured or damaged. The Ricks-Chardon rule confounds that principle by requiring an employee, in discriminatory termination of employment cases, to file a claim disputing events that have not yet come to pass. As the Supreme Court of California observed, “[i]nthe nonacademic setting, notification of termination is not comparable to a denial of tenure—termination is not the inevitable result, because in the nonacademic setting termination of employment does not ensue inevitably once notification of termination has been given.” Romano v. Rockwell International, Inc., supra,
In addition, requiring an employee to file a complaint while still employed may engender hostility in the workplace. It places employees in the uncomfortable position of having to sue an employer with whom they presently have, and often with whom they are trying to maintain, a job.
A rule predicated on the date of unequivocal notice presents problems for both litigants and the court. As the present case exemplifies, determining precisely when unequivocal notice of termination has been provided can be a daunting task.
In Ricks, the United States Supreme Court focused on the policy of preventing litigation of stale claims, stating that “ [i]t should not be forgotten that time-limitations provisions themselves promote important interests; the period allowed for instituting suit inevitably reflects a value judgment concerning the point at which the interests in favor of protecting valid claims are outweighed by the interests in prohibiting the prosecution of stale ones.” (Internal quotation marks omitted.) Delaware State College v. Ricks, supra,
The fact that the entirety of the termination process is within the control of the employer presents a further concern. Were we to hold that the filing period of § 46a-82 (e) commences upon unequivocal notification of termination, the cunning employer could foreclose any and all complaints to the commission by simply setting the effective date of termination at some point beyond 180 days. Plainly, that is not what the General Assembly intended in enacting this remedial legislation. Yet, should we adopt the Ricks-Chardon rule, the evisceration of an employee’s statutory right under CFEPA may result.
Finally, the fact that § 46a-82 (e) is part of a remedial statutory scheme cannot be disregarded.
Section 46a-82 (e) requires the filing of a complaint within 180 days of “the alleged act of discrimination . . . .” The act alleged in the plaintiffs complaint is the termination of his employment. Among the discriminatory practices proscribed by § 46a-60 (a) (1) is “discharge from employment . . . .” That language dates back to 1947, when our General Assembly enacted Connecticut’s first unfair employment practices statute. See General Statutes (Cum. Sup. 1947) § 1364i. The term “discharge” in the employment context means “[t]o dismiss from employment; to terminate the employment of a person.” Black’s Law Dictionary (6th Ed. 1990) p. 463; see also Webster’s Third New International Dictionary, p. 644. Liberally construing that statutory provision and mindful of the legislature’s intent to avoid the defeat of such complaints for filing faults rather than on their merits, we conclude that the filing period contained in § 46a-82 (e) commences upon actual cessation of employment, rather than notice thereof.
IV
Our fair employment practices statutes were enacted to eliminate discrimination in employment. They are remedial and receive a liberal construction. We therefore conclude that in an age discrimination action in which the allegedly discriminatory practice is the termination of employment, the alleged act of discrimination transpires on the final date of employment, rather than when the employee receives notice of termination. Accordingly, any complaint must be filed with the commission within 180 days of that date.
It is undisputed that the plaintiffs final day of employment was January 21, 2003. Filed on June 3, 2003, the plaintiffs complaint to the commission was within the 180 day period of § 46a-82 (e) and, hence, was timely. The trial court incorrectly concluded otherwise, and summary judgment should not have been rendered in favor of the defendant on that ground.
