OPINION AND ORDER
Pending before the Court is defendants, Norman Maldonado, George Hillyer, Pedro Santiago and Fernando Gallardo’s Motion to Dismiss filed on April 20, 2000. (Docket No. 31). The motion was duly opposed by plaintiff on June 26, 2000. (Docket No. 40). In the motion to dismiss, defendants aver that plaintiffs claims should be dismissed because: 1) plaintiff is barred from asserting a cause of action for monetary damages under the American ■with Disabilities Act (“ADA”) and the Age Discrimination in Employment Act (“ADEA”); 2) Eleventh Amendment immunity impedes plaintiff from maintaining a cause of action against the state, a state agency or a state official acting in his official capacity under 42 U.S.C. §§ 1981, 1981a, 1983 and 1988; and 3) plaintiff has failed to establish a cause of action against defendants for which relief can be granted under the ADA, ADEA, Title VII, §§ 1981, 1983, 1988 and Puerto Rico anti-discrimination laws. For the following reasons, defendants’ Motion to Dismiss is GRANTED in part and DENIED in part.
I. MOTION TO DISMISS STANDARD
When deciding a Motion to dismiss under Federal Rule of Civil Procedure 12(b)(6) the Court must accept as true all well-pleaded factual claims, and indulge all reasonable inferences in the plaintiffs favor.
Doyle v. Hasbro, Inc.,
Moreover, when considering a motion to dismiss under Rule 12(b)(6) “our focus [must be] limited to the allegations of the complaint.”
Litton Indus., Inc. v. Colón,
[i]n appraising the sufficiency of the complaint we follow, of course, the accepted rule that a cоmplaint should not be dismissed for failure to. state a claim unless it appears beyond doubt that the plaintiff can prove no set of facts in support of his claim which would entitle him to relief.
Id.
at 45-46,
II. DISCUSSION
A. Plaintiffs Claims Under the ADA and the ADEA Against the Board of Trustees and Other Named Defendants in Their Official Capacity
Defendants aver that plaintiff is barred from asserting claims under the ADA and ADEA against defendants, because such claims are foreclosed by Elevеnth Amendment immunity. (Docket No. 31). The Court agrees. The Eleventh Amendment bars suits brought in federal courts for monetary damages against states, unless the state being sued waives its immunity or consents to be sued.
See e.g. Edelman v. Jordan,
The Commonwealth of Puerto Rico is considerеd a state for purposes of the Eleventh Amendment.
See Metcalf & Eddy, Inc.
v.
Puerto Rico Aqueduct & Sewer Auth.,
Moreover, contrary to what plaintiff avers in the opposition, the fact that the University has the power “[t]o sue and be sued,” P.R. LAWS ANN. tit. 18,
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§ 852f(13) (1993), does not strip the University of its Eleventh Amendment immunity.
See In re San Juan Dupont Plaza Hotel Fire Litig.,
Similarly, defendants Norman Maldonado, President of the University of Puerto Rico, George Hillyer, Chancellor of the University of Puerto Rico, Pedro Santiago, Chancellor of the University of Puerto Rico, and Fernando Gallardo, Chancellor of the University of Puerto Rico Regional Colleges Administration, are also shielded from liability by the state’s Eleventh Amendment immunity when sued in their official capacities.
See Suárez Cestero v. Pagán Rosa,
The only remaining claims under the ADA and ADEA against the Board of Trustees and other named co-defendants in their official capacity are the ones seeking equitable relief (requesting “hiring, promotion and tenure” from defendants). Equitable relief is an authorized remedy, notwithstanding Eleventh Amendment barring applicability of ADA and ADEA to the states under
Kimel,
B. The Title VII Claim
“The Supreme Court has held that damages actions may be maintained under Title VII against a state, reasoning that Title VII’s express authorization of damages actions against a state abrogates the eleventh amendment barrier.”
Lipsett v. University of Puerto Rico,
Pursuant to Rule 12(b)(6), in order to survive a motion to dismiss, plaintiff must set forth “factual allegations, either direct or inferential, regarding each material element necessary to sustain recovery.”
Gooley v. Mobil Oil Corp.,
“Complaints based on civil rights statutes must do more than state simple conclusions; they must at least outline facts constituting the alleged violation.”
