142 A.D.2d 479 | N.Y. App. Div. | 1989
OPINION OF THE COURT
On January 13, 1985, defendant Daily and Sunday Freeman (hereinafter Freeman) published an article entitled "Tormented by a Drug-Crazed Daughter” as 1 in a series of 27 articles on drug abuse written by defendant Sheila Isenberg. The instant lawsuit was precipitated by this article. Essentially, plaintiffs maintain that they agreed to be interviewed by Isenberg, but that Isenberg breached an agreement not to disclose their identities and to permit plaintiff Louis Virelli to review the article prior to publication. They contend that the article contained identifiable portrayals of plaintiffs and misquoted and misrepresented information as a result of which they were readily identified, humiliated in the community and exposed to public ridicule, threats and contempt. The causes of action alleged are characterized as invasion of privacy, negligence and intentional infliction of emotional distress.
Freeman and defendant Ingersoll Publications Company (hereinafter Ingersoll) moved to dismiss the complaint for lack of personal and subject matter jurisdiction on the premise that Freeman was not a corporate entity and Ingersoll was neither the owner nor proprietor of the newspaper.
Defendants initially contend that, having granted the motion by Freeman and Ingersoll to dismiss the complaint, Supreme Court no longer enjoyed jurisdiction over the action, as a matter of law, to permit plaintiffs to add Goodson as a party. We disagree. The complaint was still extant because Isenberg remained a defendant who had answered and the relief sought in plaintiffs’ cross motion was granted simultaneously in the same decision/order.
Next, defendants maintain that Supreme Court improperly permitted plaintiffs to add Goodson as a party defendant. We hold otherwise, albeit on a slightly different basis. Supreme Court adopted the three-prong standard delineated in Brock v Bua (83 AD2d 61) for applying the relation-back rule set forth in CPLR 203 (b). In Brock, the Second Department enumerated a revised formula for applying CPLR 203 (b), holding that a claim against a new party may relate back to the date that a plaintiff’s claim was interposed against an originally named defendant, but only if "(1) both claims arose out of the same conduct, transaction or occurrence * * * (2) the new party is 'united in interest’ with the original defendant, and by reason of that relationship he can be charged with such notice of the institution of the action that he will not be prejudiced in maintaining his defense on the merits * * * and (3) the new party knew or should have known that, but for an excusable mistake by plaintiff as to the identity of the proper parties, the action would have been brought against him as well” (supra, at 69 [emphasis supplied]).
In this case, the focus is solely on the third prong of the Brock standard.
The Brock standard, with which we generally concur, is premised on the counterpart provision set forth in Federal Rules of Civil Procedure, rule 15 (c) (see, Brock v Bua, supra, at 68-69). Notably, rule 15 (c) simply provides that the new party "knew * * * that, but for a mistake concerning the identity of the proper party, the action would have been brought against the party” (emphasis supplied). Unlike Brock, the Federal rule does not qualify the nature of the mistake. In our view, Brock has superimposed an excuse qualification which shifts the focus away from the primary question of whether the new party had actual notice of the claim within the statutory limitations period. We decline to do so here. In Schiavone v Fortune (477 US 21), a case involving a similar, untimely failure to name a publisher as a captioned defendant, the United States Supreme Court recently confirmed that the linchpin in cases of this nature is not whether the mistake in service was excusable, but whether "notice within the limitations period” had been achieved (supra, at 31). Analyzing rule 15 (c), the Supreme Court held that relation back requires four predicates, including a showing that the new "party must or should have known that, but for a mistake concerning identity, the action would have been brought against it” (supra, at 29 [emphasis supplied]). Noticeably absent is any requirement of an excuse for faulty service. Accordingly, while we apply the third prong of the Brock
Here, plaintiffs have averred that both Isenberg and James Plugh, Goodson’s publisher, were personally served with process on January 13, 1986, the last day on which the Statute of Limitations was set to expire (cf., Schiavone v Fortune, supra, at 29). As indicated, plaintiffs’ motion to add Goodson was made shortly thereafter on February 6, 1986. On these facts, there is little doubt that Goodson had actual notice of the lawsuit within the limitations period and sustained no prejudice in preparing a defense. It is inconceivable that Goodson was misled into believing that plaintiffs had "opted not to sue [it]” (Brock v Bua, 83 AD2d 61, 71, supra). Accordingly, we conclude that Supreme Court properly added Goodson as a party defendant.
The second appeal pertains to defendants’ motion to dismiss the second amended complaint for failure to state a cause of action in defamation. In opposing the application, plaintiffs emphasized that defendants mischaracterized the nature of the complaint which, in effect, propounded claims for invasion of privacy, negligence and intentional infliction of emotional distress, not defamation. In addressing defendants’ challenge, we accord the pleadings a liberal construction in plaintiffs’ favor, assuming the truth of the allegations made (see, Lynch v Bay Ridge Obstetrical & Gynecological Assocs., 72 NY2d 632, 637).
A cause of action for invasion of privacy requires the use of a name, portrait or picture of a living person for trade or advertising purposes, without consent (Civil Rights Law §§ 50, 51). The courts have consistently held that the "terms [trade or advertising purposes] should not be construed to apply to publications concerning newsworthy events or matters of public interest” (Stephano v News Group Publ., 64 NY2d 174, 184). Since the challenged article pertains to the societal scourge of drug abuse, unquestionably a newsworthy item, we find that plaintiffs have failed to state a viable privacy claim (see, Freihofer v Hearst Corp., 65 NY2d 135, 140-141; Stephano v News Group Publ., supra).