V
The defendant alternatively claims that summary judgment was appropriate because
As our Supreme Court explained, “[w]hen a plaintiff claims disparate treatment under a facially neutral employment policy, this court employs the burden-shifting analysis set out by the United States Supreme Court in McDonnell Douglas Corp. v. Green,
To establish a prima facie case of discrimination, the complainant must demonstrate that (1) he is in the protected class; (2) he was qualified for the position; (3) he suffered an adverse employment action; and (4) that the adverse action occurred under circumstances giving rise to an inference of discrimination. Board of Education v. Commission on Human Rights & Opportunities,
It is uncontested that every other power plant employee at the time of the June 30, 2000 closure was younger than the plaintiff and was still employed by the defendant when the plaintiff received the December 13, 2002 notice of termination. Simply put, the plaintiff was the only power plant employee discharged by the defendant. In applying the analytical framework enunciated in McDonnell Douglas Corp., the United States Court of Appeals for the Tenth Circuit held that “[e]vi-dence that an employer fired qualified older employees but retained younger ones in similar positions is sufficient to create a rebuttable presumption of discriminatory intent and to require the employer to articulate reasons for its decision.” Branson v. Price River Coal Co.,
The defendant nevertheless maintains that it articulated a nondiscriminatory reason for the termination of the plaintiffs employment, namely, that the position of power plant superintendent no longer existed.
An employee may demonstrate pretext “by reliance on the evidence that established her prima facie case, without any additional evidence being required . . . .” (Citation omitted.) Gallo v. Prudential Residential Services Ltd. Partnership,
In Montana v. First Federal Savings & Loan Assn, of Rochester,
The plaintiff in the present case submitted a similar factual basis in opposing the defendant’s motion for summary judgment. The plaintiff was the oldest power plant employee and the only one who was not transferred to another position with the defendant. Although the position of power plant superintendent was eliminated, the bulk of the plaintiffs duties was transferred to another employee. In addition, the plaintiff presented evidence in the form of a letter from that employee to Smith indicating that his workload would increase as a result thereof.
Viewing that evidence in the light most favorable to the plaintiff, we conclude that a genuine question of material fact exists as to whether the defendant’s stated reason for terminating the plaintiffs employment was a pretext for discharging him on the basis of his age. Summary judgment, therefore, was inappropriate.
The judgment is reversed and the case is remanded for further proceedings consistent with this opinion.
In this opinion SCHALLER, J., concurred.
Notes
The plaintiff also instituted a separate action against the defendant sounding in breach of contract on March 12, 2003, stemming from the termination of his employment. The court consolidated the plaintiffs two actions on March 15, 2004. That breach of contract action is not at issue in this appeal.
The court did not address the defendant’s alternate grounds for summary judgment.
Entitled “Discriminatory employment practices prohibited,” General Statutes § 46a-60 provides in relevant part: “(a) It shall be a discriminatory practice in violation of this section: (1) For an employer, by the employer or the employer’s agent, except in the case of a bona fide occupational qualification or need, to . . . discharge from employment any individual . . . because of the individual’s . . . age . . . .”
In the event that this court were to adopt the federal rule enunciated in Ricks, the plaintiff alternatively argues that he filed his complaint within 180 days of December 13, 2002, the date that he claims to have received unequivocal notice of the termination of his employment.
We reject the defendant’s exhortation to defer to the commission’s interpretation of General Statutes § 46a-82 (e). “[While] [o]rdinarily, [an appellate] court affords deference to the construction of a statute applied by the administrative agency empowered by law to carry out the statute’s purposes . . . when a state agency’s determination of a question of law has not previously been subject to judicial scrutiny . . . the agency is not entitled to special deference. . . . [I]t is for the courts, and not administrative agencies, to expound and apply governing principles of law.” (Internal quotation marks omitted.) Southern New England Telephone Co. v. Dept. of Public Utility Control,
General Statutes § l-2z provides: “The meaning of a statute shall, in the first instance, be ascertained from the text of the statute itself and its relationship to other statutes. If, after examining such text and considering such relationship, the meaning of such text is plain and unambiguous and does not yield absurd or unworkable results, extratextual evidence of the meaning of the statute shall not be considered.”
“[T]he noble purpose of this bill ... is to create an effective machinery in this state for the elimination of discrimination in employment.” 8 H.R. Proc., Pt. 12, 1959 Sess., p. 2584, remarks of Representative Robert Satter.