Fisher v. Flynn,
Even if the Court identifies a cause of action for on any of the types of disсrimination outlawed by Title VII, the Court must conclude that plaintiff has failed to plead enough facts to establish a prima facie case under the
McDonnell Douglas Corp. v. Green,
C. The Retaliation Claim
Plaintiff avers that defendants denied plaintiffs applications for employment (rehiring) with the University between July-August 1998, October 1998 and September 1998-January 1999, in retaliation for the filing of EEOC charges and the “filing [of a] Title VII/ADA/ADE case in this court.” (Docket No. 1). Plaintiff was previously discharged from employment with the University in 1990. (Docket No. 1). Section 704(a) of the Civil Rights Act of 1964, 42 U.S.C. § 2000e-3(a), in pertinent part provides: “[i]t shall be an unlawful employment practice for an employer to discriminate against any of his employees or applicants for employment ... because he has opposed any practice made an unlawful employment practice by this subchap-tеr ... ” The ADA anti-retaliation provision states:
“No person shall discriminate against any individual because such individual has opposed any act or practice made unlawful by this chapter or because such individual made a charge, testified, assisted, or participated in any manner in an investigation, proceeding or hearing under this chapter.”
42 U.S.C. § 12203. Similarly, ADEA makes it unlawful “for an employer to discriminate against any of his employees ... because such individual ... has opposed any practice made unlawful by this section ... ”29 U.S.C. § 623(d).
In
Mesnick v. General Electric, Co.,
Since there is no direct evidence of retaliatory animus in this case, plaintiff must establish a prima facie case in order to assert a cause of action for retaliation.
See Price Waterhouse,
As previously stated, plaintiff avers having been retaliated against by defendants based on denials of his applications for employment with the University, because of the filing of his three EEOC
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charges and the filing of the above captioned complaint with this Court. (Docket No. 1). The Court, upon first impression is led to find that plaintiff has pleaded enough facts to establish a prima facie case of retaliation. Plaintiff engaged in protected activity by filing the EEOC charge and the above captioned case and has pleaded sufficient facts “either direct or inferential” to establish a causal link between the denial of his job appliсations and the filing of the complaints with the EEOC and this Court.
Gooley,
D. Plaintiffs Claims Against Co-defendants in their Personal Capacity Under the ADA, ADEA and Title VII
This Court has previously addressed the issue of individual liability under the ADA, ADEA and Title VII and held that
“The First Circuit Court of Appeals and the Supreme Court have yet to decide this issue of individual liability of supervisors. See e.g. Serapion v. Martinez,119 F.3d 982 , 992 (1st Cir.1997) (circuit has not resolved issuе and declined to address); see also Scarfo v. Cabletron Systems, Inc.,54 F.3d 931 , 951-952 (1st Cir.1995) (similar). This district, and in particular the undersigned, has followed the majority of circuits that have confronted this issue holding that no personal liability can attach to agents and supervisors under Title VII, [ADA] or ADEA.”
Julia v. Janssen, Inc.,
E. Plaintiffs §§ 1981, 1981a, 1983 and 1988 Claims Against the Board of Trustees and Named Defendants in their Official Capacity
As to plaintiffs section 1983 cause of action against the Board of Trustees and other named defendants in their
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оfficial capacity, “[i]t is well settled ‘that neither a state agency nor a state official acting in his official capacity may be sued for damages in a section 1983 action.’ ”
Wang v. New Hampshire Board of Registration in Medicine,
F. Plaintiffs §§ 1981, 1983 and 1988 Claims Against Named Defendants in their Individual Capacity
“Section 1983 expressly embraces actions to redress ‘deprivation[s, under color of state law,] of ... rights, privileges, or immunities secured by the Constitution.’ ”
Pontarelli v. Stone,
Additionally, section 1983 does not recognize the theory of
respondeat superior
liability.
See Monell v. Department of Social Services,
As to plaintiffs section 1981 claims, the Court finds that plaintiff has failed to state a claim against defendants. “Section 1981 proscribes intentional discrimination based on race.”