We reach a similar conclusion with respect to plaintiffs’ third cause of action for intentional infliction of emotional
We also find that dismissal should have been granted as to plaintiffs’ remaining cause of action, expressly grounded in negligence, alleged in their second amended complaint. The claim in that cause of action is that Isenberg obtained the information from plaintiffs for the article published in Freeman under promises of anonymity and the right to review the article before publication. It is alleged that in violation of these promises, defendants negligently reported facts in the article through which plaintiffs’ identities were revealed and, also in the article, negligently distorted and misrepresented the information plaintiffs gave Isenberg. It is unmistakably clear that plaintiffs solely allege that defendants’ fault consisted of ordinary negligence, i.e., that defendants "failed to follow reasonable standards for information gathering and dissemination” and "failed to act with due consideration for the standards ordinarily followed by responsible parties” (emphasis supplied).
There is also no question that the only damages particularized in the second amended complaint are injuries to reputation, the traditional province of defamation tort law, and the humiliation and other emotional distress from public disclosure of embarrassing personal facts normally associated with the common-law tort of invasion of privacy (see, Restatement [Second] of Torts § 652H). Indeed, plaintiffs’ allegations are inseparable from the torts of defamation and invasion of privacy with one exception, the claim that the unconsented disclosures violated Isenberg’s promise to keep their identities secret. To that degree, in their negligence cause of action plaintiffs have pleaded what amounts to a tortious breach of confidence (see, Note, Breach of Confidence: An Emerging Tort, 82 Colum L Rev 1426 [1982]; see also, MacDonald v Clinger, 84 AD2d 482; Doe v Roe, 42 AD2d 559, affd 33 NY2d 902). Moreover, as we have already concluded, the subject matter of the article, as described in but not attached to the complaint, clearly pertains to a matter of legitimate public concern, i.e., the terrible impact of drug abuse.
Where, as here, recovery is sought against news media defendants for injuries to reputation and for emotional dis
Consistent with the broader applicability of the procedural protections to media defendants already discussed, but first applied in the context of defamation actions, these protections have been expressly extended by the United States Supreme Court to actions under the New York right of privacy statute (Civil Rights Law §§ 50, 51; see, Time, Inc. v Hill, 385 US 374, 387-388), to actions for intentional infliction of emotional distress (Hustler Mag. v Falwell, 485 US —, —, 108 S Ct 876, 880-881, supra), and to both criminal prosecutions and civil damage actions arising out of media violations of State confidentiality laws (see, Smith v Daily Mail Publ. Co., 443 US 97, 103; Cox Broadcasting Corp. v Cohn, 420 US 469, 495). Various courts have likewise extended freedom of speech and press guarantees to media defendants in common-law invasion of privacy cases (see, Rinsley v Brandt, 700 F2d 1304; Gilbert v Medical Economics Co., 665 F2d 305; Virgil v Time, Inc., 527
As a matter of State constitutional law, plaintiffs’ allegations, couched exclusively in terms of ordinary negligence as to both the alleged disclosures by defendants of identifying information and false statements, all pertaining to matters of legitimate public concern, are patently insufficient to withstand dismissal. In Gertz v Robert Welch, Inc. (418 US 323), the United States Supreme Court held that ordinary negligence is a constitutionally sufficient fault standard of liability under the 1st Amendment of the Federal Constitution in the case of a defamation suit by a private person plaintiff against a news media defendant for publication on a matter of public concern. However, it expressly left to the individual States the decision whether to impose a higher standard of culpability (supra, at 345-347). New York has done so, requiring establishment in such cases that the "publisher acted in a grossly irresponsible manner without due consideration for the standards of information gathering and dissemination ordinarily followed by responsible parties” (Chapadeau v Utica Observer-Dispatch, 38 NY2d 196, 199 [emphasis supplied]; see, Gaeta v New York News, 62 NY2d 340). Plaintiffs have not alleged, even in conclusory fashion, that this heightened standard of fault was violated by defendants here (cf., Bruno v New York News, 68 AD2d 987, 988). Accordingly, dismissal must be granted as to this cause of action. Despite their failure to request permission to replead in the event of dismissal, we would under the circumstances, however, grant plaintiffs leave to replead, conditioned upon their showing before Supreme Court that they have sufficient factual grounds to support their cause of action (see, Money v Maloney, 101 AD2d 403, 405; Piffath v Esposito, 58 AD2d 577).
Mahoney, P. J., Casey, Weiss, Levine and Harvey, JJ., concur.
Order entered March 25, 1987 affirmed, without costs.
Order entered November 20, 1987 reversed, on the law and the facts, motion granted and second amended complaint
. Simultaneously, plaintiffs served an amended complaint without leave (CPLR 3025 [a]) in which the only change was to correct the name of Ingersoll Publications to Ingersoll Publications Company. Supreme Court considered defendants’ motion as one to dismiss the amended complaint.
. The negligence cause of action, which enjoys a three-year Statute of Limitations, was not directly affected by this limitations objection.
. [2] We recognize that CPLR 203 (b) becomes operative only where some viable service has been achieved against an existing party (see, Connor v Fish, 91 AD2d 744). Consequently, service on Freeman, a nonentity, failed
. Our review has been complicated by the parties’ failure to include the disputed article in the record on appeal. As a result, our analysis proceeds solely on the basis of the pleadings.