Prior to the 1974 amendment, the filing period contained in General Statutes § 46a-82 (e) was much shorter than that of its federal counterpart. Conn. Joint Standing Committee Hearings, Human Rights and Opportunities, 1974 Sess., p. 4. Similarly, the General Assembly in 1975 again amended § 46a-82 to expand the amount of time for which back pay could be awarded as a remedy for an unfair employment practice to two years, so as to bring our statute into harmony with federal law. Williams v. Commission on Human Rights & Opportunities, supra,
Application of that legislative purpose to the particular issue now before this court is somewhat dubious in light of the fact that § 46a-82 (e) was amended years before the Supreme Court’s enunciation of the rule in Ricks and Chardon v. Fernandez,
As our Supreme Court explained, “[c]enturies ago the common law courts of England . . . insisted upon rigid adherence to the prescribed forms of action, resulting in the defeat of many suits for technical faults rather than upon their merits. Some of that ancient jurisprudence migrated to this country . . . and has affected the development of procedural law in this state. . . . [H]owever, our legislature enacted numerous procedural reforms applicable to ordinary civil actions that are designed to ameliorate the consequences of many deviations from the prescribed norm [that] result largely from the fallibility of the legal profession, in order generally to provide errant parties with an opportunity for cases to be resolved on their merits rather than dismissed for some technical flaw.” (Internal quotation marks omitted.) Coppola v. Coppola,
We disagree that the rule established by Ricks and Chardon v. Fernandez,
In interpreting our statutes and deciding this question of first impression as a matter of Connecticut law, we are free to depart from that federal statutory interpretation upon concluding that it fails to effectuate both the legislative policy underlying the statute at issue and the remedial nature thereof, as have more than one-third of those sibling jurisdictions that considered the question. See part II.
Unlike the complaint in the present case, the complaint in Ricks did not allege a discriminatory discharge. Delaware State College v. Ricks, supra,
As the Third Circuit stated: “Under the appellees’ formulation, courts would have to determine when purportedly final decisions are really final and when a reasonable person would really know or have reason to know that a final decision had been made. Besides creating complexity and thereby increasing the cost of litigation, this approach is likely to become a trap for employees who, through attempts at internal resolution of their grievances, would unwittingly lose the opportunity to make a timely filing of their charge. Such an approach would ignore the learning of Love v. Pullman,
For example, in Bonham v. Dresser Industries, Inc., supra,
Likewise, in Krzyzewski v. Metropolitan Government of Nashville & Davidson County,
See, e.g., Duty v. Norton-Alcoa Proppants,
At no point in the proceedings has the plaintiff in the present case raised a federal cause of action.
Although the dissent is concerned by the potential for a “schizophrenic application of the law” that “may lead to curious results in federal court,” the Sixth Circuit had little difficulty applying the respective state and federal law in Janikowski.
See Quicker v. Colorado Civil Rights Commission,
See Romano v. Rockwell International, Inc.,
Writing for the court in Waters v. Autuori,
This rationale is particularly compelling in the present case, as every other power plant employee at the time of the June 30, 2000 closure still was employed by the defendant when the plaintiff received the December 13, 2002 notice of termination.
The plaintiff’s desire to remain in the defendant’s employ is not contested.
Discriminatory practices by an employer do not always occur in precise, well defined moments capable of ready identification. In applying the RicksChardon rule, the trial court found that the plaintiff received notice of the termination of his employment “sometime before November 13, 2002 . . . .” Federal law requires that an “employer must give the employee unequivocal notice of its final termination decision.” (Internal quotation marks omitted.) Flannery v. Recording Industry Assn. of America,
The defendant in the present case offered no evidence whatsoever that it ever officially and unequivocally communicated a final notice of termination to the plaintiff prior to Smith’s December 13,2002 letter. The application of the Ricks-Chardon rule by the trial court contains a cursory discussion of that requirement. Viewed in the light most favorable to the plaintiff, the fact that (1) the plaintiff was informed on February 25,2000, that his position would be eliminated, yet nevertheless remained in the defendant’s employ for almost two years thereafter and (2) no notice of termination document or affidavit concerning such notification by the defendant or its agents accompanied the defendant’s motion for summary judgment together suggest that a genuine issue of material fact may exist as to whether the defendant provided the plaintiff with unequivocal notice of its final and official termination decision prior to Smith’s December 13, 2002 letter.