10
Alexis v. McDonald’s Restaurants of Massachusetts,
G. Local Claims
“Puerto Rico’s sovereign immunity under the Eleventh Amendment serves to bar plaintiffs claims under [Law 1 (18 P.R. LAWS ANN. § 601), Law 100, (29 P.R. LAWS ANN. § 146),] Law 17 (29 P.R. LAWS ANN. § 155) and Article 1802 of the Puerto Rico Civil Code (31 P.R. LAWS ANN. § 5141)” for damages in federal court.
Nogueras v. University of Puerto Rico,
Additionally, plaintiffs local claim under Law 100 must be dismissed for “Law 100 does not apply to non-profit government instrumentalities as is the U.P.R.”
Dogson,
“[D]oes not operate as a private business or enterprise. Only government agencies and instrumentalities functioning as ‘private business or enterprises’ are within the scope of Law 100. Defendant does not operate as a private business or enterprise; the U.P.R. is a nonprofit оrganization. As a non-profit organization, it renders public services directed towards offering higher education to the people of Puerto Rico. Therefore, Defendant is a non-profit government instrumentality not under the scope of Law 100.”
Id.
at 342. Thus, plaintiffs claims against the University and named defendants in their official capacity for damages must be DISMISSED. However, since Law 17 “permit[s] the court to order injunctive relief, including hiring, promoting, or reinstating the employee, and desisting from the unlawful discriminatory acts,” plaintiff may go forward with his official capacity claims for injunctive relief under Law 17.
12
Nogueras,
As to plaintiffs local claims against named defendants in their personal capacity, the Puerto Rico Supreme Court recently found that under Puerto Rico Law Nos. 17 and 100, an agent, official, administrator or supervisor of a busi
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ness
can
be found personally liable for violations of the aforementioned laws should certain conditions be met as to the individual defendants.
Rosario Toledo v. Distribuidora Kikuet, Inc.,
— D.P.R. -,
Additionally, although plaintiff may assert a cause of action under Law 17 against defendants in their personal capacity, defendants assert that plaintiffs claim under Law 17 must be dismissed based on the doctrines of Res Judicata and Collateral Estoppel.
13
As previously stated by the Court, on July 1, 1996, plaintiff filed Case No. 96-1799(HL) against defendants. The Court dismissed plaintiffs Law 17 claim
with prejudice.
Subsequently, the United States Court of Appeals for the First Circuit dismissed plaintiffs appeal and affirmed the district court opinion.
See Vizcarrondo v. Board of Trustees of the University of Puerto Rico,
As to plaintiffs Law No. 1 charge against named defendants in their individual capacity, the Court finds that plaintiff has failed to plead any facts that would establish a cause of action against them. Therefore, plaintiffs claims against named defendants in their personal capacity under Law Nos. 1 is hereby DISMISSED. The only remaining personal capacity claim against defendants that survives is the Article 1802 charge for intentional tort.
CONCLUSION
Based on the aforementioned reasons, defendants’ motion to dismiss is hereby GRANTED in part and DENIED in part. The following claims are DISMISSED with prejudice:
1) Plaintiffs claims against the Board of Trustees and named defendants in their official and personal capacity under Title VII and § 1981;
2) Plaintiffs monetary claims under the ADA and ADEA against the Board of Trustees and named defendants in their official capacity;
3) Plaintiffs claims against named defendants in their personal capacity under the ADA and ADEA;
4) Plaintiffs claims against the Board of Trustees and named defendants in their official and personal capacity under Law 96 and Law No. 100;
5) Plaintiffs claims against the Board of Trustees and named defendants in their official capacity for monetary damages under Law No. 1 and Law No. 17;
*210 6) Plaintiffs claims against named defendants in their individual capacity under Law 17; and
7) Plaintiffs claims against the Board of Trustees and named defendants in their official capacity under Article 1802.
Plaintiffs claims under Law No. 1 against the Board of Trustees and named defendants in their personal capacity are DISMISSED without prejudice. 15
IT IS SO ORDERED.
Notes
.