The record is clear that the plaintiffs final day of employment was January 21, 2003.
In neither Ricks nor Churdón did the United States Supreme Court acknowledge the remedial nature of the legislative acts in question. Contra Romano v. Rockwell International, Inc., supra,
The General Assembly, of course, is free to revisit the parameters of General Statutes § 46a-82 (e) as it deems necessary to further effectuate the legislative policy that CFEPA was designed to implement.
Exhibit C was Smith’s letter to Shelby Jackson, a union representative. That letter states in relevant part: “[F]ifty percent ... of [the plaintiffs] time was associated with developing bid specifications/documents for the Electric Division, including review and recommendation of award. In reviewing job descriptions, this is clearly the function of the Assistant General Manager-Electric. . . . [T]he third largest element of work (15%) [was] ‘a technical and administrative contact person for safety and environmental concerns.’ Again, the Assistant General Manager’s position covers these functions. . . . The only other area of significant activity involves the direction of activities of the System Operator work group. . . . There is no longer a need to schedule workers for the operation of the power plant and they have established a five man rotation work schedule which can be overseen by the Assistant General Manager. You will note that some of the work will fall to the Assistant General Manager. However, Mr. Holmes is a highly paid, well-qualified individual who is ‘highly responsible’ for . . . managerial support to the utility’s General Manager whose duties also include '. . . super-vis[ing] subordinate managerial and staff employees.’ It is possible that Mr. Holmes may want to reassign various portions of [his] duties to complement his work schedule, however, it is believed by myself and the Commission that his work can be reasonably performed by Mr. Holmes.”
Likewise, exhibit D was a memorandum from Smith to Holmes. It stated in relevant part: “Very soon, there will be only four months of funding remaining for the Power Plant Superintendent position. One of the areas of concern that I think needs immediate attention will be replacement as the Spill Prevention Control Coordinator (SPCC). I am hereby designating you as the future [SPCC] Coordinator, as a result of your knowledge of the issues and experience in that area. . . . Another area that will need attention at the end of the year is the supervisory designee to replace [the plaintiff] for the Systems Operators/Utility Operators. . . . Inasmuch as system operations are essentially a distribution function, I believe that it would be appropriate for you to take direct control of these individuals for the foreseeable future . . . .”
The defendant specifically relies on the affidavit of Terence P. Sullivan, its personnel director. In that document, Sullivan averred, inter alia, that “on or about January 21,2003, the plaintiffs position as Power Plant Superintendent was eliminated as the Pierce Power Plant Station had ceased operations” and that “no person, younger or older, has filled the plaintiffs former position as Power Plant Superintendent.”
Holmes’ memorandum to Smith, dated September 4, 2002, stated in relevant part: “This writing is to acknowledge receipt of your memorandum of August 22, 2002 pertaining to designation of myself as the Coordinator for the Spill Prevention Control and Countermeasures (SPCC) Plan for the Electric Division, as well as supervisory designee for the Turbine Utility Operators, beginning January 1, 2003. Both of these areas of responsibility have traditionally been performed by the Power Plant Superintendent .... I was surprised to receive your memorandum .... I had not considered these added responsibilities prior to your writing, and I am referring this proposal to the Wallingford Management Union-Local 17 of the Connecticut Independent Labor Union for their review and consideration.”