"Ex parte Young
allows a way around the bar to federal jurisdiction erected by the Supreme Court's Eleventh Amendment jurisprudence only in cases where prospective declaratory or injunctive relief is sought under federal law.... The
Ex Parte Young
doctrine does not apply in cases where plaintiffs seek monetary relief for past violations of federal law, regardless of whether the party the plaintiffs seek to designate as a defendant is nominally a state officer sued in his official capacity.”
Mills v. Maine,
. When there is no indication of the existence of direct evidence in a case, a plaintiff is required to proffer sufficient facts to comply with a prima facie case of discrimination as set forth in
McDonnell Douglas Corp. v. Green,
. It is worthy to note that the entire case is plagued with potential issues of Res Judicata and Collateral Estoppel not only as to Title VII, ADA, ADEA, §§ 1981 and 1983, but as to other claims that could have been pursued. The First Circuit Court of Appeals has explained that "a final judgment on the merits of an action precludes the parties or their privies from relitigating claims thаt were raised or could have been raised in that action.”
Apparel Art International, Inc. v. Amertex Enterprises Ltd.,
. The First Circuit has analogized the ADA and ADEA to the Title VII context, "in requiring a plaintiff that is bringing a claim of retaliation to show: (1) that he or she was engaged in protected conduct; (2) that he or she was discharged, and; (3) that there was a casual connection between the discharge and the conduct.”
Sifre,
. Further, plaintiff has also failed to plead facts showing exhaustion of administrative remedies at the EEOC level as to some of the named defendаnts in their individual capacity-
. For Eleventh Amendment purposes, the University of Puerto Rico, the Board of Trustees and other named defendants in their official capacities are considered “arms of the state.”
Suarez Cestero,
. Previously this Court held "that the ADEA and the ADA respectively provide comprehensive exclusive remedies for age and disability discrimination, and that, therefore, a state government employee may not bring suit under § 1983, premised on the deprivation of the rights provided by those statutes, unless, as suggested by the Fifth Circuit, he or she alleges facts which will independently support a § 1983 claim.”
Vicenty Martell v. Estado Libre Asociado de Puerto Rico,
. It has been established that “[o]ne who asserts that governmental action violates the Equal Protection Clause must show that he or she is the victim of intentional discrimination."
Vicenty Martell,
. Plaintiff asserts that defendants "failed to establish or publish a policy regarding misuse of medical records and inquiries or regarding discrimination on the basis of age, disability or gender in the university or regarding retaliation because of opposition to unlawful employment and research practices at UPR and/or have failed to enforce said policy, in providing any effectivе method, whereby said misuse, discrimination or retaliatory action could be remedied promptly and effectively through the grievance and appellate procedures of the university.” (Docket No. 1). Plaintiff also avers that "defendants have approved and ratified the conduct of their predecessors in office and the conduct of other UPR officials towards the plaintiff.” (Docket No. 1). More importantly, plaintiff alleges that defendants were personally involved in the violation of his constitutional and statutory rights. (Docket No. 40).
. Section 1981(a) provides:
“All persons within the jurisdiction of the United States shall have the same right in every State and Territory to make and enforce contracts, to sue, be parties, give evidence, and the full and equal benefit of all laws and proceedings for the security of persons and property as is enjoyed by white citizens, and shall be subject to like punishment, pains, penalties, taxes, licenses, and exactions of every kind, and to no other." 42 U.S.C. § 1981(a).
. “Although a Puerto Rican statute authorizes tort actions against defendants, sovereign immunity likewise precludes federal jurisdiction over a tort action for damages against the government of Puerto Rico.”
Dogson v. University of Puerto Rico,
. Plaintiff also asserted a cause of action against all defendants pursuant to Law 96, 29 P.R. Laws Ann. § 245w. As defendant correctly point out, Law 96 was repealed by Law 180 of July 27, 1998. Plaintiff's claim was filed on March 3, 1999, almost a year after Law 96 was repealed. Therefore, the Court hereby DISMISSES plaintiff's claims against defendants under Law 96.
. Plaintiff has not provided any facts, case law or allegations in the opposition to counter defendants’ averments.
. The Court must reach the same result under federal or state causes of action.
See Molina,
. The Court will refrain from issuing a partial judgment at this time. The First Circuit strongly disfavors partial judgments as they foster piecemeal appeals.
See Nichols v. Cadle Co.,