Dissenting Opinion
dissenting. I respectfully disagree with the majority’s conclusion that we should part ways with well established United States Supreme Court precedent and a majority of jurisdictions throughout the nation.
Our Supreme Court has determined that when an overlap between state and federal
In drafting and modifying the Connecticut Fair Employment Practices Act (CFEPA), General Statutes § 46a-51 et seq., our legislature modeled CFEPA after its federal counterpart, Title VII of the Civil Rights Act of 1964 (Title VII), 42 U.S.C. § 2000e et. seq., and it has sought to keep our state law consistent with federal law in this area. See, e.g., Commission on Human Rights & Opportunities v. Savin Rock Condominium Assn., Inc., supra,
The issue before us concerns the proper interpretation of CFEPA’s filing limitations statute, General Statutes § 46a-82 (e), which provides in relevant part: “Any complaint filed pursuant to this section must be filed within one hundred and eighty days after the alleged act of discrimination . . . .” Where, as here, the alleged act of discrimination is the termination of employment, § 46a-82 (e) provides no guidance to assist us in determining precisely at what point the alleged act of discrimination occurs. As the majority correctly notes, therefore, this issue presents a question of first impression in Connecticut that requires us to look to extratex-tual evidence to determine at what point the “discharge from employment” arises, triggering the 180 day filing limitations period in § 46a-82 (e). See General Statutes § l-2z.
Beginning with the legislative history, in modifying the filing limitations period set forth in § 46a-82 (e), the legislature has expressed its clear intent to keep state law consistent with federal law. Williams v. Commission on Human Rights & Opportunities,
The majority references portions of the legislative history of § 46a-82 (e) as evidence that the legislature sought to avoid the dismissal of complaints due to late filing and concludes that “[o]ur interpretation of § 46a-82 (e) must be mindful of that legislative policy.” However, the majority fails to address adequately why we should ignore the expressly stated legislative intent to keep the statute consistent with its federal counterpart and “to bring state law into accord with federal law.” Williams v. Commission on Human Rights & Opportunities, supra,
In Delaware State College v. Ricks,
The majority relies on our Supreme Court’s explanation that we may depart from federal precedent “under certain circumstances.” State v. Commission on Human Rights & Opportunities,
Further, I am unconvinced that the policy considerations raised by the majority are so significant to warrant an outright rejection of federal precedent because there are sound policy considerations supporting the Ricks-Chardon rule. As the United States Supreme Court recently observed in a similar context: “Statutes of limitations serve a policy of repose. . . . They represent a pervasive legislative judgment that it is unjust to fail to put the adversary on notice to defend within a specified period of time and that the right to be free of stale claims in time comes to prevail over the right to prosecute them.” (Citation omitted; internal quotation marks omitted.) Ledbetter v. Goodyear Tire & Rubber Co.,
. . . This short deadline reflects Congress’ strong preference for the prompt resolution of employment discrimination allegations through voluntary conciliation and cooperation.” (Citations omitted; internal quotation marks omitted.) Ledbetter v. Goodyear Tire & Rubber Co., supra, 630-31.
Thus, as the majority notes, the Ricks court explained that the “limitations periods, while guaranteeing the protection of the civil rights laws to those who promptly assert their rights, also protect employers from the burden of defending claims arising from employment decisions that are long past.” Delaware State College v. Ricks, supra,
In following the Ricks-Chardon rule, many of our sister states have discussed public policy concerns in support of adopting the rule and disfavoring a contrary approach. In Clarke v. Living Scriptures, Inc.,
In Turner v. IDS Financial Services, Inc.,
In addition to the policy concerns weighing in favor of an adoption of the Ricks-Chardon rule, I am also concerned that an application of the majority’s holding may lead to curious results in federal corut. In Bogle-Assegai v. State,
Application of the majority’s holding may cause equally significant uniformity problems in state court. Specifically, the court’s ruling applies only in the context of termination from employment and does not clarify the application of § 46a-82 (e) to other forms of employment discrimination. If, for example, the alleged act is a discriminatory demotion, the court’s departure from the Ricks-Chardon rule makes it entirely unclear whether the relevant filing limitations period would commence on the date of unequivocal notice of the demotion or on the date of the actual demotion.
Finally, I believe that the policy concerns raised in the majority opinion are issues that can be more appropriately addressed by the legislature. In examining the scope of our statutes, it is not the province of this court to usurp the legislative function. See Mingachos v. CBS, Inc.,
Because I believe that, pursuant to the Ricks-Char-don rule, the alleged act of discrimination occurred when the plaintiff, Peter J. Vollemans, Jr., received unequivocal notification of the termination of his employment, I would address the plaintiffs second claim that the trial court improperly concluded that there was no genuine issue of fact as to whether the plaintiff received unequivocal notice of the termination of his employment prior to November 13, 2002. In a footnote, the majority indicates that evidence that the plaintiff was informed on February 25, 2000, that his position would be eliminated, yet remained in the employ of the defendant, the town of Wallingford, for two years thereafter, coupled with the defendant’s failure to submit evidence of an unequivocal notice, suggests that a genuine issue of material fact may exist as to whether the plaintiff received unequivocal notice of the defendant’s final and official termination decision.
Here, the plaintiff concedes that in November, 2002, he was aware that the defendant was going to terminate his employment. Further, the plaintiff cannot reasonably dispute that on or prior to November 13, 2002, he retained counsel to represent him related to this termination. Most importantly, on November 13, 2002, in a letter sent to the defendant by his attorney, the plaintiff, through his attorney, stated: “As you probably know, [the plaintiffs employment] is scheduled to terminate effective on or about December 31, 2002, with the closure of the Power Plant being proffered as the alleged justification for that termination.” Thus, the plaintiffs retention of counsel and the content of the letter sent to his employer by his attorney makes it overwhelmingly clear that the defendant had given the plaintiff unequivocal notice of termination sometime prior to November 13, 2002. Compare Smith v. United Parcel Service of America, Inc., supra,
For these reasons, I would conclude, as the trial court did, that the defendant met its burden to prove that there are no genuine issues of material fact regarding its claim that the plaintiffs complaint, which he filed with the commission on human rights and opportunities on June 3, 2003, was untimely pursuant to § 46a-82 (e). Therefore, I would affirm the judgment of the trial court rendering summary judgment in favor of the defendant.
Accordingly, I respectfully dissent.
The majority acknowledges that in amending General Statutes § 46a-82 (e), the legislature’s intent to promote consistency with federal law was “[ejqually significant” to the legislature’s concern for ensuring that potentially meritorious claims were not dismissed due to late filing; however, the majority declines to give equally significant weight to the legislature’s clearly stated intent to align state law with federal law in this area. Seeking to discount the importance of that intent, the majority points out that the rule established by the United States Supreme Court in Delaware State College v. Ricks,
It is axiomatic that Connecticut is the final arbiter of its laws. Where, as here, our legislature has deliberately overlapped state law with federal law and has expressed its intent to be guided by federal law in this area, we are compelled to consider United States Supreme Court precedent to be particularly persuasive not simply because the decision emanated from that court, but because our Supreme Court has instructed us to do so. See Commission on Human Rights & Opportunities v. Savin Rock Condominium Assn., Inc., supra,
See Stewart v. Booker T. Washington Ins.,
See footnote 17 of the majority opinion.
The District Court previously dismissed the plaintiffs state law claims on unrelated grounds, and that dismissal was not challenged on appeal. See Bogle-Assegai v. State, supra,
I recognize the majority’s valid concern that a six month filing limitation may lead to harsh results; see, e.g., Ledbetter v. Goodyear Tire & Rubber Co., supra,
Because I conclude that summary judgment was appropriate on this ground, I express no opinion as to the defendant’s alternate claims.
